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XSCDX LMP CAP & INCOME FD INC

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COM (fund)

42 managers (42 13F filers) reported a position in XSCDX shares at 2024-12-31, 3,977,015 shares in all. 5 filers opened a position and 4 filers sold out during the quarter.

Managers
42
13F filers
42
New
5
Added
15
Reduced
9
Sold out
4
Shares held by filers
3,977,015

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

Each filer's latest stake. The shares are the aggregate the reporting persons state, which can include entities that file no 13F.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,934,436$33.3M0.01%13F-HR/ATimelineGroup
Advisors Asset Management, Inc.451,950$7.77M0.14%-63,49413F-HR/ATimeline
MORGAN STANLEYin group MORGAN STANLEY387,694$6.67M<0.01%+5,07613F-HR/ATimelineGroup
Steward Partners Investment Advisory, L…175,727$3.02M0.03%+20,40013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN169,600$2.92M<0.01%-5,25413F-HRTimelineGroup
Aptus Capital Advisors, LLC75,600$1.3M0.02%+1,20013F-HRTimeline
Second Line Capital, LLC75,600$1.3M0.35%+1,20013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA67,236$1.16M<0.01%-5,46113F-HRTimelineGroup
CHAPIN DAVIS, INC.49,102$864K0.28%013F-HRTimeline
AlphaStar Capital Management, LLC49,561$852K0.09%+14,97513F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.40,381$695K<0.01%+63013F-HR/ATimelineGroup
Shaker Financial Services, LLC37,613$647K0.25%new13F-HRTimeline
Astoria Portfolio Advisors LLC.36,849$622K0.22%new13F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/32,048$551K<0.01%+46413F-HRTimelineGroup
NewEdge Advisors, LLC28,484$490K<0.01%+3,55113F-HRTimeline
Compound Planning, Inc.27,810$478K0.02%+1,55713F-HRTimeline
LPL Financial LLC27,490$473K<0.01%-2,34613F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC26,253$452K<0.01%+2,68113F-HRTimelineGroup
PFG Advisors25,927$446K0.03%013F-HRTimeline
XML Financial, LLC25,468$438K0.04%013F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC22,992$395K<0.01%-4,49713F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC22,237$382K<0.01%+1,39413F-HRTimeline
COMERICA BANK21,500$370K<0.01%013F-HR/ATimeline
Invesco Ltd.in group Invesco Ltd.21,441$369K<0.01%-5,78613F-HRTimelineGroup
Private Advisor Group, LLC16,748$288K<0.01%+51913F-HRTimeline
ASHTON THOMAS SECURITIES, LLC15,500$267K0.07%013F-HRTimeline
Cambridge Investment Research Advisors,…15,397$265K<0.01%-2,32913F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…13,226$226K0.02%-219,41913F-HRTimeline
VISTA INVESTMENT PARTNERS II, LLC12,409$213K0.13%13F-HRTimeline
Cetera Investment Advisers12,239$211K<0.01%+1,18213F-HRTimeline
MGB Wealth Management, LLC11,999$206K0.06%013F-HRTimeline
Laird Norton Wetherby Wealth Management…11,792$203K0.01%013F-HRTimeline
UBS Group AGin group UBS Group AG10,476$180K<0.01%-2,31513F-HRTimelineGroup
Aurora Private Wealth, Inc.10,378$179K0.13%+24913F-HRTimeline
MAI Capital Management6,000$103K<0.01%new13F-HRTimeline
Allworth Financial LP2,503$43.8K<0.01%+2,00013F-HRTimeline
Creekmur Asset Management LLC2,132$36.7K0.01%013F-HRTimeline
TUCKER ASSET MANAGEMENT LLC1,715$29.5K<0.01%013F-HRTimeline
CoreCap Advisors, LLC1,200$20.6K<0.01%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.300$5.03K<0.01%new13F-HRTimelineGroup
FMR LLCin group FMR LLC2$34<0.01%new13F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.

Events

  • SIT INVESTMENT ASSOCIATES INC and 1 other reporting person reported 1,875,334 XSCDX shares, 8.2% of the class, as of 2025-09-30, in a 13G/A filed 2026-10-02. 0000769317-26-000039

    Accepted , ingested