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Disclosery

PREF PRINCIPAL EXCHANGE TRADED FD

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SPECTRUM PFD (fund)

133 managers (134 13F filers) reported a position in PREF shares at 2025-12-31, 57,465,271 shares in all. 17 filers opened a position and 11 filers sold out during the quarter.

Managers
133
13F filers
134
New
17
Added
59
Reduced
37
Sold out
11
Shares held by filers
57,465,271

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/11,245,070$214M0.02%+498,17713F-HRTimelineGroup
UBS Group AGin group UBS Group AG7,181,546$137M0.03%+97,57313F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY6,865,997$131M0.01%+271,60613F-HR/ATimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN3,952,097$75.4M0.01%+359,53613F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA3,313,098$63.2M0.01%+206,49513F-HRTimelineGroup
LPL Financial LLC3,030,604$57.8M0.02%+308,73513F-HRTimeline
IFC Advisors LLC2,682,109$51.1M7.47%+59,14513F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,891,256$36.1M0.01%+207,13013F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC1,775,975$33.9M0.01%+695,83513F-HRTimelineGroup
Permanens Capital L.P.1,715,767$32.7M4.27%+247,25313F-HRTimeline
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding1,193,650$22.8M+249,570Timeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…1,188,051$22.7M0.03%-21,23113F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC809,086$15.4M<0.01%+168,59513F-HRTimelineGroup
Bensler, LLC707,404$13.5M1.35%+64,63913F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC691,936$13.2M0.15%-16,78013F-HRTimelineGroup
CORNERSTONE ADVISORS ASSET MANAGEMENT, …615,452$11.7M1.9%+52,30013F-HRTimeline
Mariner, LLCin group Mariner, LLC553,600$10.6M0.01%+38,60113F-HRTimelineGroup
Berger Financial Group, Inc455,416$8.68M0.5%+25,13913F-HRTimeline
ROGCO, LP387,187$7.38M2.44%+3,48413F-HRTimeline
Tyche Wealth Partners LLC384,025$7.32M1.16%-17,67613F-HRTimeline
NewEdge Advisors, LLC348,879$6.65M0.02%+49,69513F-HRTimeline
L2 Asset Management, LLC315,644$6.02M0.8%+54,20213F-HRTimeline
PSI Advisors, LLC291,119$5.73M1.44%+5,19713F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC268,683$5.12M0.01%-19,11113F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth260,375$4.97M0.01%+15,81513F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.248,905$4.75M0.01%+3,03213F-HRTimelineGroup
Grey Ledge Advisors, LLC208,749$3.98M0.9%-31,89413F-HRTimeline
Private Advisor Group, LLC204,334$3.9M0.02%+16,95513F-HRTimeline
Ocean Park Asset Management, LLC192,000$3.66M0.17%-54,10013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…162,835$3.11M0.01%+43,79613F-HR/ATimelineGroup
Miller Global Investments, LLC157,891$3.01M2.73%13F-HRTimeline
Creative Planningin group Creative Planning143,726$2.74M<0.01%+3,14913F-HRTimelineGroup
Meadow Creek Wealth Advisors LLC139,176$2.65M1.7%+2,60713F-HRTimeline
FOCUSED ALPHA, LLC138,592$2.64M0.78%13F-HRTimeline
MainStreet Investment Advisors LLC135,650$2.59M0.37%-83913F-HRTimeline
MassMutual Private Wealth & Trust, FSB134,715$2.57M0.07%+1,74613F-HRTimeline
Fiduciary Alliance LLC134,118$2.56M0.17%+15,82413F-HRTimeline
INSIGNEO ADVISORY SERVICES, LLC134,031$2.56M0.18%+31,15013F-HRTimeline
Legacy Bridge, LLC125,605$2.4M0.97%-3,74013F-HRTimeline
AXS Investments LLC123,103$2.35M0.81%-69,46513F-HR/ATimeline
J.W. COLE ADVISORS, INC.117,090$2.23M0.05%-19,04813F-HRTimeline
Sanctuary Advisors, LLC109,376$2.09M0.01%+34,81213F-HRTimeline
COMERICA BANK108,546$2.07M0.01%+13,22813F-HRTimeline
&PARTNERS103,787$1.98M0.01%-79013F-HRTimeline
INVESTMENT PARTNERS, LTD.99,541$1.9M0.66%013F-HRTimeline
Willis Johnson & Associates, Inc.99,339$1.89M0.12%-2,10313F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.90,359$1.72M<0.01%+5,14613F-HRTimelineGroup
DEARBORN PARTNERS LLC87,611$1.67M0.08%-2,42113F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp86,948$1.66M<0.01%+38,79513F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP84,662$1.61M<0.01%-1,75413F-HRTimelineGroup
IBEX WEALTH ADVISORS82,440$1.57M0.15%-11,82413F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC80,592$1.54M0.01%-174,04013F-HRTimelineGroup
Gilliland Jeter Wealth Management LLC78,202$1.49M0.45%-64613F-HRTimeline
Lifeworks Advisors, LLC70,777$1.35M0.17%-1,01213F-HRTimeline
FourThought Financial Partners, LLC67,288$1.28M0.11%+3,39813F-HRTimeline
Capital Investment Advisory Services, L…66,090$1.26M0.09%+8,33113F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP65,242$1.24M<0.01%-90813F-HRTimelineGroup
Cerity Partners LLCin group Cerity Partners LLC65,238$1.24M<0.01%-2,00513F-HRTimelineGroup
First Citizens Financial Corp60,814$1.16M0.57%+1,47913F-HRTimeline
MML INVESTORS SERVICES, LLC59,073$1.13M<0.01%+7,83513F-HRTimeline
FLYNN ZITO CAPITAL MANAGEMENT, LLC53,776$1.03M0.37%-43313F-HRTimeline
FLAGSTAR SECURITIES, INCin group FLAGSTAR SECURITIES, INC52,439$1M0.33%-13,67913F-HRTimelineGroup
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC50,027$954K0.01%-5,58313F-HRTimeline
Valor Advisors LLC49,143$937K0.78%13F-HRTimeline
Essex Financial Services, Inc.in group Essex Financial Services, Inc.47,378$903K0.05%013F-HRTimelineGroup
Smartleaf Asset Management LLC47,286$901K0.03%-11,80913F-HRTimeline
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…44,742$853K<0.01%+91313F-HRTimelineGroup
Mengis Capital Management, Inc.42,415$809K0.14%new13F-HRTimeline
Pinnacle Financial Partners, Inc.in group Pinnacle Financial Partners, …40,379$770K0.01%13F-HR/ATimelineGroup
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC39,402$751K<0.01%new13F-HRTimelineGroup
U.S. Capital Wealth Advisors, LLC38,733$739K0.02%+8,11513F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT, LLC.36,650$699K0.11%013F-HRTimeline
Mechanics Financial Corp35,449$676K0.25%-1,44513F-HRTimeline
Prospera Financial Services Inc33,060$630K0.01%new13F-HRTimeline
Activest Wealth Management32,473$619K0.12%+16713F-HRTimeline
Heritage Wealth Management, Inc.31,710$605K0.17%+5,82813F-HRTimeline
BTG Pactual Asset Management US LLCin group BTG Pactual Asset Management …31,478$597K0.07%+1,34213F-HRTimelineGroup
Coastal Bridge Advisors, LLC30,517$582K0.04%013F-HRTimeline
Argent Trust Co30,123$574K0.02%-55013F-HRTimeline
Waverly Advisors, LLC29,867$570K<0.01%-3,07413F-HRTimeline
UMB Bank, n.a.26,764$510K0.01%-2,16913F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
DIVERSIFIED TRUST CO25,333$483K0.01%new13F-HRTimeline
Resurgent Financial Advisors LLC24,319$464K0.23%+2,44713F-HRTimeline
Cordatus Wealth Management LLC23,260$444K0.1%new13F-HRTimeline
Cambridge Investment Research Advisors,…23,037$439K<0.01%+37913F-HRTimeline
MBL Wealth, LLC22,500$429K0.03%-50013F-HRTimeline
Whipplewood Advisors, LLC20,087$383K0.25%+26913F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC19,869$379K<0.01%-6,51613F-HRTimelineGroup
STEPHENS INC /AR/in group Stephens Investment Managemen…19,536$373K<0.01%-1,15213F-HRTimelineGroup
XML Financial, LLC19,278$368K0.03%+33113F-HRTimeline
Platform Technology Partners19,000$362K0.08%013F-HRTimeline
Advisory Services Network, LLC18,888$360K0.01%+3,17613F-HRTimeline
W.G. Shaheen & Associates DBA Whitney &…16,500$315K0.03%013F-HRTimeline
VestGen Advisors, LLC15,032$287K0.01%+33813F-HRTimeline
Boreal Capital Management LLC0$284K0.21%-16,81813F-HRTimelineAmount filed as zero, left out of ratios.
AXXCESS WEALTH MANAGEMENT, LLC13,610$260K<0.01%013F-HR/ATimeline
EVERETT HARRIS & CO /CA/13,000$248K<0.01%-10,50013F-HRTimeline
Jacobi Capital Management LLC12,931$247K0.01%-2,98313F-HRTimeline
C2P Capital Advisory Group, LLC d.b.a. …12,626$241K0.01%new13F-HRTimeline
SOUTH PLAINS FINANCIAL, INC.12,414$237K0.14%+62713F-HRTimeline
2UniFi Bank11,861$226K0.11%+2,16113F-HRTimeline
Main Street Financial Solutions, LLC11,737$224K0.02%+20113F-HRTimeline
WealthShield Partners, LLC10,870$207K0.02%+3313F-HRTimeline
CWM, LLCin group CWM, LLC10,850$207K<0.01%+2313F-HRTimelineGroup
Cetera Investment Advisers10,449$199K<0.01%-2,38713F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV10,323$197K<0.01%new13F-HRTimeline
FIDELIS CAPITAL PARTNERS, LLC10,111$193K0.01%013F-HRTimeline
Pinnacle Bancorp, Inc.7,940$151K0.04%+1,80513F-HRTimeline
PRIVATE TRUST CO NA5,830$111K0.01%-5,03813F-HRTimeline
HARBOR INVESTMENT ADVISORY, LLC5,000$95.3K0.01%013F-HRTimeline
Roxbury Financial LLC4,026$76.8K0.07%new13F-HRTimeline
Steward Partners Investment Advisory, L…3,035$57.9K<0.01%+1,69513F-HRTimeline
IFP Advisors, Inc2,553$48.7K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC2,390$45.6K<0.01%013F-HRTimelineGroup
FLAGSHIP HARBOR ADVISORS, LLC1,909$36.4K<0.01%new13F-HRTimeline
ROTHSCHILD INVESTMENT LLC1,539$29.3K<0.01%new13F-HRTimeline
Evelyn Partners Asset Management Ltdin group Evelyn Partners Group Ltd1,500$28.6K0.01%new13F-HRTimelineGroup
Cape Investment Advisory, Inc.1,030$19.6K0.01%new13F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP933$17.8K<0.01%new13F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…870$16.6K<0.01%new13F-HR/ATimelineGroup
CX Institutional772$15K<0.01%new13F-HRTimeline
Farther Finance Advisors, LLC745$14.2K<0.01%+1313F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO686$13.1K<0.01%+58813F-HRTimelineGroup
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…502$9.57K<0.01%013F-HRTimelineGroup
Rosenberg Matthew Hamilton495$9.44K<0.01%013F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…446$8.51K<0.01%new13F-HRTimeline
Quest 10 Wealth Builders, Inc.373$7.11K0.01%013F-HRTimeline
AlphaCore Capital LLC350$6.67K<0.01%new13F-HRTimeline
AdvisorNet Financial, Inc292$5.58K<0.01%+513F-HRTimeline
IFC & Insurance Marketing, Inc.169$3K<0.01%13F-HRTimeline
Keating Financial Advisory Services, In…120$2.29K<0.01%13F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS20$381<0.01%013F-HRTimelineGroup
FMR LLCin group FMR LLC43$82<0.01%+113F-HRTimelineGroup