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Disclosery

RIV RIVERNORTH OPPORTUNITIES FD

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COM (fund), issuer CIK 1501072

58 managers (58 13F filers) reported a position in RIV shares at 2025-12-31, 10,105,926 shares in all. 10 filers opened a position and 5 filers sold out during the quarter.

Managers
58
13F filers
58
New
10
Added
20
Reduced
17
Sold out
5
Shares held by filers
10,105,926

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC2,771,040$32.5M0.64%+2,583,13913F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,732,561$20.3M<0.01%-48,64913F-HR/ATimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…664,632$7.8M0.09%+61,48213F-HRTimelineGroup
LPL Financial LLC501,019$5.88M<0.01%-15,11113F-HRTimeline
Yakira Capital Management, Inc.446,668$5.24M1.76%new13F-HRTimeline
ABSOLUTE INVESTMENT ADVISERS, LLC384,389$4.56M0.52%new13F-HRTimeline
Arete Wealth Advisors, LLC377,169$4.43M0.31%new13F-HR/ATimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/311,461$3.66M<0.01%+264,47313F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN276,789$3.25M<0.01%+20,24113F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA197,925$2.32M<0.01%+7,28913F-HRTimelineGroup
READYSTATE ASSET MANAGEMENT LP194,655$2.29M0.1%new13F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC184,890$2.17M<0.01%-7,82313F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC175,883$2.06M0.03%-7,82313F-HRTimelineGroup
Quarry LP153,570$1.8M0.3%+75,57013F-HRTimeline
Tennessee Valley Asset Management Partn…137,835$1.62M0.21%-7,60313F-HRTimeline
Everstar Asset Management, LLC135,467$1.59M0.85%+19,90213F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.120,777$1.42M<0.01%+6,12513F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.119,803$1.41M<0.01%+6,15913F-HRTimelineGroup
Marks Group Wealth Management, Inc115,399$1.35M0.13%013F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV87,852$1.03M0.05%-31513F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP87,299$1.02M<0.01%-39,73813F-HRTimelineGroup
NOMURA HOLDINGS INCin group NOMURA ASSET MANAGEMENT CO LTD83,864$985K<0.01%-16,13613F-HRTimelineGroup
Opal Wealth Advisors, LLC69,843$820K0.21%+28,05713F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC59,710$701K<0.01%-7,50713F-HRTimelineGroup
Advisor OS, LLCin group Advisor OS, LLC59,496$698K0.06%+6,02313F-HRTimelineGroup
CSS LLC/IL59,275$696K0.04%new13F-HRTimeline
Allworth Financial LP51,793$608K<0.01%+2,33813F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …51,569$605K0.01%+1,30413F-HRTimelineGroup
NWF Advisory Services Inc.51,227$601K0.07%-5,80013F-HRTimeline
Shaker Financial Services, LLC38,476$452K0.14%new13F-HRTimeline
Kovack Advisors, Inc.37,385$439K0.02%new13F-HR/ATimeline
Janney Montgomery Scott LLC31,279$367K<0.01%-19913F-HRTimeline
Total Wealth Planning & Management, Inc.28,705$337K0.27%13F-HRTimeline
WEDBUSH SECURITIES INC26,489$311K0.01%+1,57913F-HRTimeline
Private Advisor Group, LLC26,130$307K<0.01%+5713F-HRTimeline
SeaCrest Wealth Management, LLC21,885$259K0.03%-12713F-HRTimeline
UBS Group AGin group UBS Group AG21,707$255K<0.01%+1,82113F-HRTimelineGroup
Westside Investment Management, Inc.20,000$235K0.04%013F-HRTimeline
HighTower Advisors, LLC19,280$226K<0.01%013F-HRTimeline
NewEdge Advisors, LLC19,100$224K<0.01%-60013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC18,723$220K<0.01%-5,42213F-HRTimeline
CoreCap Advisors, LLC15,652$184K0.01%+26713F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.15,373$180K<0.01%+12,60913F-HRTimelineGroup
Sequoia Financial Advisors, LLC14,000$164K<0.01%013F-HRTimeline
WealthTrust Asset Management, LLC13,302$156K0.11%+36513F-HRTimeline
Cetera Investment Advisers12,424$146K<0.01%+68713F-HRTimeline
Tactive Advisors, LLC11,908$140K0.04%new13F-HRTimeline
CHANNEL WEALTH LLC11,621$136K0.03%-75013F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC11,132$131K<0.01%-8,93613F-HRTimelineGroup
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.11,000$129K<0.01%-30013F-HRTimelineGroup
Gateway Wealth Partners, LLC10,123$119K0.01%new13F-HRTimeline
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/2,639$30.9K<0.01%013F-HRTimelineGroup
Pinnacle Wealth Planning Services, Inc.2,000$23.5K<0.01%new13F-HRTimeline
CWM, LLCin group CWM, LLC623$7K<0.01%013F-HRTimelineGroup
Luminist Capital LLC537$6.3K0.01%013F-HRTimeline
Geneos Wealth Management Inc.310$3.64K<0.01%013F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC180$2.11K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC83$974<0.01%013F-HRTimeline