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Disclosery

HTGC HERCULES CAPITAL INC

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COM (common), issuer CIK 1280784

342 managers (345 13F filers) reported a position in HTGC shares at 2025-09-30, 46,975,672 shares in all. 45 filers opened a position and 28 filers sold out during the quarter.

Managers
342
13F filers
345
New
45
Added
123
Reduced
100
Sold out
28
Shares held by filers
46,975,672

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Whipplewood Advisors, LLC15,318$290K0.19%new13F-HRTimeline
Cascade Financial Partners, LLC15,293$289K0.03%013F-HRTimeline
Global Endowment Management, LPin group Global Endowment Management, …15,000$284K0.04%-5,00013F-HRTimelineGroup
Allie Family Office LLC15,000$284K0.13%013F-HRTimeline
Arax Advisory Partners14,798$280K<0.01%+13,11613F-HRTimeline
Penbrook Management LLC14,775$279K0.2%+21213F-HRTimeline
Parallel Advisors, LLC14,694$278K0.01%-3613F-HRTimeline
Caprock Group, LLC14,215$277K0.01%13F-HRTimeline
Massar Capital Management, LP14,575$276K0.1%new13F-HRTimeline
Walleye Trading LLCin group Walleye Capital LLC14,471$274K<0.01%new13F-HRTimelineGroup
NOMURA ASSET MANAGEMENT CO LTDin group NOMURA ASSET MANAGEMENT CO LTD14,157$268K<0.01%-86013F-HRTimelineGroup
Strategic Financial Concepts, LLC14,150$268K0.04%013F-HRTimeline
CreativeOne Wealth, LLCin group CreativeOne Wealth, LLC14,135$267K0.01%+18513F-HRTimelineGroup
WEDBUSH SECURITIES INC13,916$263K0.01%-81813F-HRTimeline
UNITED CAPITAL FINANCIAL ADVISORS, LLCin group UNITED CAPITAL FINANCIAL ADVI…13,879$262K<0.01%-80013F-HRTimelineGroup
Modern Wealth Management, LLC13,765$260K0.01%+4113F-HRTimeline
FourThought Financial Partners, LLC13,035$246K0.02%+19513F-HRTimeline
Chung Wu Investment Group, LLC12,978$245K0.2%-2,20013F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management12,843$243K<0.01%-1313F-HRTimelineGroup
Fulton Bank, N.A.12,817$242K0.01%013F-HRTimeline
Snowden Capital Advisors LLC12,612$238K0.01%-1,40013F-HRTimeline
Beaumont Financial Advisors, LLC12,524$237K0.02%+28413F-HRTimeline
Sunbelt Securities, Inc.12,473$236K0.02%-1,06513F-HRTimeline
AXA Investment Managers S.A.12,462$236K<0.01%13F-HRTimeline
STEPHENS INC /AR/in group Stephens Investment Managemen…12,453$235K<0.01%013F-HRTimelineGroup
Keystone Financial Group12,198$231K0.02%013F-HR/ATimeline
WealthBridge Capital Management, LLC12,000$227K0.05%013F-HRTimeline
INVESTED ADVISORS11,295$226K0.33%13F-HRTimeline
HB Wealth Management, LLC11,928$226K<0.01%new13F-HRTimeline
ADVISORY RESEARCH INC11,836$224K0.03%-11213F-HRTimeline
Universal- Beteiligungs- und Serviceges…in group Universal- Beteiligungs- und …11,548$218K<0.01%013F-HRTimelineGroup
MACKENZIE FINANCIAL CORP11,442$216K<0.01%-11,04013F-HRTimeline
ORG Partners LLC11,425$216K0.04%-33113F-HRTimeline
WORLD EQUITY GROUP, INC.11,333$214K0.05%new13F-HRTimeline
ARGA Investment Management, LP11,223$212K0.01%new13F-HRTimeline
Baker Avenue Asset Management, LP11,015$208K<0.01%-162,49313F-HRTimeline
LM Advisors LLC10,900$206K0.03%new13F-HRTimeline
Anfield Capital Management, LLCin group Anfield Capital Management, L…10,828$205K0.06%-3,92013F-HRTimelineGroup
Federation des caisses Desjardins du Qu…10,575$200K<0.01%-3,20013F-HRTimeline
OCCUDO QUANTITATIVE STRATEGIES LP10,486$198K0.02%new13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…10,325$195K<0.01%-1,50613F-HRTimelineGroup
Diversified Enterprises, LLC10,312$195K0.01%013F-HRTimeline
Sanctuary Advisors, LLC10,146$192K<0.01%new13F-HR/ATimeline
Prospera Financial Services Inc10,078$191K<0.01%013F-HRTimeline
IFP Advisors, Inc9,041$171K<0.01%-17513F-HR/ATimeline
Cedar Wealth Management, LLC8,959$169K0.05%-80013F-HRTimeline
CHILTON CAPITAL MANAGEMENT LLC8,905$168K0.01%+1,90513F-HRTimeline
SG Americas Securities, LLC8,700$165K<0.01%new13F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC8,642$163K<0.01%-2,30913F-HRTimelineGroup
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP7,698$147K<0.01%+48313F-HRTimelineGroup
Wealthspire Advisors, LLC7,505$142K<0.01%new13F-HRTimeline
Leonteq Securities AG7,500$142K0.01%013F-HRTimeline
State of Alaska, Department of Revenue7,500$141K<0.01%new13F-HRTimeline
Annis Gardner Whiting Capital Advisors,…6,705$127K0.03%013F-HRTimeline
Allworth Financial LP6,652$126K<0.01%+68013F-HRTimeline
GROUP ONE TRADING LLC6,503$123K<0.01%-50,31413F-HRTimeline
Geneos Wealth Management Inc.6,475$122K<0.01%013F-HRTimeline
HUNTINGTON NATIONAL BANKin group HUNTINGTON NATIONAL BANK5,784$109K<0.01%-1,01513F-HRTimelineGroup
COMERICA BANK5,426$103K<0.01%-25513F-HRTimeline
MAI Capital Management5,024$95K<0.01%013F-HRTimeline
Heartwood Wealth Advisors LLC5,000$94.5K0.01%new13F-HRTimeline
SIGNATUREFD, LLC4,848$91.7K<0.01%-56313F-HRTimeline
Guerra Advisors Inc4,835$91.4K0.03%new13F-HRTimeline
Security National Bank4,353$82.3K0.01%+10513F-HRTimeline
CALDWELL SUTTER CAPITAL, INC.4,141$78.3K0.03%+10513F-HRTimeline
Blue Trust, Inc.4,000$75.6K<0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.3,966$75K<0.01%-15,44413F-HRTimeline
BROWN, LISLE/CUMMINGS, INC.3,811$72.1K0.02%013F-HRTimeline
Tradewinds Capital Management, LLC3,806$72K0.02%+7813F-HRTimeline
Aquatic Capital Management LLC3,715$70.3K<0.01%-1,70113F-HRTimeline
PRIVATE TRUST CO NA3,381$63.9K0.01%013F-HRTimeline
Kozak & Associates, Inc.3,437$58.9K0.01%+56013F-HRTimeline
ELEVATION WEALTH PARTNERS, LLC3,111$58.8K0.02%+1,33313F-HR/ATimeline
WFA of San Diego, LLC3,000$56.7K0.04%013F-HRTimeline
MTM Investment Management, LLC2,900$54.8K0.02%013F-HRTimeline
ARMSTRONG ADVISORY GROUP, INC2,837$53.7K<0.01%+2113F-HRTimeline
Bank Julius Baer & Co. Ltd, Zurich2,740$51.8K<0.01%new13F-HRTimeline
Nova Wealth Management, Inc.2,523$47.7K0.03%013F-HRTimeline
HOLLENCREST CAPITAL MANAGEMENT2,522$47.7K<0.01%013F-HRTimeline
CHESAPEAKE ASSET MANAGEMENT LLC2,350$44.4K0.04%-7613F-HRTimeline
DELTA ASSET MANAGEMENT LLC/TN2,251$42.6K<0.01%013F-HRTimeline
Archer Investment Corp2,035$38.5K0.01%-29613F-HRTimeline
Optiver Holding B.V.in group Optiver Holding B.V.2,020$38.2K<0.01%013F-HRTimelineGroup
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp2,017$38.1K<0.01%new13F-HRTimelineGroup
Estabrook Capital Management2,002$37.9K0.01%+4113F-HRTimeline
Orion Capital Management LLC2,000$37.8K0.01%new13F-HRTimeline
Point72 (DIFC) Ltd1,900$35.9K<0.01%new13F-HRTimeline
FINANCIAL CONSULATE, INC1,845$34.9K<0.01%new13F-HRTimeline
Alpine Bank Wealth Managementin group Alpine Bank Wealth Management1,829$34.6K<0.01%013F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC1,786$33.8K<0.01%+40013F-HRTimelineGroup
Kathleen S. Wright Associates Inc.1,580$29.9K0.01%013F-HRTimeline
Painted Porch Advisors LLC1,544$29.2K0.01%+313F-HRTimeline
Caitlin John, LLC1,525$28.8K0.02%new13F-HRTimeline
AllSquare Wealth Management LLC1,500$28.4K0.01%013F-HRTimeline
HHM Wealth Advisors, LLC1,500$28.4K<0.01%013F-HRTimeline
Rossby Financial, LCC1,487$27.7K0.01%+51813F-HRTimeline
Jefferies Financial Group Inc.in group Jefferies Financial Group Inc.1,392$26.3K<0.01%new13F-HRTimelineGroup
Spire Wealth Managementin group Spire Wealth Management1,365$25.8K<0.01%+413F-HRTimelineGroup
Ancora Advisors LLCin group Ancora Advisors LLC1,250$23.6K<0.01%013F-HRTimelineGroup
Clark Wealth Partners1,046$19.7K0.01%+2313F-HRTimeline
BROWN BROTHERS HARRIMAN & COin group BROWN BROTHERS HARRIMAN & CO960$18.2K<0.01%new13F-HRTimelineGroup
Point72 Asia (Singapore) Pte. Ltd.915$17.3K<0.01%new13F-HRTimeline
Financial Gravity Asset Management, Inc.in group Financial Gravity Companies, …900$17K<0.01%13F-HRTimelineGroup
CROWLEY WEALTH MANAGEMENT, INC.900$17K0.01%013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…884$16.7K<0.01%-3,89613F-HRTimelineGroup
WealthCollab, LLC836$15.8K0.01%013F-HRTimeline
Asset Dedication, LLC756$14.3K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC720$14K<0.01%-66113F-HRTimelineGroup
LANARK FINANCIAL, INC.710$13.4K<0.01%013F-HRTimeline
SALEM INVESTMENT COUNSELORS INC700$13.2K<0.01%013F-HRTimeline
VALLEY NATIONAL ADVISERS INC656$12K<0.01%013F-HRTimeline
Community Bank, N.A.625$11.8K<0.01%013F-HRTimeline
SUMMIT SECURITIES GROUP LLC600$11.3K<0.01%new13F-HRTimeline
Bank of New Hampshire600$11.3K<0.01%013F-HRTimeline
Pathway Financial Advisers, LLC577$10.9K<0.01%new13F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…520$9.83K<0.01%013F-HRTimelineGroup
ALERUS FINANCIAL NA517$9.78K<0.01%013F-HRTimeline
PFS Partners, LLC413$7.81K<0.01%013F-HRTimeline
JNBA Financial Advisors329$6.22K<0.01%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…322$6.08K<0.01%013F-HRTimelineGroup
VSM Wealth Advisory, LLC300$5.67K<0.01%013F-HRTimeline
Signature Resources Capital Management,…275$5.2K<0.01%013F-HRTimeline
William B. Walkup & Associates, Inc.229$4.33K<0.01%013F-HRTimeline
JPL Wealth Management, LLC200$3.78K<0.01%new13F-HRTimeline
TD Waterhouse Canada Inc.200$3.72K<0.01%013F-HRTimeline
SWAN Capital LLC189$3.57K<0.01%-6413F-HRTimeline
NISA INVESTMENT ADVISORS, LLC174$3.29K<0.01%013F-HRTimeline
ROTHSCHILD INVESTMENT LLC100$1.89K<0.01%013F-HRTimeline
Glen Eagle Advisors, LLC100$1.89K<0.01%013F-HRTimeline
FLAGSHIP WEALTH ADVISORS, LLC89$1.68K<0.01%new13F-HRTimeline
Quest 10 Wealth Builders, Inc.57$1.08K<0.01%013F-HRTimeline
West Financial Advisors, LLC53$1.01K<0.01%+113F-HRTimeline
Roble, Belko & Company, Inc56$1K<0.01%+113F-HRTimeline
Point72 Europe (London) LLP51$964<0.01%new13F-HRTimeline
HAGER INVESTMENT MANAGEMENT SERVICES, L…51$962<0.01%+113F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…46$870<0.01%-15113F-HRTimelineGroup
CoreCap Advisors, LLC32$607<0.01%+113F-HRTimeline
Luminist Capital LLC25$465<0.01%013F-HRTimeline
DANSKE BANK A/S2$38<0.01%new13F-HR/ATimeline
CITIGROUP INCin group CITIGROUP INC1$19<0.01%new13F-HRTimelineGroup
Creekmur Asset Management LLC1$16<0.01%013F-HRTimeline
HORIZON FINANCIAL SERVICES, LLC0$00%new13F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.