13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 2,626 holding rows worth $24,008,713,000.
- Accession
- 0001085146-21-000553
- Filer
- CIK 1462245
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 2,626 entries on the cover page, a total value of $24,008,713,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,008,713,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAllianceBernstein028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerAlpine Investment Management028-14059
- reports for this filerAlta Capital Management, LLC028-05119
- reports for this filerAMI Asset Management Corporation028-11962
- reports for this filerAnchor Capital Advisors LLC028-01880
- reports for this filerAperio Group LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAtalanta Sosnoff Capital, LLC028-01162
- reports for this filerAtlanta Capital Management Company LLC028-05936
- reports for this filerBahl & Gaynor, Inc.028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBrandes Investment Partners028-05620
- reports for this filerBrookmont Capital Management, LLC028-14438
- reports for this filerBrown Advisory LLC028-13997
- reports for this filerCambiar Investors, LLC028-01398
- reports for this filerCampbell Newman Asset Management, Inc.028-02903
- reports for this filerCapital Innovations, LLC028-15733
- reports for this filerChandler Asset Management, Inc.028-20298
- reports for this filerCongress Asset Management Company028-03434
- reports for this filerDana Investment Advisors028-13023
- reports for this filerDavis Selected Advisors, L.P.028-04121
- reports for this filerDelaware Management Business Trust028-05267
- reports for this filerDSM Capital Partners LLC028-10309
- reports for this filerEagle Asset Management, Inc.028-01666
- reports for this filerEarnest Partners, LLC028-05269
- reports for this filerEaton Vance Management028-04139
- reports for this filerEquity Investment Corp.028-10606
- reports for this filerFayez Sarofim & Co.028-10991
- reports for this filerFederated Investment Counseling028-04375
- reports for this filerFranklin Templeton Portfolio Advisors, Inc.028-00734
- reports for this filerFred Alger Management, Inc.028-00869
- reports for this filerGlenmede Investment Management028-00126
- reports for this filerGlovista Investments, LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHarding Loevner028-04434
- reports for this filerHarris Associates LP028-02013
- reports for this filerHGK Asset Management, Inc.028-01321
- reports for this filerHorizon Asset Management028-06986
- reports for this filerHorizon Investment Services028-12835
- reports for this filerInvesco Advisers, Inc.028-11246
- reports for this filerIsthmus Partners, LLC028-16855
- reports for this filerJP Morgan Investment Management Inc.028-00694
- reports for this filerKarpus Management028-11445
- reports for this filerKayne Anderson Rudnick Investment Management, LLC028-05792
- reports for this filerKennedy Capital Management028-03133
- reports for this filerLaffer Investments Inc.028-10975
- reports for this filerLateef Investment Management028-05358
- reports for this filerLazard Asset Management, LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC028-01701
- reports for this filerLoomis Sayles & Company, L.P.028-00398
- reports for this filerLord, Abbett & Co. LLC028-00413
- reports for this filerM.D. Sass Investors Services, Inc.028-04057
- reports for this filerMadison Investment Advisors, Inc.028-03477
- reports for this filerMFS Investment Management028-04968
- reports for this filerMiller Howard Investments, Inc.028-03692
- reports for this filerMontag & Caldwell, LLC028-00288
- reports for this filerNeuberger Berman LLC028-00454
- reports for this filerNewgate Capital Management, LLC028-03871
- reports for this filerNuance Investments, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ Investment Management Company, LLC028-01474
- reports for this filerO'Shaughnessy Asset Management, LLC028-12966
- reports for this filerOak Ridge Investments, LLC028-06668
- reports for this filerPacific Investment Management Company LLC028-10952
- reports for this filerParametric Portfolio Associates LLC028-04558
- reports for this filerPolen Capital Management, LLC028-03687
- reports for this filerPrincipal Global Investors, LLC028-01549
- reports for this filerRenaissance Investment Management028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRiverbridge Partners LLC028-05655
- reports for this filerSanta Barbara Asset Management, LLC028-05621
- reports for this filerSchafer Cullen Capital Management028-04691
- reports for this filerSelect Equity Group028-16000
- reports for this filerShelton Capital Management028-05709
- reports for this filerSouthernSun Asset Management, LLC028-03489
- reports for this filerStonebridge Advisors028-16094
- reports for this filerStrategy Asset Managers028-10030
- reports for this filerTCW Investment Management Company028-06683
- reports for this filerThe London Company028-10665
- reports for this filerThomas White International, Ltd.028-05601
- reports for this filerThompson, Siegel & Walmsley LLC028-04041
- reports for this filerThornburg Investment Management028-06605
- reports for this filerTodd Asset Management, LLC028-04171
- reports for this filerVanguard028-06408
- reports for this filerVictory Capital Management028-06354
- reports for this filerVoya Investment Management Co. LLC028-07292
- reports for this filerW. H. Reaves & Co., Inc028-01347
- reports for this filerWAKEFIELD ASSET MANAGEMENT LLLP028-18951
- reports for this filerWCM Investment Management028-07104
- reports for this filerWedgewood Partners, Inc.028-05973
- reports for this filerWellesley Asset Management, Inc.028-14868
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWindhaven Investment Management, Inc.028-14230
- reports for this filerWinslow Capital Management, Inc.028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,610 | $271,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,951 | $271,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 8,152 | $271,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 18,829 | $271,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 11,871 | $270,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 62,700 | $270,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,101 | $269,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,486 | $269,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 14,600 | $269,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,796 | $267,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,285 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,773 | $267,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 13,999 | $266,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 3,188 | $265,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 4,959 | $265,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,700 | $264,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 13,341 | $264,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 6,494 | $264,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 11,050 | $263,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,977 | $263,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 32,984 | $263,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 7,946 | $262,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 6,463 | $262,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 40,216 | $262,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 4,206 | $262,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 24,970 | $262,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 12,660 | $261,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 9,906 | $261,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,166 | $260,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 3,852 | $260,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 4,714 | $260,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,740 | $258,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 8,316 | $258,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 13,796 | $257,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,553 | $257,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 3,176 | $256,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 54,720 | $256,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 13,048 | $255,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 29,183 | $255,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,580 | $255,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 17,488 | $255,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 19,968 | $255,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,074 | $255,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 53,541 | $255,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 11,530 | $253,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,366 | $253,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 40,271 | $253,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,285 | $253,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 54,885 | $253,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 9,906 | $253,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 20,550 | $253,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,182 | $252,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 9,390 | $251,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,317 | $250,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 23,553 | $250,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 4,701 | $250,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 10,140 | $250,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,290 | $249,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,524 | $249,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 14,678 | $249,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,730 | $247,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 5,088 | $247,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 6,500 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,186 | $247,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 8,946 | $247,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 10,200 | $247,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 22,500 | $247,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,579 | $246,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,805 | $246,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,495 | $245,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 2,204 | $245,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 25,000 | $245,000 | thousands by filing date | principal |
| TELEFLEX INCORPORATED | 879369106 | COM | 591 | $244,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 12,410 | $244,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,624 | $243,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 6,532 | $243,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 6,324 | $243,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 150 | $242,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 23,000 | $242,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 701 | $242,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,160 | $241,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 14,633 | $240,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 6,092 | $239,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 195,665 | $239,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 566 | $238,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 24,413 | $238,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,835 | $238,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 7,243 | $238,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 6,126 | $238,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 3,470 | $238,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 13,703 | $238,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 22,503 | $238,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 7,653 | $237,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,855 | $237,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,620 | $237,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,454 | $237,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 5,540 | $237,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,053 | $236,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 12,032 | $236,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 12,899 | $235,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 5,136 | $234,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 14,473 | $234,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 22,546 | $234,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,383 | $233,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 13,872 | $233,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 9,627 | $232,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 15,941 | $232,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 22,170 | $232,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 4,808 | $232,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 3,015 | $231,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 763 | $231,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 58,977 | $231,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 72,700 | $231,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 7,468 | $230,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,770 | $230,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,250 | $230,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 3,835 | $230,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 4,720 | $229,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 24,221 | $229,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 16,987 | $228,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,119 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 3,296 | $227,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,553 | $226,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,413 | $226,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,617 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 4,602 | $226,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,785 | $225,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,750 | $225,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 12,327 | $224,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 35,827 | $224,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 729 | $223,000 | thousands by filing date | call |
| AVANTOR INC COM | 05352A100 | Stock | 7,901 | $223,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 12,986 | $223,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,374 | $223,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,877 | $222,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 11,272 | $222,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,560 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 17,783 | $221,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 16,513 | $219,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,198 | $219,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 16,500 | $219,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 18,116 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,803 | $218,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 5,315 | $218,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 7,499 | $217,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 18,040 | $217,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 49,755 | $216,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 7,764 | $216,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,069 | $215,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 54,139 | $215,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,229 | $215,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 130,518 | $215,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 714 | $214,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,853 | $214,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 10,290 | $214,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 19,258 | $214,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 11,300 | $214,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,141 | $213,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 7,613 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 14,451 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,420 | $212,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,437 | $212,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 13,288 | $212,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,342 | $211,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 6,288 | $211,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 8,971 | $211,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 7,396 | $211,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 30,480 | $210,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 4,600 | $209,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 12,781 | $209,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,054 | $209,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 10,216 | $209,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 9,510 | $209,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,498 | $209,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 3,648 | $208,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 10,348 | $208,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 19,145 | $208,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,587 | $207,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 539 | $207,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 8,103 | $207,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 29,482 | $207,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 5,701 | $207,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 14,054 | $207,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 33,630 | $206,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 11,957 | $206,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 7,599 | $206,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 22,460 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 4,739 | $205,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 5,803 | $205,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 10,211 | $205,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 200 | $204,000 | thousands by filing date | call |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 11,920 | $204,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 5,664 | $204,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 7,778 | $203,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,695 | $203,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 114,672 | $202,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 7,327 | $202,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,903 | $202,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,471 | $201,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,682 | $201,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 8,009 | $201,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,374 | $200,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5,013 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,088 | $200,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 15,742 | $200,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 11,450 | $199,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 15,585 | $197,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,940 | $196,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 10,000 | $195,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 18,185 | $194,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 23 | $191,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,726 | $191,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,544 | $191,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 27,828 | $191,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 12,510 | $191,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 10,299 | $190,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 14,818 | $190,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,890 | $189,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 10,652 | $189,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 13,000 | $189,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 17,045 | $188,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,539 | $187,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,349 | $186,000 | thousands by filing date | call |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 18,184 | $186,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 19,695 | $185,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 13,672 | $185,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 37,610 | $184,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 277,500 | $184,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 35,120 | $183,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 666 | $183,000 | thousands by filing date | put |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 18,164 | $183,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 76,823 | $182,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 23,077 | $181,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 16,055 | $179,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 16,600 | $179,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,354 | $179,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 16,502 | $178,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 435 | $176,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14,438 | $176,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 12,632 | $174,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 169,944 | $174,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 15,000 | $173,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 220 | $172,000 | thousands by filing date | call |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 14,404 | $172,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 82,300 | $172,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 22,863 | $171,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 10,566 | $170,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 19,381 | $169,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 46,836 | $167,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,833 | $167,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 14,015 | $167,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 11,519 | $166,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,000 | $165,000 | thousands by filing date | |
| CONVERSION LABS INC | 21255M208 | COM | 24,806 | $163,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,592 | $162,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 12,193 | $161,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,311 | $160,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 280 | $159,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 69,493 | $158,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,414 | $158,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,018 | $158,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 17,526 | $158,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 19,000 | $157,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 11,023 | $157,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 11,699 | $156,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 29,432 | $155,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 11,426 | $155,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,093 | $154,000 | thousands by filing date | put |
| SC HEALTH CORP | G78516203 | COM CL A | 15,000 | $154,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,652 | $152,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 61,562 | $152,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 10,618 | $150,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 59,809 | $150,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 13,822 | $149,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 116,740 | $148,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 22,100 | $148,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 15,086 | $147,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 404 | $147,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 21,900 | $146,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 14,780 | $146,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 28,790 | $144,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 22,180 | $144,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,393 | $144,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 10,059 | $144,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 16,846 | $143,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 14,206 | $142,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 22,109 | $140,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 49,485 | $139,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 14,620 | $139,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 14,210 | $139,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 22,836 | $138,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 32,644 | $137,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 12,992 | $135,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 14,527 | $135,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 29,106 | $134,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 100 | $134,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 11,863 | $133,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 11,876 | $133,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,300 | $132,000 | thousands by filing date | call |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 47,726 | $130,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 15,000 | $130,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 54,629 | $130,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 10,000 | $126,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 111 | $125,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 25,792 | $125,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 400 | $125,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 144 | $124,000 | thousands by filing date | call |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,197 | $124,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $123,000 | thousands by filing date | put |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,600 | $123,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 22,872 | $123,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 17,697 | $122,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,396 | $122,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 16,338 | $121,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 12,000 | $121,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 14,857 | $120,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,638 | $119,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,680 | $118,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H100 | COM | 11,800 | $118,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 10,000 | $116,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 349 | $115,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 28,774 | $114,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 36,100 | $114,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,904 | $114,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847123 | UNIT 99/99/9999 | 10,000 | $114,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,982 | $113,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 18,372 | $112,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 10,617 | $112,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 884 | $110,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 30,233 | $110,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 13,500 | $109,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 12,576 | $109,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 10,000 | $109,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 307 | $107,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 15,365 | $107,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 10,500 | $107,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 10,000 | $107,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 10,000 | $107,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T121 | UNIT 11/30/2027 | 10,010 | $107,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10 | $106,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 20,144 | $105,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50 | $105,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,790 | $105,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 17,900 | $104,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 19,074 | $103,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 32,500 | $103,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 25,821 | $103,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 20,174 | $101,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 16,874 | $101,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 20,599 | $101,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 201 | $99,000 | thousands by filing date | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,598 | $99,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 15,500 | $97,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,361 | $96,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 69,075 | $96,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 31,104 | $94,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 45,000 | $93,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 23,500 | $93,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 33,820 | $90,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 73,950 | $90,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 70 | $89,000 | thousands by filing date | call |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 16,782 | $89,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,834 | $88,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 100,005 | $88,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 66,196 | $87,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 55,000 | $86,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 300 | $85,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 105 | $85,000 | thousands by filing date | put |
| Uber Technologies | 90353T100 | COM | 45 | $81,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 115 | $80,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 36,065 | $79,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 10,037 | $77,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 24,316 | $76,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 42,915 | $76,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 399 | $74,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 910 | $74,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,280 | $74,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 40 | $73,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 120 | $73,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 10,325 | $71,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,000 | $71,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 677 | $68,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 200 | $66,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 590 | $64,000 | thousands by filing date | call |
| CRH MEDICAL CORP | 12626F105 | COM | 27,009 | $63,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 15,348 | $62,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,548 | $62,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 100 | $61,000 | thousands by filing date | call |
| CONTRAFECT CORP | 212326300 | COM | 12,100 | $61,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 26 | $60,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 77,000 | $60,000 | thousands by filing date | principal |
| PULMATRIX INC COM | 74584P202 | Stock | 50,000 | $60,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 179,249 | $59,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 78 | $58,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000 | $58,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 12,009 | $58,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 472 | $57,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 13,500 | $57,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 16,300 | $56,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 306 | $55,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 18,260 | $55,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,000 | $54,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 164 | $53,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 195 | $53,000 | thousands by filing date | put |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 233 | $53,000 | thousands by filing date | call |
| STEPAN CO | 858586100 | COM | 590 | $52,000 | thousands by filing date | put |
| AXCELLA HEALTH INC | 05454B105 | COM | 10,000 | $52,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 20,336 | $51,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 16,295 | $51,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 50,000 | $50,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 50,000 | $50,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 99 | $49,000 | thousands by filing date | call |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,287 | $49,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 310 | $49,000 | thousands by filing date | call |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 26,000 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 53 | $47,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 45,000 | $46,000 | thousands by filing date | principal |
| NANOVIBRONIX INC | 63008J108 | COM | 59,219 | $45,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 200 | $44,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 295 | $44,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 195 | $44,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,321 | $43,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 300 | $43,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 292 | $42,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 15 | $42,000 | thousands by filing date | call |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 32,034 | $42,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 31,100 | $42,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 473 | $41,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,800 | $41,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 40,000 | $41,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 140 | $40,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 8 | $39,000 | thousands by filing date | call |
| NOVAN INC | 66988N106 | COM | 48,500 | $39,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 298 | $36,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 604 | $36,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 105,394 | $36,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 22,585 | $36,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 19 | $35,000 | thousands by filing date | call |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 50,000 | $35,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36 | $34,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 2 | $34,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 81 | $34,000 | thousands by filing date | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $33,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 12,314 | $32,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 23 | $32,000 | thousands by filing date | put |
| MP MATERIALS CORP | 553368101 | COM CL A | 200 | $32,000 | thousands by filing date | call |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 47,335 | $32,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 37,000 | $32,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 15 | $31,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 595 | $31,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 113 | $31,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 15,708 | $31,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 30 | $30,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4 | $30,000 | thousands by filing date | call |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 13,850 | $30,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 30,000 | $30,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 50 | $29,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 30 | $28,000 | thousands by filing date | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 16,316 | $28,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 12,376 | $28,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 200 | $27,000 | thousands by filing date | put |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 11,404 | $27,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 10,000 | $25,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,000 | $25,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 25,000 | $25,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 300 | $24,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 400 | $24,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,737 | $24,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 250 | $24,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10 | $23,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 14,440 | $23,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,100 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 137 | $23,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 928 | $22,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 480 | $22,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 9 | $21,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 38 | $21,000 | thousands by filing date | put |
| ADVAXIS INC | 007624307 | COM | 60,600 | $21,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,000 | $21,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 20,916 | $21,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,769 | $21,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 26,000 | $21,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 65 | $20,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 336 | $20,000 | thousands by filing date | put |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 14,000 | $20,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50 | $19,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 100 | $19,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 37 | $19,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 22,500 | $19,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 20,000 | $19,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 10 | $18,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25 | $18,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 60 | $18,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 262 | $17,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 22 | $16,000 | thousands by filing date | call |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 19,000 | $16,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6 | $15,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2 | $15,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 290 | $15,000 | thousands by filing date | call |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $15,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000553 | this filing | 2021-02-10 | acceptance time not in the bulk data set |