Skip to content
Disclosery

XSCDX LMP CAP & INCOME FD INC

Follow

COM (fund)

56 managers (56 13F filers) reported a position in XSCDX shares at 2025-09-30, 8,210,481 shares in all. 10 filers opened a position and 6 filers sold out during the quarter.

Managers
56
13F filers
56
New
10
Added
21
Reduced
13
Sold out
6
Shares held by filers
8,210,481

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

Each filer's latest stake. The shares are the aggregate the reporting persons state, which can include entities that file no 13F.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC3,085,036$47.9M0.97%+2,961,09413F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,731,886$26.9M0.01%-299,06513F-HRTimelineGroup
Polar Asset Management Partners Inc.557,857$8.66M0.18%+397,45713F-HR/ATimeline
MORGAN STANLEYin group MORGAN STANLEY411,352$6.39M<0.01%+20,08813F-HR/ATimelineGroup
Cornerstone Advisors, LLC299,286$4.65M0.15%+259,91013F-HRTimeline
Advisors Asset Management, Inc.275,565$4.28M0.07%-78,23913F-HR/ATimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN195,736$3.04M<0.01%+16,93413F-HRTimelineGroup
Steward Partners Investment Advisory, L…175,216$2.72M0.02%-75813F-HRTimeline
ABSOLUTE INVESTMENT ADVISERS, LLC173,370$2.69M0.34%new13F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…136,467$2.14M<0.01%+47,32913F-HRTimeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…91,494$1.42M0.09%new13F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA78,214$1.21M<0.01%+23,78813F-HRTimelineGroup
Yakira Capital Management, Inc.72,654$1.13M0.42%+41,43613F-HRTimeline
Astoria Portfolio Advisors LLC.64,889$1.02M0.27%+8,50613F-HRTimeline
Quarry LP64,727$1.01M0.25%+34,96113F-HRTimeline
CHAPIN DAVIS, INC.56,387$876K0.22%+3,73513F-HRTimeline
Second Line Capital, LLC53,700$843K0.17%-17,90013F-HRTimeline
AlphaStar Capital Management, LLC53,914$837K0.07%+2,33213F-HRTimeline
Aptus Capital Advisors, LLC53,700$834K0.01%-17,90013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.53,450$831K<0.01%-1,75213F-HRTimelineGroup
LPL Financial LLC41,195$640K<0.01%+11,29813F-HRTimeline
NewEdge Advisors, LLC39,625$615K<0.01%+1,75413F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/29,349$456K<0.01%+1,20713F-HR/ATimelineGroup
NWF Advisory Services Inc.28,288$439K0.05%013F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC26,784$416K<0.01%+5,08713F-HRTimelineGroup
PFG Advisors25,637$398K0.02%+27213F-HRTimeline
Invesco Ltd.in group Invesco Ltd.25,622$398K<0.01%+57813F-HRTimelineGroup
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC25,560$397K0.01%new13F-HRTimelineGroup
XML Financial, LLC25,468$396K0.03%013F-HRTimeline
Private Advisor Group, LLC21,937$341K<0.01%+1,60313F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC21,574$335K<0.01%-6713F-HRTimeline
Cambridge Investment Research Advisors,…20,871$324K<0.01%+5,77613F-HRTimeline
Shaker Financial Services, LLC19,000$297K0.1%new13F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC19,040$296K<0.01%-3,98013F-HRTimelineGroup
COMERICA BANK18,500$287K<0.01%013F-HRTimeline
Cetera Investment Advisers17,998$280K<0.01%+1,96913F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV16,172$251K<0.01%new13F-HRTimeline
SUMMIT WEALTH GROUP LLC / CO3,706$243K0.03%new13F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP14,421$224K<0.01%new13F-HRTimelineGroup
ASHTON THOMAS SECURITIES, LLC13,700$213K0.03%-1,80013F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…13,226$208K0.02%013F-HRTimeline
VISTA INVESTMENT PARTNERS II, LLC12,053$187K0.09%-713F-HRTimeline
MGB Wealth Management, LLC11,999$186K0.05%013F-HRTimeline
Laird Norton Wetherby Wealth Management…11,792$183K0.01%-11,01813F-HRTimeline
UBS Group AGin group UBS Group AG9,759$152K<0.01%-6513F-HRTimelineGroup
MAI Capital Management6,000$93.2K<0.01%013F-HRTimeline
Creekmur Asset Management LLC2,132$33.1K0.01%013F-HRTimeline
CoreCap Advisors, LLC1,200$18.6K<0.01%013F-HRTimeline
FNY Investment Advisers, LLC800$12K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC650$10.1K<0.01%013F-HRTimeline
Allworth Financial LP503$7.81K<0.01%-2,00013F-HRTimeline
J.Safra Asset Management Corp500$7.76K<0.01%new13F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC250$3.88K<0.01%new13F-HRTimeline
Beaird Harris Wealth Management, LLC225$3.5K<0.01%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO45$699<0.01%013F-HR/ATimelineGroup
Strategic Wealth Partners, Ltd.0$2<0.01%013F-HRTimelineAmount filed as zero, left out of ratios.

Events

  • SIT INVESTMENT ASSOCIATES INC and 1 other reporting person reported 1,875,334 XSCDX shares, 8.2% of the class, as of 2025-09-30, in a 13G/A filed 2026-10-02. 0000769317-26-000039

    Accepted , ingested