13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 1,285 holding rows worth $3,676,413,000.
- Accession
- 0001085146-13-001508
- Filer
- CIK 1462245
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 1,285 entries on the cover page, a total value of $3,676,413,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,676,413,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerInvesco Ltd.028-11246
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerWindhaven Investment Management, Inc.028-14230
- reports for this filerEQUITY INVESTMENT CORP/GA028-10606
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerWEDGEWOOD PARTNERS INC028-05973
- reports for this filerSAROFIM FAYEZ028-00132
- reports for this filerPENN CAPITAL MANAGEMENT CO INC028-11296
- reports for this filerLEGG MASON CAPITAL MANAGEMENT LLC028-01701
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerAEW CAPITAL MANAGEMENT L P028-06538
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerRNC CAPITAL MANAGEMENT LLC028-00970
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerWHV Investment Management, Inc.028-01204
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerTCW GROUP INC028-02494
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerHEITMAN LLC028-12002
- reports for this filerBlackRock Inc.028-12019
- reports for this filerBRC Investment Management LLC028-11434
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerTradewinds Global Investors, LLC028-12572
- reports for this filerOPPENHEIMER FUNDS INC028-00203
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerPRINCIPAL FINANCIAL GROUP INC028-10106
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerDENVER INVESTMENT ADVISORS LLC028-05416
- reports for this filerPerkins Investment Management, LLC028-10527
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerAFAM CAPITAL, INC.028-10139
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerStadion Money Management, LLC028-11320
- reports for this filerApex Capital Management028-11050
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerSCOUT INVESTMENTS, INC.028-10260
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerCS MCKEE LP028-01203
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerINVESTMENT MANAGEMENT OF VIRGINIA LLC028-05332
- reports for this filerNORTHROAD CAPITAL MANAGEMENT LLC028-10409
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerHorizon Kinetics LLC028-14519
- reports for this filerTURNER INVESTMENTS, L.P.028-02924
- reports for this filerBrandywine Global Investment Management, LLC028-02204
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerAstor Asset Management, LLC028-13903
- reports for this filerHAVERFORD TRUST CO028-02396
- reports for this filerEstabrook Capital Management028-11540
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerAdvanced Investment Partners, LLC028-13572
- reports for this filerING INVESTMENT MANAGEMENT CO028-01217
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARRIS CORP INC | 413875105 | COM | 6,040 | $297,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 20,458 | $296,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 4,053 | $295,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 8,856 | $294,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 13,015 | $294,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,047 | $294,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 4,575 | $294,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,418 | $293,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 11,706 | $293,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,223 | $292,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 43,816 | $292,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,321 | $291,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 12,042 | $289,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 37,150 | $287,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 12,490 | $287,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 36,219 | $285,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 21,232 | $285,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 9,233 | $285,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,360 | $284,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 18,402 | $284,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 20,938 | $281,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,425 | $280,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 18,734 | $279,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 36,544 | $278,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 8,051 | $277,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 10,634 | $277,000 | thousands by filing date | |
| CFS BANCORP INC | 12525D102 | COM | 25,834 | $277,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 11,170 | $276,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 9,893 | $273,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 15,250 | $273,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 11,558 | $271,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,334 | $270,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,902 | $268,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 7,947 | $266,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 6,665 | $266,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 14,650 | $264,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 4,922 | $263,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 39,000 | $262,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 20,252 | $262,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,790 | $261,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 46,400 | $261,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 26,455 | $260,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,719 | $258,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 17,473 | $258,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 20,000 | $257,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 16,468 | $257,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 18,781 | $255,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,514 | $254,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 14,757 | $254,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 31,775 | $253,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 3,697 | $252,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7,632 | $252,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 11,242 | $251,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,193 | $250,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 17,270 | $250,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,562 | $250,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 16,118 | $250,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 18,123 | $250,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 24,940 | $250,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 4,015 | $249,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 7,687 | $248,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,845 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,410 | $245,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,270 | $244,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,305 | $243,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 19,234 | $243,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 9,703 | $242,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 6,995 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,242 | $241,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,262 | $240,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,780 | $239,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 15,227 | $237,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 15,789 | $236,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 21,892 | $236,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 17,388 | $235,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,918 | $235,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 6,244 | $235,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,675 | $235,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,604 | $234,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,265 | $234,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 61,618 | $234,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,251 | $233,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 14,507 | $233,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 8,140 | $232,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 17,323 | $232,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,616 | $232,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 6,596 | $232,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,092 | $231,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 4,600 | $230,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,072 | $226,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25,000 | $226,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 5,540 | $226,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 9,024 | $225,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 14,968 | $224,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 6,308 | $224,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 3,464 | $221,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,222 | $220,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,599 | $220,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 12,234 | $219,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 16,079 | $219,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 11,000 | $219,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,280 | $219,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,947 | $219,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 28,590 | $217,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,107 | $216,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 14,651 | $215,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,282 | $214,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,995 | $214,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,485 | $211,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,050 | $209,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,967 | $208,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,061 | $207,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,290 | $207,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,591 | $207,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 5,605 | $206,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 8,838 | $205,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,302 | $205,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 20,288 | $205,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,691 | $204,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 200,000 | $204,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 8,499 | $204,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,698 | $203,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 9,489 | $203,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 5,884 | $203,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 5,046 | $202,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,931 | $202,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 17,334 | $201,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 4,633 | $201,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,229 | $200,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,721 | $200,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 19,006 | $198,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 13,539 | $197,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 19,549 | $197,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 14,419 | $192,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 11,809 | $190,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 11,444 | $189,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,000 | $187,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 18,854 | $186,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 10,162 | $186,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,734 | $185,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 12,428 | $184,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 12,983 | $184,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 14,475 | $184,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 14,898 | $182,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 13,471 | $182,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 13,386 | $181,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 16,810 | $181,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 23,000 | $178,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,544 | $174,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 143,500 | $168,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 189,262 | $163,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,461 | $162,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 11,209 | $154,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 11,049 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 13,085 | $150,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11,248 | $150,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 31,962 | $145,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 15,694 | $145,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 53,000 | $142,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 45,000 | $140,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 22,513 | $139,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,960 | $138,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 20,289 | $137,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 31,276 | $136,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,505 | $136,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 10,146 | $136,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 10,000 | $133,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 59,225 | $131,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 10,000 | $127,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 16,339 | $126,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 17,716 | $125,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 11,905 | $123,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 10,851 | $122,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 28,390 | $120,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 15,000 | $118,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 19,190 | $112,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 51,210 | $110,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 14,089 | $109,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 10,150 | $106,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,038 | $105,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,996 | $104,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 17,033 | $102,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 10,973 | $99,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 18,000 | $98,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 23,986 | $97,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 15,900 | $97,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 11,800 | $96,000 | thousands by filing date | put |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 33,090 | $96,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 95,500 | $90,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 18,890 | $90,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 11,071 | $85,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 18,240 | $84,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 15,745 | $83,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 14,222 | $77,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 11,975 | $75,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 18,500 | $73,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 48,500 | $73,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 49,750 | $72,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 140,000 | $71,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 193,077 | $71,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 36,400 | $68,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 37,588 | $68,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 17,600 | $67,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 14,249 | $67,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 22,600 | $63,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 10,717 | $63,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 10,482 | $59,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 18,300 | $56,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 26,600 | $55,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 12,815 | $51,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,600 | $50,000 | thousands by filing date | put |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,280 | $48,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 12,730 | $48,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 13,000 | $46,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 14,808 | $45,000 | thousands by filing date | |
| MOLSON COORS BREWING CO | 60871RAA8 | NOTE 2.500% 7/3 | 43,000 | $43,000 | thousands by filing date | principal |
| GASTAR EXPL LTD | 367299203 | COM NEW | 15,200 | $41,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 40,400 | $40,000 | thousands by filing date | put |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 16,225 | $39,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 30,000 | $37,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 29,000 | $34,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,000 | $34,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 28,000 | $34,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 32,000 | $34,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 28,000 | $34,000 | thousands by filing date | principal |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,450 | $34,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $33,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 32,000 | $33,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 30,000 | $32,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 31,000 | $32,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 31,000 | $32,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 25,000 | $32,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 30,000 | $31,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 29,000 | $31,000 | thousands by filing date | principal |
| LIFEVANTAGE CORP | 53222K106 | COM | 13,225 | $31,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 25,000 | $30,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 20,000 | $30,000 | thousands by filing date | principal |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 28,000 | $29,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 14,000 | $29,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 37,275 | $29,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 34,000 | $29,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 24,000 | $28,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,414 | $27,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 26,000 | $27,000 | thousands by filing date | principal |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 26,000 | $26,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 25,000 | $25,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 18,000 | $24,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 25,000 | $24,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 23,000 | $24,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 40,000 | $23,000 | thousands by filing date | put |
| COGENT COMM GROUP INC | 19239VAB0 | NOTE 1.000% 6/1 | 24,000 | $23,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 20,000 | $23,000 | thousands by filing date | principal |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 19,000 | $23,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 382,500 | $21,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 19,000 | $20,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 15,000 | $20,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 20,000 | $20,000 | thousands by filing date | principal |
| RARE ELEMENT RES LTD | 75381M102 | COM | 10,000 | $19,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 18,000 | $19,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 20,000 | $19,000 | thousands by filing date | principal |
| COMMAND SEC CORP | 20050L100 | COM | 12,446 | $19,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 20,000 | $19,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 20,000 | $19,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 17,000 | $17,000 | thousands by filing date | principal |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 12,118 | $17,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 15,000 | $15,000 | thousands by filing date | principal |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 13,000 | $14,000 | thousands by filing date | principal |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 21,000 | $14,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 16,000 | $14,000 | thousands by filing date | principal |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 14,000 | $14,000 | thousands by filing date | principal |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 11,000 | $14,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 14,000 | $14,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 15,000 | $14,000 | thousands by filing date | principal |
| Castle Brands Inc | 148435100 | COM | 35,000 | $13,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954107 | COM | 26,325 | $13,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 10,500 | $12,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 11,000 | $12,000 | thousands by filing date | principal |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 30,250 | $12,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 14,000 | $11,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 30,000 | $8,000 | thousands by filing date | call |
| U S GEOTHERMAL INC | 90338S102 | COM | 22,000 | $8,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 14,000 | $3,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 20,400 | $2,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 40,500 | $2,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 54,600 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001508 | this filing | 2013-08-14 | acceptance time not in the bulk data set |