Skip to content
Disclosery

RIV RIVERNORTH OPPORTUNITIES FD

Follow

COM (fund), issuer CIK 1501072

57 managers (57 13F filers) reported a position in RIV shares at 2026-03-31, 9,683,337 shares in all. 3 filers opened a position and 4 filers sold out during the quarter.

Managers
57
13F filers
57
New
3
Added
21
Reduced
18
Sold out
4
Shares held by filers
9,683,337

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC2,498,022$27.7M0.56%-273,01813F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,892,996$21M<0.01%+160,43513F-HRTimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…746,374$8.28M0.1%+81,74213F-HRTimelineGroup
LPL Financial LLC534,673$5.93M<0.01%+33,65413F-HRTimeline
Arete Wealth Advisors, LLC437,265$4.87M0.36%+60,09613F-HR/ATimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/322,246$3.58M<0.01%+10,78513F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN291,252$3.23M<0.01%+14,46313F-HR/ATimelineGroup
ABSOLUTE INVESTMENT ADVISERS, LLC274,406$3.05M0.36%-109,98313F-HRTimeline
Yakira Capital Management, Inc.267,206$2.97M0.87%-179,46213F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA205,141$2.28M<0.01%+7,21613F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC172,618$1.92M<0.01%-12,27213F-HRTimelineGroup
Everstar Asset Management, LLC168,526$1.87M1%+33,05913F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC164,103$1.82M0.03%-11,78013F-HRTimelineGroup
Tennessee Valley Asset Management Partn…131,124$1.46M0.19%-6,71113F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.122,676$1.36M<0.01%+1,89913F-HRTimelineGroup
Quarry LP119,886$1.33M0.27%-33,68413F-HRTimeline
Marks Group Wealth Management, Inc107,869$1.2M0.12%-7,53013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.102,701$1.14M<0.01%-17,10213F-HRTimelineGroup
NATIONS FINANCIAL GROUP INC, /IA/ /ADV86,686$962K0.05%-1,16613F-HRTimeline
NOMURA HOLDINGS INCin group NOMURA ASSET MANAGEMENT CO LTD83,864$931K0.01%013F-HRTimelineGroup
Opal Wealth Advisors, LLC68,577$761K0.17%-1,26613F-HRTimeline
Allworth Financial LP64,628$717K<0.01%+12,83513F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP61,646$684K<0.01%-25,65313F-HRTimelineGroup
Shaker Financial Services, LLC61,335$681K0.24%+22,85913F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC59,889$665K<0.01%+17913F-HRTimelineGroup
Advisor OS, LLCin group Advisor OS, LLC58,971$655K0.05%-52513F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …52,949$588K0.01%+1,38013F-HRTimelineGroup
NWF Advisory Services Inc.50,927$565K0.06%-30013F-HRTimeline
CSS LLC/IL43,915$487K0.03%-15,36013F-HRTimeline
Kovack Advisors, Inc.37,385$422K0.02%013F-HRTimeline
Janney Montgomery Scott LLC31,994$355K<0.01%+71513F-HRTimeline
Total Wealth Planning & Management, Inc.30,509$339K0.27%+1,80413F-HRTimeline
WEDBUSH SECURITIES INC26,489$294K0.01%013F-HRTimeline
Private Advisor Group, LLC26,268$292K<0.01%+13813F-HRTimeline
Gateway Wealth Partners, LLC26,166$290K0.01%+16,04313F-HRTimeline
UBS Group AGin group UBS Group AG21,707$241K<0.01%013F-HRTimelineGroup
SeaCrest Wealth Management, LLC20,753$230K0.02%-1,13213F-HRTimeline
CoreCap Advisors, LLC20,133$223K0.01%+4,48113F-HRTimeline
Westside Investment Management, Inc.20,000$222K0.03%013F-HRTimeline
HighTower Advisors, LLC19,280$214K<0.01%013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC18,785$209K<0.01%+6213F-HRTimeline
NewEdge Advisors, LLC18,700$208K<0.01%-40013F-HR/ATimeline
BlackRock, Inc.in group BlackRock, Inc.15,373$171K<0.01%013F-HRTimelineGroup
WealthTrust Asset Management, LLC15,123$168K0.1%+1,82113F-HRTimeline
CWM, LLCin group CWM, LLC14,277$158K<0.01%+13,65413F-HRTimelineGroup
Sequoia Financial Advisors, LLC14,000$155K<0.01%013F-HRTimeline
Cetera Investment Advisers12,282$136K<0.01%-14213F-HRTimeline
TCP Asset Management, LLC11,875$132K0.02%new13F-HRTimeline
CHANNEL WEALTH LLC11,621$129K0.03%013F-HRTimeline
CIBC Bancorp USA Inc.in group CIBC Bancorp USA Inc.11,000$122K<0.01%13F-HRTimelineGroup
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/2,639$29.2K<0.01%013F-HRTimelineGroup
Pinnacle Wealth Planning Services, Inc.2,000$22.2K<0.01%013F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC1,396$15.5K<0.01%new13F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.538$5.97K<0.01%new13F-HRTimeline
Geneos Wealth Management Inc.310$3.44K<0.01%013F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC180$2K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC83$936<0.01%013F-HRTimeline