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Disclosery

PREF PRINCIPAL EXCHANGE TRADED FD

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SPECTRUM PFD (fund)

129 managers (131 13F filers) reported a position in PREF shares at 2026-03-31, 59,583,542 shares in all. 12 filers opened a position and 17 filers sold out during the quarter.

Managers
129
13F filers
131
New
12
Added
58
Reduced
37
Sold out
17
Shares held by filers
59,583,542

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/11,736,590$221M0.02%+491,52013F-HRTimelineGroup
UBS Group AGgroup of 2 filers holding7,738,904$146M+557,358Timeline
MORGAN STANLEYin group MORGAN STANLEY7,393,760$139M0.01%+527,76313F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN3,750,863$70.6M0.01%-201,23413F-HR/ATimelineGroup
LPL Financial LLC3,105,457$58.4M0.02%+74,85313F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA3,103,712$58.4M0.01%-209,38613F-HRTimelineGroup
IFC Advisors LLC2,730,332$51.4M7.35%+48,22313F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC2,197,396$41.4M0.01%+421,42113F-HR/ATimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,859,739$35M0.01%-31,51713F-HRTimelineGroup
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding1,525,985$28.7M+332,335Timeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC1,078,814$20.3M0.01%+269,72813F-HRTimelineGroup
L2 Asset Management, LLC849,548$16M1.52%+533,90413F-HRTimeline
Permanens Capital L.P.847,144$15.9M2.05%-868,62313F-HRTimeline
Bensler, LLC831,810$15.7M1.62%+124,40613F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC662,675$12.5M0.12%-29,26113F-HRTimelineGroup
CORNERSTONE ADVISORS ASSET MANAGEMENT, …648,514$12.2M1.88%+33,06213F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…602,488$11.3M0.02%-585,56313F-HRTimeline
Mariner, LLCin group Mariner, LLC531,063$9.99M0.01%-22,53713F-HRTimelineGroup
Berger Financial Group, Inc403,943$7.6M0.43%-51,47313F-HRTimeline
ROGCO, LP398,110$7.49M2.5%+10,92313F-HRTimeline
NewEdge Advisors, LLC369,283$6.95M0.03%+20,40413F-HR/ATimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC320,519$6.03M0.01%+281,11713F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…308,606$5.81M<0.01%+307,73613F-HRTimelineGroup
PSI Advisors, LLC283,605$5.34M1.28%-7,51413F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC275,643$5.19M0.01%+6,96013F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth260,375$4.9M0.01%013F-HRTimelineGroup
Spartan Wealth Advisory Services LLC255,406$4.81M0.42%13F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.241,299$4.54M0.01%-7,60613F-HRTimelineGroup
Grey Ledge Advisors, LLC202,206$3.81M0.86%-6,54313F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…195,349$3.68M0.01%+32,51413F-HRTimelineGroup
Ocean Park Asset Management, LLC192,000$3.61M0.21%013F-HR/ATimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO190,253$3.56M<0.01%+189,56713F-HR/ATimelineGroup
&PARTNERS175,575$3.29M0.02%+71,78813F-HRTimeline
Private Advisor Group, LLC171,145$3.22M0.02%-33,18913F-HRTimeline
Miller Global Investments, LLC152,314$2.87M2.63%-5,57713F-HRTimeline
Fiduciary Alliance LLC148,289$2.82M0.17%+14,17113F-HRTimeline
Meadow Creek Wealth Advisors LLC149,078$2.81M1.82%+9,90213F-HRTimeline
Creative Planningin group Creative Planning144,954$2.73M<0.01%+1,22813F-HRTimelineGroup
MassMutual Private Wealth & Trust, FSB140,310$2.64M0.07%+5,59513F-HRTimeline
MainStreet Investment Advisors LLC140,310$2.64M0.4%+4,66013F-HRTimeline
FOCUSED ALPHA, LLC138,592$2.61M0.81%013F-HRTimeline
Sanctuary Advisors, LLC137,547$2.59M0.01%+28,17113F-HRTimeline
INSIGNEO ADVISORY SERVICES, LLC134,117$2.52M0.18%+8613F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.129,547$2.44M<0.01%+39,18813F-HRTimelineGroup
Legacy Bridge, LLC123,545$2.33M0.89%-2,06013F-HRTimeline
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…105,596$1.99M<0.01%+105,09413F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC100,185$1.89M0.01%+19,59313F-HRTimelineGroup
INVESTMENT PARTNERS, LTD.99,541$1.87M0.67%013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP91,215$1.72M<0.01%+6,55313F-HRTimelineGroup
Bank of New York Mellon Corpin group Bank of New York Mellon Corp85,937$1.62M<0.01%-1,01113F-HRTimelineGroup
DEARBORN PARTNERS LLC84,715$1.59M0.09%-2,89613F-HRTimeline
IBEX WEALTH ADVISORS82,237$1.55M0.14%-20313F-HRTimeline
Gilliland Jeter Wealth Management LLC80,872$1.52M0.45%+2,67013F-HRTimeline
Willis Johnson & Associates, Inc.76,951$1.45M0.08%-22,38813F-HRTimeline
Capital Investment Advisory Services, L…76,690$1.44M0.11%+10,60013F-HRTimeline
Henderson Brothers Financial Partners, …75,468$1.42M0.36%13F-HRTimeline
AXS Investments LLC73,183$1.38M0.56%-49,92013F-HRTimeline
FourThought Financial Partners, LLC69,534$1.31M0.11%+2,24613F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC63,835$1.2M<0.01%-1,40313F-HRTimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP62,744$1.18M<0.01%-2,49813F-HRTimelineGroup
First Citizens Financial Corp58,857$1.11M0.52%-1,95713F-HRTimeline
Mengis Capital Management, Inc.57,615$1.08M0.19%+15,20013F-HRTimeline
MML INVESTORS SERVICES, LLC54,725$1.03M<0.01%-4,34813F-HRTimeline
FLAGSTAR SECURITIES, INCin group FLAGSTAR SECURITIES, INC53,210$1M0.36%+77113F-HR/ATimelineGroup
LexAurum Advisors, LLC50,152$944K0.12%13F-HRTimeline
Valor Advisors LLC49,143$937K0.79%013F-HRTimeline
Essex Financial Services, Inc.in group Essex Financial Services, Inc.47,378$892K0.05%013F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…46,494$875K<0.01%new13F-HRTimelineGroup
Independent Advisor Alliance45,043$848K0.01%new13F-HRTimeline
Mechanics Financial Corp42,419$798K0.33%+6,97013F-HRTimeline
Pinnacle Financial Partners, Inc.in group Pinnacle Financial Partners, …41,063$773K0.01%+68413F-HRTimelineGroup
CAPITAL & PLANNING, LLC39,640$746K0.45%new13F-HRTimeline
BTG Pactual Asset Management US LLCin group BTG Pactual Asset Management …38,820$731K0.07%+7,34213F-HRTimelineGroup
U.S. Capital Wealth Advisors, LLC38,334$721K0.02%-39913F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT, LLC.36,650$690K0.11%013F-HRTimeline
Smartleaf Asset Management LLC35,653$668K0.02%-11,63313F-HRTimeline
Coastal Bridge Advisors, LLC34,180$643K0.05%+3,66313F-HRTimeline
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC32,447$611K0.01%-17,58013F-HRTimeline
UMB Bank, n.a.30,671$577K0.01%+3,90713F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Argent Trust Co29,003$546K0.02%-1,12013F-HRTimeline
Heritage Wealth Management, Inc.28,768$541K0.27%-2,94213F-HRTimeline
Activest Wealth Management26,913$507K0.09%-5,56013F-HRTimeline
DIVERSIFIED TRUST CO25,333$477K0.01%013F-HRTimeline
Cambridge Investment Research Advisors,…25,306$476K<0.01%+2,26913F-HRTimeline
Resurgent Financial Advisors LLC24,441$460K0.17%+12213F-HRTimeline
STEPHENS INC /AR/in group Stephens Investment Managemen…21,629$407K0.01%+2,09313F-HRTimelineGroup
HRT FINANCIAL LP21,255$400K<0.01%new13F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV20,479$385K<0.01%+10,15613F-HRTimeline
Whipplewood Advisors, LLC20,311$382K0.2%+22413F-HRTimeline
XML Financial, LLC19,149$360K0.03%-12913F-HRTimeline
Platform Technology Partners19,000$358K0.07%013F-HRTimeline
FLYNN ZITO CAPITAL MANAGEMENT, LLC16,707$314K0.1%-37,06913F-HRTimeline
W.G. Shaheen & Associates DBA Whitney &…16,500$311K0.03%013F-HRTimeline
MBL Wealth, LLC16,500$311K0.02%-6,00013F-HRTimeline
Advisory Services Network, LLC15,564$293K<0.01%-3,32413F-HRTimeline
VestGen Advisors, LLC15,032$285K0.01%013F-HRTimeline
Main Street Financial Solutions, LLC14,288$269K0.02%+2,55113F-HRTimeline
Colter Lewis Investment Partners LLC14,054$264K0.25%new13F-HRTimeline
AXXCESS WEALTH MANAGEMENT, LLC13,726$258K0.01%+11613F-HRTimeline
Jacobi Capital Management LLC12,782$241K0.01%-14913F-HRTimeline
SOUTH PLAINS FINANCIAL, INC.12,414$234K0.14%013F-HRTimeline
2UniFi Bank11,861$223K0.11%013F-HRTimeline
C2P Capital Advisory Group, LLC d.b.a. …11,190$211K0.01%-1,43613F-HRTimeline
CWM, LLCin group CWM, LLC10,943$206K<0.01%+9313F-HRTimelineGroup
WealthShield Partners, LLC10,887$205K0.02%+1713F-HRTimeline
Tortuga Wealth Management, Inc10,859$204K0.19%new13F-HRTimeline
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…10,375$195K<0.01%-34,36713F-HR/ATimelineGroup
FIDELIS CAPITAL PARTNERS, LLC10,111$190K0.01%013F-HRTimeline
Pinnacle Bancorp, Inc.7,940$149K0.04%013F-HRTimeline
HARBOR INVESTMENT ADVISORY, LLC5,000$94.1K0.01%013F-HRTimeline
PRIVATE TRUST CO NA4,786$90.1K0.01%-1,04413F-HRTimeline
Roxbury Financial LLC4,044$76.1K0.07%+1813F-HRTimeline
Steward Partners Investment Advisory, L…3,535$66.5K<0.01%+50013F-HRTimeline
IFP Advisors, Inc2,939$55.3K<0.01%+38613F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC2,390$45K<0.01%013F-HRTimelineGroup
IFG Advisory, LLC2,272$42.8K0.12%new13F-HRTimeline
ROTHSCHILD INVESTMENT LLC2,100$39.5K<0.01%+56113F-HRTimeline
Evelyn Partners Asset Management Ltdin group Evelyn Partners Group Ltd1,500$28.2K0.01%013F-HRTimelineGroup
Farther Finance Advisors, LLC751$14.1K<0.01%+613F-HRTimeline
Rosenberg Matthew Hamilton495$9.32K<0.01%013F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…446$8.38K<0.01%013F-HRTimeline
Allworth Financial LP421$7.92K<0.01%new13F-HRTimeline
AE Wealth Management LLC412$7.75K<0.01%new13F-HRTimeline
Quest 10 Wealth Builders, Inc.373$7.02K0.01%013F-HRTimeline
AdvisorNet Financial, Inc295$5.55K<0.01%+313F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…229$4.31K<0.01%new13F-HRTimelineGroup
Abound Wealth Management158$2.97K<0.01%new13F-HRTimeline
Keating Financial Advisory Services, In…121$2.28K<0.01%+113F-HRTimeline
FMR LLCin group FMR LLC44$83<0.01%+113F-HRTimelineGroup