13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 2,626 holding rows worth $24,008,713,000.
- Accession
- 0001085146-21-000553
- Filer
- CIK 1462245
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 2,626 entries on the cover page, a total value of $24,008,713,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,008,713,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAllianceBernstein028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerAlpine Investment Management028-14059
- reports for this filerAlta Capital Management, LLC028-05119
- reports for this filerAMI Asset Management Corporation028-11962
- reports for this filerAnchor Capital Advisors LLC028-01880
- reports for this filerAperio Group LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAtalanta Sosnoff Capital, LLC028-01162
- reports for this filerAtlanta Capital Management Company LLC028-05936
- reports for this filerBahl & Gaynor, Inc.028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBrandes Investment Partners028-05620
- reports for this filerBrookmont Capital Management, LLC028-14438
- reports for this filerBrown Advisory LLC028-13997
- reports for this filerCambiar Investors, LLC028-01398
- reports for this filerCampbell Newman Asset Management, Inc.028-02903
- reports for this filerCapital Innovations, LLC028-15733
- reports for this filerChandler Asset Management, Inc.028-20298
- reports for this filerCongress Asset Management Company028-03434
- reports for this filerDana Investment Advisors028-13023
- reports for this filerDavis Selected Advisors, L.P.028-04121
- reports for this filerDelaware Management Business Trust028-05267
- reports for this filerDSM Capital Partners LLC028-10309
- reports for this filerEagle Asset Management, Inc.028-01666
- reports for this filerEarnest Partners, LLC028-05269
- reports for this filerEaton Vance Management028-04139
- reports for this filerEquity Investment Corp.028-10606
- reports for this filerFayez Sarofim & Co.028-10991
- reports for this filerFederated Investment Counseling028-04375
- reports for this filerFranklin Templeton Portfolio Advisors, Inc.028-00734
- reports for this filerFred Alger Management, Inc.028-00869
- reports for this filerGlenmede Investment Management028-00126
- reports for this filerGlovista Investments, LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHarding Loevner028-04434
- reports for this filerHarris Associates LP028-02013
- reports for this filerHGK Asset Management, Inc.028-01321
- reports for this filerHorizon Asset Management028-06986
- reports for this filerHorizon Investment Services028-12835
- reports for this filerInvesco Advisers, Inc.028-11246
- reports for this filerIsthmus Partners, LLC028-16855
- reports for this filerJP Morgan Investment Management Inc.028-00694
- reports for this filerKarpus Management028-11445
- reports for this filerKayne Anderson Rudnick Investment Management, LLC028-05792
- reports for this filerKennedy Capital Management028-03133
- reports for this filerLaffer Investments Inc.028-10975
- reports for this filerLateef Investment Management028-05358
- reports for this filerLazard Asset Management, LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC028-01701
- reports for this filerLoomis Sayles & Company, L.P.028-00398
- reports for this filerLord, Abbett & Co. LLC028-00413
- reports for this filerM.D. Sass Investors Services, Inc.028-04057
- reports for this filerMadison Investment Advisors, Inc.028-03477
- reports for this filerMFS Investment Management028-04968
- reports for this filerMiller Howard Investments, Inc.028-03692
- reports for this filerMontag & Caldwell, LLC028-00288
- reports for this filerNeuberger Berman LLC028-00454
- reports for this filerNewgate Capital Management, LLC028-03871
- reports for this filerNuance Investments, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ Investment Management Company, LLC028-01474
- reports for this filerO'Shaughnessy Asset Management, LLC028-12966
- reports for this filerOak Ridge Investments, LLC028-06668
- reports for this filerPacific Investment Management Company LLC028-10952
- reports for this filerParametric Portfolio Associates LLC028-04558
- reports for this filerPolen Capital Management, LLC028-03687
- reports for this filerPrincipal Global Investors, LLC028-01549
- reports for this filerRenaissance Investment Management028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRiverbridge Partners LLC028-05655
- reports for this filerSanta Barbara Asset Management, LLC028-05621
- reports for this filerSchafer Cullen Capital Management028-04691
- reports for this filerSelect Equity Group028-16000
- reports for this filerShelton Capital Management028-05709
- reports for this filerSouthernSun Asset Management, LLC028-03489
- reports for this filerStonebridge Advisors028-16094
- reports for this filerStrategy Asset Managers028-10030
- reports for this filerTCW Investment Management Company028-06683
- reports for this filerThe London Company028-10665
- reports for this filerThomas White International, Ltd.028-05601
- reports for this filerThompson, Siegel & Walmsley LLC028-04041
- reports for this filerThornburg Investment Management028-06605
- reports for this filerTodd Asset Management, LLC028-04171
- reports for this filerVanguard028-06408
- reports for this filerVictory Capital Management028-06354
- reports for this filerVoya Investment Management Co. LLC028-07292
- reports for this filerW. H. Reaves & Co., Inc028-01347
- reports for this filerWAKEFIELD ASSET MANAGEMENT LLLP028-18951
- reports for this filerWCM Investment Management028-07104
- reports for this filerWedgewood Partners, Inc.028-05973
- reports for this filerWellesley Asset Management, Inc.028-14868
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWindhaven Investment Management, Inc.028-14230
- reports for this filerWinslow Capital Management, Inc.028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 11,946 | $15,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 15,000 | $15,000 | thousands by filing date | principal |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,000 | $14,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,497 | $14,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 14,000 | $14,000 | thousands by filing date | principal |
| Analog Devices,Inc. | 032654105 | COM | 10 | $13,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 46 | $13,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 13,611 | $13,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 63,000 | $12,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 20 | $11,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 70 | $11,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 25 | $11,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 3 | $11,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 300 | $11,000 | thousands by filing date | call |
| IBIO INC | 451033203 | COM NEW | 10,132 | $11,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2 | $10,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6 | $10,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 28 | $10,000 | thousands by filing date | put |
| NEOVASC INC | 64065J304 | COM | 10,000 | $10,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2 | $9,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 75 | $9,000 | thousands by filing date | put |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 45 | $9,000 | thousands by filing date | call |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1 | $8,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 28 | $8,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10 | $8,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2 | $7,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 500 | $7,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 8 | $7,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 12 | $7,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 66 | $7,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 5 | $6,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 8 | $6,000 | thousands by filing date | call |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 16 | $6,000 | thousands by filing date | call |
| LINDE PLC | G5494J103 | SHS | 2 | $6,000 | thousands by filing date | call |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 9 | $6,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 25 | $5,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 25 | $5,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 9 | $5,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 2 | $5,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 5 | $5,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 11 | $4,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 42 | $4,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10 | $4,000 | thousands by filing date | call |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 11 | $4,000 | thousands by filing date | call |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 12,362 | $4,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6 | $3,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 3 | $3,000 | thousands by filing date | put |
| Uber Technologies | 90353T100 | COM | 30 | $3,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 4 | $3,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 8 | $3,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 20 | $3,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 600 | $3,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1 | $3,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 8 | $3,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 2 | $3,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4 | $2,000 | thousands by filing date | put |
| BLACKSTONE INC | 09260D107 | COM | 100 | $2,000 | thousands by filing date | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 5 | $2,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 2 | $2,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 2 | $2,000 | thousands by filing date | call |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2 | $2,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 2 | $2,000 | thousands by filing date | call |
| LYFT INC | 55087P104 | CL A COM | 2 | $2,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 900 | $2,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3 | $2,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1 | $2,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8 | $1,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 4 | $1,000 | thousands by filing date | call |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 10 | $1,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 1 | $1,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 40 | $1,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 1 | $1,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 2 | $1,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10 | $1,000 | thousands by filing date | put |
| DATADOGINCCLASSA | 23804L103 | STOK | 3 | $1,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 20 | $1,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 50 | $1,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2 | $1,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 1 | $1,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5 | $1,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 2 | $1,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100 | $1,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 10 | $1,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 500 | $1,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 10 | $1,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 2 | $1,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 10 | $1,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 3 | $1,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 2 | $1,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Boston Scientific Corporation | 101137107 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F676 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROCKET COS INC | 77311W101 | COM CL A | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIO INC SPON ADS | 62914V106 | ADR | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 110 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ETSY INC | 29786A106 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIKOLA CORP | 654110105 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EQUINOX GOLD CORP | 29446Y502 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEWAGE INC | 650194103 | COMMON STOCK | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CO-DIAGNOSTICS INC | 189763105 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000553 | this filing | 2021-02-10 | acceptance time not in the bulk data set |