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Disclosery

HFRO HIGHLAND OPPS & INCOME FD

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HIGHLAND INCOME (fund), issuer CIK 1710680

96 managers (97 13F filers) reported a position in HFRO shares at 2025-03-31, 26,304,855 shares in all. 8 filers opened a position and 22 filers sold out during the quarter.

Managers
96
13F filers
97
New
8
Added
27
Reduced
42
Sold out
22
Shares held by filers
26,304,855

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC4,023,301$20.9M0.01%-118,70813F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY3,511,694$18.3M<0.01%+197,64513F-HRTimelineGroup
Thomas J. Herzfeld Advisors, Inc.2,677,303$13.9M4.74%-83,47513F-HRTimeline
Geneos Wealth Management Inc.2,068,884$10.8M0.16%+1,548,04613F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding1,786,616$9.29M+10,090Timeline
Invesco Ltd.in group Invesco Ltd.1,761,877$9.16M<0.01%-78,94013F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA1,436,380$7.47M<0.01%-720,15813F-HR/ATimelineGroup
Cambridge Investment Research Advisors,…949,184$4.94M0.02%+212,03513F-HRTimeline
NEXPOINT ASSET MANAGEMENT, L.P.in group NEXPOINT ASSET MANAGEMENT, L.…918,047$4.77M0.45%013F-HRTimelineGroup
LPL Financial LLC610,018$3.17M<0.01%-130,62713F-HRTimeline
Matisse Capital583,387$3.03M1.6%+74,38713F-HRTimeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…529,953$2.76M0.25%-390,38013F-HRTimelineGroup
Camelot Portfolios, LLC457,698$2.38M1.48%+95,57613F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …457,394$2.38M0.04%-24,07613F-HRTimelineGroup
CHOREO, LLC363,122$1.89M0.03%-79,43013F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV358,315$1.86M0.14%+2,00013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC332,418$1.73M<0.01%-96,12913F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.305,024$1.59M<0.01%-61,06213F-HRTimelineGroup
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC220,857$1.15M0.01%+21,37913F-HRTimelineGroup
North Ground Capital220,000$1.12M1.14%-330,00013F-HRTimeline
HighTower Advisors, LLC211,406$1.1M<0.01%-167,76813F-HRTimeline
IHT Wealth Management, LLC206,950$1.08M0.03%-195,15513F-HRTimeline
NWF Advisory Services Inc.206,000$1.07M0.15%new13F-HRTimeline
Yakira Capital Management, Inc.149,435$777K0.32%-54,81313F-HRTimeline
Aristides Capital LLC133,496$694K0.26%-17,41013F-HRTimeline
NewEdge Advisors, LLC117,733$612K<0.01%-6,31313F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.116,349$605K<0.01%+2,16213F-HRTimelineGroup
GatePass Capital, LLC109,800$571K0.43%+67,30013F-HRTimeline
AEGON USA Investment Management, LLC105,895$551K0.44%-90,72013F-HRTimeline
Samalin Investment Counsel, LLC96,013$499K0.2%+22,40013F-HRTimeline
Arlington Capital Management, Inc.89,674$466K0.35%-6,56813F-HRTimeline
SFI Advisors, LLC81,254$423K0.31%+49,94913F-HRTimeline
Cetera Investment Advisers65,292$340K<0.01%+8,12813F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC62,773$326K0.06%-10,20413F-HRTimeline
Atria Wealth Solutions, Inc.55,129$287K<0.01%+1213F-HRTimeline
INTEGRATED CAPITAL MANAGEMENT, INC.53,426$278K0.22%+10,47913F-HRTimeline
Marex Group Ltdin group Marex Group Ltd51,480$268K0.01%-205,49313F-HRTimelineGroup
Ariadne Wealth Management, LP52,846$267K0.14%+39313F-HRTimeline
Concorde Asset Management, LLC54,900$266K0.14%-1,90013F-HRTimeline
Creative Planningin group Creative Planning46,178$240K<0.01%-4,57613F-HRTimelineGroup
MIdWestOne Financial Group, Inc.36,578$190K0.03%013F-HRTimeline
CSS LLC/IL32,516$169K0.01%+10,44413F-HRTimeline
UBS Group AGin group UBS Group AG32,119$167K<0.01%-45,74113F-HRTimelineGroup
Private Advisor Group, LLC30,060$156K<0.01%+4,86713F-HRTimeline
Mariner, LLCin group Mariner, LLC30,042$156K<0.01%new13F-HRTimelineGroup
ICON ADVISERS INC/CO29,564$154K0.04%-494,95413F-HRTimeline
MELFA WEALTH MANAGEMENT, INC.29,135$152K0.1%013F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC28,904$150K<0.01%-24,83913F-HRTimelineGroup
Papamarkou Wellner Asset Management inc.30,000$149K0.1%013F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC28,605$149K0.01%-1,87113F-HRTimeline
Janney Montgomery Scott LLC27,102$141K<0.01%-30,18313F-HRTimeline
Kingsview Wealth Management, LLC26,791$139K<0.01%+2,18713F-HRTimeline
Sage Capital Management, LLC26,176$136K0.07%-12,06613F-HRTimeline
B. Riley Wealth Advisors, Inc.24,990$130K<0.01%-3,22313F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC23,070$120K<0.01%+36713F-HRTimelineGroup
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC21,306$111K<0.01%-61,82813F-HR/ATimelineGroup
MML INVESTORS SERVICES, LLC21,134$110K<0.01%+5,89113F-HRTimeline
Keystone Wealth Services, LLC19,700$102K0.03%+41213F-HRTimeline
One Charles Private Wealth Services, LLC17,248$89.7K0.03%013F-HRTimeline
CHANNEL WEALTH LLC16,722$87K0.03%-34013F-HRTimeline
Inscription Capital, LLC11,914$83.8K0.01%13F-HRTimeline
U.S. Capital Wealth Advisors, LLC14,827$77.1K<0.01%-3,33713F-HRTimeline
STEPHENS INC /AR/in group Stephens Investment Managemen…12,943$67.3K<0.01%-90113F-HRTimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP12,039$62.6K<0.01%-11,43813F-HRTimelineGroup
Post Resch Tallon Group Inc.12,121$61.9K0.06%+1313F-HRTimeline
Koshinski Asset Management, Inc.11,625$60.5K0.01%013F-HRTimeline
Bulldog Investors, LLP10,718$55.7K0.02%-159,00813F-HRTimeline
Capital Investment Advisory Services, L…10,703$55.7K<0.01%+15813F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC10,157$52.8K<0.01%-31,32013F-HR/ATimelineGroup
COMERICA BANK6,452$33.6K<0.01%-1,04713F-HRTimeline
Legacy Wealth Managment, LLC/IDin group Legacy Wealth Managment, LLC/…5,270$27.4K0.02%013F-HRTimelineGroup
Spire Wealth Managementin group Spire Wealth Management3,000$15.6K<0.01%013F-HRTimelineGroup
CREATIVE FINANCIAL DESIGNS INC /ADV2,363$12.3K<0.01%013F-HRTimeline
Byrne Asset Management LLC1,800$9.36K0.01%013F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\1,774$9.22K<0.01%new13F-HRTimelineGroup
Steward Partners Investment Advisory, L…1,261$6.56K<0.01%-1,07713F-HRTimeline
IFP Advisors, Inc1,158$6.02K<0.01%+2513F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,054$5.48K<0.01%-18,19113F-HRTimelineGroup
AMERIFLEX GROUP, INC.853$4.44K<0.01%013F-HRTimeline
Inlight Wealth Management, LLC671$3.49K<0.01%new13F-HRTimeline
Asset Dedication, LLC571$2.97K<0.01%013F-HRTimeline
Sandy Spring Bank488$2.54K<0.01%new13F-HRTimeline
Sound Income Strategies, LLC382$1.99K<0.01%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.396$1.77K<0.01%-31713F-HRTimelineGroup
CALDWELL SUTTER CAPITAL, INC.285$1.48K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC99$1K<0.01%013F-HRTimelineGroup
WPG Advisers, LLC171$889<0.01%-28913F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC168$872<0.01%013F-HRTimelineGroup
Mountain Hill Investment Partners Corp.116$601<0.01%+313F-HRTimeline
Cedar Mountain Advisors, LLC82$426<0.01%013F-HRTimeline
MAI Capital Management59$307<0.01%013F-HRTimeline
COLDSTREAM CAPITAL MANAGEMENT INC42$219<0.01%new13F-HRTimeline
FMR LLCin group FMR LLC28$146<0.01%new13F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1$7<0.01%-913F-HRTimelineGroup
AdvisorNet Financial, Inc1$7<0.01%new13F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.