13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 2,829 holding rows worth $47,095,518,000.
- Accession
- 0001085146-21-001649
- Filer
- CIK 1141802
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 2,829 entries on the cover page, a total value of $47,095,518,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,095,518,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 4,365 | $97,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,177 | $97,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 2,968 | $96,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 4,705 | $96,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 3,230 | $96,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,303 | $96,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 943 | $96,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,910 | $96,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 6,516 | $95,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,516 | $95,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,851 | $95,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 308 | $93,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,050 | $93,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,577 | $93,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 8,364 | $93,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 370 | $92,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 4,387 | $92,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,361 | $92,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,121 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,020 | $92,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,840 | $92,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 23,553 | $92,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 1,818 | $91,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,350 | $91,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 969 | $91,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 2,308 | $91,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,282 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,684 | $89,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 509 | $89,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,951 | $89,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 5,192 | $89,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 43,983 | $89,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 3,072 | $88,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 743 | $88,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 884 | $88,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,250 | $88,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 557 | $87,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,367 | $87,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,204 | $87,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1,281 | $87,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,699 | $87,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 5,929 | $87,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,500 | $87,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,939 | $86,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,202 | $86,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 465 | $86,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 9,300 | $86,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 6,717 | $85,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,686 | $85,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,296 | $84,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,651 | $84,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 931 | $84,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 3,715 | $84,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 312 | $84,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,572 | $84,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 1,450 | $84,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,686 | $83,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 289 | $83,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 7,014 | $83,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,700 | $83,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 857 | $83,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 494 | $83,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,498 | $82,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 6,848 | $82,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 2,726 | $82,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 2,362 | $81,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 729 | $81,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,951 | $81,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 3,573 | $81,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,784 | $80,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 5,607 | $80,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 1,543 | $80,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 365 | $79,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 4,931 | $79,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 797 | $79,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,005 | $79,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 5,400 | $79,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 7,618 | $79,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 11,675 | $78,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,380 | $78,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 9,087 | $78,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,033 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 1,234 | $78,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 182 | $77,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,521 | $77,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,071 | $77,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 2,000 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 981 | $77,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,157 | $76,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 3,007 | $76,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,432 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 1,042 | $76,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 977 | $75,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 503 | $75,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,787 | $75,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,955 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 642 | $74,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 2,434 | $74,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,850 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,878 | $74,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 637 | $73,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 1,639 | $73,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,352 | $73,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 996 | $73,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,588 | $73,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 1,774 | $73,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 576 | $72,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 8,436 | $72,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 8,461 | $72,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 5,146 | $71,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 1,163 | $71,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 2,621 | $71,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 3,255 | $70,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 315 | $70,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 260 | $70,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 5,075 | $70,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 3,228 | $69,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,820 | $69,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,453 | $69,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 418 | $69,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 321 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,000 | $69,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 889 | $68,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,100 | $68,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 2,158 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 384 | $68,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 771 | $68,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,070 | $67,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,000 | $67,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 557 | $67,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,247 | $67,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,000 | $67,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 1,717 | $66,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,909 | $66,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 937 | $66,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 438 | $66,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 848 | $66,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,800 | $66,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,971 | $66,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 6,186 | $66,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 582 | $65,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 849 | $65,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,390 | $65,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,386 | $64,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 268 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,540 | $64,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,900 | $64,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 920 | $63,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,000 | $63,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 738 | $63,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,084 | $63,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 6,500 | $63,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 672 | $62,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,097 | $62,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 836 | $62,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 851 | $61,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 3,513 | $61,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,498 | $61,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 600 | $61,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,365 | $61,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 3,958 | $61,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,840 | $61,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 2,074 | $61,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,905 | $61,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,151 | $60,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 3,147 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,028 | $60,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 3,412 | $60,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 115 | $59,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,439 | $59,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 684 | $59,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 725 | $59,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5,674 | $59,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 3,971 | $59,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 1,487 | $58,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 7,536 | $58,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 324 | $58,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,419 | $58,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 2,059 | $57,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,530 | $57,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 700 | $57,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 3,847 | $57,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 396 | $56,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 965 | $56,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 6,108 | $56,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,555 | $56,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 631 | $56,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 1,981 | $56,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 840 | $55,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,202 | $55,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 2,798 | $55,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 751 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,278 | $55,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 3,973 | $55,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 957 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,716 | $55,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 715 | $55,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 4,000 | $55,000 | thousands by filing date | |
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| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,000 | $55,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 2,145 | $55,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 752 | $54,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 558 | $54,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 885 | $54,000 | thousands by filing date | |
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| VERACYTE INC COM | 92337F107 | Stock | 1,000 | $54,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,275 | $54,000 | thousands by filing date | |
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| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 1,015 | $54,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 5,130 | $54,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,122 | $54,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 2,693 | $54,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,497 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1,218 | $54,000 | thousands by filing date | |
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| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 5,000 | $54,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 422 | $53,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 628 | $53,000 | thousands by filing date | |
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| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,097 | $53,000 | thousands by filing date | |
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| WEX INC | 96208T104 | COM | 257 | $53,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 274 | $53,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 7,712 | $53,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 496 | $52,000 | thousands by filing date | |
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| FEDERAL SIGNAL CORP | 313855108 | COM | 1,323 | $51,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,176 | $51,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 82 | $51,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,962 | $51,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 3,375 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 450 | $51,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 1,096 | $51,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,311 | $50,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 1,885 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 280 | $50,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 1,829 | $50,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 3,725 | $50,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 515 | $49,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,632 | $49,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,692 | $49,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 1,507 | $49,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,861 | $48,000 | thousands by filing date | |
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| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 36,000 | $48,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 668 | $47,000 | thousands by filing date | |
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| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 1,338 | $47,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,617 | $47,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 302 | $47,000 | thousands by filing date | |
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| INVITATION HOMES INC COM | 46187W107 | REIT | 1,443 | $46,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 327 | $46,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 591 | $46,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,781 | $46,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,000 | $46,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 4,089 | $46,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,546 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 975 | $45,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 9,169 | $45,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 696 | $45,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 469 | $45,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 785 | $45,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 1,125 | $45,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,723 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 648 | $45,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 10,568 | $45,000 | thousands by filing date | |
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| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 890 | $44,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,436 | $44,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 880 | $44,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 1,683 | $44,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 300 | $44,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 77 | $44,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 1,431 | $44,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,515 | $44,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 817 | $44,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 5,000 | $44,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 4,779 | $44,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 4,747 | $44,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 301 | $43,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 2,091 | $43,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 196 | $43,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 37 | $43,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,938 | $43,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 1,190 | $43,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 511 | $43,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 14,000 | $43,000 | thousands by filing date | |
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| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 709 | $42,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,185 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 1,325 | $42,000 | thousands by filing date | |
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| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 192 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,250 | $42,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 1,000 | $42,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 2,933 | $42,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 4,000 | $42,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 720 | $41,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 147 | $41,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 709 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 398 | $41,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 1,668 | $41,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7,275 | $41,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 287 | $41,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 31,000 | $41,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 32,000 | $41,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 325 | $40,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 8,743 | $40,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 630 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 428 | $40,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 514 | $40,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 880 | $40,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,922 | $40,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 11,500 | $39,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 292 | $39,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 553 | $39,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 429 | $39,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,018 | $39,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 2,502 | $39,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 155 | $39,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,581 | $39,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 19,000 | $39,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 577 | $38,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 16,172 | $38,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 400 | $38,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,450 | $38,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 573 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,700 | $38,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,025 | $38,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 2,104 | $38,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 800 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 742 | $37,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 500 | $37,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 4,082 | $37,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 163 | $37,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,105 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 668 | $37,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,616 | $37,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 335 | $36,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 713 | $36,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 761 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,252 | $36,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 36,000 | $36,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 386 | $35,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,336 | $35,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,256 | $35,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 3,867 | $35,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,015 | $35,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 31,000 | $35,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,747 | $34,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,000 | $34,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 615 | $34,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 896 | $34,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 5,439 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,152 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 210 | $34,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 567 | $34,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 561 | $34,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,440 | $34,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,049 | $34,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,193 | $33,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 637 | $33,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,500 | $33,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,775 | $33,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 752 | $33,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 3,190 | $33,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,304 | $33,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,500 | $33,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 14,000 | $33,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,207 | $33,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 818 | $32,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 230 | $32,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 320 | $32,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 355 | $32,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,475 | $32,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 4,095 | $32,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 900 | $32,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,206 | $32,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 301 | $32,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 580 | $32,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 525 | $32,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 4,004 | $32,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,500 | $32,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 501 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 731 | $32,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 32,000 | $32,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 1,178 | $32,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,000 | $31,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 273 | $31,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,191 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 691 | $31,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,730 | $31,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 281 | $31,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,650 | $31,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 1,000 | $31,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 6,710 | $31,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 583 | $31,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 38,000 | $31,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 7,567 | $31,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 424 | $30,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,431 | $30,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 251 | $30,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,808 | $30,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,749 | $30,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,000 | $30,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 605 | $30,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 100 | $30,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 2,093 | $30,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 852 | $30,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 27,000 | $30,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 26,000 | $30,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 632 | $29,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,491 | $29,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 695 | $29,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 272 | $29,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 143 | $29,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 661 | $29,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 269 | $29,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 750 | $29,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,553 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 500 | $29,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,500 | $29,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 797 | $29,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 21,000 | $29,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 914 | $28,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 700 | $28,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 102 | $28,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,894 | $28,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 2,392 | $28,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 1,000 | $28,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 306 | $28,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 183 | $28,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,302 | $28,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,433 | $28,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 692 | $27,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 1,650 | $27,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 810 | $27,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 210 | $27,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 589 | $27,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 418 | $27,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,350 | $27,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 651 | $27,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 864 | $27,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 842 | $27,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,026 | $27,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 130 | $27,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,587 | $27,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 206 | $27,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 677 | $27,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 751 | $26,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 504 | $26,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 241 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 455 | $26,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 187 | $26,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 634 | $26,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 218 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,750 | $26,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 200 | $26,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 661 | $26,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 18,000 | $26,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 1,430 | $26,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 666 | $25,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 499 | $25,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 1,272 | $25,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 400 | $25,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 450 | $25,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,169 | $25,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,905 | $25,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 292 | $25,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,316 | $25,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 2,981 | $25,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,533 | $25,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 987 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 227 | $25,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,093 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 290 | $25,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 500 | $25,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 21,000 | $25,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 750 | $25,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 16,000 | $25,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 249 | $24,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 234 | $24,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 609 | $24,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 203 | $24,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,500 | $24,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 1,000 | $24,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 296 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 113 | $24,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 22,000 | $24,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 21,000 | $24,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 13,000 | $24,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 555 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001649 | this filing | 2021-05-14 | acceptance time not in the bulk data set |