13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 2,829 holding rows worth $47,095,518,000.
- Accession
- 0001085146-21-001649
- Filer
- CIK 1141802
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 2,829 entries on the cover page, a total value of $47,095,518,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,095,518,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMAX CORP | 45245E109 | COM | 210 | $4,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 216 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 84 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 159 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 75 | $4,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 401 | $4,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 2,000 | $4,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,000 | $4,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,000 | $4,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 350 | $4,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 7,500 | $4,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 2,000 | $4,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $4,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 30 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 39 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $3,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 45 | $3,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 495 | $3,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 34 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 107 | $3,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 36 | $3,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 109 | $3,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 50 | $3,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 20 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 139 | $3,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 117 | $3,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 79 | $3,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 9 | $3,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 32 | $3,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 144 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 146 | $3,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 37 | $3,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 87 | $3,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 65 | $3,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 50 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 326 | $3,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 14 | $3,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 100 | $3,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 179 | $3,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 236 | $3,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 149 | $3,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 135 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 53 | $3,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 237 | $3,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 72 | $3,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 199 | $3,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 243 | $3,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 253 | $3,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 90 | $3,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,009 | $3,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 624 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 63 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 128 | $3,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 81 | $3,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 85 | $3,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 571 | $3,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 250 | $3,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 150 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $3,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 135 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 60 | $3,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 150 | $3,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,000 | $3,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 1,000 | $3,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 2,500 | $3,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 135 | $3,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 289 | $3,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 2,000 | $3,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 1,667 | $3,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 633 | $3,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 59 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $2,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 203 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 51 | $2,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 100 | $2,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 15 | $2,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 21 | $2,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 15 | $2,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 100 | $2,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 17 | $2,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 21 | $2,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 64 | $2,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 467 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 536 | $2,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 34 | $2,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 29 | $2,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 37 | $2,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 500 | $2,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 18 | $2,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 580 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 34 | $2,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 315 | $2,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 100 | $2,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 87 | $2,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 25 | $2,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 100 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 200 | $2,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 36 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 26 | $2,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 16 | $2,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 39 | $2,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 150 | $2,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $2,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 9 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 9 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 252 | $2,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 16 | $2,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 80 | $2,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 280 | $2,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 12 | $2,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 44 | $2,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 250 | $2,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 60 | $2,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 41 | $2,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $2,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 228 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 267 | $2,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 396 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 14 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 23 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 140 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 32 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 45 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $2,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 147 | $2,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 305 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 48 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 71 | $2,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 650 | $2,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 154 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 146 | $2,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 50 | $2,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000 | $2,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,000 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 285 | $2,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 324 | $2,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,000 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,000 | $2,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 20 | $1,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 16 | $1,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 16 | $1,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 14 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 9 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 70 | $1,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 9 | $1,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 4 | $1,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 30 | $1,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 38 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 16 | $1,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 25 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 116 | $1,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 13 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 15 | $1,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 8 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $1,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 53 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 18 | $1,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 17 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 177 | $1,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 58 | $1,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 53 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 6 | $1,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 56 | $1,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 3 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 112 | $1,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2 | $1,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 31 | $1,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7 | $1,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6 | $1,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 22 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 50 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 20 | $1,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 20 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 10 | $1,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 52 | $1,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 29 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 178 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 36 | $1,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 21 | $1,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 16 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 43 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 53 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $1,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 58 | $1,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 81 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 107 | $1,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 76 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 15 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 32 | $1,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 49 | $1,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 80 | $1,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 20 | $1,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 104 | $1,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 54 | $1,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 37 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 316 | $1,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 25 | $1,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 31 | $1,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 22 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 398 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,000 | $1,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 33 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 20 | $1,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 100 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 125 | $1,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 138 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 550 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $1,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 200 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 1,000 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARGURUS INC COM CL A | 141788109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTDOOR INC COM | 35905A109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGI INTL INC | 253798102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOW GROUP INC | 11040G103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EHEALTH INC | 28238P109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTS CORP | 126501105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ST JOE CO | 790148100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAUCH CORP | 024061103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESIGNER BRANDS INC | 250565108 | CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPERI HLDG CORP | 98390M103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AARONS CO INC | 00258W108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVEPERSON, INC. | 538146101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERINT SYS INC | 92343X100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UMPQUA HOLDINGS | 904214103 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATO CORP NEW | 149205106 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X849 | INDX FD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BATTALION OIL CORP | 07134L107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304307 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 2,093 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EROS INTL PLC | G3788M114 | SHS NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMO WATER CORPORATION | 74167P108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOPHARMA INC | 054754874 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASENSUS SURGICAL INC | 04367G103 | COM | 377 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL MED INC | 774374102 | COM | 395 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GP STRATEGIES CORP | 36225V104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 68620A203 | NULL | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRICKELL BIOTECH INC | 10802T105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMOS PHARMA INC | 55028X109 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A853 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M508 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E203 | SHS | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE-TRADED F | 46641Q381 | BETABLDRS 1-5YR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001649 | this filing | 2021-05-14 | acceptance time not in the bulk data set |