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Disclosery

RIV RIVERNORTH OPPORTUNITIES FD

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COM (fund), issuer CIK 1501072

48 managers (48 13F filers) reported a position in RIV shares at 2025-03-31, 5,166,847 shares in all. 6 filers opened a position and 5 filers sold out during the quarter.

Managers
48
13F filers
48
New
6
Added
19
Reduced
12
Sold out
5
Shares held by filers
5,166,847

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,768,520$20.9M<0.01%+90,28413F-HRTimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…571,025$6.73M0.12%-63,10213F-HRTimelineGroup
LPL Financial LLC426,391$5.03M<0.01%+19,74313F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN265,233$3.13M<0.01%+33,50913F-HRTimelineGroup
B. Riley Wealth Advisors, Inc.224,088$2.64M0.08%+40,35013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA199,111$2.35M<0.01%+40,03113F-HR/ATimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC192,912$2.27M<0.01%+19,95613F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC165,714$1.9M0.04%013F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.115,428$1.36M<0.01%+15,70013F-HRTimelineGroup
Marks Group Wealth Management, Inc115,399$1.36M0.13%013F-HRTimeline
Tennessee Valley Asset Management Partn…113,205$1.33M0.22%+18,08313F-HRTimeline
Everstar Asset Management, LLC93,154$1.1M0.73%+10,07013F-HR/ATimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV89,409$1.05M0.08%+2,09713F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.82,004$967K<0.01%+4,46513F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC62,168$733K<0.01%+2,27813F-HRTimelineGroup
Shaker Financial Services, LLC56,974$672K0.26%-44,09713F-HRTimeline
NWF Advisory Services Inc.56,227$663K0.09%new13F-HRTimeline
Advisor OS, LLCin group Advisor OS, LLC53,165$627K0.07%+1,36913F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …46,868$553K0.01%+2,59413F-HRTimelineGroup
Sheaff Brock Investment Advisors, LLC44,680$527K0.05%+1,90013F-HRTimeline
Janney Montgomery Scott LLC36,569$431K<0.01%+17713F-HRTimeline
Atria Wealth Solutions, Inc.28,850$340K<0.01%-84,54013F-HRTimeline
CoreCap Advisors, LLC28,200$332K0.01%-2,85013F-HRTimeline
READYSTATE ASSET MANAGEMENT LP27,201$321K0.02%new13F-HRTimeline
WEDBUSH SECURITIES INC26,410$311K0.01%-68013F-HRTimeline
Private Advisor Group, LLC26,299$310K<0.01%-32713F-HRTimeline
Total Wealth Planning & Management, Inc.26,201$309K0.32%new13F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/25,011$295K<0.01%-12,64313F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC24,040$283K<0.01%+10113F-HRTimeline
UBS Group AGin group UBS Group AG20,282$239K<0.01%-17,66413F-HRTimelineGroup
Westside Investment Management, Inc.20,000$236K0.05%013F-HRTimeline
NewEdge Advisors, LLC19,300$228K<0.01%-70013F-HRTimeline
HighTower Advisors, LLC19,280$227K<0.01%013F-HRTimeline
SeaCrest Wealth Management, LLC19,251$227K0.03%-4,83513F-HRTimeline
WealthTrust Asset Management, LLC14,398$170K0.13%new13F-HRTimeline
Sequoia Financial Advisors, LLC14,000$165K<0.01%013F-HRTimeline
CHANNEL WEALTH LLC12,371$146K0.05%013F-HRTimeline
Strategic Financial Concepts, LLC10,800$127K0.02%-5,80013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.11,300$118K<0.01%013F-HRTimelineGroup
Truvestments Capital LLC9,133$108K0.02%new13F-HRTimeline
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/2,639$31.1K<0.01%013F-HRTimelineGroup
CWM, LLCin group CWM, LLC981$12K<0.01%+62313F-HRTimelineGroup
Geneos Wealth Management Inc.930$11K<0.01%+62013F-HRTimeline
Elequin Capital, LP851$10K<0.01%-5,59413F-HRTimeline
Luminist Capital LLC537$6.39K0.01%013F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC255$3.01K<0.01%new13F-HRTimelineGroup
Farther Finance Advisors, LLC83$988<0.01%013F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.