13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 2,059 holding rows worth $30,657,996,000.
- Accession
- 0001085146-16-003828
- Filer
- CIK 1462245
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 2,059 entries on the cover page, a total value of $30,657,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $30,657,996,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerWindhaven Investment Management, Inc.028-14230
- reports for this filerHaverford Financial Services, Inc.028-11678
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerOFI SteelPath, Inc.028-15436
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTradewinds Global Investors, LLC028-12572
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerTCW GROUP INC028-02494
- reports for this filerHaverford Trust Co028-02396
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerDF DENT & CO INC028-03691
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerBLACKROCK CAPITAL MANAGEMENT INC028-10210
- reports for this filerEQUITY INVESTMENT CORP/GA028-10606
- reports for this filerAperio Group, LLC028-11964
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHorizon Kinetics LLC028-14519
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerPRINCIPAL FINANCIAL GROUP INC028-10106
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerMariner Wealth Advisors-NYC, LLC028-16888
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerApex Capital Management028-11050
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAstor Asset Management, LLC028-13903
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Inc.028-12019
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRC Investment Management LLC028-11434
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerDENVER INVESTMENT ADVISORS LLC028-05416
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHEITMAN LLC028-12002
- reports for this filerInvesco Ltd.028-11246
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 24,000 | $24,000 | thousands by filing date | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,407 | $23,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,100 | $23,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 57,300 | $22,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 30,000 | $22,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000 | $22,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 28,000 | $22,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 25,000 | $22,000 | thousands by filing date | principal |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $21,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 11,150 | $21,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 19,000 | $21,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 19,000 | $21,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 24,000 | $21,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 21,000 | $21,000 | thousands by filing date | principal |
| BIOCEPT INC | 09072V105 | COM | 15,200 | $21,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 23,000 | $20,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 22,000 | $20,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 23,000 | $20,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 31,000 | $19,000 | thousands by filing date | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 33,275 | $18,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 18,000 | $18,000 | thousands by filing date | principal |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 27,848 | $18,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 10,800 | $18,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 19,300 | $18,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 26,000 | $18,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 13,000 | $17,000 | thousands by filing date | principal |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 7,028 | $17,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 17,000 | $16,000 | thousands by filing date | principal |
| ULTRA PETROLEUM CORP | 903914109 | COM | 45,075 | $15,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 11,000 | $15,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 16,000 | $15,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 17,000 | $15,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 17,000 | $15,000 | thousands by filing date | principal |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 10,000 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 12,000 | $14,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 12,000 | $14,000 | thousands by filing date | principal |
| BOX INC CL A | 10316T104 | Stock | 1,092 | $13,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 17,000 | $13,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 20,236 | $13,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 14,000 | $12,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 10,000 | $12,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 13,000 | $12,000 | thousands by filing date | principal |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 19,040 | $12,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 12,000 | $11,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 18,278 | $11,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 200 | $10,000 | thousands by filing date | call |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 16,900 | $10,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 25,000 | $10,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 11,400 | $8,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 10,000 | $7,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 27,870 | $5,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 10,000 | $5,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 100 | $4,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 10,000 | $4,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,000 | $3,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 96 | $1,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 575,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003828 | this filing | 2016-05-16 | acceptance time not in the bulk data set |