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Disclosery

RIV RIVERNORTH OPPORTUNITIES FD

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COM (fund), issuer CIK 1501072

52 managers (52 13F filers) reported a position in RIV shares at 2025-09-30, 5,898,449 shares in all. 10 filers opened a position and 4 filers sold out during the quarter.

Managers
52
13F filers
52
New
10
Added
21
Reduced
10
Sold out
4
Shares held by filers
5,898,449

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,781,210$21.4M<0.01%+14,65313F-HR/ATimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…603,150$7.24M0.09%+14,75413F-HRTimelineGroup
LPL Financial LLC516,130$6.19M<0.01%+69,29813F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN256,548$3.08M<0.01%-1,32113F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC192,713$2.31M<0.01%+3,05913F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA190,636$2.29M<0.01%-10,57013F-HRTimelineGroup
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC187,901$2.25M0.05%new13F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC183,706$2.2M0.04%+1,11413F-HRTimelineGroup
Tennessee Valley Asset Management Partn…145,438$1.75M0.24%+7,83713F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP127,037$1.52M<0.01%+33,42713F-HRTimelineGroup
BOOTHBAY FUND MANAGEMENT, LLC120,500$1.45M0.04%new13F-HRTimeline
Alpine Global Management, LLC118,000$1.42M0.29%new13F-HR/ATimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.113,644$1.41M<0.01%+11,21713F-HRTimelineGroup
Everstar Asset Management, LLC115,565$1.39M0.79%+11,81913F-HRTimeline
Marks Group Wealth Management, Inc115,399$1.38M0.13%013F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.114,652$1.38M<0.01%+1,84513F-HRTimelineGroup
NOMURA HOLDINGS INCin group NOMURA ASSET MANAGEMENT CO LTD100,000$1.2M0.01%new13F-HRTimelineGroup
NATIONS FINANCIAL GROUP INC, /IA/ /ADV88,167$1.06M0.07%+7913F-HRTimeline
Quarry LP78,000$936K0.23%new13F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC67,217$807K<0.01%+4,00213F-HRTimelineGroup
Balyasny Asset Management L.P.in group Balyasny Asset Management58,603$703K<0.01%new13F-HRTimelineGroup
NWF Advisory Services Inc.57,027$684K0.08%+80013F-HRTimeline
Advisor OS, LLCin group Advisor OS, LLC53,473$642K0.06%-19213F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …50,265$603K0.01%+6,87813F-HRTimelineGroup
Allworth Financial LP49,455$593K<0.01%+2,35913F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/46,988$564K<0.01%-45413F-HR/ATimelineGroup
Opal Wealth Advisors, LLC41,786$501K0.14%+20,14513F-HRTimeline
Janney Montgomery Scott LLC31,478$378K<0.01%-5,62713F-HRTimeline
Private Advisor Group, LLC26,073$313K<0.01%+8,72213F-HRTimeline
WEDBUSH SECURITIES INC24,910$299K0.01%-1,00013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC24,145$290K<0.01%+5413F-HRTimeline
SeaCrest Wealth Management, LLC22,012$264K0.03%+2,69913F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC20,068$241K<0.01%new13F-HRTimelineGroup
Westside Investment Management, Inc.20,000$240K0.04%013F-HRTimeline
UBS Group AGin group UBS Group AG19,886$239K<0.01%-39613F-HRTimelineGroup
NewEdge Advisors, LLC19,700$236K<0.01%+1,10013F-HRTimeline
HighTower Advisors, LLC19,280$231K<0.01%013F-HRTimeline
CoreCap Advisors, LLC15,385$185K0.01%-8,71513F-HRTimeline
Sequoia Financial Advisors, LLC14,000$168K<0.01%013F-HRTimeline
WealthTrust Asset Management, LLC12,937$155K0.11%+2,14713F-HRTimeline
CHANNEL WEALTH LLC12,371$148K0.04%013F-HRTimeline
Cetera Investment Advisers11,737$141K<0.01%new13F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.11,300$136K<0.01%013F-HRTimelineGroup
Strategic Financial Concepts, LLC10,800$130K0.02%013F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.2,764$33.2K<0.01%-2,76413F-HRTimelineGroup
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/2,639$31.6K<0.01%013F-HRTimelineGroup
SOA Wealth Advisors, LLC.2,021$24.3K<0.01%new13F-HRTimeline
CWM, LLCin group CWM, LLC623$7K<0.01%-35813F-HRTimelineGroup
Luminist Capital LLC537$6.41K0.01%013F-HRTimeline
Geneos Wealth Management Inc.310$3.72K<0.01%013F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC180$2.16K<0.01%new13F-HRTimeline
Farther Finance Advisors, LLC83$996<0.01%013F-HRTimeline