13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 2,573 holding rows worth $20,709,006,000.
- Accession
- 0001085146-20-002950
- Filer
- CIK 1462245
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 2,574 entries on the cover page, a total value of $20,709,006,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,709,006,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAllianceBernstein028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerAlpine Investment Management028-14059
- reports for this filerAlta Capital Management, LLC028-05119
- reports for this filerAMI Asset Management Corporation028-11962
- reports for this filerAnchor Capital Advisors LLC028-01880
- reports for this filerAperio Group LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAtalanta Sosnoff Capital, LLC028-01162
- reports for this filerAtlanta Capital Management Company LLC028-05936
- reports for this filerBahl & Gaynor, Inc.028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBrandes Investment Partners028-05620
- reports for this filerBrookmont Capital Management, LLC028-14438
- reports for this filerBrown Advisory LLC028-13997
- reports for this filerCambiar Investors, LLC028-01398
- reports for this filerCampbell Newman Asset Management, Inc.028-02903
- reports for this filerCapital Innovations, LLC028-15733
- reports for this filerChandler Asset Management, Inc.028-20298
- reports for this filerCongress Asset Management Company028-03434
- reports for this filerDana Investment Advisors028-13023
- reports for this filerDavis Selected Advisors, L.P.028-04121
- reports for this filerDelaware Management Business Trust028-05267
- reports for this filerDSM Capital Partners LLC028-10309
- reports for this filerEagle Asset Management, Inc.028-01666
- reports for this filerEarnest Partners, LLC028-05269
- reports for this filerEaton Vance Management028-04139
- reports for this filerEquity Investment Corp.028-10606
- reports for this filerFayez Sarofim & Co.028-10991
- reports for this filerFederated Investment Counseling028-04375
- reports for this filerFranklin Templeton Portfolio Advisors, Inc.028-00734
- reports for this filerFred Alger Management, Inc.028-00869
- reports for this filerGlenmede Investment Management028-00126
- reports for this filerGlovista Investments, LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHarding Loevner028-04434
- reports for this filerHarris Associates LP028-02013
- reports for this filerHGK Asset Management, Inc.028-01321
- reports for this filerHorizon Asset Management028-06986
- reports for this filerHorizon Investment Services028-12835
- reports for this filerInvesco Advisers, Inc.028-11246
- reports for this filerIsthmus Partners, LLC028-16855
- reports for this filerJP Morgan Investment Management Inc.028-00694
- reports for this filerKarpus Management028-11445
- reports for this filerKayne Anderson Rudnick Investment Management, LLC028-05792
- reports for this filerKennedy Capital Management028-03133
- reports for this filerLaffer Investments Inc.028-10975
- reports for this filerLateef Investment Management028-05358
- reports for this filerLazard Asset Management, LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC028-01701
- reports for this filerLoomis Sayles & Company, L.P.028-00398
- reports for this filerLord, Abbett & Co. LLC028-00413
- reports for this filerM.D. Sass Investors Services, Inc.028-04057
- reports for this filerMadison Investment Advisors, Inc.028-03477
- reports for this filerMFS Investment Management028-04968
- reports for this filerMiller Howard Investments, Inc.028-03692
- reports for this filerMontag & Caldwell, LLC028-00288
- reports for this filerNeuberger Berman LLC028-00454
- reports for this filerNewgate Capital Management, LLC028-03871
- reports for this filerNuance Investments, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ Investment Management Company, LLC028-01474
- reports for this filerO'Shaughnessy Asset Management, LLC028-12966
- reports for this filerOak Ridge Investments, LLC028-06668
- reports for this filerPacific Investment Management Company LLC028-10952
- reports for this filerParametric Portfolio Associates LLC028-04558
- reports for this filerPolen Capital Management, LLC028-03687
- reports for this filerPrincipal Global Investors, LLC028-01549
- reports for this filerRenaissance Investment Management028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRiverbridge Partners LLC028-05655
- reports for this filerSanta Barbara Asset Management, LLC028-05621
- reports for this filerSchafer Cullen Capital Management028-04691
- reports for this filerSelect Equity Group028-16000
- reports for this filerShelton Capital Management028-05709
- reports for this filerSouthernSun Asset Management, LLC028-03489
- reports for this filerStonebridge Advisors028-16094
- reports for this filerStrategy Asset Managers028-10030
- reports for this filerTCW Investment Management Company028-06683
- reports for this filerThe London Company028-10665
- reports for this filerThomas White International, Ltd.028-05601
- reports for this filerThompson, Siegel & Walmsley LLC028-04041
- reports for this filerThornburg Investment Management028-06605
- reports for this filerTodd Asset Management, LLC028-04171
- reports for this filerVanguard028-06408
- reports for this filerVictory Capital Management028-06354
- reports for this filerVoya Investment Management Co. LLC028-07292
- reports for this filerW. H. Reaves & Co., Inc028-01347
- reports for this filerWAKEFIELD ASSET MANAGEMENT LLLP028-18951
- reports for this filerWCM Investment Management028-07104
- reports for this filerWedgewood Partners, Inc.028-05973
- reports for this filerWellesley Asset Management, Inc.028-14868
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWindhaven Investment Management, Inc.028-14230
- reports for this filerWinslow Capital Management, Inc.028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 17,064 | $582,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 14,238 | $581,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 41,881 | $580,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 23,558 | $580,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 25,696 | $578,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 25,105 | $578,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 29,299 | $576,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 14,441 | $574,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 7,188 | $573,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 22,240 | $572,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 11,735 | $572,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 46,836 | $571,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4,319 | $569,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 29,652 | $567,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 13,500 | $566,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 11,962 | $564,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 118,524 | $561,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 32,595 | $558,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 16,747 | $557,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,878 | $555,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 2,508 | $553,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 6,857 | $553,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 20,182 | $552,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 11,867 | $550,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 8,878 | $546,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 19,973 | $546,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 49,226 | $546,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 19,954 | $546,000 | thousands by filing date | principal |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 25,200 | $544,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 6,441 | $543,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 2,847 | $543,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 74,900 | $539,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 12,889 | $539,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 21,632 | $538,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 12,910 | $538,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 87,933 | $538,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 8,661 | $535,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 6,122 | $533,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 13,454 | $533,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 25,288 | $533,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 19,016 | $532,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 58,490 | $532,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 10,826 | $532,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 3,935 | $530,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 7,125 | $529,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,445 | $527,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,647 | $526,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,637 | $524,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 35,947 | $524,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 22,700 | $518,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 8,983 | $516,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 14,061 | $516,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 7,329 | $516,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 35,134 | $514,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 10,076 | $514,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 5,878 | $513,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,950 | $513,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 10,784 | $513,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 49,203 | $508,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,594 | $506,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 7,549 | $506,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 12,253 | $505,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 16,947 | $504,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 5,758 | $504,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 5,930 | $504,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 77,233 | $503,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 41,227 | $502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 10,193 | $500,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 9,842 | $500,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 50,995 | $499,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 21,446 | $498,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 24,036 | $497,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 22,799 | $497,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 105,500 | $496,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 12,687 | $496,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 550 | $495,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 6,625 | $495,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 5,513 | $492,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,888 | $491,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 183,753 | $491,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 15,674 | $490,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,268 | $489,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 33,563 | $488,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 9,043 | $485,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 6,559 | $484,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 9,147 | $483,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 8,800 | $482,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 9,404 | $482,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 66,539 | $482,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 8,359 | $482,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 7,467 | $481,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 210,060 | $481,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 27,769 | $480,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 22,041 | $478,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 18,622 | $477,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 6,848 | $476,000 | thousands by filing date | |
| METAURUS EQUITY COMPONENT TR | 59140L100 | US EQT CUM 2027 | 50,000 | $476,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,500 | $475,000 | thousands by filing date | call |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 23,729 | $475,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 9,709 | $473,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 13,030 | $473,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 15,667 | $473,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 9,775 | $472,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 10,455 | $470,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 4,136 | $470,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 43,263 | $469,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 20,000 | $468,000 | thousands by filing date | put |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,634 | $466,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 121,293 | $463,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 6,726 | $462,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 44,107 | $462,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 8,522 | $461,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 15,032 | $460,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 18,103 | $460,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,973 | $459,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 33,810 | $459,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 21,991 | $456,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 5,556 | $454,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 34,762 | $454,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 17,402 | $453,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 16,950 | $452,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 8,510 | $451,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 20,127 | $451,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 11,113 | $449,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 6,820 | $448,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 15,895 | $448,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 38,994 | $446,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,279 | $446,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 4,840 | $445,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 25,912 | $445,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 24,155 | $443,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 12,354 | $443,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 8,001 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 6,118 | $441,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 69,756 | $441,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 24,598 | $440,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 5,760 | $439,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,755 | $438,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 7,558 | $437,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 16,175 | $433,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 63,752 | $433,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 69,500 | $431,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 38,814 | $429,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 8,659 | $429,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 12,872 | $428,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 3,060 | $426,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 10,011 | $424,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 15,357 | $424,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 16,358 | $423,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 12,195 | $420,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 8,003 | $420,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 9,975 | $418,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 13,877 | $418,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 18,707 | $418,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,460 | $417,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 8,085 | $416,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 16,300 | $416,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 308 | $414,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 5,213 | $413,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 15,343 | $413,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 5,958 | $412,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 12,206 | $412,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 5,465 | $411,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 324,668 | $409,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 25,135 | $409,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7,854 | $408,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 27,657 | $406,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 6,875 | $406,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 11,654 | $405,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 12,020 | $404,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,968 | $404,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 10,341 | $404,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,458 | $403,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 24,512 | $402,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 22,739 | $402,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,305,394 | $401,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 410,500 | $401,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 34,500 | $401,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,397 | $399,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 2,186 | $399,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 38,000 | $399,000 | thousands by filing date | call |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 46,427 | $399,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,587 | $398,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 29,500 | $396,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,221 | $395,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 11,461 | $395,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 21,022 | $394,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 5,895 | $393,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 9,696 | $393,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 7,119 | $393,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 3,835 | $392,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 17,834 | $391,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 4,629 | $390,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 262 | $390,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 15,547 | $390,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 9,555 | $389,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 32,073 | $388,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 13,550 | $387,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 19,986 | $386,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 68,740 | $386,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 67,004 | $386,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 11,152 | $385,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 36,580 | $384,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 47,013 | $383,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 26,974 | $381,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 7,190 | $380,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 10,787 | $380,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,329 | $378,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 4,153 | $378,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 14,895 | $378,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 13,488 | $377,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 11,522 | $375,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 38,492 | $375,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,796 | $373,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 3,474 | $373,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 718 | $373,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 89,933 | $372,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 22,224 | $372,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,143 | $370,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 26,688 | $370,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 7,377 | $370,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 22,740 | $370,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP UNIT | 53804F202 | Common Stock | 35,000 | $369,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 38,735 | $368,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 20,740 | $367,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,754 | $366,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 7,201 | $365,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 7,205 | $364,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 7,517 | $363,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 37,146 | $362,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 8,327 | $361,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 19,728 | $361,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 23,741 | $361,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 50,000 | $361,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 8,946 | $361,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 9,999 | $360,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,056 | $360,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 12,277 | $359,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 8,973 | $359,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 8,415 | $359,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 16,474 | $358,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 4,797 | $357,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 2,115 | $357,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 37,618 | $357,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,230 | $356,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,729 | $355,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,660 | $354,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,465 | $351,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 41,034 | $350,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 87,274 | $349,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 56,800 | $346,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 16,688 | $343,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,357 | $342,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 18,371 | $342,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 6,651 | $342,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 41,079 | $341,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 4,179 | $341,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 11,378 | $339,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 4,602 | $339,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 13,245 | $338,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 22,455 | $338,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 83,414 | $337,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 13,294 | $337,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 19,643 | $336,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 7,339 | $335,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,099 | $334,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 33,015 | $334,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 13,753 | $334,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 7,756 | $334,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,760 | $333,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 2,926 | $333,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 12,737 | $333,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,297 | $333,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 8,370 | $332,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 25,606 | $331,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 11,861 | $330,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,300 | $330,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 725 | $330,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 5,884 | $330,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 7,950 | $330,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 8,508 | $330,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 9,825 | $330,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 6,179 | $329,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 1,865 | $328,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 8,660 | $328,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,751 | $328,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,884 | $327,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 47,925 | $327,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 44,792 | $327,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 29,800 | $326,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,788 | $325,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 4,486 | $323,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 21,552 | $321,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,744 | $321,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 14,765 | $320,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 13,134 | $319,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 6,081 | $319,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 22,997 | $319,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 16,001 | $318,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 35,015 | $318,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 59,607 | $318,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,302 | $318,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 3,984 | $318,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,684 | $317,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 9,701 | $317,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 7,512 | $316,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 27,206 | $316,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,564 | $315,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 11,627 | $315,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 8,845 | $314,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 11,741 | $314,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 10,181 | $313,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 43,210 | $313,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 8,622 | $313,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 10,924 | $310,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 2,773 | $309,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 600 | $308,000 | thousands by filing date | call |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 7,403 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,226 | $308,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 18,693 | $308,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 9,129 | $307,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 10,171 | $306,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 9,307 | $306,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 6,977 | $305,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,166 | $303,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 5,307 | $302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,755 | $301,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 19,942 | $301,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 2,278 | $301,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 25,258 | $301,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 4,051 | $300,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,550 | $300,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 20,496 | $298,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 11,727 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 18,683 | $298,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 450,636 | $298,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 37,020 | $297,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 6,960 | $297,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 103,800 | $296,000 | thousands by filing date | put |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 6,427 | $296,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 10,828 | $296,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 9,959 | $294,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 7,365 | $294,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 18,772 | $294,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 14,958 | $293,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 21,010 | $293,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 5,470 | $293,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 4,293 | $292,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 7,635 | $292,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 19,258 | $291,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 25,580 | $291,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 17,427 | $291,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3,043 | $290,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 72,727 | $288,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,623 | $288,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 4,332 | $287,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 13,656 | $287,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 11,712 | $287,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,952 | $287,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 7,181 | $287,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,406 | $285,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 20,823 | $285,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 218,827 | $284,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,115 | $284,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 9,151 | $284,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 3,647 | $284,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 12,886 | $283,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 66,600 | $282,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 8,342 | $279,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 11,876 | $279,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 7,546 | $279,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 2,681 | $278,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 12,231 | $278,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 32,688 | $278,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,777 | $277,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 295,987 | $277,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 6,720 | $276,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 10,113 | $276,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 14,822 | $276,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,700 | $275,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 9,283 | $275,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 40,216 | $275,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,095 | $274,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,281 | $274,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 6,418 | $274,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,145 | $272,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,971 | $272,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 5,307 | $272,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,445 | $272,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 989 | $272,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,898 | $271,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,004 | $269,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 7,186 | $269,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 16,150 | $269,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 62,700 | $269,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 49,100 | $268,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 3,193 | $268,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 3,000 | $268,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 24,721 | $266,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 11,964 | $265,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 14,214 | $264,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,775 | $264,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 19,017 | $264,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 6,437 | $264,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,506 | $264,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,415 | $264,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 9,639 | $263,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 7,180 | $263,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 19,454 | $262,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 8,079 | $262,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 9,858 | $261,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 5,248 | $260,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,374 | $260,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,833 | $260,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,597 | $260,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 19,254 | $259,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 23,645 | $259,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,436 | $259,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,050 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,665 | $258,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 6,996 | $258,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R833 | WBI BULBEAR TR | 15,484 | $258,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,189 | $257,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,886 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,216 | $255,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,565 | $255,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 35,415 | $255,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 27,067 | $254,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 6,435 | $254,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 8,816 | $254,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 20,418 | $254,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,232 | $253,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 15,412 | $252,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 4,803 | $252,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 6,794 | $252,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 70,360 | $251,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 25,061 | $250,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,388 | $249,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,449 | $249,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 13,062 | $249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 4,160 | $249,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 7,399 | $249,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 6,411 | $249,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 45,317 | $249,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 23,000 | $248,000 | thousands by filing date | call |
| ARCOSA INC COM | 039653100 | Stock | 5,635 | $248,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 41,361 | $248,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 11,731 | $247,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 7,643 | $247,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 87,000 | $247,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 3,972 | $246,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 10,265 | $246,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,842 | $245,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 11,050 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 6,602 | $245,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,574 | $244,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 7,354 | $244,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 5,270 | $243,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 18,440 | $243,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 7,704 | $243,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 9,650 | $242,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 8,520 | $242,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 87,600 | $241,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,666 | $241,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 3,025 | $241,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 54,864 | $241,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 4,431 | $240,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 10,140 | $240,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,205 | $239,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 19,968 | $239,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,798 | $238,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 23,489 | $238,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 11,165 | $238,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 25,201 | $238,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 11,338 | $237,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 704 | $237,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 5,608 | $237,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 18,500 | $237,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 10,750 | $237,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,537 | $236,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 40,626 | $236,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,762 | $235,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 6,100 | $235,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 5,619 | $235,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 14,999 | $235,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 23,500 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 14,530 | $234,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 16,301 | $234,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 8,200 | $234,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 12,348 | $234,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 23,553 | $234,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 4,487 | $234,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,934 | $232,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,457 | $232,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 7,636 | $232,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 17,875 | $231,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 6,375 | $231,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 35,827 | $231,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 12,915 | $230,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 12,697 | $230,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002950 | this filing | 2020-11-13 | acceptance time not in the bulk data set |