13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 2,829 holding rows worth $47,095,518,000.
- Accession
- 0001085146-21-001649
- Filer
- CIK 1141802
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 2,829 entries on the cover page, a total value of $47,095,518,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,095,518,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 620 | $23,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,043 | $23,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 709 | $23,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,669 | $23,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 306 | $23,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,500 | $23,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 322 | $23,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 645 | $23,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,000 | $23,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 790 | $23,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 274 | $22,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 603 | $22,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 89 | $22,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 763 | $22,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 147 | $22,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 457 | $22,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 731 | $22,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 94 | $22,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,900 | $22,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,321 | $22,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,712 | $22,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,408 | $22,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 608 | $22,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 272 | $22,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 470 | $22,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,004 | $22,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 16,000 | $22,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 21,000 | $22,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,016 | $21,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 652 | $21,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,118 | $21,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 532 | $21,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 826 | $21,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 901 | $21,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,107 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 456 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 185 | $21,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 268 | $21,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 187 | $21,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 19 | $21,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 589 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,437 | $21,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 514 | $21,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 732 | $21,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 531 | $21,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 14,000 | $21,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 16,000 | $21,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 138 | $20,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 552 | $20,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 219 | $20,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 129 | $20,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 142 | $20,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 665 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 93 | $20,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,186 | $20,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 409 | $20,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,384 | $20,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 744 | $20,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 615 | $20,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,015 | $20,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,090 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 621 | $20,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L701 | CMN | 495 | $20,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 820 | $20,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 20,000 | $20,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 20,000 | $20,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 97 | $19,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 800 | $19,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 69 | $19,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 447 | $19,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 375 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 750 | $19,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 282 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 660 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 323 | $19,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 500 | $19,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 1,032 | $19,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 592 | $19,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,000 | $19,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,345 | $19,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 2,274 | $19,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 828 | $19,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 9,000 | $19,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 11,000 | $19,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 12,000 | $19,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $19,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 750 | $19,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 110 | $18,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 825 | $18,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1,012 | $18,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 189 | $18,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 920 | $18,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 17,000 | $18,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 580 | $18,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 203 | $18,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $18,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,113 | $18,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,190 | $18,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 510 | $18,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 240 | $18,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 13,000 | $18,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 16,000 | $18,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 17,000 | $18,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 13,000 | $18,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 2,700 | $18,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 5,000 | $18,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 13,000 | $18,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 11,000 | $18,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 428 | $17,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,404 | $17,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 112 | $17,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 149 | $17,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 566 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 300 | $17,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 129 | $17,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 401 | $17,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,120 | $17,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 967 | $17,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,315 | $17,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 282 | $17,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 1,220 | $17,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 254 | $17,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,585 | $17,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 677 | $17,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,040 | $17,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,173 | $17,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 340 | $17,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 11,000 | $17,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 16,000 | $17,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 100 | $17,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 9,790 | $17,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 195 | $16,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 80 | $16,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,947 | $16,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 231 | $16,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 467 | $16,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $16,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 656 | $16,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 535 | $16,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 180 | $16,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 234 | $16,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 137 | $16,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 727 | $16,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,000 | $16,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 579 | $16,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 686 | $16,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 14,000 | $16,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,046 | $16,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 382 | $16,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 377 | $16,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,091 | $16,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 215 | $16,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 15,000 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 12,000 | $16,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,800 | $16,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,011 | $16,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 15,000 | $16,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,786 | $15,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 614 | $15,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,065 | $15,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 387 | $15,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 9,000 | $15,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 272 | $15,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 269 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 226 | $15,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 278 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 479 | $15,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,000 | $15,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 370 | $15,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,111 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 470 | $15,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 819 | $15,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 632 | $15,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 14,000 | $15,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 12,000 | $15,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3 | $14,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 177 | $14,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 176 | $14,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,550 | $14,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $14,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 500 | $14,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 739 | $14,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 208 | $14,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,053 | $14,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 810 | $14,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 4,270 | $14,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 540 | $14,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 621 | $14,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,108 | $14,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 173 | $14,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,270 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 170 | $14,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,086 | $14,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,150 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 366 | $14,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 246 | $14,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,750 | $14,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 491 | $14,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 996 | $14,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 11,000 | $14,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 585 | $13,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 64 | $13,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 200 | $13,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 865 | $13,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 177 | $13,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 500 | $13,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,267 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 446 | $13,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $13,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 585 | $13,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 800 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 249 | $13,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 195 | $13,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 133 | $13,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 185 | $13,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 544 | $13,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 109 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 279 | $13,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 419 | $13,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,680 | $13,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 263 | $13,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,202 | $13,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 476 | $13,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 456 | $13,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 12,000 | $13,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 12,000 | $13,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 12,000 | $13,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 978 | $13,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,033 | $12,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 150 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 111 | $12,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 190 | $12,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 625 | $12,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 465 | $12,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 128 | $12,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 261 | $12,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 247 | $12,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 220 | $12,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 390 | $12,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 347 | $12,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 212 | $12,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 422 | $12,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 1,140 | $12,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 808 | $12,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2,000 | $12,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 4,140 | $12,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 167 | $11,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 252 | $11,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 392 | $11,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 113 | $11,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 143 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 223 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 298 | $11,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 116 | $11,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 176 | $11,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 173 | $11,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 75 | $11,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 195 | $11,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,456 | $11,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 120 | $11,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 164 | $11,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 387 | $11,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 910 | $11,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 1,145 | $11,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 6,000 | $11,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 800 | $11,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 700 | $11,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 9,000 | $11,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 6,000 | $11,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 10,000 | $11,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 6,000 | $11,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 500 | $11,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 353 | $10,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 454 | $10,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 369 | $10,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 209 | $10,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 752 | $10,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,167 | $10,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 314 | $10,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 500 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 285 | $10,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 600 | $10,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 257 | $10,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 211 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 196 | $10,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 693 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 240 | $10,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100 | $10,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 545 | $10,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 500 | $10,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $10,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 6,000 | $10,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 6,000 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,000 | $10,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 10,000 | $10,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 10,000 | $10,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 10,000 | $10,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 572 | $10,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 95 | $9,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 241 | $9,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 301 | $9,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 34 | $9,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 180 | $9,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 310 | $9,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 300 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 500 | $9,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,164 | $9,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 262 | $9,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 200 | $9,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 370 | $9,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 85 | $9,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 100 | $9,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 143 | $9,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 844 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 360 | $9,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 750 | $9,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,000 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 381 | $9,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,000 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 162 | $9,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 860 | $9,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 149 | $9,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $9,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 673 | $9,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 1,000 | $9,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,000 | $9,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 408 | $9,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 4,000 | $9,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 9,000 | $9,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 7,000 | $9,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 6,000 | $9,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 9,000 | $9,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $9,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $8,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 494 | $8,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 151 | $8,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 92 | $8,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 182 | $8,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 180 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 56 | $8,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 53 | $8,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 175 | $8,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 146 | $8,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 63 | $8,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 172 | $8,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 115 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 921 | $8,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 190 | $8,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 456 | $8,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 134 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 143 | $8,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 250 | $8,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 223 | $8,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 165 | $8,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 218 | $8,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1,000 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $8,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 7,000 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 297 | $8,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 521 | $8,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 540 | $8,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 900 | $8,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 6,000 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 6,000 | $8,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 9,000 | $8,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 5,000 | $8,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 200 | $8,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,000 | $8,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 150 | $7,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 29 | $7,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $7,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 226 | $7,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 125 | $7,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 62 | $7,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 84 | $7,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 140 | $7,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 350 | $7,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 50 | $7,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 409 | $7,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 88 | $7,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 141 | $7,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 200 | $7,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 185 | $7,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 76 | $7,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 40 | $7,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123 | $7,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 75 | $7,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 245 | $7,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 100 | $7,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 200 | $7,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 206 | $7,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 5,500 | $7,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 158 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 100 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 238 | $7,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 925 | $7,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 51 | $7,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,867 | $7,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 343 | $7,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 131 | $7,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 6,000 | $7,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 7,000 | $7,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 338 | $7,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 6,000 | $7,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 607 | $7,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 73 | $6,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 556 | $6,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 239 | $6,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 197 | $6,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $6,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 129 | $6,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,019 | $6,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 39 | $6,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 288 | $6,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 237 | $6,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 140 | $6,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 25 | $6,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $6,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 500 | $6,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 140 | $6,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 195 | $6,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 177 | $6,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 2,000 | $6,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 275 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 193 | $6,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 239 | $6,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 5,250 | $6,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 400 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 101 | $6,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 150 | $6,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 207 | $6,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,000 | $6,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 4,000 | $6,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 1,191 | $6,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 6,000 | $6,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 400 | $6,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 250 | $6,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 5,500 | $6,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 350 | $5,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 100 | $5,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 37 | $5,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 402 | $5,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 19 | $5,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 143 | $5,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 22 | $5,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 400 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 69 | $5,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 33 | $5,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 350 | $5,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 114 | $5,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 150 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 93 | $5,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 35 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 80 | $5,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 80 | $5,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 64 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 300 | $5,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 300 | $5,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 361 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 764 | $5,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 75 | $5,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 175 | $5,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 119 | $5,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 269 | $5,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 160 | $5,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 299 | $5,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $5,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 230 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 120 | $5,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,029 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $5,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 1,082 | $5,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 217 | $5,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 71 | $4,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 45 | $4,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 167 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 302 | $4,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 156 | $4,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 75 | $4,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 51 | $4,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 98 | $4,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 53 | $4,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,296 | $4,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 78 | $4,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 86 | $4,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 238 | $4,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 95 | $4,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 197 | $4,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 34 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 20 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 35 | $4,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,099 | $4,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 85 | $4,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 21 | $4,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 626 | $4,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 526 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 320 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 133 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 150 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001649 | this filing | 2021-05-14 | acceptance time not in the bulk data set |