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Disclosery

PREF PRINCIPAL EXCHANGE TRADED FD

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SPECTRUM PFD (fund)

104 managers (105 13F filers) reported a position in PREF shares at 2024-12-31, 43,836,727 shares in all. 10 filers opened a position and 4 filers sold out during the quarter.

Managers
104
13F filers
105
New
10
Added
50
Reduced
24
Sold out
4
Shares held by filers
43,836,727

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/8,900,444$166M0.02%+901,58413F-HRTimelineGroup
UBS Group AGin group UBS Group AG6,650,709$124M0.03%+134,41813F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY6,086,417$113M0.01%+801,33213F-HR/ATimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN3,049,746$56.8M0.01%-1,925,45213F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA2,934,200$54.6M0.01%+1,192,12613F-HRTimelineGroup
IFC Advisors LLC2,362,552$44M9.58%13F-HRTimeline
LPL Financial LLC1,797,114$33.4M0.01%+139,76313F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC1,760,105$32.8M0.01%13F-HR/ATimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…1,172,413$21.8M0.04%+29,35513F-HR/ATimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC766,581$14.3M0.2%+22,27613F-HRTimelineGroup
Tyche Wealth Partners LLC594,931$11.1M2.34%-8,96713F-HRTimeline
CORNERSTONE ADVISORS ASSET MANAGEMENT, …448,319$8.34M1.8%+28,57913F-HRTimeline
Bensler, LLC436,330$8.12M0.97%new13F-HRTimeline
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding415,117$7.73M+84,277Timeline
Berger Financial Group, Inc356,724$6.64M0.46%+31,22513F-HRTimeline
Mariner, LLCin group Mariner, LLC355,460$6.62M0.01%+20,43713F-HRTimelineGroup
ROGCO, LP351,683$6.54M2.67%+20013F-HRTimeline
Private Advisor Group, LLC347,912$6.47M0.04%+245,69813F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC303,319$5.64M0.01%-5,05313F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.301,042$5.6M0.01%-1,59313F-HRTimelineGroup
FLYNN ZITO CAPITAL MANAGEMENT, LLC294,458$5.48M2.55%-7,56213F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC218,761$4.07M<0.01%-37,45813F-HRTimelineGroup
PSI Advisors, LLC217,448$4.05M1.2%+2,72313F-HRTimeline
MainStreet Investment Advisors LLC142,746$2.66M0.37%+33,80913F-HRTimeline
MassMutual Private Wealth & Trust, FSB140,891$2.62M0.07%+27,50813F-HRTimeline
NewEdge Advisors, LLC139,079$2.59M0.02%+47,67413F-HRTimeline
INVESTMENT PARTNERS, LTD.137,131$2.55M1.05%013F-HRTimeline
Legacy Bridge, LLC132,780$2.47M1.29%+35013F-HRTimeline
J.W. COLE ADVISORS, INC.127,405$2.37M0.1%+5,63513F-HRTimeline
Willis Johnson & Associates, Inc.115,994$2.16M0.17%-8,03513F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC108,922$2.03M<0.01%+4,70513F-HRTimelineGroup
DEARBORN PARTNERS LLC108,156$2.01M0.08%+25113F-HRTimeline
Meadow Creek Wealth Advisors LLC105,918$1.97M1.42%+23,45613F-HRTimeline
IBEX WEALTH ADVISORS100,136$1.86M0.22%new13F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP97,855$1.82M<0.01%-7,46013F-HRTimelineGroup
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…95,423$1.78M<0.01%+1,44413F-HRTimelineGroup
&PARTNERS93,148$1.74M0.02%+46,27613F-HRTimeline
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…88,500$1.65M0.01%new13F-HRTimelineGroup
Fiduciary Alliance LLC85,843$1.6M0.16%+10,54113F-HRTimeline
Gilliland Jeter Wealth Management LLC79,132$1.47M0.5%-1,96013F-HRTimeline
Delta Investment Management, LLC78,860$1.47M0.29%+2,55913F-HRTimeline
COMERICA BANK75,362$1.4M0.01%+19,90913F-HR/ATimeline
FLAGSTAR SECURITIES, INCin group FLAGSTAR SECURITIES, INC71,655$1.33M0.33%+3,10113F-HRTimelineGroup
Orion Porfolio Solutions, LLC68,299$1.27M0.01%+6,94413F-HRTimeline
Orion Portfolio Solutions, LLC68,299$1.27M0.01%+6,94413F-HRTimeline
Grey Ledge Advisors, LLC65,795$1.22M0.32%new13F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.62,590$1.16M<0.01%+3,44713F-HR/ATimelineGroup
Pallas Capital Advisors LLC61,735$1.15M0.05%-281,26113F-HRTimeline
Sanctuary Advisors, LLC61,100$1.15M0.01%-1,90113F-HRTimeline
Activest Wealth Management55,562$1.03M0.29%+39413F-HRTimeline
Smartleaf Asset Management LLC55,109$1.03M0.1%+9,93013F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC54,669$1.02M0.01%+18,16713F-HRTimelineGroup
UMB Bank, n.a.54,005$1.01M0.02%-8,12413F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
First Citizens Financial Corp52,609$979K0.53%+1,27013F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP51,366$956K<0.01%-61,93713F-HRTimelineGroup
FourThought Financial Partners, LLC48,673$906K0.09%+48913F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC48,264$898K<0.01%-11,24013F-HRTimelineGroup
Argent Trust Co40,305$750K0.03%-11,13013F-HRTimeline
Laidlaw Wealth Management LLC40,160$747K0.33%+1,05513F-HRTimeline
CAPITAL & PLANNING, LLC39,840$741K0.54%13F-HRTimeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp39,172$729K<0.01%+2,31913F-HRTimelineGroup
U.S. Capital Wealth Advisors, LLC38,667$720K0.02%new13F-HRTimeline
Pinnacle Financial Partners Inc38,331$713K0.01%+1,92513F-HRTimeline
SCHNIEDERS CAPITAL MANAGEMENT LLC36,650$682K0.14%013F-HRTimeline
Wealthcare Advisory Partners LLCin group Wealthcare Advisory Partners …35,921$668K0.02%+1,34113F-HRTimelineGroup
Capital Investment Advisory Services, L…32,530$605K0.06%-9,08013F-HRTimeline
Mechanics Financial Corp28,193$525K0.24%+68513F-HRTimeline
Farther Finance Advisors, LLC25,700$478K0.02%-2,22413F-HRTimeline
Heritage Wealth Management, Inc.25,300$471K0.16%new13F-HRTimeline
Global Retirement Partners, LLC25,184$469K0.01%-17,94913F-HRTimeline
LexAurum Advisors, LLC23,940$446K0.09%+6,84713F-HRTimeline
Independent Advisor Alliance23,335$434K0.01%new13F-HRTimeline
Whipplewood Advisors, LLC20,112$374K0.21%13F-HRTimeline
Cambridge Investment Research Advisors,…19,984$372K<0.01%-83113F-HRTimeline
XML Financial, LLC19,276$359K0.03%-1,07113F-HRTimeline
Coastal Bridge Advisors, LLC19,214$358K0.09%new13F-HRTimeline
Jacobi Capital Management LLC17,511$326K0.02%-2,74813F-HRTimeline
BTG Pactual Asset Management US LLCin group BTG Pactual Asset Management …16,762$313K0.04%013F-HRTimelineGroup
W.G. Shaheen & Associates DBA Whitney &…16,500$307K0.03%+2,50013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO15,271$284K<0.01%-25,63213F-HRTimelineGroup
EHRLICH FINANCIAL GROUP14,940$278K0.2%+1,29613F-HRTimeline
SOUTH PLAINS FINANCIAL, INC.11,578$215K0.16%13F-HRTimeline
Griffith & Werner, Inc.10,940$204K0.13%13F-HRTimeline
Belpointe Asset Management LLC10,969$203K0.01%+19113F-HRTimeline
CWM, LLCin group CWM, LLC10,329$192K<0.01%+16013F-HRTimelineGroup
WealthShield Partners, LLC10,283$191K0.03%+2113F-HRTimeline
FIDELIS CAPITAL PARTNERS, LLC10,111$189K0.02%+11113F-HRTimeline
2UniFi Bank10,100$188K0.13%13F-HRTimeline
Provenance Wealth Advisors, LLC9,797$182K0.02%013F-HRTimeline
IFP Advisors, Inc9,483$176K0.01%+7,89413F-HRTimeline
Stonebridge Financial Group, LLC8,276$154K0.02%13F-HRTimeline
Compass Financial Services Inc6,348$118K0.07%13F-HRTimeline
HARBOR INVESTMENT ADVISORY, LLC5,000$93K0.01%013F-HRTimeline
PRIVATE TRUST CO NA4,212$78.4K0.01%-3,29613F-HRTimeline
Pinnacle Bancorp, Inc.4,120$76.7K0.02%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.2,666$49.6K<0.01%013F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\1,600$29.8K<0.01%013F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…1,000$18.6K<0.01%013F-HRTimelineGroup
Geneos Wealth Management Inc.794$14.8K<0.01%013F-HRTimeline
Cape Investment Advisory, Inc.623$11.6K<0.01%new13F-HRTimeline
Rosenberg Matthew Hamilton495$9.21K<0.01%013F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS224$4.17K<0.01%+4313F-HRTimelineGroup
Laurel Wealth Advisors LLC185$3.44K<0.01%new13F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.