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Disclosery

PREF PRINCIPAL EXCHANGE TRADED FD

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SPECTRUM PFD (fund)

124 managers (125 13F filers) reported a position in PREF shares at 2025-06-30, 50,234,236 shares in all. 21 filers opened a position and 10 filers sold out during the quarter.

Managers
124
13F filers
125
New
21
Added
48
Reduced
39
Sold out
10
Shares held by filers
50,234,236

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/10,222,023$194M0.02%+992,70013F-HRTimelineGroup
UBS Group AGin group UBS Group AG6,921,965$131M0.03%-124,20113F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY6,156,993$117M0.01%+46,80013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN3,250,027$61.7M0.01%+114,65713F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA3,073,039$58.3M0.01%-21,91113F-HR/ATimelineGroup
IFC Advisors LLC2,819,142$53.5M10%+41,41313F-HRTimeline
LPL Financial LLC2,791,483$53M0.02%+682,22613F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,532,641$29.1M0.01%-331,34813F-HRTimelineGroup
Permanens Capital L.P.1,520,729$28.8M3.93%+139,79813F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…1,213,739$23M0.04%-19,49813F-HRTimeline
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding713,382$13.5M+262,338Timeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC693,069$13.1M0.17%-94,74213F-HRTimelineGroup
Bensler, LLC582,078$11M1.24%+60,85113F-HRTimeline
CORNERSTONE ADVISORS ASSET MANAGEMENT, …525,948$9.98M1.92%+44,28313F-HRTimeline
Mariner, LLCin group Mariner, LLC504,757$9.58M0.01%+121,73813F-HRTimelineGroup
Berger Financial Group, Inc425,217$8.07M0.52%+22,59113F-HRTimeline
Tyche Wealth Partners LLC408,148$7.74M1.55%-196,62313F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC403,476$7.65M<0.01%+150,84113F-HRTimelineGroup
ROGCO, LP380,684$7.22M2.72%+5,36913F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC305,236$5.79M0.01%+5,61313F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.292,424$5.55M0.01%-1,43013F-HRTimelineGroup
Focus Partners Wealthin group Focus Partners Wealth242,920$4.61M0.01%new13F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC235,944$4.48M0.02%+74,14713F-HRTimelineGroup
AXS Investments LLC227,778$4.32M1.77%-65,02113F-HRTimeline
Grey Ledge Advisors, LLC224,275$4.25M1.04%+31,10713F-HRTimeline
KWB Wealth209,390$3.92M0.48%new13F-HRTimeline
Private Advisor Group, LLC181,787$3.45M0.02%-31,04213F-HRTimeline
NewEdge Advisors, LLC158,682$3.01M0.02%+6,94613F-HRTimeline
Creative Planningin group Creative Planning138,387$2.63M<0.01%new13F-HRTimelineGroup
J.W. COLE ADVISORS, INC.136,786$2.59M0.06%+1,12813F-HRTimeline
MainStreet Investment Advisors LLC131,041$2.49M0.34%-89613F-HRTimeline
Meadow Creek Wealth Advisors LLC130,435$2.47M1.67%+16,76213F-HRTimeline
Legacy Bridge, LLC130,360$2.47M1.17%-6,10513F-HRTimeline
MassMutual Private Wealth & Trust, FSB129,186$2.45M0.07%-3,88613F-HRTimeline
FLYNN ZITO CAPITAL MANAGEMENT, LLC117,386$2.23M0.94%-72013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…117,383$2.23M<0.01%+6,44013F-HR/ATimelineGroup
Fiduciary Alliance LLC103,095$1.96M0.15%+16,13313F-HRTimeline
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…102,829$1.95M0.01%+38,01913F-HRTimelineGroup
Willis Johnson & Associates, Inc.102,645$1.95M0.13%-8,73713F-HRTimeline
INVESTMENT PARTNERS, LTD.99,541$1.89M0.71%-27,36713F-HRTimeline
IBEX WEALTH ADVISORS95,623$1.81M0.19%+2,15913F-HRTimeline
&PARTNERS94,733$1.8M0.01%-1,98313F-HRTimeline
FIG FINANCIAL ADVISORY SERVICES INC /ADV93,655$1.78M1.19%new13F-HRTimeline
COMERICA BANK89,256$1.69M0.01%+4,39213F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP85,845$1.63M<0.01%-17,08613F-HRTimelineGroup
DEARBORN PARTNERS LLC84,284$1.6M0.08%-19,86413F-HRTimeline
Gilliland Jeter Wealth Management LLC78,615$1.49M0.49%-7813F-HRTimeline
FLAGSTAR SECURITIES, INCin group FLAGSTAR SECURITIES, INC78,578$1.49M0.41%+91413F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.78,543$1.49M<0.01%+3,59113F-HR/ATimelineGroup
Cerity Partners LLCin group Cerity Partners LLC78,346$1.49M<0.01%-33,07613F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO77,295$1.47M<0.01%+74,82713F-HRTimelineGroup
Lifeworks Advisors, LLC73,375$1.39M0.21%-3,04713F-HRTimeline
Boreal Capital Management LLC66,894$1.27M1.05%13F-HRTimeline
Sanctuary Advisors, LLC65,245$1.24M0.01%+1,19113F-HRTimeline
Smartleaf Asset Management LLC60,010$1.13M0.1%-10,72413F-HRTimeline
FourThought Financial Partners, LLC56,278$1.07M0.11%+5,96713F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP56,237$1.07M<0.01%+1,92213F-HRTimelineGroup
Capital Investment Advisory Services, L…55,603$1.05M0.09%-2,70013F-HRTimeline
UMB Bank, n.a.54,005$1.02M0.02%013F-HR/ATimeline
First Citizens Financial Corp50,847$965K0.53%-1,97613F-HRTimeline
Essex Financial Services, Inc.in group Essex Financial Services, Inc.47,378$899K0.06%new13F-HRTimelineGroup
Wealthcare Advisory Partners LLCin group Wealthcare Advisory Partners …44,543$845K0.02%+1,10113F-HRTimelineGroup
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC43,885$832K0.01%new13F-HRTimeline
Activest Wealth Management39,474$749K0.18%-8113F-HRTimeline
MML INVESTORS SERVICES, LLC38,426$729K<0.01%new13F-HRTimeline
CAPITAL & PLANNING, LLC38,340$727K0.49%-1,45013F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp38,024$721K<0.01%-2,04813F-HRTimelineGroup
Mechanics Financial Corp36,694$696K0.3%+6,97613F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT LLC36,650$695K0.12%013F-HRTimeline
U.S. Capital Wealth Advisors, LLC36,157$686K0.02%-4,00313F-HRTimeline
INSIGNEO ADVISORY SERVICES, LLC35,434$672K0.06%new13F-HRTimeline
LexAurum Advisors, LLC34,488$654K0.1%+6,27013F-HRTimeline
Waverly Advisors, LLC34,241$650K0.01%-1,33313F-HRTimeline
Argent Trust Co32,096$609K0.02%-8,20913F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…31,705$601K<0.01%+82213F-HRTimelineGroup
Pinnacle Financial Partners Inc30,272$574K0.01%013F-HRTimeline
BTG Pactual Asset Management US LLCin group BTG Pactual Asset Management …28,025$532K0.07%+2,25313F-HRTimelineGroup
Coastal Bridge Advisors, LLC25,663$487K0.04%013F-HRTimeline
Heritage Wealth Management, Inc.25,300$480K0.16%013F-HRTimeline
EVERETT HARRIS & CO /CA/23,500$446K0.01%new13F-HRTimeline
Cambridge Investment Research Advisors,…21,739$412K<0.01%+1,08613F-HRTimeline
STEPHENS INC /AR/in group Stephens Investment Managemen…20,417$387K0.01%new13F-HRTimelineGroup
Financial Advocates Investment Manageme…19,965$379K0.03%new13F-HRTimeline
Whipplewood Advisors, LLC19,583$371K0.2%+18,88313F-HRTimeline
IFP Advisors, Inc19,540$371K0.01%013F-HRTimeline
Platform Technology Partners19,000$360K0.09%+8,00013F-HRTimeline
XML Financial, LLC18,718$355K0.03%+20213F-HRTimeline
FSC Wealth Advisors, LLC17,675$335K0.21%new13F-HR/ATimeline
Cascade Financial Partners, LLC17,399$330K0.04%new13F-HRTimeline
Jacobi Capital Management LLC16,783$318K0.02%-26013F-HRTimeline
Orion Porfolio Solutions, LLC16,616$315K<0.01%-85213F-HR/ATimeline
EHRLICH FINANCIAL GROUP16,597$315K0.2%+1,87813F-HRTimeline
W.G. Shaheen & Associates DBA Whitney &…16,500$313K0.03%013F-HRTimeline
VestGen Advisors, LLC14,694$277K0.01%013F-HRTimeline
AXXCESS WEALTH MANAGEMENT, LLC13,602$258K0.01%-1,85413F-HRTimeline
SOUTH PLAINS FINANCIAL, INC.11,787$223K0.16%-32513F-HRTimeline
DAVENPORT & Co LLC11,753$223K<0.01%-50013F-HRTimeline
Main Street Financial Solutions, LLC11,396$216K0.02%+13213F-HRTimeline
Grant Private Wealth Management Inc11,159$212K0.12%new13F-HRTimeline
WealthShield Partners, LLC10,814$205K0.02%+52013F-HRTimeline
CWM, LLCin group CWM, LLC10,535$200K<0.01%+12213F-HRTimelineGroup
Resurgent Financial Advisors LLC10,268$195K0.11%new13F-HRTimeline
2UniFi Bank10,100$192K0.11%013F-HRTimeline
FIDELIS CAPITAL PARTNERS, LLC10,111$191K0.02%013F-HRTimeline
Provenance Wealth Advisors, LLC8,205$156K0.02%-1,59213F-HRTimeline
Pinnacle Bancorp, Inc.6,135$116K0.04%+2,01513F-HRTimeline
PRIVATE TRUST CO NA6,094$116K0.01%+2,68013F-HRTimeline
HARBOR INVESTMENT ADVISORY, LLC5,000$94.8K0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…2,577$48.9K<0.01%+1,23713F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC2,390$45.3K<0.01%new13F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\1,600$30.4K<0.01%013F-HRTimelineGroup
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.1,500$28.5K<0.01%013F-HRTimelineGroup
Farther Finance Advisors, LLC915$17.4K<0.01%-13,37413F-HRTimeline
HANTZ FINANCIAL SERVICES, INC.800$15K<0.01%new13F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
SouthState Bank Corpin group SouthState Bank Corp740$14K<0.01%new13F-HRTimelineGroup
Rosenberg Matthew Hamilton495$9.39K<0.01%013F-HRTimeline
Cape Investment Advisory, Inc.453$8.59K<0.01%-8213F-HRTimeline
Quest 10 Wealth Builders, Inc.428$8.12K0.01%new13F-HRTimeline
AdvisorNet Financial, Inc285$5.41K<0.01%new13F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…200$3.79K<0.01%new13F-HRTimelineGroup
FMR LLCin group FMR LLC41$762<0.01%+813F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS10$190<0.01%-2013F-HRTimelineGroup
Global Retirement Partners, LLC5$95<0.01%13F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.