13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 2,426 holding rows worth $32,416,078,000.
- Accession
- 0001141802-20-000010
- Filer
- CIK 1141802
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 2,426 entries on the cover page, a total value of $32,416,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,416,078,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WAYFAIR INC | 94419L101 | CL A | 919 | $182,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 6,799 | $181,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,563 | $181,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,038 | $180,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 4,199 | $180,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,315 | $180,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,686 | $179,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,019 | $178,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,605 | $178,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 6,185 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,074 | $178,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 6,591 | $178,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 6,406 | $178,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,187 | $177,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,769 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,298 | $176,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 990 | $176,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 5,691 | $175,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,766 | $175,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,041 | $175,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 7,722 | $174,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 983 | $174,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,987 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 12,387 | $173,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 30,356 | $172,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 13,416 | $172,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 21,824 | $172,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,292 | $171,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,721 | $170,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,602 | $170,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5,500 | $170,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,324 | $169,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,333 | $167,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,102 | $167,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 7,652 | $167,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 22,556 | $166,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,620 | $165,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,947 | $165,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,479 | $164,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 9,971 | $164,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 402 | $163,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 9,649 | $163,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 3,160 | $163,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 5,160 | $162,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 18,188 | $162,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 14,089 | $162,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,262 | $160,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,593 | $160,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,159 | $160,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,052 | $159,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,784 | $158,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 916 | $157,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 15,363 | $157,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,771 | $156,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 7,732 | $155,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,644 | $155,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,570 | $154,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 12,300 | $154,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,935 | $154,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 19,275 | $153,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,025 | $152,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,431 | $152,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 3,562 | $152,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 5,264 | $152,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 5,688 | $152,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 8,265 | $151,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,705 | $151,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 4,894 | $150,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 2,148 | $150,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 2,819 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 10,371 | $149,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,277 | $148,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2,072 | $148,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,780 | $147,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,404 | $147,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,466 | $146,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,450 | $146,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,860 | $146,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 697 | $144,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,660 | $144,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,473 | $144,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,205 | $144,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 20,026 | $144,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 4,021 | $143,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 6,881 | $143,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 12,324 | $142,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,698 | $141,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,401 | $140,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 2,284 | $139,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 807 | $139,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,876 | $139,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 14,378 | $139,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,957 | $138,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,299 | $138,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,153 | $138,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,303 | $137,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 3,560 | $137,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 13,055 | $137,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,226 | $136,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 626 | $136,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,043 | $136,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 15,195 | $136,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,366 | $136,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 33,308 | $136,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,545 | $135,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,115 | $135,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 968 | $135,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,277 | $135,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 29,281 | $135,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,604 | $135,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 8,427 | $134,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 675 | $133,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,305 | $133,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 3,062 | $132,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 43,427 | $132,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,200 | $131,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,017 | $130,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,442 | $130,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,779 | $130,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,769 | $130,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 9,218 | $130,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,162 | $130,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 832 | $129,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 13,275 | $128,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,751 | $128,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 5,982 | $128,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 7,089 | $127,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,456 | $127,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,163 | $127,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,039 | $127,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,204 | $126,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 4,062 | $126,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,315 | $126,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,323 | $126,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 3,510 | $126,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 5,079 | $126,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,865 | $125,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,260 | $125,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,853 | $125,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,886 | $124,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,325 | $124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,983 | $124,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,514 | $123,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,157 | $122,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,900 | $122,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,620 | $121,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 10,044 | $121,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 23,553 | $121,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,000 | $120,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 169 | $120,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 707 | $120,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,398 | $119,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,245 | $117,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 3,856 | $117,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 5,465 | $117,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,844 | $117,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,682 | $117,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 7,237 | $117,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 819 | $116,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 832 | $116,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,901 | $116,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,150 | $116,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,780 | $116,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 396 | $116,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,386 | $115,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 7,063 | $115,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 5,926 | $114,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 10,173 | $114,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22,176 | $113,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 940 | $113,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 698 | $113,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 936 | $112,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 6,828 | $112,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 7,797 | $112,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,000 | $112,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 7,807 | $111,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 14,164 | $111,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,674 | $110,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 18,444 | $110,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 23,654 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 856 | $109,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 3,338 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 741 | $109,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 3,559 | $108,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 3,140 | $108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 3,802 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,183 | $107,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 44,114 | $106,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 26,906 | $106,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,612 | $106,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 9,470 | $105,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 9,340 | $104,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 14,937 | $104,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 6,250 | $104,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2,100 | $103,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 12,128 | $103,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 4,665 | $103,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 683 | $103,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,267 | $103,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 1,882 | $103,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 635 | $102,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 439 | $102,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,182 | $102,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,437 | $101,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 427 | $101,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 7,124 | $101,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 2,080 | $100,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,421 | $100,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 309 | $100,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,557 | $99,000 | thousands by filing date | |
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| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 1,800 | $99,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 697 | $99,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 6,483 | $99,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,104 | $99,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,558 | $98,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 4,000 | $98,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 2,804 | $98,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 13,266 | $98,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 2,343 | $98,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,864 | $97,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 4,505 | $97,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 3,192 | $97,000 | thousands by filing date | |
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| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 10,952 | $97,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 7,331 | $97,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,442 | $96,000 | thousands by filing date | |
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| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 720 | $95,000 | thousands by filing date | |
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| UGI CORP NEW COM | 902681105 | Stock | 2,935 | $93,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,499 | $92,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 4,636 | $92,000 | thousands by filing date | |
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| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,826 | $91,000 | thousands by filing date | |
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| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 3,152 | $90,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,099 | $90,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,726 | $90,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1,617 | $90,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 17,231 | $90,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 2,887 | $90,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 318 | $90,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 2,563 | $90,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 812 | $90,000 | thousands by filing date | |
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| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 2,945 | $90,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,516 | $90,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 1,896 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,591 | $89,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,522 | $89,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 5,774 | $89,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 8,580 | $88,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,170 | $88,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,519 | $88,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,102 | $88,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 3,163 | $87,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,877 | $87,000 | thousands by filing date | |
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| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 556 | $86,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 11,233 | $86,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 2,507 | $86,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,972 | $86,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 29,670 | $86,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 1,478 | $85,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 9,562 | $85,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 9,530 | $85,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 11,675 | $84,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 480 | $84,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,389 | $84,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 327 | $84,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,009 | $84,000 | thousands by filing date | |
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| MACYS INC COM | 55616P104 | Stock | 12,096 | $83,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 7,144 | $82,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 647 | $82,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,589 | $82,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 6,097 | $82,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 233 | $81,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,108 | $81,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 30,453 | $81,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 7,470 | $81,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 970 | $81,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 4,579 | $81,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,069 | $81,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,945 | $81,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,851 | $81,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 9,800 | $80,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 1,042 | $80,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 3,346 | $80,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,471 | $80,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 5,000 | $80,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 1,973 | $80,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 43,983 | $80,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,669 | $79,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,649 | $79,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,881 | $79,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 8,795 | $78,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,367 | $78,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,366 | $78,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,085 | $78,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,326 | $78,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,371 | $78,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,141 | $78,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 3,434 | $78,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 4,529 | $77,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 3,219 | $77,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,267 | $77,000 | thousands by filing date | |
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| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,978 | $76,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 6,006 | $76,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 1,353 | $76,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,606 | $76,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 56 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 400 | $75,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 650 | $74,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 997 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 1,033 | $74,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,658 | $73,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,081 | $73,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 2,116 | $73,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,935 | $73,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,136 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 2,212 | $73,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 2,700 | $73,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 7,728 | $73,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 981 | $72,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 7,543 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,400 | $72,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,262 | $72,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 618 | $71,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 9,087 | $71,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 6,593 | $71,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 14,539 | $70,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 4,899 | $70,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,558 | $70,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 6,713 | $69,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 385 | $69,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,533 | $69,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 2,988 | $68,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 5,130 | $68,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,193 | $68,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 613 | $67,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,753 | $67,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,394 | $67,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 748 | $67,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 4,769 | $67,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,701 | $67,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 15,064 | $67,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,120 | $66,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 6,801 | $66,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 1,282 | $65,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 8,320 | $65,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 957 | $65,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 3,266 | $65,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 637 | $64,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,811 | $64,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 359 | $64,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 979 | $64,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,513 | $64,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,381 | $63,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 4,089 | $63,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,319 | $63,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 605 | $62,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,503 | $62,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 669 | $62,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 663 | $62,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 5,476 | $62,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 2,310 | $62,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 2,327 | $62,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 3,571 | $62,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 2,224 | $62,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 849 | $62,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,375 | $61,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,228 | $61,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,675 | $61,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 702 | $61,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,230 | $61,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 8,401 | $61,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 1,858 | $61,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 503 | $60,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 717 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 391 | $60,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 4,687 | $60,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 5,000 | $60,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 401 | $59,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,006 | $59,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,072 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 1,553 | $59,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 2,690 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 1,148 | $59,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 9,383 | $59,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,243 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,877 | $58,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,703 | $57,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,097 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,254 | $57,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,909 | $57,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 1,450 | $57,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,981 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 1,155 | $56,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,282 | $56,000 | thousands by filing date | |
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| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 485 | $56,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 222 | $56,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,743 | $56,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,560 | $55,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 3,227 | $55,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 643 | $54,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,503 | $54,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 790 | $54,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 833 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,904 | $54,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,361 | $53,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,742 | $53,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 175 | $53,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,761 | $53,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,048 | $52,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 508 | $51,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 1,971 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,600 | $51,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,500 | $51,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 494 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,107 | $51,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,857 | $51,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 226 | $50,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 253 | $50,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 7,014 | $50,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 3,372 | $50,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,000 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 1,611 | $50,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,036 | $50,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,789 | $50,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 3,691 | $50,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 2,071 | $49,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 720 | $49,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 800 | $49,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,000 | $49,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,155 | $49,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 2,869 | $48,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 7,008 | $48,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,876 | $48,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 974 | $48,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,256 | $48,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 920 | $48,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 687 | $48,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 1,460 | $48,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,212 | $48,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 849 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 3,587 | $48,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,700 | $48,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 2,500 | $47,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,200 | $47,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,900 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 210 | $47,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,015 | $47,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 308 | $46,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,427 | $46,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 480 | $46,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 303 | $46,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 809 | $46,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,945 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 619 | $46,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 3,375 | $46,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 2,100 | $46,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,546 | $46,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2,697 | $45,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,713 | $45,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 268 | $45,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 709 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,768 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,353 | $45,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,749 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,020 | $45,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 2,238 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 2,569 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,084 | $44,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 87 | $44,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 4,402 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 2,054 | $44,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,206 | $44,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 4,508 | $44,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 519 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 257 | $43,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,876 | $43,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,375 | $43,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,506 | $43,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,737 | $43,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,417 | $42,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 584 | $42,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 125 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-20-000010 | this filing | 2020-08-14 | acceptance time not in the bulk data set |