13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 1,606 holding rows worth $6,721,139,000.
- Accession
- 0001085146-15-001252
- Filer
- CIK 1462245
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 1,606 entries on the cover page, a total value of $6,721,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,721,139,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAstor Asset Management, LLC028-13903
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Inc.028-12019
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRC Investment Management LLC028-11434
- reports for this filerBRINKER CAPITAL INC028-14331
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCambridge Financial Group, Inc.028-11448
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerCS MCKEE LP028-01203
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerDENVER INVESTMENT ADVISORS LLC028-05416
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerEQUITY INVESTMENT CORP/GA028-10606
- reports for this filerEstabrook Capital Management028-11540
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGood Harbor Financial, LLC028-14913
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHaverford Financial Services, Inc.028-11678
- reports for this filerHaverford Trust Co028-02396
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHEITMAN LLC028-12002
- reports for this filerHENDERSON FUND MANAGEMENT Ltd028-07704
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerHorizon Kinetics LLC028-14519
- reports for this filerInvesco Ltd.028-11246
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMariner Wealth Advisors, LLC028-13550
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK ASSOCIATES LTD /OH/028-02338
- reports for this filerOFI SteelPath, Inc.028-15436
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL FINANCIAL GROUP INC028-10106
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerREAVES W H & CO INC028-01347
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRNC CAPITAL MANAGEMENT LLC028-00970
- reports for this filerBoston Partners028-12484
- reports for this filerROOSEVELT INVESTMENT GROUP INC028-03511
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,586 | $107,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,000 | $106,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 16,973 | $102,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,740 | $100,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 15,411 | $96,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 16,900 | $90,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 13,530 | $89,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 16,254 | $89,000 | thousands by filing date | |
| SMTP INC | 784589202 | COM NEW | 16,852 | $88,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,331 | $87,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,708 | $81,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 11,900 | $81,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 10,937 | $80,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 15,690 | $80,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 10,843 | $80,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 10,606 | $80,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 12,050 | $78,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 14,959 | $78,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 38,867 | $73,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,405 | $71,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 13,690 | $71,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 10,875 | $70,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 200,000 | $64,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 19,800 | $61,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,694 | $60,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 16,910 | $60,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 19,830 | $59,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 15,000 | $59,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 23,985 | $58,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 32,271 | $58,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,932 | $56,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,280 | $56,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 100,000 | $56,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 14,751 | $55,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 15,500 | $55,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,050 | $54,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 17,202 | $54,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 11,689 | $54,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 12,266 | $54,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,280 | $54,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 10,200 | $53,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 27,446 | $53,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,246 | $51,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 11,000 | $51,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,651 | $50,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 15,700 | $50,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 50,000 | $50,000 | thousands by filing date | principal |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 74,000 | $48,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 100,000 | $45,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 18,000 | $44,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 18,278 | $44,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 27,650 | $40,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 150,864 | $39,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 1,104,850 | $38,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 14,200 | $37,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 75,500 | $37,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 17,001 | $37,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $36,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 22,400 | $36,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 67,500 | $35,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 23,079 | $33,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 70,000 | $31,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 18,100 | $30,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 12,300 | $30,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V209 | COM | 20,799 | $30,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 35,450 | $29,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 29,000 | $29,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 19,000 | $28,000 | thousands by filing date | principal |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 10,100 | $26,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 15,000 | $25,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 18,700 | $23,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 30,775 | $20,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 16,672 | $17,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 25,000 | $16,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 10,000 | $15,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 282,949 | $15,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 11,000 | $14,000 | thousands by filing date | principal |
| CAMAC ENERGY INC | 131745101 | COM | 27,174 | $14,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 16,450 | $12,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 11,000 | $12,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 11,000 | $11,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 11,000 | $11,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 10,000 | $11,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 10,000 | $11,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 11,000 | $11,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 10,000 | $11,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | principal |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 76,000 | $10,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 10,000 | $10,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 10,000 | $10,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 10,000 | $10,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 11,000 | $10,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 11,000 | $10,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 13,000 | $10,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 10,000 | $10,000 | thousands by filing date | principal |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 12,300 | $9,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 10,900 | $9,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 10,600 | $8,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 26,760 | $7,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 21,875 | $7,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 11,000 | $6,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 57,618 | $6,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,000 | $5,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 12,500 | $4,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 10,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001252 | this filing | 2015-05-15 | acceptance time not in the bulk data set |