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Disclosery

XSCDX LMP CAP & INCOME FD INC

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COM (fund)

54 managers (54 13F filers) reported a position in XSCDX shares at 2025-06-30, 4,736,845 shares in all. 9 filers opened a position and 3 filers sold out during the quarter.

Managers
54
13F filers
54
New
9
Added
16
Reduced
15
Sold out
3
Shares held by filers
4,736,845

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

Each filer's latest stake. The shares are the aggregate the reporting persons state, which can include entities that file no 13F.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC2,030,951$31.7M0.01%+55,94513F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY391,264$6.1M<0.01%+13,24113F-HRTimelineGroup
Advisors Asset Management, Inc.353,804$5.52M0.1%-89,29413F-HR/ATimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN178,802$2.79M<0.01%+11,31013F-HRTimelineGroup
Steward Partners Investment Advisory, L…175,974$2.75M0.02%-2,34313F-HRTimeline
Polar Asset Management Partners Inc.160,400$2.5M0.06%new13F-HRTimeline
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC123,942$1.93M0.04%new13F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…89,138$1.42M<0.01%+29,85613F-HRTimeline
Second Line Capital, LLC71,600$1.13M0.26%-4,00013F-HRTimeline
Aptus Capital Advisors, LLC71,600$1.12M0.01%-4,00013F-HRTimeline
BOOTHBAY FUND MANAGEMENT, LLC57,594$898K0.03%new13F-HRTimeline
Alpine Global Management, LLC57,594$898K0.21%new13F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.55,202$861K<0.01%+13,64413F-HR/ATimelineGroup
Astoria Portfolio Advisors LLC.56,383$858K0.24%-4513F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA54,426$849K<0.01%-3,66313F-HR/ATimelineGroup
CHAPIN DAVIS, INC.52,652$821K0.23%+5,25013F-HRTimeline
AlphaStar Capital Management, LLC51,582$805K0.06%+1,55113F-HRTimeline
Cable Car Capital, LP50,000$780K0.34%new13F-HR/ATimeline
Cornerstone Advisors, LLC39,376$614K0.02%+28,47613F-HRTimeline
NewEdge Advisors, LLC37,871$591K<0.01%+5,53113F-HRTimeline
Balyasny Asset Management L.P.in group Balyasny Asset Management36,616$571K<0.01%new13F-HRTimelineGroup
NFSG Corp35,542$554K0.09%new13F-HRTimeline
Compound Planning, Inc.35,542$554K0.02%+2,60813F-HRTimeline
Yakira Capital Management, Inc.31,218$487K0.18%new13F-HRTimeline
LPL Financial LLC29,897$466K<0.01%-1,09313F-HRTimeline
Quarry LP29,766$464K0.11%new13F-HRTimeline
NWF Advisory Services Inc.28,288$441K0.05%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/28,142$439K<0.01%-4,14013F-HRTimelineGroup
XML Financial, LLC25,468$397K0.03%013F-HRTimeline
PFG Advisors25,365$396K0.02%013F-HRTimeline
Invesco Ltd.in group Invesco Ltd.25,044$391K<0.01%+11,65313F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC23,020$359K<0.01%-3,02413F-HRTimelineGroup
Laird Norton Wetherby Wealth Management…22,810$356K0.02%13F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC21,697$338K<0.01%-1,99713F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC21,641$338K<0.01%+18113F-HRTimeline
Private Advisor Group, LLC20,334$317K<0.01%+2,59413F-HRTimeline
COMERICA BANK18,500$289K<0.01%013F-HRTimeline
Cetera Investment Advisers16,029$250K<0.01%+3,06213F-HRTimeline
ASHTON THOMAS SECURITIES, LLC15,500$242K0.06%013F-HRTimeline
Cambridge Investment Research Advisors,…15,095$235K<0.01%-513F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…13,226$206K0.02%013F-HRTimeline
VISTA INVESTMENT PARTNERS II, LLC12,060$188K0.09%-34913F-HRTimeline
MGB Wealth Management, LLC11,999$187K0.06%-11,99913F-HRTimeline
Aurora Private Wealth, Inc.10,737$167K0.12%+22813F-HRTimeline
UBS Group AGin group UBS Group AG9,824$153K<0.01%-49813F-HRTimelineGroup
MAI Capital Management6,000$93.6K<0.01%013F-HRTimeline
Allworth Financial LP2,503$39K<0.01%013F-HRTimeline
Creekmur Asset Management LLC2,132$33.3K0.01%013F-HRTimeline
CoreCap Advisors, LLC1,200$18.7K<0.01%013F-HRTimeline
FNY Investment Advisers, LLC800$12K0.01%+10013F-HRTimeline
Farther Finance Advisors, LLC650$10.1K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO45$702<0.01%-7413F-HRTimelineGroup
Strategic Wealth Partners, Ltd.0$2<0.01%13F-HRTimelineAmount filed as zero, left out of ratios.
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.

Events

  • SIT INVESTMENT ASSOCIATES INC and 1 other reporting person reported 1,875,334 XSCDX shares, 8.2% of the class, as of 2025-09-30, in a 13G/A filed 2026-10-02. 0000769317-26-000039

    Accepted , ingested