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Disclosery

RIV RIVERNORTH OPPORTUNITIES FD

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COM (fund), issuer CIK 1501072

49 managers (49 13F filers) reported a position in RIV shares at 2025-06-30, 5,114,195 shares in all. 7 filers opened a position and 6 filers sold out during the quarter.

Managers
49
13F filers
49
New
7
Added
14
Reduced
13
Sold out
6
Shares held by filers
5,114,195

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,766,557$21.7M<0.01%-1,96313F-HRTimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…588,396$7.21M0.1%+17,37113F-HRTimelineGroup
LPL Financial LLC446,832$5.48M<0.01%+20,44113F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN257,869$3.16M<0.01%-7,36413F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA201,206$2.47M<0.01%+2,09513F-HR/ATimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC189,654$2.33M<0.01%-3,25813F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC182,592$2.24M0.04%+16,87813F-HRTimelineGroup
Tennessee Valley Asset Management Partn…137,601$1.69M0.43%+24,39613F-HRTimeline
Marks Group Wealth Management, Inc115,399$1.41M0.13%013F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.112,807$1.38M<0.01%-2,62113F-HRTimelineGroup
Everstar Asset Management, LLC103,746$1.27M0.78%+10,59213F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.102,427$1.26M<0.01%+20,42313F-HR/ATimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP93,610$1.15M<0.01%new13F-HRTimelineGroup
NATIONS FINANCIAL GROUP INC, /IA/ /ADV88,088$1.08M0.07%-1,32113F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC63,215$775K<0.01%+1,04713F-HRTimelineGroup
NWF Advisory Services Inc.56,227$689K0.08%013F-HRTimeline
Advisor OS, LLCin group Advisor OS, LLC53,665$658K0.06%+50013F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/47,442$582K<0.01%+22,43113F-HRTimelineGroup
Allworth Financial LP47,096$577K<0.01%new13F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …43,387$532K0.01%-3,48113F-HRTimelineGroup
Kovack Advisors, Inc.38,285$469K0.05%new13F-HRTimeline
Janney Montgomery Scott LLC37,105$455K<0.01%+53613F-HRTimeline
Shaker Financial Services, LLC30,464$373K0.14%-26,51013F-HRTimeline
Total Wealth Planning & Management, Inc.27,108$332K0.29%+90713F-HRTimeline
WEDBUSH SECURITIES INC25,910$318K0.01%-50013F-HRTimeline
CoreCap Advisors, LLC24,100$295K0.01%-4,10013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC24,091$295K<0.01%+5113F-HRTimeline
Opal Wealth Advisors, LLC21,641$265K0.07%new13F-HRTimeline
UBS Group AGin group UBS Group AG20,282$249K<0.01%013F-HRTimelineGroup
Westside Investment Management, Inc.20,000$245K0.05%013F-HRTimeline
SeaCrest Wealth Management, LLC19,313$237K0.03%+6213F-HRTimeline
HighTower Advisors, LLC19,280$236K<0.01%013F-HRTimeline
NewEdge Advisors, LLC18,600$228K<0.01%-70013F-HRTimeline
Private Advisor Group, LLC17,351$213K<0.01%-8,94813F-HRTimeline
Sequoia Financial Advisors, LLC14,000$172K<0.01%013F-HRTimeline
CHANNEL WEALTH LLC12,371$152K0.04%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.11,300$139K<0.01%013F-HRTimelineGroup
Strategic Financial Concepts, LLC10,800$132K0.02%013F-HRTimeline
WealthTrust Asset Management, LLC10,790$132K0.1%-3,60813F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.5,528$67.8K<0.01%new13F-HRTimelineGroup
OLIVER LAGORE VANVALIN INVESTMENT GROUP3,400$40.1K0.02%13F-HRTimeline
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/2,639$32.3K<0.01%013F-HR/ATimelineGroup
CWM, LLCin group CWM, LLC981$12K<0.01%013F-HRTimelineGroup
Luminist Capital LLC537$6.62K0.01%013F-HRTimeline
Geneos Wealth Management Inc.310$3.8K<0.01%-62013F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…100$1.23K<0.01%new13F-HRTimelineGroup
Farther Finance Advisors, LLC83$1.02K<0.01%013F-HRTimeline
Sunbelt Securities, Inc.10$117<0.01%new13F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.