13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 1,598 holding rows worth $5,764,038,000.
- Accession
- 0001085146-14-001690
- Filer
- CIK 1462245
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 1,598 entries on the cover page, a total value of $5,764,038,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,764,038,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAstor Asset Management, LLC028-13903
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Inc.028-12019
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRC Investment Management LLC028-11434
- reports for this filerBRINKER CAPITAL INC028-14331
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerCS MCKEE LP028-01203
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerDENVER INVESTMENT ADVISORS LLC028-05416
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerEQUITY INVESTMENT CORP/GA028-10606
- reports for this filerEstabrook Capital Management028-11540
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGood Harbor Financial, LLC028-14913
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHaverford Financial Services, Inc.028-11678
- reports for this filerHAVERFORD TRUST CO028-02396
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHEITMAN LLC028-12002
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerHorizon Kinetics LLC028-14519
- reports for this filerING INVESTMENT MANAGEMENT CO028-01217
- reports for this filerInvesco Ltd.028-11246
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMariner Wealth Advisors, LLC028-13550
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK ASSOCIATES LTD /OH/028-02338
- reports for this filerOFI SteelPath, Inc.028-15436
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL FINANCIAL GROUP INC028-10106
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerREAVES W H & CO INC028-01347
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRNC CAPITAL MANAGEMENT LLC028-00970
- reports for this filerBoston Partners028-12484
- reports for this filerROOSEVELT INVESTMENT GROUP INC028-03511
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSAROFIM FAYEZ028-00132
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 9,252 | $593,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,466 | $592,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 90,200 | $591,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 64,736 | $590,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,574 | $588,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 11,301 | $582,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 11,525 | $578,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 22,060 | $578,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 19,999 | $576,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 67,103 | $576,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 9,882 | $574,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 25,605 | $572,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 4,329 | $571,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 43,388 | $569,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 169,093 | $561,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 32,839 | $561,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 79,050 | $560,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 4,098 | $560,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 15,408 | $558,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 15,083 | $557,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 6,412 | $555,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 73,609 | $554,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 12,342 | $550,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 5,904 | $548,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 13,210 | $548,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 15,890 | $546,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 61,023 | $539,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 167,520 | $539,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 15,050 | $537,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 4,349 | $537,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 15,339 | $536,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 139,600 | $535,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 12,871 | $533,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 13,872 | $531,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,153 | $529,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,761 | $529,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 16,381 | $529,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,980 | $528,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,664 | $525,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 4,836 | $523,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 29,598 | $520,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 21,767 | $519,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 23,315 | $518,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 62,811 | $517,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 11,172 | $515,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 62,381 | $513,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 103,852 | $511,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 24,691 | $511,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 6,993 | $507,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 37,642 | $506,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 56,900 | $505,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 37,039 | $503,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 10,728 | $502,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 3,970 | $497,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 17,013 | $496,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 17,953 | $496,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 18,001 | $494,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 108,170 | $493,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6,817 | $492,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 45,399 | $492,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 18,483 | $491,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,681 | $490,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 20,599 | $490,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 46,716 | $487,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 17,757 | $487,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 22,164 | $485,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 5,458 | $485,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 18,213 | $484,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 25,000 | $478,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 4,564 | $476,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 27,144 | $475,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 44,271 | $475,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,583 | $473,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 14,323 | $473,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,374 | $468,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,236 | $468,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 8,938 | $466,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 19,425 | $466,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 179,000 | $462,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 10,735 | $460,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 36,636 | $458,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 25,017 | $458,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,248 | $457,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 22,036 | $455,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,120 | $449,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 24,080 | $448,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,995 | $446,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,097 | $445,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 52,768 | $444,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 9,036 | $443,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 27,430 | $443,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 52,165 | $442,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 31,549 | $441,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 143,342 | $439,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 4,600 | $439,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 13,169 | $438,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 5,881 | $438,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 31,380 | $438,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 12,477 | $437,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 12,957 | $437,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 23,083 | $436,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 16,519 | $435,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 30,460 | $434,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,325 | $433,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,048 | $432,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 11,605 | $432,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 13,046 | $432,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,773 | $429,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 12,791 | $428,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,471 | $428,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 41,116 | $426,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 790 | $424,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 18,302 | $423,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 7,991 | $421,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 28,625 | $418,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 88,912 | $418,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,794 | $417,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 14,112 | $416,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 5,608 | $416,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 16,817 | $414,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 3,392 | $414,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 32,328 | $413,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 36,935 | $411,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 7,511 | $409,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 7,950 | $408,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 30,548 | $408,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,947 | $407,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,878 | $404,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 12,078 | $404,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 14,339 | $403,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 21,374 | $402,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 13,964 | $401,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,858 | $400,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 16,372 | $400,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 4,305 | $398,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 16,000 | $397,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,517 | $396,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 9,340 | $395,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 60,676 | $394,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 8,072 | $393,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,136 | $393,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 66,514 | $392,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 27,981 | $391,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,044 | $390,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 16,325 | $389,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 8,791 | $389,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,000 | $388,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 6,982 | $388,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 30,057 | $384,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,801 | $381,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 7,116 | $381,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 20,642 | $378,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,651 | $376,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 11,601 | $376,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 13,315 | $374,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,437 | $373,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,085 | $371,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,356 | $371,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 15,785 | $370,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 15,675 | $370,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 11,404 | $368,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,203 | $368,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 38,367 | $366,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 32,455 | $366,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,728 | $365,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 9,742 | $365,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,179 | $362,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 11,728 | $362,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 5,000 | $362,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,122 | $361,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 816 | $360,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 8,520 | $360,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 3,597 | $360,000 | thousands by filing date | principal |
| GATX CORP COM | 361448103 | Stock | 5,351 | $358,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 4,881 | $357,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 12,600 | $356,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,317 | $356,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 17,003 | $355,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,500 | $355,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 17,447 | $354,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 9,776 | $354,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 7,360 | $353,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 9,717 | $352,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 14,150 | $351,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,851 | $350,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 17,500 | $350,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 8,195 | $350,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 5,279 | $349,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 19,800 | $349,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,606 | $348,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,476 | $348,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 10,721 | $347,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 4,977 | $346,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 15,473 | $346,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 13,629 | $345,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 8,800 | $344,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4,377 | $343,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 6,397 | $343,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 11,261 | $343,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,382 | $343,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 31,400 | $342,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 12,781 | $341,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 7,200 | $341,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 5,762 | $340,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 13,924 | $338,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 7,020 | $337,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 53,543 | $336,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,685 | $333,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 6,613 | $333,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 6,658 | $333,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 26,631 | $333,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 12,583 | $332,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 6,308 | $331,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,268 | $329,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 15,433 | $328,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,424 | $327,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,771 | $326,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 24,726 | $326,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 65,000 | $324,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,631 | $323,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 6,480 | $323,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 33,336 | $323,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,073 | $321,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 5,514 | $321,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 14,285 | $321,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,924 | $320,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 10,239 | $320,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 6,198 | $318,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,785 | $317,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 45,504 | $317,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 66,000 | $317,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 37,593 | $315,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,802 | $314,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 777,200 | $313,000 | thousands by filing date | put |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 15,170 | $313,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,242 | $312,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 11,562 | $312,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,822 | $310,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 4,017 | $308,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 12,890 | $308,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 29,400 | $306,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 24,404 | $306,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,744 | $305,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 190,000 | $304,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 5,054 | $304,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 12,674 | $304,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 25,256 | $304,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,748 | $303,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,535 | $303,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 5,018 | $302,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 5,205 | $301,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,519 | $300,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,737 | $300,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 9,024 | $299,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 21,495 | $298,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 10,191 | $298,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 252,000 | $297,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 27,710 | $297,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,277 | $294,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 34,664 | $294,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,372 | $293,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,642 | $293,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,273 | $292,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,565 | $292,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 152,764 | $292,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 26,725 | $290,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 10,886 | $290,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,324 | $289,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 29,275 | $289,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 10,000 | $289,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 15,508 | $289,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 11,900 | $288,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 13,700 | $288,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 9,150 | $288,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 62,000 | $286,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,062 | $284,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,435 | $284,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 40,222 | $283,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 21,679 | $282,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 11,256 | $282,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,087 | $280,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 7,644 | $279,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 47,407 | $279,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 14,500 | $278,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 20,657 | $278,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 11,290 | $277,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,626 | $274,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 12,994 | $273,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 2,735 | $272,000 | thousands by filing date | principal |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 43,576 | $271,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,441 | $270,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 8,997 | $269,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 67,839 | $269,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 6,950 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,359 | $268,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 15,854 | $266,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 5,750 | $266,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,018 | $265,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 21,220 | $264,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 17,220 | $264,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 8,055 | $263,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,656 | $262,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 21,174 | $262,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 18,222 | $261,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 20,000 | $260,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,154 | $259,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 45,925 | $259,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 13,258 | $258,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,705 | $257,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,000 | $256,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 17,223 | $256,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 5,479 | $254,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 8,751 | $254,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,587 | $254,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 14,800 | $253,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,230 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,204 | $251,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 18,100 | $251,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 4,018 | $250,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,081 | $249,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 36,400 | $249,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 19,720 | $248,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 21,703 | $248,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6,183 | $248,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 6,500 | $248,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,587 | $247,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,500 | $246,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,573 | $245,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 8,200 | $245,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 12,620 | $245,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 7,300 | $243,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,558 | $242,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 14,185 | $242,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 5,040 | $242,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,260 | $241,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 16,432 | $240,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 61,618 | $240,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 1,140 | $240,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 9,470 | $240,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10,733 | $238,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,225 | $238,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 16,583 | $238,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 92,310 | $237,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 12,890 | $237,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 4,795 | $236,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 9,014 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 2,637 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,696 | $233,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,432 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,476 | $232,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,681 | $231,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 15,792 | $231,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 16,557 | $231,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 39,783 | $230,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 16,400 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 2,900 | $229,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 6,226 | $229,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 9,000 | $229,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 4,757 | $228,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,771 | $226,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 9,342 | $224,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,434 | $223,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 8,863 | $223,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 7,159 | $222,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 66,689 | $222,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,140 | $221,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,709 | $220,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 13,105 | $220,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,950 | $219,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,420 | $218,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,278 | $218,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,162 | $217,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 2,687 | $217,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 9,755 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 3,760 | $214,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 18,855 | $214,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,972 | $213,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 8,440 | $213,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 9,300 | $213,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,106 | $212,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 7,970 | $212,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,300 | $211,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,937 | $211,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,850 | $211,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 10,500 | $211,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,247 | $210,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 244,000 | $209,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 3,473 | $209,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 934 | $209,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,750 | $208,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 21,618 | $208,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,123 | $207,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,780 | $207,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,508 | $207,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,000 | $205,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 13,800 | $205,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 24,000 | $205,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,521 | $204,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 724 | $204,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,453 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 14,104 | $203,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,115 | $203,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 2,380 | $203,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 12,200 | $203,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,161 | $202,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 22,267 | $202,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 4,927 | $202,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 11,360 | $201,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,219 | $200,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,327 | $200,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 11,200 | $199,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 11,240 | $198,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 1,147,991 | $195,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 14,604 | $193,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 17,288 | $191,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 11,250 | $190,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 19,500 | $190,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 10,937 | $187,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,135 | $186,000 | thousands by filing date | |
| CELSUS THERAPEUTICS PLC | 15119A202 | COM | 30,000 | $186,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,389 | $184,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 21,666 | $183,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,827 | $182,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 10,667 | $181,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 13,750 | $180,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 25,381 | $179,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 20,000 | $174,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 26,390 | $172,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 18,073 | $171,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 11,589 | $171,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 22,513 | $171,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 20,388 | $170,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,824 | $166,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,626 | $165,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 31,240 | $165,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 11,905 | $161,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 15,986 | $160,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 27,461 | $158,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 10,909 | $154,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 22,900 | $151,000 | thousands by filing date | call |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 12,422 | $150,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 29,769 | $149,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 13,650 | $149,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 11,430 | $146,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 11,066 | $145,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,484 | $145,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,000 | $144,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 23,168 | $142,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 10,425 | $142,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 41,515 | $141,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,411 | $139,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 15,490 | $139,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 18,956 | $138,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 11,096 | $138,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 87,300 | $137,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 10,000 | $136,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 11,002 | $136,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,541 | $132,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,704 | $131,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,441 | $123,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 17,900 | $123,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 18,000 | $123,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 53,900 | $119,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,913 | $118,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 30,390 | $118,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 13,407 | $114,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 11,720 | $113,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,032 | $110,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,723 | $110,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 12,805 | $110,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,197 | $109,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 41,400 | $104,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 13,800 | $99,000 | thousands by filing date | call |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 65,500 | $99,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 18,278 | $99,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 15,000 | $98,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 16,900 | $97,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 27,144 | $97,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 16,300 | $96,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 10,469 | $87,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 38,867 | $87,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 11,545 | $85,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 10,952 | $84,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 28,375 | $84,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 62,000 | $83,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 23,474 | $78,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 100,000 | $77,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 57,300 | $77,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 16,591 | $75,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,000 | $74,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 113,954 | $72,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 16,700 | $71,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 15,700 | $70,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,000 | $68,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 80,300 | $68,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 40,700 | $67,000 | thousands by filing date | call |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 10,971 | $67,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,400 | $66,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 18,600 | $66,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,000 | $64,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001690 | this filing | 2014-08-13 | acceptance time not in the bulk data set |