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Disclosery

RIV RIVERNORTH OPPORTUNITIES FD

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COM (fund), issuer CIK 1501072

49 managers (49 13F filers) reported a position in RIV shares at 2024-12-31, 5,019,951 shares in all. 6 filers opened a position and 4 filers sold out during the quarter.

Managers
49
13F filers
49
New
6
Added
19
Reduced
13
Sold out
4
Shares held by filers
5,019,951

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,678,236$19.3M<0.01%-32,87913F-HR/ATimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…634,127$7.29M0.13%+25,45213F-HRTimelineGroup
LPL Financial LLC406,648$4.67M<0.01%+80,28613F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN231,724$2.66M<0.01%+4,29813F-HRTimelineGroup
B. Riley Wealth Advisors, Inc.183,738$2.11M0.07%-69,49113F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC172,956$1.99M<0.01%+16,99713F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC165,714$1.9M0.04%+10,24713F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA159,080$1.83M<0.01%-1,80913F-HRTimelineGroup
Marks Group Wealth Management, Inc115,399$1.33M0.13%013F-HRTimeline
Atria Wealth Solutions, Inc.113,390$1.3M0.01%+94,48613F-HRTimeline
Shaker Financial Services, LLC101,071$1.16M0.44%new13F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.99,728$1.15M<0.01%+81313F-HRTimelineGroup
Tennessee Valley Asset Management Partn…95,122$1.09M0.18%+63113F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV87,312$1M0.07%-1,53013F-HRTimeline
Everstar Asset Management, LLC83,084$955K0.68%-1,26213F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.77,539$891K<0.01%-10,98713F-HR/ATimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC59,890$688K<0.01%13F-HR/ATimelineGroup
Advisor OS, LLCin group Advisor OS, LLC51,796$595K0.07%new13F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …44,274$509K0.01%+99513F-HRTimelineGroup
Sheaff Brock Investment Advisors, LLC42,780$492K0.04%+8,78013F-HRTimeline
UBS Group AGin group UBS Group AG37,946$436K<0.01%+12,44413F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/37,654$433K<0.01%-85,48013F-HRTimelineGroup
Janney Montgomery Scott LLC36,392$418K<0.01%-3,01413F-HRTimeline
CoreCap Advisors, LLC31,050$357K0.02%+5,40013F-HRTimeline
WEDBUSH SECURITIES INC27,090$311K0.01%+35313F-HRTimeline
Private Advisor Group, LLC26,626$306K<0.01%+20413F-HRTimeline
SeaCrest Wealth Management, LLC24,086$277K0.03%+1,60813F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC23,939$275K<0.01%+8713F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC23,458$270K<0.01%new13F-HRTimelineGroup
Westside Investment Management, Inc.20,000$230K0.05%-1,20013F-HRTimeline
NewEdge Advisors, LLC20,000$230K<0.01%-2,30013F-HRTimeline
HighTower Advisors, LLC19,280$222K<0.01%+6,78013F-HRTimeline
Strategic Financial Concepts, LLC16,600$191K0.04%+1,60013F-HR/ATimeline
Sequoia Financial Advisors, LLC14,000$161K<0.01%-30,00013F-HR/ATimeline
CHANNEL WEALTH LLC12,371$142K0.05%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.11,300$134K<0.01%-49013F-HRTimelineGroup
CARY STREET PARTNERS FINANCIAL LLCin group CARY STREET PARTNERS ASSET MA…10,500$121K<0.01%13F-HRTimelineGroup
Independent Advisor Alliance10,023$115K<0.01%new13F-HRTimeline
Elequin Capital, LP6,445$74.1K0.01%new13F-HRTimeline
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/2,639$30.3K<0.01%013F-HRTimelineGroup
OLIVER LAGORE VANVALIN INVESTMENT GROUP2,400$27.6K0.01%013F-HRTimeline
Synergy Asset Management, LLCin group Synergy Asset Management, LLC1,200$15.5K<0.01%new13F-HRTimelineGroup
Luminist Capital LLC537$6.17K0.01%13F-HRTimeline
CWM, LLCin group CWM, LLC358$4K<0.01%013F-HRTimelineGroup
Geneos Wealth Management Inc.310$3.56K<0.01%013F-HRTimeline
AlphaMark Advisors, LLC46$1K<0.01%+113F-HRTimeline
Farther Finance Advisors, LLC83$954<0.01%-7,23013F-HRTimeline
Sunbelt Securities, Inc.10$117<0.01%013F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.