13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 2,059 holding rows worth $30,657,996,000.
- Accession
- 0001085146-16-003828
- Filer
- CIK 1462245
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 2,059 entries on the cover page, a total value of $30,657,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $30,657,996,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
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- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
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- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTradewinds Global Investors, LLC028-12572
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerTCW GROUP INC028-02494
- reports for this filerHaverford Trust Co028-02396
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerDF DENT & CO INC028-03691
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerBLACKROCK CAPITAL MANAGEMENT INC028-10210
- reports for this filerEQUITY INVESTMENT CORP/GA028-10606
- reports for this filerAperio Group, LLC028-11964
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHorizon Kinetics LLC028-14519
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerPRINCIPAL FINANCIAL GROUP INC028-10106
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerMariner Wealth Advisors-NYC, LLC028-16888
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerApex Capital Management028-11050
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAstor Asset Management, LLC028-13903
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Inc.028-12019
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRC Investment Management LLC028-11434
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerDENVER INVESTMENT ADVISORS LLC028-05416
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
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- reports for this filerHARDING LOEVNER LP028-04434
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- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DILLARDS INC CL A | 254067101 | Stock | 4,483 | $378,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 13,307 | $377,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 49,172 | $376,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,123 | $376,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 20,050 | $376,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 42,450 | $375,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 15,041 | $374,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 5,765 | $374,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 23,427 | $373,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 17,313 | $372,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 3,478 | $371,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 9,550,000 | $371,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 84,595 | $369,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 13,400 | $369,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 29,055 | $369,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,945 | $368,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 45,541 | $368,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 23,430 | $368,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 34,622 | $368,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 25,903 | $364,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 6,649 | $361,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 7,416 | $361,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 24,955 | $361,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 33,187 | $360,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 2,000 | $360,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 13,484 | $359,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 5,618 | $359,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 22,613 | $358,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,999 | $357,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 2,580 | $356,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,983 | $355,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 14,274 | $355,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 8,779 | $355,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,702 | $353,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 13,888 | $352,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 10,267 | $352,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 9,113 | $352,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,930 | $351,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 22,989 | $351,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 80,001 | $351,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,000 | $350,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 1,000 | $350,000 | thousands by filing date | put |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 45,524 | $350,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 23,948 | $350,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 8,073 | $349,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 75,000 | $349,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 13,131 | $348,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 10,588 | $348,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 22,194 | $348,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 15,647 | $348,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 8,001 | $347,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 8,051 | $346,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 17,654 | $345,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 16,450 | $344,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,707 | $343,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 7,020 | $343,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,115 | $341,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 15,104 | $340,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 17,867 | $340,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 19,873 | $340,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 27,533 | $338,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 9,715 | $337,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,260 | $337,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 72,768 | $336,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 4,569 | $336,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 8,440 | $335,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 43,625 | $335,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,835 | $334,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 5,269 | $333,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,833 | $330,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 10,945 | $330,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 19,642 | $329,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 25,973 | $329,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 4,400 | $328,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,743 | $328,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 3,479 | $326,000 | thousands by filing date | principal |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 12,095 | $325,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 34,488 | $325,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 25,317 | $324,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 4,399 | $323,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 15,054 | $320,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,374 | $320,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 33,636 | $319,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 10,719 | $318,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,967 | $316,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 11,138 | $315,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 13,876 | $314,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 20,081 | $312,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 15,903 | $312,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 14,305 | $312,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,696 | $311,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 2,900 | $311,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,748 | $309,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,149 | $309,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 18,676 | $309,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,207 | $306,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 22,259 | $306,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 13,174 | $304,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 22,968 | $303,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 8,576 | $303,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,754 | $303,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 10,071 | $303,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 20,232 | $303,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,531 | $302,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 6,351 | $302,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 18,933 | $302,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 3,311 | $301,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 8,178 | $301,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 20,125 | $301,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,698 | $300,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 8,528 | $299,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 8,998 | $298,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 37,223 | $297,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 12,546 | $296,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 8,179 | $295,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 9,552 | $295,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 21,641 | $294,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 15,240 | $294,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 8,061 | $293,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,483 | $291,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,682 | $290,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 9,704 | $290,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,840 | $289,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 10,299 | $289,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 15,563 | $289,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 63,303 | $289,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 8,142 | $288,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 300 | $288,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 6,434 | $288,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 25,523 | $288,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 4,762 | $286,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,485 | $285,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 39,862 | $285,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 16,454 | $285,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,928 | $284,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 9,732 | $283,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 9,581 | $282,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 14,257 | $282,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 37,954 | $281,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 32,678 | $280,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,947 | $280,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,650 | $280,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 9,411 | $280,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 7,216 | $278,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,266 | $277,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 8,347 | $277,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 4,255 | $276,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 36,015 | $276,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 79,451 | $276,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 17,741 | $275,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 62,477 | $275,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,690 | $274,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 7,191 | $274,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 68,147 | $274,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,928 | $274,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 14,930 | $272,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 6,020 | $269,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,480 | $269,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 13,800 | $269,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,753 | $269,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 21,308 | $268,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 16,031 | $267,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 44,967 | $267,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 7,244 | $267,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 10,426 | $267,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 18,874 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,560 | $265,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,663 | $265,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 10,393 | $265,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 100,150 | $265,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 6,569 | $264,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 9,654 | $264,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 10,782 | $264,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 8,008 | $263,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 9,754 | $263,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 26,125 | $263,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,700 | $262,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,491 | $262,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,033 | $262,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 13,463 | $262,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,047 | $261,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,599 | $260,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,200 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,768 | $260,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 6,177 | $257,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 195,875 | $257,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,951 | $256,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 10,000 | $256,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 6,694 | $255,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 20,849 | $255,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 5,833 | $254,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 5,007 | $253,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,178 | $253,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 24,189 | $253,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,919 | $252,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 23,492 | $252,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 6,000 | $252,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 22,329 | $251,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 17,405 | $251,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,022 | $250,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 12,500 | $250,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,318 | $249,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 6,133 | $249,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 7,492 | $249,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,079 | $248,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,132 | $248,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 12,588 | $248,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,019 | $248,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 15,850 | $248,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 8,805 | $247,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 22,513 | $247,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,680 | $246,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,527 | $246,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 21,469 | $246,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,304 | $245,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,384 | $245,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 18,254 | $243,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 166,700 | $243,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,151 | $242,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 6,018 | $242,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 30,921 | $242,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,922 | $241,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 171,277 | $241,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,663 | $240,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,072 | $240,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 14,846 | $240,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 61,618 | $240,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 9,608 | $239,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,374 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,490 | $238,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 14,502 | $238,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 20,286 | $238,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,756 | $238,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 4,305 | $237,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,173 | $236,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 44,721 | $236,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,600 | $236,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 15,664 | $233,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 10,965 | $232,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 14,456 | $231,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,168 | $231,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 7,329 | $231,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 15,661 | $231,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 5,310 | $231,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,203 | $230,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 19,745 | $230,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 10,250 | $230,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 12,175 | $230,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 64,474 | $230,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 19,375 | $229,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,743 | $228,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 12,474 | $228,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 19,220 | $228,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 14,344 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,648 | $226,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 10,256 | $226,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 10,762 | $226,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,500 | $225,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 6,139 | $224,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 44,340 | $223,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 15,876 | $223,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 8,038 | $223,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 8,382 | $222,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 15,069 | $221,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,386 | $221,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,147 | $219,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 18,207 | $219,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,507 | $219,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 14,994 | $219,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,875 | $218,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 14,206 | $218,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 14,177 | $218,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 14,186 | $218,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 30,365 | $216,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 18,032 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,693 | $216,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 12,146 | $216,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 9,977 | $213,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 34,288 | $213,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,753 | $212,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,737 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 12,000 | $211,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 11,364 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,897 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 5,040 | $210,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,018 | $210,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,517 | $210,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 411,614 | $210,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,845 | $209,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 15,632 | $209,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 3,518 | $209,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 60,514 | $209,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,918 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,650 | $207,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 5,633 | $206,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,916 | $206,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,008 | $205,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 18,500 | $205,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,189 | $204,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 2,366 | $203,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 25,594 | $203,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 10,937 | $203,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,544 | $202,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 8,606 | $202,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 24,729 | $201,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 6,227 | $200,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,000 | $200,000 | thousands by filing date | call |
| ITT CORP | 450911201 | COM | 5,402 | $200,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 3,730 | $200,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 13,968 | $199,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,425 | $199,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 51,164 | $198,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 24,972 | $197,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 66,533 | $197,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 31,800 | $195,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 32,105 | $193,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,514 | $192,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 13,094 | $190,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 10,813 | $189,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 11,957 | $189,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 40,535 | $186,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 32,518 | $185,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 16,444 | $183,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 19,092 | $182,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 32,610 | $180,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 14,330 | $179,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,245 | $177,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 15,777 | $175,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 13,335 | $174,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 12,623 | $174,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 12,977 | $174,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 37,800 | $173,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,720 | $173,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 18,699 | $171,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 12,150 | $171,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 10,664 | $170,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 27,194 | $169,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 12,862 | $167,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,133 | $167,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 26,071 | $167,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 46,400 | $166,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 23,425 | $164,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,670 | $163,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 16,736 | $163,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 17,331 | $162,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 11,340 | $162,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,480 | $162,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 14,750 | $160,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,759 | $160,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 39,662 | $159,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,151 | $158,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 14,325 | $157,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 11,949 | $156,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 31,286 | $155,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 40,000 | $155,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 60,315 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 12,280 | $151,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,284 | $150,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,602 | $147,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 10,387 | $147,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 11,557 | $147,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 10,964 | $146,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 13,675 | $145,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 12,902 | $145,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 5,160 | $144,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 20,000 | $144,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,464 | $142,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 143,000 | $141,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 20,831 | $138,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,503 | $137,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,455 | $136,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,156 | $135,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,871 | $134,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 12,889 | $134,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,066 | $133,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 19,093 | $133,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 108,673 | $133,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 18,173 | $132,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,367 | $131,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 141,266 | $131,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,560 | $130,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 11,000 | $129,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,825 | $128,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 20,000 | $128,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 165,000 | $127,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 88,844 | $123,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 14,431 | $121,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 54,100 | $121,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 26,272 | $120,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 11,825 | $119,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 14,736 | $118,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 17,944 | $114,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,000 | $113,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 23,982 | $108,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 17,846 | $108,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 17,739 | $108,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 13,353 | $108,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 19,875 | $107,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 73,000 | $107,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 44,001 | $104,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 10,200 | $103,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 15,483 | $103,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 11,199 | $102,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 19,876 | $101,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 12,569 | $100,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 12,674 | $99,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 29,113 | $98,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 30,130 | $97,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 16,389 | $96,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 59,500 | $96,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 11,025 | $96,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 18,218 | $95,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 36,952 | $95,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,042 | $94,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 30,000 | $94,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,711 | $93,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 17,108 | $93,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 338,098 | $92,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 20,853 | $92,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 35,540 | $91,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 10,000 | $91,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 36,740 | $90,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 11,500 | $90,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,409 | $89,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 28,000 | $88,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 60,825 | $88,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 35,700 | $86,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,696 | $85,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 12,954 | $83,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 15,471 | $80,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 30,003 | $80,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 19,180 | $79,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,448 | $77,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,610 | $74,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,606 | $73,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 15,000 | $73,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 20,502 | $71,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,893 | $70,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 3,064 | $70,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,595 | $67,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,480 | $67,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,780 | $64,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 5,320 | $64,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 15,516 | $64,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 56,139 | $63,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 2,000 | $60,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 10,282 | $58,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 18,283 | $57,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 11,956 | $57,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,000 | $55,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 66,400 | $55,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 16,568 | $53,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 24,350 | $50,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,183 | $49,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,148 | $48,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 11,400 | $47,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 12,645 | $45,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 14,748 | $45,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 30,290 | $43,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,211 | $41,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,246 | $41,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,000 | $40,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 30,000 | $39,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 18,030 | $39,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 39,000 | $39,000 | thousands by filing date | principal |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,435 | $38,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 15,500 | $38,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 41,000 | $38,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 38,000 | $38,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 36,000 | $38,000 | thousands by filing date | principal |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 11,780 | $37,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 41,000 | $37,000 | thousands by filing date | principal |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 78,477 | $36,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,380 | $35,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 58,867 | $35,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 17,881 | $34,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 38,000 | $33,000 | thousands by filing date | principal |
| AMERICAN LORAIN CORP | 027297100 | COM | 27,540 | $32,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 56,500 | $31,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 30,000 | $30,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 29,000 | $29,000 | thousands by filing date | principal |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,766 | $29,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 17,300 | $29,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 13,372 | $29,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 10,000 | $29,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 86,829 | $28,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,200 | $28,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 118,375 | $28,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 36,000 | $28,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 31,000 | $28,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 28,000 | $27,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 27,000 | $27,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 30,000 | $26,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 25,000 | $26,000 | thousands by filing date | principal |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $25,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 31,000 | $25,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 19,000 | $25,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 25,000 | $25,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 27,000 | $25,000 | thousands by filing date | principal |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 23,500 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003828 | this filing | 2016-05-16 | acceptance time not in the bulk data set |