13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 2,253 holding rows worth $12,768,824,000.
- Accession
- 0001085146-18-002071
- Filer
- CIK 1462245
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 2,253 entries on the cover page, a total value of $12,768,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,768,824,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBELMONT ASSET MANAGEMENT 028-10518
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLaffer Investments028-10975
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNATIXIS ADVISORS, L.P.028-05788
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerREINHART PARTNERS, INC.028-04879
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerBoston Partners028-12484
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerTCW INVESTMENT MANAGEMENT Co LLC028-06683
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerTURNER INVESTMENTS LLC028-02924
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 22,993 | $104,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,857 | $104,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 12,674 | $103,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 16,600 | $103,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,600 | $102,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 26,691 | $100,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 13,416 | $99,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,609 | $97,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 33,608 | $96,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 50,500 | $95,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 78,200 | $93,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 68,735 | $92,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 187,584 | $91,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 117,184 | $91,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 11,817 | $91,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 16,556 | $88,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 26,032 | $87,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 15,538 | $87,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 16,515 | $87,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,000 | $87,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,600 | $86,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 10,456 | $85,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 60,000 | $84,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,524 | $84,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 13,333 | $83,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 17,990 | $83,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 41,300 | $82,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,500 | $80,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,000 | $78,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 15,000 | $77,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 34,100 | $77,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 35,000 | $76,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 14,500 | $74,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 10,000 | $74,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 15,150 | $74,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 28,200 | $73,000 | thousands by filing date | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 15,124 | $73,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 11,491 | $73,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,840 | $73,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,087 | $73,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 10,000 | $69,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 34,616 | $67,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 31,340 | $65,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,290 | $65,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,500 | $65,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 76,259 | $65,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,000 | $64,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,238 | $63,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,171 | $62,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 24,555 | $62,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,500 | $60,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 24,558 | $59,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 13,800 | $59,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 13,585 | $58,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 12,678 | $58,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 10,355 | $56,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 12,000 | $55,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,700 | $53,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 15,312 | $53,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 17,000 | $52,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 23,001 | $52,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 12,500 | $52,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 14,000 | $49,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 23,734 | $49,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 10,400 | $48,000 | thousands by filing date | call |
| KCAP FINANCIAL INC | 48668E101 | COM | 15,025 | $48,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,400 | $47,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 43,100 | $47,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 20,000 | $47,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,246 | $46,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 50,000 | $46,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 32,356 | $44,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 50,100 | $43,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,766 | $42,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 3,376 | $42,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 32,940 | $42,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,000 | $41,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,398 | $41,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,500 | $40,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 17,300 | $40,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 38,500 | $38,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,411 | $38,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,896 | $38,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,373 | $37,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 10,000 | $36,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,600 | $36,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 34,000 | $35,000 | thousands by filing date | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 8,300 | $35,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,471 | $35,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 25,001 | $35,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 20,937 | $34,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,400 | $33,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 27,800 | $33,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 24,375 | $33,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 9,600 | $32,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 23,726 | $32,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 11,442 | $28,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $28,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 32,000 | $26,000 | thousands by filing date | call |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 12,000 | $25,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 17,000 | $25,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,000 | $23,000 | thousands by filing date | call |
| VERMILLION INC | 92407M206 | COM NEW | 30,000 | $23,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 92,000 | $23,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,000 | $22,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 50,415 | $22,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,005 | $22,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,956 | $21,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,000 | $20,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 54,600 | $20,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 20,000 | $20,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 25,000 | $19,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10,500 | $19,000 | thousands by filing date | call |
| RXI PHARMACEUTICALS CORP NEW | 74979C808 | COM PAR | 10,000 | $19,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 81,556 | $18,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 15,000 | $18,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 15,100 | $17,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,000 | $16,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,700 | $15,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 15,000 | $15,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,000 | $14,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 500 | $14,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 63,000 | $14,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 22,475 | $14,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,500 | $13,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 9,000 | $13,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 1,000 | $13,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,000 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 8,900 | $13,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,202 | $12,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $12,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 13,502 | $12,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 4,200 | $11,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 10,500 | $11,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 5,100 | $11,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 30,300 | $11,000 | thousands by filing date | call |
| CORMEDIX INC | 21900C100 | COM | 47,188 | $11,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 10,233 | $11,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 10,000 | $11,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,200 | $10,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 1,700 | $10,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 40,000 | $10,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 5,600 | $10,000 | thousands by filing date | call |
| VALVOLINE INC COM | 92047W101 | Stock | 6,000 | $10,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 300 | $10,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 5,000 | $10,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 4,000 | $9,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,500 | $9,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 10,000 | $8,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 13,000 | $8,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 1,000 | $8,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 6,500 | $8,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 3,000 | $8,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,100 | $8,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 2,500 | $8,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,400 | $8,000 | thousands by filing date | call |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 37,033 | $8,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 21,429 | $8,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 18,000 | $7,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,500 | $7,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,500 | $7,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,000 | $7,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 4,000 | $7,000 | thousands by filing date | call |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 10,000 | $7,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $6,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 300 | $6,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,000 | $6,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 15,000 | $6,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 21,500 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,500 | $6,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 1,500 | $6,000 | thousands by filing date | call |
| AMERICAN LORAIN CORP | 027297100 | COM | 27,540 | $6,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,000 | $5,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 10,000 | $5,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 1,000 | $5,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,500 | $5,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 300 | $5,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 19,500 | $5,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 600 | $4,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,000 | $4,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 800 | $4,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,000 | $4,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 17,000 | $4,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,200 | $4,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 23,943 | $4,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 10,000 | $4,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,000 | $3,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 1,000 | $3,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,000 | $3,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 60 | $3,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,000 | $3,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 400 | $3,000 | thousands by filing date | call |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 17,000 | $3,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,000 | $2,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 300 | $2,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 1,000 | $2,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 2,000 | $2,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 500 | $2,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,000 | $2,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 7,000 | $2,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,000 | $2,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 500 | $2,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 2,200 | $2,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 500 | $2,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 900 | $2,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,200 | $2,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,000 | $2,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 500 | $1,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 400 | $1,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 500 | $1,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $1,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 500 | $1,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 500 | $1,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 100 | $1,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $1,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 3,500 | $1,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 300 | $1,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,000 | $1,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 100 | $1,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 800 | $1,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 200 | $1,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 700 | $1,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,500 | $1,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,000 | $1,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $1,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,000 | $1,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 100 | $1,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 523 | $1,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 200 | $1,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,000 | $1,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Booking Holdings Inc. | 09857L108 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Danaher Corporation | 235851102 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 2,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPLUNK INC | 848637104 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLUEBIRD BIO INC | 09609G100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002071 | this filing | 2018-08-14 | acceptance time not in the bulk data set |