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Disclosery

HFRO HIGHLAND OPPS & INCOME FD

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HIGHLAND INCOME (fund), issuer CIK 1710680

94 managers (94 13F filers) reported a position in HFRO shares at 2025-09-30, 27,870,186 shares in all. 15 filers opened a position and 12 filers sold out during the quarter.

Managers
94
13F filers
94
New
15
Added
21
Reduced
31
Sold out
12
Shares held by filers
27,870,186

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Saba Capital Management, L.P.in group Saba Capital Management, L.P.3,729,880$23.7M0.78%+1,458,72113F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC3,236,075$20.5M0.01%-530,65313F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY3,187,631$20.2M<0.01%-293,00613F-HR/ATimelineGroup
NEXPOINT ASSET MANAGEMENT, L.P.in group NEXPOINT ASSET MANAGEMENT, L.…2,818,047$17.9M1.59%+1,900,00013F-HRTimelineGroup
Thomas J. Herzfeld Advisors, Inc.2,796,339$17.8M6.09%+196,23013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding1,822,324$11.6M+28,350Timeline
Invesco Ltd.in group Invesco Ltd.1,330,719$8.45M<0.01%-414,39913F-HRTimelineGroup
Geneos Wealth Management Inc.981,727$6.23M0.16%-26,26213F-HRTimeline
Cambridge Investment Research Advisors,…934,988$5.94M0.02%-4,43313F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA701,695$4.46M<0.01%-304,31113F-HRTimelineGroup
LPL Financial LLC663,043$4.21M<0.01%+61,98013F-HRTimeline
Matisse Capital617,000$3.92M1.76%013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC595,969$3.78M<0.01%+256,92113F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …448,820$2.85M0.03%-18,13513F-HRTimelineGroup
Camelot Portfolios, LLC406,172$2.58M1.53%-23,44713F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.300,777$1.86M<0.01%-6,64013F-HRTimelineGroup
CHOREO, LLC221,418$1.41M0.02%+9,85713F-HRTimeline
North Ground Capital196,996$1.25M0.77%-1,00413F-HRTimeline
IHT Wealth Management, LLC192,918$1.23M0.03%+20313F-HRTimeline
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC191,834$1.22M0.01%-30,93513F-HRTimelineGroup
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…181,396$1.15M0.07%-496,15413F-HRTimelineGroup
Arlington Capital Management, Inc.158,438$1.01M0.64%-16,60913F-HRTimeline
Aristides Capital LLC133,496$848K0.25%013F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV130,086$826K0.05%-15,90013F-HRTimeline
HighTower Advisors, LLC124,853$793K<0.01%-49,85713F-HRTimeline
NewEdge Advisors, LLC120,911$768K<0.01%-96113F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC119,450$759K0.12%+41,54313F-HRTimeline
AEGON USA Investment Management, LLC105,895$672K0.46%013F-HRTimeline
Samalin Investment Counsel, LLC104,353$663K0.23%+13,85913F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.94,898$603K<0.01%-21,45113F-HRTimelineGroup
Marex Group Ltdin group Marex Group Ltd77,571$493K0.01%new13F-HRTimelineGroup
Cetera Investment Advisers71,596$455K<0.01%+88013F-HRTimeline
Concorde Asset Management, LLC65,700$412K0.17%13F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC53,855$342K<0.01%new13F-HRTimelineGroup
Ariadne Wealth Management, LP52,876$342K0.15%+1413F-HRTimeline
Creative Planningin group Creative Planning45,985$292K<0.01%-19713F-HRTimelineGroup
Balyasny Asset Management L.P.in group Balyasny Asset Management42,780$272K<0.01%new13F-HRTimelineGroup
INTEGRATED CAPITAL MANAGEMENT, INC.40,939$260K0.18%-13,93313F-HRTimeline
HRT FINANCIAL LP38,356$243K<0.01%+26,67613F-HRTimeline
NWF Advisory Services Inc.37,700$239K0.03%-17,70013F-HRTimeline
MIdWestOne Financial Group, Inc.36,578$232K0.03%013F-HRTimeline
Mariner, LLCin group Mariner, LLC36,439$231K<0.01%-3,11713F-HRTimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC35,717$227K<0.01%new13F-HRTimelineGroup
HB Wealth Management, LLC32,550$207K<0.01%new13F-HRTimeline
CSS LLC/IL32,516$206K0.01%013F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC32,372$206K<0.01%+5,78013F-HRTimelineGroup
UBS Group AGin group UBS Group AG32,256$205K<0.01%-97,10713F-HRTimelineGroup
INDEPENDENT FINANCIAL GROUP, LLC30,254$192K<0.01%+29913F-HRTimeline
Papamarkou Wellner Asset Management inc.30,000$190K0.12%013F-HRTimeline
MELFA WEALTH MANAGEMENT, INC.29,135$185K0.11%013F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…28,345$180K<0.01%-17,00713F-HRTimelineGroup
Janney Montgomery Scott LLC26,152$166K<0.01%-97413F-HRTimeline
B. Riley Wealth Advisors, Inc.24,430$155K0.01%013F-HRTimeline
MML INVESTORS SERVICES, LLC23,026$146K<0.01%+8013F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC21,490$136K<0.01%-1,97613F-HRTimelineGroup
Keystone Wealth Services, LLC20,545$130K0.03%+39813F-HRTimeline
Abel Hall, LLC20,000$127K0.05%013F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC19,357$123K<0.01%new13F-HRTimelineGroup
One Charles Private Wealth Services, LLC17,248$110K0.03%013F-HRTimeline
Yakira Capital Management, Inc.15,655$99.4K0.04%-74,22013F-HRTimeline
LifeWealth Investments, LLC14,625$92.9K0.03%013F-HR/ATimeline
CHANNEL WEALTH LLC14,216$90.3K0.02%-2,50613F-HRTimeline
Capital Investment Advisory Services, L…13,153$83.5K0.01%+21213F-HRTimeline
U.S. Capital Wealth Advisors, LLC12,827$81.5K<0.01%-2,00013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…12,770$81.1K<0.01%new13F-HRTimelineGroup
STEPHENS INC /AR/in group Stephens Investment Managemen…12,743$80.9K<0.01%013F-HRTimelineGroup
Koshinski Asset Management, Inc.11,625$73.8K<0.01%013F-HRTimeline
Catalyst Funds Management Pty Ltd10,800$68.6K0.01%new13F-HRTimeline
Bulldog Investors, LLP10,715$68K0.02%013F-HRTimeline
Advisory Services Network, LLC8,171$51.9K<0.01%new13F-HRTimeline
COMERICA BANK6,420$40.8K<0.01%013F-HRTimeline
Legacy Wealth Managment, LLC/IDin group Legacy Wealth Managment, LLC/…5,237$33.3K0.02%-3313F-HRTimelineGroup
CWM, LLCin group CWM, LLC3,747$24K<0.01%+3,64813F-HRTimelineGroup
CREATIVE FINANCIAL DESIGNS INC /ADV2,363$15K<0.01%013F-HRTimeline
Kilter Group LLC2,152$13.7K0.01%new13F-HRTimeline
Byrne Asset Management LLC1,800$11.4K0.01%013F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\1,775$11.3K<0.01%013F-HRTimelineGroup
Steward Partners Investment Advisory, L…1,261$8.01K<0.01%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,059$6.72K<0.01%new13F-HR/ATimelineGroup
Spire Wealth Managementin group Spire Wealth Management500$3.17K<0.01%-2,50013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN449$2.85K<0.01%-6,04813F-HRTimelineGroup
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.412$2.61K<0.01%+813F-HRTimelineGroup
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…400$2.54K<0.01%new13F-HRTimelineGroup
Sound Income Strategies, LLC382$2.51K<0.01%013F-HRTimeline
CALDWELL SUTTER CAPITAL, INC.285$1.81K<0.01%013F-HRTimeline
GABLES CAPITAL MANAGEMENT INC.269$1.71K<0.01%new13F-HRTimeline
Inlight Wealth Management, LLC160$1.02K<0.01%013F-HRTimeline
Mountain Hill Investment Partners Corp.121$765<0.01%+313F-HRTimeline
Cedar Mountain Advisors, LLC82$521<0.01%013F-HRTimeline
MAI Capital Management59$375<0.01%013F-HRTimeline
FMR LLCin group FMR LLC23$146<0.01%013F-HRTimelineGroup
Wealthspire Advisors, LLC7$44<0.01%new13F-HRTimeline
Strategic Wealth Partners, Ltd.6$38<0.01%new13F-HRTimeline
AdvisorNet Financial, Inc1$9<0.01%013F-HRTimeline