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Disclosery

XSCDX LMP CAP & INCOME FD INC

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COM (fund)

46 managers (46 13F filers) reported a position in XSCDX shares at 2025-03-31, 4,157,861 shares in all. 8 filers opened a position and 3 filers sold out during the quarter.

Managers
46
13F filers
46
New
8
Added
15
Reduced
12
Sold out
3
Shares held by filers
4,157,861

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

Each filer's latest stake. The shares are the aggregate the reporting persons state, which can include entities that file no 13F.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,975,006$31.5M0.01%+40,57013F-HRTimelineGroup
Advisors Asset Management, Inc.443,098$7.06M0.13%-8,85213F-HR/ATimeline
MORGAN STANLEYin group MORGAN STANLEY378,023$6.02M<0.01%-9,67113F-HRTimelineGroup
Steward Partners Investment Advisory, L…178,317$2.84M0.03%+2,59013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN167,492$2.67M<0.01%-2,10813F-HRTimelineGroup
Second Line Capital, LLC75,600$1.21M0.31%013F-HRTimeline
Aptus Capital Advisors, LLC75,600$1.2M0.01%013F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…59,282$944K<0.01%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA58,089$925K<0.01%-9,14713F-HR/ATimelineGroup
Astoria Portfolio Advisors LLC.56,428$839K0.29%+19,57913F-HRTimeline
AlphaStar Capital Management, LLC50,031$797K0.08%+47013F-HRTimeline
CHAPIN DAVIS, INC.47,402$755K0.26%-1,70013F-HRTimeline
Shaker Financial Services, LLC43,788$703K0.27%+6,17513F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.41,558$662K<0.01%+1,17713F-HRTimelineGroup
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC40,371$643K0.01%new13F-HRTimelineGroup
Compound Planning, Inc.32,934$525K0.02%+5,12413F-HRTimeline
NewEdge Advisors, LLC32,340$515K<0.01%+3,85613F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/32,282$514K<0.01%+23413F-HRTimelineGroup
LPL Financial LLC30,990$494K<0.01%+3,50013F-HRTimeline
NWF Advisory Services Inc.28,288$451K0.06%new13F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC26,044$415K<0.01%-20913F-HRTimelineGroup
XML Financial, LLC25,468$406K0.04%013F-HRTimeline
PFG Advisors25,365$404K0.02%-56213F-HRTimeline
MGB Wealth Management, LLC23,998$398K0.14%+11,99913F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC23,694$377K<0.01%+70213F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC21,460$342K<0.01%-77713F-HRTimeline
COMERICA BANK18,500$295K<0.01%-3,00013F-HRTimeline
Private Advisor Group, LLC17,740$283K<0.01%+99213F-HRTimeline
ASHTON THOMAS SECURITIES, LLC15,500$247K0.07%013F-HRTimeline
Cambridge Investment Research Advisors,…15,100$241K<0.01%-29713F-HRTimeline
Invesco Ltd.in group Invesco Ltd.13,391$213K<0.01%-8,05013F-HRTimelineGroup
INTERNATIONAL ASSETS INVESTMENT MANAGEM…13,226$211K0.02%013F-HRTimeline
Cetera Investment Advisers12,967$207K<0.01%+72813F-HRTimeline
VISTA INVESTMENT PARTNERS II, LLC12,409$198K0.11%013F-HRTimeline
Cornerstone Advisors, LLC10,900$174K0.01%new13F-HRTimeline
Aurora Private Wealth, Inc.10,509$167K0.13%+13113F-HR/ATimeline
UBS Group AGin group UBS Group AG10,322$164K<0.01%-15413F-HRTimelineGroup
MAI Capital Management6,000$95.6K<0.01%013F-HRTimeline
Allworth Financial LP2,503$37.8K<0.01%013F-HRTimeline
Creekmur Asset Management LLC2,132$34K0.01%013F-HRTimeline
CoreCap Advisors, LLC1,200$19.1K<0.01%013F-HRTimeline
COLDSTREAM CAPITAL MANAGEMENT INC1,045$16.6K<0.01%new13F-HRTimeline
FNY Investment Advisers, LLC700$11K0.01%new13F-HRTimeline
Farther Finance Advisors, LLC650$10.4K<0.01%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO119$1.9K<0.01%new13F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.

Events

  • SIT INVESTMENT ASSOCIATES INC and 1 other reporting person reported 1,875,334 XSCDX shares, 8.2% of the class, as of 2025-09-30, in a 13G/A filed 2026-10-02. 0000769317-26-000039

    Accepted , ingested