13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 2,573 holding rows worth $20,709,006,000.
- Accession
- 0001085146-20-002950
- Filer
- CIK 1462245
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 2,574 entries on the cover page, a total value of $20,709,006,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,709,006,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAllianceBernstein028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerAlpine Investment Management028-14059
- reports for this filerAlta Capital Management, LLC028-05119
- reports for this filerAMI Asset Management Corporation028-11962
- reports for this filerAnchor Capital Advisors LLC028-01880
- reports for this filerAperio Group LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAtalanta Sosnoff Capital, LLC028-01162
- reports for this filerAtlanta Capital Management Company LLC028-05936
- reports for this filerBahl & Gaynor, Inc.028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBrandes Investment Partners028-05620
- reports for this filerBrookmont Capital Management, LLC028-14438
- reports for this filerBrown Advisory LLC028-13997
- reports for this filerCambiar Investors, LLC028-01398
- reports for this filerCampbell Newman Asset Management, Inc.028-02903
- reports for this filerCapital Innovations, LLC028-15733
- reports for this filerChandler Asset Management, Inc.028-20298
- reports for this filerCongress Asset Management Company028-03434
- reports for this filerDana Investment Advisors028-13023
- reports for this filerDavis Selected Advisors, L.P.028-04121
- reports for this filerDelaware Management Business Trust028-05267
- reports for this filerDSM Capital Partners LLC028-10309
- reports for this filerEagle Asset Management, Inc.028-01666
- reports for this filerEarnest Partners, LLC028-05269
- reports for this filerEaton Vance Management028-04139
- reports for this filerEquity Investment Corp.028-10606
- reports for this filerFayez Sarofim & Co.028-10991
- reports for this filerFederated Investment Counseling028-04375
- reports for this filerFranklin Templeton Portfolio Advisors, Inc.028-00734
- reports for this filerFred Alger Management, Inc.028-00869
- reports for this filerGlenmede Investment Management028-00126
- reports for this filerGlovista Investments, LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHarding Loevner028-04434
- reports for this filerHarris Associates LP028-02013
- reports for this filerHGK Asset Management, Inc.028-01321
- reports for this filerHorizon Asset Management028-06986
- reports for this filerHorizon Investment Services028-12835
- reports for this filerInvesco Advisers, Inc.028-11246
- reports for this filerIsthmus Partners, LLC028-16855
- reports for this filerJP Morgan Investment Management Inc.028-00694
- reports for this filerKarpus Management028-11445
- reports for this filerKayne Anderson Rudnick Investment Management, LLC028-05792
- reports for this filerKennedy Capital Management028-03133
- reports for this filerLaffer Investments Inc.028-10975
- reports for this filerLateef Investment Management028-05358
- reports for this filerLazard Asset Management, LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC028-01701
- reports for this filerLoomis Sayles & Company, L.P.028-00398
- reports for this filerLord, Abbett & Co. LLC028-00413
- reports for this filerM.D. Sass Investors Services, Inc.028-04057
- reports for this filerMadison Investment Advisors, Inc.028-03477
- reports for this filerMFS Investment Management028-04968
- reports for this filerMiller Howard Investments, Inc.028-03692
- reports for this filerMontag & Caldwell, LLC028-00288
- reports for this filerNeuberger Berman LLC028-00454
- reports for this filerNewgate Capital Management, LLC028-03871
- reports for this filerNuance Investments, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ Investment Management Company, LLC028-01474
- reports for this filerO'Shaughnessy Asset Management, LLC028-12966
- reports for this filerOak Ridge Investments, LLC028-06668
- reports for this filerPacific Investment Management Company LLC028-10952
- reports for this filerParametric Portfolio Associates LLC028-04558
- reports for this filerPolen Capital Management, LLC028-03687
- reports for this filerPrincipal Global Investors, LLC028-01549
- reports for this filerRenaissance Investment Management028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRiverbridge Partners LLC028-05655
- reports for this filerSanta Barbara Asset Management, LLC028-05621
- reports for this filerSchafer Cullen Capital Management028-04691
- reports for this filerSelect Equity Group028-16000
- reports for this filerShelton Capital Management028-05709
- reports for this filerSouthernSun Asset Management, LLC028-03489
- reports for this filerStonebridge Advisors028-16094
- reports for this filerStrategy Asset Managers028-10030
- reports for this filerTCW Investment Management Company028-06683
- reports for this filerThe London Company028-10665
- reports for this filerThomas White International, Ltd.028-05601
- reports for this filerThompson, Siegel & Walmsley LLC028-04041
- reports for this filerThornburg Investment Management028-06605
- reports for this filerTodd Asset Management, LLC028-04171
- reports for this filerVanguard028-06408
- reports for this filerVictory Capital Management028-06354
- reports for this filerVoya Investment Management Co. LLC028-07292
- reports for this filerW. H. Reaves & Co., Inc028-01347
- reports for this filerWAKEFIELD ASSET MANAGEMENT LLLP028-18951
- reports for this filerWCM Investment Management028-07104
- reports for this filerWedgewood Partners, Inc.028-05973
- reports for this filerWellesley Asset Management, Inc.028-14868
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWindhaven Investment Management, Inc.028-14230
- reports for this filerWinslow Capital Management, Inc.028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 11,735 | $229,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 14,292 | $229,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 21,594 | $229,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,284 | $229,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,417 | $229,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 6,370 | $228,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,474 | $228,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,251 | $228,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 9,623 | $228,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,272 | $228,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,133 | $226,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,905 | $226,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,651 | $224,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 6,873 | $224,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 38,938 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,987 | $224,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 657 | $223,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3,804 | $222,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 6,974 | $222,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 9,531 | $222,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 43,473 | $222,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 918 | $222,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 26,989 | $222,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 9,630 | $222,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 20,437 | $222,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 57,190 | $222,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 40,696 | $221,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,371 | $221,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 4,076 | $220,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 40,000 | $220,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 7,727 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 5,916 | $220,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 45,278 | $219,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,314 | $217,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 42,967 | $217,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 4,931 | $217,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40,700 | $216,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 1,978 | $216,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 6,600 | $216,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 3,007 | $216,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,608 | $216,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 9,460 | $215,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 15,428 | $215,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6,545 | $214,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,324 | $213,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 24,216 | $213,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 25,500 | $213,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 27,365 | $212,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 11,204 | $212,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 9,294 | $212,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 8,967 | $212,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,900 | $212,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 7,225 | $212,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 4,798 | $212,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 113,640 | $211,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 13,172 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,033 | $211,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,098 | $210,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 11,450 | $210,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 13,866 | $210,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 7,764 | $210,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 9,756 | $210,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,553 | $209,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 11,450 | $209,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,752 | $209,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,730 | $209,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 52,060 | $209,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,241 | $209,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 8,495 | $208,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 9,843 | $207,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 5,293 | $207,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,259 | $207,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 15,338 | $207,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 6,647 | $207,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 10,190 | $207,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 3,408 | $207,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,635 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 15,400 | $207,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 19,975 | $207,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 58,719 | $206,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 7,388 | $206,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 2,444 | $206,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 7,828 | $204,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 8,116 | $204,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 11,871 | $204,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,185 | $203,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,878 | $203,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 120,745 | $203,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 40,432 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 6,140 | $203,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 4,898 | $202,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 11,572 | $202,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,527 | $202,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 8,009 | $201,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 6,596 | $200,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,486 | $199,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,840 | $199,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 11,512 | $198,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,973 | $197,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 12,685 | $194,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,940 | $194,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 16,355 | $193,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,018 | $192,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 15,073 | $192,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 36,475 | $191,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 14,000 | $191,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 12,513 | $190,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 43,491 | $190,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 21,874 | $189,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 9,343 | $189,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 65,552 | $189,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 18,866 | $186,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 80,500 | $185,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 19,462 | $185,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 50,590 | $185,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 10,852 | $185,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 16,327 | $182,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 13,773 | $182,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 18,831 | $181,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 10,413 | $180,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 11,557 | $180,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 12,073 | $180,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 12,049 | $180,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 18,434 | $178,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 17,989 | $178,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 10,253 | $178,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 11,530 | $177,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 11,944 | $177,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 12,328 | $175,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 54,200 | $175,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 55,119 | $175,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,890 | $175,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 104,250 | $175,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 11,806 | $173,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 247,500 | $172,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,534 | $170,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 136,858 | $170,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 17,711 | $167,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,814 | $167,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 25,845 | $166,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,500 | $166,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 39,265 | $166,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 83,614 | $165,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 10,800 | $163,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 10,193 | $162,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 13,391 | $161,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 16,694 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 18,398 | $159,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 9,200 | $159,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 107,100 | $158,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 13,492 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,421 | $157,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,485 | $156,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 46,091 | $155,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,590 | $155,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 11,936 | $154,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 16,600 | $154,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 59,685 | $153,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 24,221 | $152,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 70,000 | $151,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 13,288 | $151,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 16,183 | $150,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 12,354 | $149,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 91,000 | $147,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 147,200 | $147,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 12,397 | $146,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 58,206 | $146,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 11,511 | $144,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 67,600 | $142,000 | thousands by filing date | put |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 12,528 | $142,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 11,620 | $141,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,311 | $140,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 23,000 | $140,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 21,700 | $140,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 15,838 | $139,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 59,073 | $139,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 22,413 | $139,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 11,548 | $138,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 18,266 | $138,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,742 | $137,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,393 | $137,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 51,423 | $136,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 10,167 | $135,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 14,015 | $135,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 12,087 | $134,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 28,600 | $133,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 18,907 | $133,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 4,394 | $130,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 15,000 | $129,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 52,037 | $129,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 12,500 | $129,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 10,000 | $129,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,000 | $128,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 21,501 | $128,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 12,500 | $128,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 11,457 | $127,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 14,473 | $127,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 50,105 | $126,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 12,600 | $126,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 31,100 | $126,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,230 | $125,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 49,891 | $125,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 20,402 | $122,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 14,527 | $122,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 14,611 | $122,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 14,709 | $122,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 41,890 | $119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 21,012 | $118,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 35,293 | $117,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 10,000 | $117,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,600 | $115,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 11,208 | $113,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 18,400 | $113,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 20,447 | $112,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 4,178 | $112,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 15,364 | $112,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 111,846 | $111,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,000 | $110,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 9,853 | $110,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 8,204 | $109,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 12,170 | $109,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 12,201 | $108,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 18,860 | $106,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 28,774 | $105,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 19,037 | $105,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 12,594 | $104,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 16,366 | $103,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 74,950 | $102,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 5,001 | $102,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 10,000 | $102,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 10,000 | $101,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 10,093 | $100,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,855 | $98,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 24,620 | $97,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,190 | $97,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 59,809 | $97,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 47,726 | $96,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 12,188 | $96,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,900 | $94,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 10,497 | $93,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 13,811 | $93,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,600 | $93,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 132,328 | $92,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 114,550 | $91,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 34,200 | $91,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,500 | $90,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,092 | $90,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,600 | $89,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,320 | $89,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 150,055 | $87,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 55,000 | $86,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 7,300 | $85,000 | thousands by filing date | call |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 10,102 | $85,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,405 | $84,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,794 | $84,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 31,615 | $84,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 15,543 | $84,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 20,223 | $83,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 12,297 | $83,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 13,000 | $82,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,720 | $82,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 18,593 | $82,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 7,200 | $81,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,501 | $80,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 15,000 | $79,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 28,066 | $78,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,378 | $78,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,900 | $77,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 1,500 | $77,000 | thousands by filing date | call |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 10,000 | $76,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 17,661 | $74,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 13,374 | $73,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 27,764 | $73,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 30,496 | $72,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 34,450 | $72,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 25,721 | $70,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,900 | $69,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 16,500 | $69,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 15,213 | $69,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,108 | $69,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 13,747 | $68,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 10,687 | $68,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,629 | $65,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,000 | $65,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,000 | $64,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 17,000 | $64,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 26,418 | $64,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 58,696 | $62,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 10,601 | $62,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 20,000 | $62,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,280 | $61,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,000 | $60,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 27,515 | $60,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 1,200 | $59,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,700 | $57,000 | thousands by filing date | call |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 2,921 | $57,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 20,336 | $57,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 10,300 | $55,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 46,876 | $55,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 77,000 | $55,000 | thousands by filing date | principal |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,000 | $54,000 | thousands by filing date | put |
| GRITSTONE BIO INC | 39868T105 | COM | 19,000 | $50,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 50,000 | $50,000 | thousands by filing date | principal |
| Veru Inc | 92536C103 | Common Stock | 18,330 | $49,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 54,629 | $49,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 11,000 | $48,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,200 | $47,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 17,521 | $46,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 10,000 | $46,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 85,199 | $46,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 61,500 | $45,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 5,000 | $43,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 53,998 | $42,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 36,700 | $41,000 | thousands by filing date | call |
| NANOVIBRONIX INC | 63008J108 | COM | 59,219 | $41,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 59,879 | $41,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 59,300 | $40,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,800 | $40,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 39,000 | $40,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 11,500 | $38,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,000 | $37,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 15,000 | $36,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,800 | $36,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 21,705 | $36,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,200 | $35,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 37,004 | $35,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,500 | $34,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 38,400 | $34,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17,000 | $33,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 156,500 | $33,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 15,708 | $33,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 27,500 | $33,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,500 | $33,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 24,000 | $32,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 54,000 | $32,000 | thousands by filing date | call |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 44,000 | $32,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 20,000 | $32,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,000 | $31,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,493 | $31,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 13,400 | $30,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 16,295 | $30,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,000 | $29,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,000 | $29,000 | thousands by filing date | call |
| PULMATRIX INC COM | 74584P202 | Stock | 24,000 | $29,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,900 | $28,000 | thousands by filing date | call |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 1,500 | $28,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 8,500 | $28,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 5,000 | $28,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 17,450 | $28,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,000 | $27,000 | thousands by filing date | call |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 20,916 | $27,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 16,000 | $27,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 10,100 | $26,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 2,500 | $26,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 10,000 | $25,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 5,000 | $25,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,000 | $25,000 | thousands by filing date | call |
| XWELL INC COM NEW | 98420U703 | Stock | 13,083 | $25,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 25,000 | $25,000 | thousands by filing date | principal |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 24,034 | $24,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 10,000 | $23,000 | thousands by filing date | put |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 27,335 | $23,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 400 | $22,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,505 | $22,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $22,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 18,000 | $22,000 | thousands by filing date | call |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 19,000 | $22,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 12,314 | $21,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 15,000 | $21,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,000 | $21,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 10,000 | $20,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 10,242 | $20,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,000 | $19,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,000 | $19,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,061 | $19,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 48,600 | $19,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 20,000 | $19,000 | thousands by filing date | principal |
| DOCUSIGN INC COM | 256163106 | Stock | 1,200 | $18,000 | thousands by filing date | call |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 19,585 | $18,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 11,393 | $17,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 27,050 | $17,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,000 | $16,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 16,500 | $16,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 6,000 | $16,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 30,000 | $16,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 14,254 | $16,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 10,000 | $15,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 18,000 | $15,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,339 | $15,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 15,000 | $15,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 27,000 | $14,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 529 | $14,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 10,000 | $14,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 12,225 | $14,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,611 | $14,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 291,600 | $14,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,000 | $14,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 12,000 | $14,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 18,000 | $13,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 5,000 | $13,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 600 | $13,000 | thousands by filing date | call |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $13,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 800 | $13,000 | thousands by filing date | call |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 51,300 | $13,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,100 | $13,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 13,111 | $13,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,497 | $13,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 14,000 | $13,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 2,000 | $12,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 1,000 | $12,000 | thousands by filing date | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 400 | $12,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,000 | $12,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 21,056 | $12,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 3,500 | $12,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,000 | $11,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 2,700 | $11,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 300 | $11,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 15,000 | $11,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,500 | $11,000 | thousands by filing date | call |
| LYFT INC | 55087P104 | CL A COM | 11,000 | $11,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 26,500 | $11,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 20,000 | $11,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 700 | $10,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 26,000 | $10,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,300 | $10,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,700 | $10,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 500 | $10,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 8,000 | $10,000 | thousands by filing date | call |
| DRAFTKINGS INC | 26142R104 | COM CL A | 600 | $10,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 17,957 | $10,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 400 | $9,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,000 | $9,000 | thousands by filing date | call |
| ENGLOBAL CORP | 293306106 | COM | 10,000 | $9,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $8,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 300 | $8,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,000 | $8,000 | thousands by filing date | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 4,200 | $8,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 14,000 | $8,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,000 | $7,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 1,000 | $7,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 800 | $7,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 30,000 | $7,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $7,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,200 | $7,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 5,000 | $7,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 2,000 | $7,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 2,000 | $7,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 17,500 | $7,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,000 | $7,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 10,000 | $7,000 | thousands by filing date | call |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 400 | $7,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,200 | $6,000 | thousands by filing date | call |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $6,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 300 | $6,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 5,800 | $6,000 | thousands by filing date | call |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 10,000 | $6,000 | thousands by filing date | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 16,100 | $6,000 | thousands by filing date | call |
| HEXO CORP | 428304109 | COM | 10,832 | $6,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 20,000 | $6,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,400 | $5,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,000 | $5,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 1,900 | $5,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 100 | $5,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 500 | $5,000 | thousands by filing date | put |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 2,500 | $5,000 | thousands by filing date | put |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 150,000 | $5,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 8,000 | $5,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,700 | $5,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 500 | $4,000 | thousands by filing date | put |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 800 | $4,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 1,000 | $4,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 400 | $4,000 | thousands by filing date | put |
| DOW HLDGS INC COM | 260557103 | Stock | 1,300 | $4,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,000 | $4,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 600 | $4,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 25,000 | $4,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 13,613 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,500 | $3,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 2,000 | $3,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,700 | $3,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 200 | $3,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 200 | $3,000 | thousands by filing date | call |
| ROCKET COS INC | 77311W101 | COM CL A | 1,400 | $3,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,000 | $3,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 300 | $3,000 | thousands by filing date | put |
| PINTEREST INC CL A | 72352L106 | Stock | 500 | $3,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 100 | $3,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 17,000 | $3,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 6,000 | $3,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $3,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 55,000 | $3,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,000 | $3,000 | thousands by filing date | put |
| BANDWIDTH INC | 05988J103 | COM CL A | 100 | $3,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 5,400 | $3,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 200 | $3,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $3,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 5,000 | $3,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 12,800 | $3,000 | thousands by filing date | call |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 12,102 | $3,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 100 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002950 | this filing | 2020-11-13 | acceptance time not in the bulk data set |