Skip to content
Disclosery

PREF PRINCIPAL EXCHANGE TRADED FD

Follow

SPECTRUM PFD (preferred)

132 managers (134 13F filers) reported a position in PREF shares at 2026-06-30, 74,563,618 shares in all. 18 filers opened a position and 12 filers sold out during the quarter.

Managers
132
13F filers
134
New
18
Added
62
Reduced
35
Sold out
12
Shares held by filers
74,563,618

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2026

Filers in the available 13F reports with a share position at 2026-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding14,836,586$283M+13,310,601Timeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/11,822,114$225M0.01%+85,52413F-HRTimelineGroup
UBS Group AGgroup of 2 filers holding7,713,331$147M-25,573Timeline
MORGAN STANLEYin group MORGAN STANLEY7,188,556$137M0.01%-205,20413F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN4,565,964$87M0.02%+815,10113F-HRTimelineGroup
LPL Financial LLC3,227,005$61.5M0.01%+121,54813F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA3,157,079$60.2M0.01%+53,36713F-HRTimelineGroup
IFC Advisors LLC2,773,798$52.9M6.71%+43,46613F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,922,757$36.6M0.01%+63,01813F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC1,900,115$36.2M0.01%-297,28113F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC1,303,346$24.8M0.01%+224,53213F-HRTimelineGroup
Permanens Capital L.P.1,104,859$21.1M2.17%+257,71513F-HRTimeline
Bensler, LLC927,050$17.7M1.56%+95,24013F-HRTimeline
CORNERSTONE ADVISORS ASSET MANAGEMENT, …842,806$16.1M2.1%+194,29213F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…633,860$12M0.02%+31,37213F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC614,837$11.7M0.11%-47,83813F-HRTimelineGroup
Private Advisor Group, LLC575,695$11M0.05%+404,55013F-HRTimeline
Berger Financial Group, Inc441,919$8.42M0.43%+37,97613F-HRTimeline
L2 Asset Management, LLC437,360$8.34M0.87%-412,18813F-HRTimeline
ROGCO, LP406,720$7.75M2.37%+8,61013F-HRTimeline
Capital Investment Advisory Services, L…397,911$7.58M0.47%+321,22113F-HRTimeline
DAYMARK WEALTH PARTNERS, LLC381,019$7.26M0.18%new13F-HRTimeline
NewEdge Advisors, LLC364,543$6.95M0.02%-4,74013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…341,695$6.51M<0.01%+33,08913F-HRTimelineGroup
FOCUSED ALPHA, LLC296,734$5.66M1.45%+158,14213F-HRTimeline
PSI Advisors, LLC280,460$5.35M1.24%-3,14513F-HRTimeline
&PARTNERS264,728$5.05M0.02%+89,15313F-HRTimeline
Spartan Wealth Advisory Services LLC261,330$4.98M0.41%+5,92413F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth258,990$4.94M0.01%-1,38513F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.258,863$4.93M0.01%+17,56413F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC253,344$4.83M0.01%-22,29913F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…205,725$3.92M0.01%+10,37613F-HRTimelineGroup
Grey Ledge Advisors, LLC205,655$3.92M0.79%+3,44913F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO192,634$3.67M<0.01%+2,38113F-HRTimelineGroup
Ocean Park Asset Management, LLC192,000$3.66M0.18%013F-HRTimeline
Meadow Creek Wealth Advisors LLC175,941$3.35M2.05%+26,86313F-HRTimeline
Fiduciary Alliance LLC162,452$3.1M0.21%+14,16313F-HRTimeline
Sanctuary Advisors, LLC153,792$2.93M0.01%+16,24513F-HRTimeline
Creative Planningin group Creative Planning150,776$2.87M<0.01%+5,82213F-HRTimelineGroup
MainStreet Investment Advisors LLC137,845$2.63M0.36%-2,46513F-HRTimeline
MassMutual Private Wealth & Trust, FSB134,825$2.57M0.07%-5,48513F-HRTimeline
INSIGNEO ADVISORY SERVICES, LLC132,073$2.52M0.09%-2,04413F-HRTimeline
Legacy Bridge, LLC122,830$2.34M0.72%-71513F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.119,001$2.27M<0.01%-10,54613F-HRTimelineGroup
FIFTH THIRD BANK, NATIONAL ASSOCIATIONgroup of 2 filers holding115,809$2.21M+10,213Timeline
J.W. COLE ADVISORS, INC.114,567$2.18M0.04%new13F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC105,218$2.01M0.01%+5,03313F-HRTimelineGroup
INVESTMENT PARTNERS, LTD.99,063$1.89M0.59%-47813F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP92,218$1.76M<0.01%+1,00313F-HRTimelineGroup
Bank of New York Mellon Corpin group Bank of New York Mellon Corp87,567$1.67M<0.01%+1,63013F-HRTimelineGroup
DEARBORN PARTNERS LLC86,972$1.66M0.09%+2,25713F-HR/ATimeline
IBEX WEALTH ADVISORS82,375$1.57M0.12%+13813F-HRTimeline
Gilliland Jeter Wealth Management LLC81,138$1.55M0.41%+26613F-HRTimeline
Willis Johnson & Associates, Inc.76,348$1.46M0.08%-60313F-HRTimeline
MML INVESTORS SERVICES, LLC71,151$1.36M<0.01%+16,42613F-HRTimeline
FourThought Financial Partners, LLC70,284$1.34M0.1%+75013F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…64,728$1.23M0.01%new13F-HRTimelineGroup
Cerity Partners LLCin group Cerity Partners LLC64,553$1.23M<0.01%+71813F-HRTimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP63,154$1.2M<0.01%+41013F-HRTimelineGroup
Mengis Capital Management, Inc.62,600$1.19M0.18%+4,98513F-HRTimeline
LexAurum Advisors, LLC60,194$1.15M0.13%+10,04213F-HRTimeline
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC58,777$1.12M0.01%+26,33013F-HRTimeline
First Citizens Financial Corp58,292$1.11M0.46%-56513F-HRTimeline
Mariner, LLCin group Mariner, LLC54,236$1.03M<0.01%-476,82713F-HRTimelineGroup
Valor Advisors LLC49,143$937K0.69%013F-HRTimeline
FLAGSTAR SECURITIES, INCin group FLAGSTAR SECURITIES, INC48,217$919K0.28%-4,99313F-HRTimelineGroup
Essex Financial Services, Inc.in group Essex Financial Services, Inc.47,378$903K0.04%013F-HRTimelineGroup
BTG Pactual Asset Management US LLCin group BTG Pactual Asset Management …42,084$802K0.06%+3,26413F-HRTimelineGroup
Mechanics Financial Corp41,824$797K0.29%-59513F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\40,000$762K<0.01%new13F-HRTimelineGroup
Henderson Brothers Financial Partners, …39,713$757K0.36%-35,75513F-HRTimeline
HRT FINANCIAL LP38,427$732K<0.01%+17,17213F-HRTimeline
Arax Advisory Partners37,931$723K<0.01%new13F-HRTimeline
Smartleaf Asset Management LLC35,653$679K0.02%013F-HRTimeline
EP Wealth Advisors, LLC35,471$676K<0.01%new13F-HRTimeline
Heritage Wealth Management, Inc.33,237$633K0.16%+4,46913F-HRTimeline
Coastal Bridge Advisors, LLC32,801$625K0.04%-1,37913F-HRTimeline
UMB Bank, n.a.32,496$619K0.01%+1,82513F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Activest Wealth Management32,243$615K0.12%+5,33013F-HRTimeline
Pinnacle Financial Partners, Inc.in group Pinnacle Financial Partners, …30,285$577K<0.01%-10,77813F-HRTimelineGroup
Argent Trust Co28,254$539K0.02%-74913F-HRTimeline
Cambridge Investment Research Advisors,…26,671$508K<0.01%+1,36513F-HR/ATimeline
Resurgent Financial Advisors LLC25,378$484K0.14%+93713F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT, LLC.23,170$442K0.06%-13,48013F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV20,611$393K<0.01%+13213F-HR/ATimeline
DIVERSIFIED TRUST CO19,994$381K0.01%-5,33913F-HRTimeline
XML Financial, LLC19,406$370K0.03%+25713F-HRTimeline
Platform Technology Partners19,000$362K0.06%013F-HRTimeline
STEPHENS INC /AR/in group Stephens Investment Managemen…18,062$344K<0.01%-3,56713F-HRTimelineGroup
FLYNN ZITO CAPITAL MANAGEMENT, LLC16,509$315K0.09%-19813F-HRTimeline
W.G. Shaheen & Associates DBA Whitney &…16,500$314K0.02%013F-HRTimeline
MBL Wealth, LLC16,000$305K0.02%-50013F-HRTimeline
Venturi Wealth Management, LLC15,500$295K0.01%new13F-HRTimeline
VestGen Advisors, LLC15,032$287K0.01%013F-HRTimeline
Main Street Financial Solutions, LLC14,479$276K0.02%+19113F-HRTimeline
Gotham Asset Management, LLC14,288$272K<0.01%new13F-HRTimeline
Indivisible Partners14,152$270K0.02%new13F-HRTimeline
Colter Lewis Investment Partners LLC14,054$268K0.12%013F-HRTimeline
Advisory Services Network, LLC14,049$268K<0.01%-1,51513F-HRTimeline
AXXCESS WEALTH MANAGEMENT, LLC13,763$262K<0.01%+3713F-HRTimeline
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…13,615$260K<0.01%+3,24013F-HRTimelineGroup
Jacobi Capital Management LLC12,953$247K0.01%+17113F-HRTimeline
SOUTH PLAINS FINANCIAL, INC.12,414$236K0.13%013F-HRTimeline
Asset Dedication, LLC11,689$223K0.01%new13F-HRTimeline
Sensible Money, LLC11,689$223K0.06%new13F-HRTimeline
NBH Bank11,361$217K0.09%13F-HRTimeline
C2P Capital Advisory Group, LLC d.b.a. …11,071$211K0.01%-11913F-HRTimeline
Cetera Investment Advisers10,957$209K<0.01%new13F-HRTimeline
FIDELIS CAPITAL PARTNERS, LLC10,111$193K0.01%013F-HRTimeline
Boreal Capital Management LLC8,641$165K0.12%new13F-HRTimeline
Whipplewood Advisors, LLC8,430$161K0.11%-11,88113F-HRTimeline
Pinnacle Bancorp, Inc.7,940$151K0.04%013F-HRTimeline
PRIVATE TRUST CO NA7,253$138K0.01%+2,46713F-HRTimeline
IFP Advisors, Inc5,956$114K<0.01%+3,01713F-HRTimeline
HARBOR INVESTMENT ADVISORY, LLC5,000$95.3K0.01%013F-HRTimeline
Roxbury Financial LLC4,021$76.6K0.06%-2313F-HRTimeline
Steward Partners Investment Advisory, L…3,535$67.4K<0.01%013F-HRTimeline
Centerpoint Advisors, LLC2,450$47K0.01%new13F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC2,390$45.6K<0.01%013F-HRTimelineGroup
IFG Advisory, LLC2,280$43.4K<0.01%+813F-HRTimeline
Farther Finance Advisors, LLC2,163$41.2K<0.01%+1,41213F-HRTimeline
ROTHSCHILD INVESTMENT LLC2,100$40K<0.01%013F-HRTimeline
Cape Investment Advisory, Inc.1,011$19.3K0.01%new13F-HRTimeline
Rosenberg Matthew Hamilton495$9.44K<0.01%013F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…446$8.46K<0.01%013F-HRTimeline
Allworth Financial LP421$8.03K<0.01%013F-HRTimeline
N.E.W. Advisory Services LLC325$6.2K<0.01%new13F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…302$5.76K<0.01%+7313F-HRTimelineGroup
AdvisorNet Financial, Inc299$5.7K<0.01%+413F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…200$3.81K<0.01%new13F-HRTimelineGroup
Keating Financial Advisory Services, In…113$2.15K<0.01%-813F-HRTimeline
FMR LLCin group FMR LLC45$86<0.01%+113F-HRTimelineGroup