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Disclosery

PREF PRINCIPAL EXCHANGE TRADED FD

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SPECTRUM PFD (fund)

115 managers (116 13F filers) reported a position in PREF shares at 2025-03-31, 47,817,299 shares in all. 17 filers opened a position and 7 filers sold out during the quarter.

Managers
115
13F filers
116
New
17
Added
54
Reduced
28
Sold out
7
Shares held by filers
47,817,299

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/9,229,323$173M0.02%+328,87913F-HRTimelineGroup
UBS Group AGin group UBS Group AG7,046,166$132M0.03%+395,45713F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY6,110,193$114M0.01%+23,77613F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN3,135,370$58.6M0.01%+85,62413F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA3,094,950$57.9M0.01%+160,75013F-HR/ATimelineGroup
IFC Advisors LLC2,777,729$51.9M10.84%+415,17713F-HRTimeline
LPL Financial LLC2,109,257$39.4M0.02%+312,14313F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,863,989$34.9M0.01%+103,88413F-HRTimelineGroup
Permanens Capital L.P.1,380,931$25.8M4.69%new13F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…1,233,237$23.1M0.04%+60,82413F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC787,811$14.7M0.21%+21,23013F-HRTimelineGroup
Tyche Wealth Partners LLC604,771$11.3M2.45%+9,84013F-HRTimeline
Bensler, LLC521,227$9.75M1.22%+84,89713F-HRTimeline
CORNERSTONE ADVISORS ASSET MANAGEMENT, …481,665$8.92M1.83%+33,34613F-HRTimeline
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding451,044$8.41M+35,927Timeline
Berger Financial Group, Inc402,626$7.53M0.52%+45,90213F-HRTimeline
Mariner, LLCin group Mariner, LLC383,019$7.16M0.01%+27,55913F-HRTimelineGroup
ROGCO, LP375,315$7.02M2.81%+23,63213F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC299,623$5.6M0.01%-3,69613F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.293,854$5.5M0.01%-7,18813F-HRTimelineGroup
AXS Investments LLC292,799$5.48M1.51%new13F-HRTimeline
PSI Advisors, LLC254,234$4.75M1.55%+36,78613F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC252,635$4.72M<0.01%+33,87413F-HRTimelineGroup
Private Advisor Group, LLC212,829$3.98M0.02%-135,08313F-HRTimeline
Grey Ledge Advisors, LLC193,168$3.61M0.95%+127,37313F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC161,797$3.03M0.01%+107,12813F-HRTimelineGroup
NewEdge Advisors, LLC151,736$2.84M0.02%+12,65713F-HRTimeline
Legacy Bridge, LLC136,465$2.55M1.42%+3,68513F-HRTimeline
J.W. COLE ADVISORS, INC.135,658$2.54M0.08%+8,25313F-HRTimeline
MassMutual Private Wealth & Trust, FSB133,072$2.49M0.07%-7,81913F-HRTimeline
MainStreet Investment Advisors LLC131,937$2.47M0.36%-10,80913F-HRTimeline
INVESTMENT PARTNERS, LTD.126,908$2.37M0.98%-10,22313F-HRTimeline
FLYNN ZITO CAPITAL MANAGEMENT, LLC118,106$2.21M1.01%-176,35213F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC114,087$2.13M<0.01%+65,82313F-HR/ATimelineGroup
Meadow Creek Wealth Advisors LLC113,673$2.13M1.59%+7,75513F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC111,422$2.08M<0.01%+2,50013F-HRTimelineGroup
Willis Johnson & Associates, Inc.111,382$2.08M0.16%-4,61213F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…110,943$2.07M0.01%+15,52013F-HRTimelineGroup
DEARBORN PARTNERS LLC104,148$1.95M0.09%-4,00813F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP102,931$1.92M<0.01%+5,07613F-HRTimelineGroup
&PARTNERS96,716$1.81M0.02%+3,56813F-HRTimeline
IBEX WEALTH ADVISORS93,464$1.75M0.23%-6,67213F-HRTimeline
Fiduciary Alliance LLC86,962$1.63M0.16%+1,11913F-HRTimeline
COMERICA BANK84,864$1.59M0.01%+9,50213F-HRTimeline
Gilliland Jeter Wealth Management LLC78,693$1.47M0.52%-43913F-HRTimeline
FLAGSTAR SECURITIES, INCin group FLAGSTAR SECURITIES, INC77,664$1.45M0.37%+6,00913F-HRTimelineGroup
Lifeworks Advisors, LLC76,422$1.43M0.24%new13F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.74,952$1.4M<0.01%+12,36213F-HRTimelineGroup
Smartleaf Asset Management LLC70,734$1.32M0.13%+15,62513F-HRTimeline
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…64,810$1.21M<0.01%-23,69013F-HRTimelineGroup
Sanctuary Advisors, LLC64,054$1.2M0.01%+2,95413F-HRTimeline
PEAPACK GLADSTONE FINANCIAL CORP62,746$1.17M0.02%new13F-HRTimeline
Capital Investment Advisory Services, L…58,303$1.09M0.1%+25,77313F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP54,315$1.02M<0.01%+2,94913F-HRTimelineGroup
UMB Bank, n.a.54,005$1.01M0.02%013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
First Citizens Financial Corp52,823$988K0.56%+21413F-HRTimeline
FourThought Financial Partners, LLC50,311$941K0.1%+1,63813F-HRTimeline
Wealthcare Advisory Partners LLCin group Wealthcare Advisory Partners …43,442$812K0.02%+7,52113F-HRTimelineGroup
Argent Trust Co40,305$754K0.03%013F-HRTimeline
U.S. Capital Wealth Advisors, LLC40,160$751K0.02%+1,49313F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp40,072$749K<0.01%+90013F-HRTimelineGroup
CAPITAL & PLANNING, LLC39,790$744K0.55%-5013F-HRTimeline
Activest Wealth Management39,555$740K0.2%-16,00713F-HRTimeline
Advisor Resource Council38,700$724K0.06%new13F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT LLC36,650$685K0.15%013F-HRTimeline
Henderson Brothers Financial Partners, …35,287$673K0.34%13F-HRTimeline
Waverly Advisors, LLC35,574$665K0.01%new13F-HRTimeline
Grant/GrossMendelsohn, LLC34,241$633K0.35%new13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…30,883$578K<0.01%new13F-HRTimelineGroup
Pinnacle Financial Partners Inc30,272$566K0.01%-8,05913F-HRTimeline
Mechanics Financial Corp29,718$556K0.25%+1,52513F-HRTimeline
LexAurum Advisors, LLC28,218$528K0.1%+4,27813F-HRTimeline
BTG Pactual Asset Management US LLCin group BTG Pactual Asset Management …25,772$482K0.06%+9,01013F-HRTimelineGroup
Coastal Bridge Advisors, LLC25,663$480K0.04%+6,44913F-HR/ATimeline
Heritage Wealth Management, Inc.25,300$473K0.16%013F-HRTimeline
Whipplewood Advisors, LLC700$407K0.29%-19,41213F-HRTimeline
Cambridge Investment Research Advisors,…20,653$386K<0.01%+66913F-HRTimeline
IFP Advisors, Inc19,540$365K0.01%+10,05713F-HRTimeline
XML Financial, LLC18,516$346K0.03%-76013F-HRTimeline
Orion Porfolio Solutions, LLC17,468$327K<0.01%-50,83113F-HRTimeline
Orion Portfolio Solutions, LLC17,468$327K<0.01%-50,83113F-HR/ATimeline
Jacobi Capital Management LLC17,043$319K0.02%-46813F-HRTimeline
W.G. Shaheen & Associates DBA Whitney &…16,500$309K0.03%013F-HRTimeline
AXXCESS WEALTH MANAGEMENT, LLC15,456$289K0.01%new13F-HRTimeline
EHRLICH FINANCIAL GROUP14,719$275K0.2%-22113F-HRTimeline
VestGen Advisors, LLC14,694$275K0.01%13F-HRTimeline
Farther Finance Advisors, LLC14,289$266K0.01%-11,41113F-HRTimeline
DAVENPORT & Co LLC12,253$229K<0.01%new13F-HRTimeline
SOUTH PLAINS FINANCIAL, INC.12,112$226K0.18%+53413F-HRTimeline
WEALTH MANAGEMENT RESOURCES, INC.11,497$215K0.08%new13F-HRTimeline
Main Street Financial Solutions, LLC11,264$211K0.02%new13F-HRTimeline
Griffith & Werner, Inc.11,029$206K0.13%+8913F-HRTimeline
Platform Technology Partners11,000$206K0.06%new13F-HRTimeline
CWM, LLCin group CWM, LLC10,413$195K<0.01%+8413F-HRTimelineGroup
WealthShield Partners, LLC10,294$192K0.02%+1113F-HRTimeline
2UniFi Bank10,100$190K0.12%013F-HRTimeline
FIDELIS CAPITAL PARTNERS, LLC10,111$187K0.02%013F-HRTimeline
Provenance Wealth Advisors, LLC9,797$183K0.03%013F-HRTimeline
Stonebridge Financial Group, LLC8,276$155K0.02%013F-HRTimeline
Compass Financial Services Inc5,975$112K0.06%-37313F-HRTimeline
HARBOR INVESTMENT ADVISORY, LLC5,000$93.5K0.01%013F-HRTimeline
Pinnacle Bancorp, Inc.4,120$77K0.03%013F-HRTimeline
PRIVATE TRUST CO NA3,414$63.8K0.01%-79813F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,468$46.2K<0.01%-12,80313F-HRTimelineGroup
Asset Dedication, LLC1,780$33.3K<0.01%new13F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\1,600$29.9K<0.01%013F-HRTimelineGroup
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.1,500$27.4K<0.01%-1,16613F-HRTimelineGroup
Steward Partners Investment Advisory, L…1,340$25.1K<0.01%new13F-HRTimeline
Cape Investment Advisory, Inc.535$10K<0.01%-8813F-HRTimeline
Rosenberg Matthew Hamilton495$9.26K<0.01%013F-HRTimeline
Laurel Wealth Advisors LLC185$3.46K<0.01%013F-HRTimeline
Caldwell Trust Co162$3.03K<0.01%new13F-HRTimeline
FMR LLCin group FMR LLC33$608<0.01%new13F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS30$561<0.01%-19413F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.