13F-HR/A filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2016-05-18, with 2,052 holding rows worth $8,419,247,000.
- Accession
- 0001085146-16-003865
- Filer
- CIK 1462245
- Filed
- 2016-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, amendment of type restatement, 2,052 entries on the cover page, a total value of $8,419,247,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,419,247,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAstor Asset Management, LLC028-13903
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Inc.028-12019
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRC Investment Management LLC028-11434
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerCS MCKEE LP028-01203
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerDENVER INVESTMENT ADVISORS LLC028-05416
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerEQUITY INVESTMENT CORP/GA028-10606
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHaverford Financial Services, Inc.028-11678
- reports for this filerHaverford Trust Co028-02396
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHEITMAN LLC028-12002
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerHorizon Kinetics LLC028-14519
- reports for this filerInvesco Ltd.028-11246
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK ASSOCIATES LTD /OH/028-02338
- reports for this filerOFI SteelPath, Inc.028-15436
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL FINANCIAL GROUP INC028-10106
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerREAVES W H & CO INC028-01347
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRNC CAPITAL MANAGEMENT LLC028-00970
- reports for this filerBoston Partners028-12484
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSAROFIM FAYEZ028-00132
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerTCW GROUP INC028-02494
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 3,670 | $346,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,013 | $344,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 50,645 | $344,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 17,257 | $343,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,772 | $342,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,014 | $340,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,285 | $340,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 24,955 | $340,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 24,269 | $340,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 36,865 | $338,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 4,108 | $338,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 8,494 | $337,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 24,584 | $337,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 8,074 | $336,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 24,815 | $334,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 15,573 | $334,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 45,514 | $332,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 11,836 | $331,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 12,834 | $331,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 24,228 | $330,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 22,869 | $330,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 6,494 | $330,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 4,240 | $328,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 66,757 | $326,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,923 | $325,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,225 | $325,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,743 | $324,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 29,439 | $324,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 14,298 | $324,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 29,944 | $323,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 7,756 | $320,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 7,034 | $319,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,338 | $319,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 6,410 | $319,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 10,479 | $319,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 20,497 | $319,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 11,861 | $318,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 9,791 | $318,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,564 | $317,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 9,699 | $317,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 4,815 | $316,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 18,000 | $316,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 19,976 | $316,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 3,379 | $316,000 | thousands by filing date | principal |
| Invesco Large-Cap Growth | 73935X609 | ETF | 10,062 | $315,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 14,617 | $314,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 4,714 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,235 | $313,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 21,669 | $312,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,350 | $311,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 33,900 | $311,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 8,227 | $310,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,418 | $309,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 2,900 | $309,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,224 | $307,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 10,170 | $307,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 20,510 | $306,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 11,256 | $306,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 2,774 | $306,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 13,043 | $305,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 8,554 | $305,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 10,902 | $305,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,918 | $304,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 11,618 | $304,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 19,206 | $302,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 6,391 | $302,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 7,337 | $302,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 4,411 | $301,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,311 | $301,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 7,668 | $299,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 21,813 | $299,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 88,844 | $299,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 4,942 | $297,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 3,332 | $297,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 19,903 | $297,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 7,987 | $296,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 10,285 | $296,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 11,393 | $296,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 5,187 | $295,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 10,181 | $295,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 21,682 | $295,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,002 | $294,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 7,191 | $293,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,300 | $292,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,517 | $291,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 11,767 | $290,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 9,056 | $290,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,370 | $290,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 35,349 | $290,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 2,495 | $290,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 5,372 | $288,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 17,084 | $287,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 7,440 | $286,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 55,674 | $285,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 40,098 | $284,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 19,551 | $284,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 13,867 | $283,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 8,745 | $280,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 44,508 | $279,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 196,195 | $279,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 15,507 | $278,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,254 | $278,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 68,416 | $277,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 2,038 | $276,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 35,265 | $276,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 15,240 | $275,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 17,187 | $275,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 10,005 | $273,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 8,653 | $272,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 62,477 | $272,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 24,428 | $272,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 24,143 | $270,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,202 | $270,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,703 | $269,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 9,582 | $269,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 26,325 | $269,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,871 | $268,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,876 | $268,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 8,607 | $267,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,050 | $266,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 10,426 | $266,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 33,599 | $265,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,218 | $264,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 15,525 | $263,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 9,887 | $263,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,567 | $262,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 61,618 | $261,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 17,637 | $261,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 6,675 | $261,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,930 | $260,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 6,925 | $260,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 13,849 | $260,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 12,542 | $259,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,650 | $258,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 24,184 | $258,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 17,679 | $258,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6,556 | $257,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 5,191 | $257,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,560 | $256,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 18,314 | $256,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 8,577 | $256,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 20,955 | $256,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 3,574 | $256,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 341,630 | $256,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,595 | $255,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 12,727 | $255,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 7,320 | $255,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,082 | $254,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 9,458 | $253,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,190 | $253,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 19,854 | $253,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 17,959 | $253,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 68,279 | $253,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 956 | $252,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,868 | $251,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,419 | $251,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 12,711 | $251,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 8,721 | $251,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 6,109 | $251,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 16,319 | $250,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 8,902 | $246,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,379 | $245,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,500 | $245,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,076 | $245,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 15,000 | $245,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 8,671 | $245,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 6,262 | $244,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 26,671 | $244,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,461 | $242,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18,144 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,148 | $241,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,316 | $241,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 4,684 | $238,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 15,929 | $238,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 16,154 | $237,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,711 | $237,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 51,303 | $237,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 13,426 | $237,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 15,958 | $236,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,994 | $236,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 12,300 | $236,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 9,815 | $236,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,648 | $235,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 4,112 | $235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X537 | INTL HEDGED EQ | 9,816 | $235,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,312 | $234,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,197 | $234,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 8,035 | $233,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 3,546 | $232,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 10,876 | $232,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,569 | $231,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 11,025 | $231,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 17,803 | $228,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 8,595 | $228,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 13,310 | $227,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,640 | $226,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 39,822 | $224,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,168 | $224,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 43,949 | $224,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,970 | $223,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 14,448 | $223,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 22,270 | $223,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,280 | $222,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 3,276 | $222,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 4,483 | $222,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,026 | $221,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,158 | $220,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 17,971 | $219,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 7,636 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,447 | $218,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 5,455 | $218,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 5,641 | $218,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,239 | $216,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 17,072 | $215,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 25,661 | $215,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 14,800 | $215,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 5,011 | $215,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 21,571 | $213,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,049 | $212,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 24,192 | $211,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 5,766 | $211,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 7,047 | $211,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 17,513 | $210,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 16,574 | $210,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 61,920 | $209,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 14,202 | $208,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,797 | $208,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 16,185 | $208,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 20,000 | $208,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,417 | $207,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 9,614 | $207,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 16,005 | $207,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 12,150 | $207,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 12,146 | $206,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,751 | $205,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 18,734 | $205,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,715 | $203,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,604 | $203,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 45,581 | $203,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,959 | $202,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,988 | $202,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 78,252 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 9,957 | $201,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,129 | $201,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 12,995 | $201,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 8,242 | $200,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 12,928 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,338 | $199,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 15,404 | $199,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 12,000 | $198,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,124 | $197,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 23,622 | $196,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 16,262 | $196,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 43,477 | $195,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,769 | $195,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 15,274 | $195,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 18,372 | $194,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 12,601 | $193,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 10,500 | $192,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 40,000 | $192,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 17,506 | $189,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 18,500 | $189,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 11,346 | $187,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 20,505 | $187,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 19,316 | $186,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,142 | $184,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 60,315 | $184,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 16,044 | $183,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,461 | $183,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 30,000 | $183,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 140,600 | $182,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 29,980 | $182,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 20,061 | $181,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 53,309 | $181,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 21,384 | $181,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 38,924 | $180,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 136,266 | $178,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,551 | $177,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 28,598 | $177,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 14,523 | $176,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 13,381 | $175,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 37,500 | $175,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,214 | $174,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 97,500 | $174,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,288 | $173,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 165,000 | $173,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 31,800 | $172,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 27,194 | $171,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,245 | $169,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 14,867 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 11,744 | $165,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,564 | $164,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,133 | $160,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 35,000 | $160,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 21,618 | $160,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 10,964 | $160,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,608 | $159,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 16,121 | $156,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 16,170 | $156,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 22,513 | $155,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 181,300 | $154,000 | thousands by filing date | call |
| LIFELOCK INC COM | 53224V100 | COM | 10,684 | $152,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,804 | $150,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,341 | $150,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,842 | $148,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 29,052 | $148,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 72,610 | $148,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 18,789 | $146,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 343,098 | $145,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 14,560 | $142,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 14,319 | $140,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 15,145 | $140,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 35,700 | $140,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,285 | $137,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 13,661 | $136,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 11,643 | $135,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 25,000 | $135,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,430 | $134,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 13,567 | $132,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 27,603 | $132,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 11,000 | $131,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 15,243 | $130,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 14,291 | $129,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,455 | $128,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 23,080 | $125,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,819 | $123,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 11,369 | $123,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 19,876 | $122,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 32,958 | $121,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 15,000 | $117,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 12,382 | $116,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 12,225 | $115,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 10,000 | $115,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,432 | $113,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 15,463 | $111,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,584 | $110,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,206 | $109,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,000 | $107,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 17,607 | $103,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 44,001 | $102,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,993 | $101,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 17,451 | $101,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 200,313 | $101,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 21,286 | $100,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 14,285 | $100,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 13,256 | $99,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 12,107 | $97,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 29,113 | $94,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 24,605 | $93,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 13,765 | $92,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 12,674 | $92,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 52,806 | $92,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 36,952 | $91,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 24,350 | $90,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,780 | $89,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 15,344 | $88,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 21,408 | $87,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,000 | $87,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 11,401 | $85,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,440 | $84,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 25,520 | $82,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 37,540 | $82,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 12,717 | $82,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 10,200 | $82,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 61,000 | $81,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 30,830 | $81,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 11,508 | $81,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 31,272 | $80,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 12,657 | $79,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 19,375 | $77,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 66,400 | $77,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 13,972 | $76,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 18,280 | $74,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 12,000 | $73,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,409 | $70,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 31,600 | $69,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,471 | $69,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 59,500 | $68,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,265 | $66,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 15,400 | $65,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 10,000 | $63,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 16,568 | $62,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,529 | $61,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,280 | $61,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 26,071 | $60,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 36,100 | $59,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 32,870 | $57,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 14,253 | $55,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 54,100 | $55,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 38,240 | $54,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 10,562 | $54,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 22,230 | $54,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 15,530 | $52,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,054 | $51,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 12,375 | $50,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 30,290 | $49,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 40,700 | $48,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 48,867 | $48,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 33,173 | $46,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 16,389 | $43,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 15,000 | $42,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,246 | $41,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 26,000 | $41,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871106 | COM | 11,229 | $41,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 20,002 | $41,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,211 | $40,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 17,859 | $39,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 19,569 | $39,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 78,477 | $38,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $37,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 19,600 | $37,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 10,000 | $37,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 118,375 | $36,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 11,688 | $35,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 117,200 | $34,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 15,000 | $34,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 27,540 | $34,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 18,903 | $33,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 56,872 | $33,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 15,500 | $31,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 31,000 | $31,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 13,500 | $30,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5,200 | $30,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $30,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 11,353 | $30,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 25,374 | $30,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 18,500 | $30,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 30,000 | $30,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D381 | Cmn | 13,000 | $30,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 20,425 | $29,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,000 | $27,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 28,000 | $27,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 28,000 | $26,000 | thousands by filing date | principal |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 18,341 | $25,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 27,000 | $25,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 25,000 | $25,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 24,000 | $24,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 30,000 | $24,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 24,000 | $24,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 25,000 | $23,000 | thousands by filing date | principal |
| BIOCEPT INC | 09072V105 | COM | 16,400 | $23,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 55,450 | $22,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 30,000 | $22,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,600 | $21,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 26,000 | $21,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 19,000 | $21,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 24,000 | $21,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 25,000 | $20,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 23,000 | $20,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 26,000 | $20,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 19,000 | $20,000 | thousands by filing date | principal |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 45,000 | $19,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 23,000 | $19,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 33,000 | $18,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 18,000 | $18,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 13,000 | $18,000 | thousands by filing date | principal |
| FULL HSE RESORTS INC | 359678109 | COM | 10,000 | $17,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 17,000 | $17,000 | thousands by filing date | principal |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 10,100 | $17,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 18,278 | $17,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 17,000 | $17,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 1,200 | $16,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 700 | $16,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 58,600 | $16,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 11,150 | $16,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 13,372 | $16,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,500 | $15,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 10,886 | $15,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 10,000 | $15,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 10,052 | $15,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 11,000 | $15,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 17,000 | $15,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 17,000 | $15,000 | thousands by filing date | principal |
| BANRO CORP | 066800103 | COM | 71,762 | $14,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 17,000 | $14,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 16,000 | $14,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 16,000 | $14,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 15,000 | $13,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 10,000 | $13,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 13,000 | $13,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 10,000 | $12,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 11,400 | $12,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 14,000 | $12,000 | thousands by filing date | principal |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 10,000 | $12,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 33,275 | $11,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 10,000 | $11,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 15,040 | $11,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,000 | $10,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 12,000 | $10,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 15,074 | $10,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 11,000 | $10,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 10,000 | $10,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 11,000 | $10,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $9,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 10,000 | $9,000 | thousands by filing date | put |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 10,000 | $9,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 11,000 | $9,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 300 | $8,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 600 | $8,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 4,500 | $6,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003044 | superseded | 2016-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-003865 | this filing | 2016-05-18 | acceptance time not in the bulk data set |