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Disclosery

HFRO HIGHLAND OPPS & INCOME FD

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HIGHLAND INCOME (fund), issuer CIK 1710680

111 managers (112 13F filers) reported a position in HFRO shares at 2024-12-31, 28,236,552 shares in all. 14 filers opened a position and 11 filers sold out during the quarter.

Managers
111
13F filers
112
New
14
Added
28
Reduced
38
Sold out
11
Shares held by filers
28,236,552

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC4,142,009$21.5M0.01%13F-HR/ATimelineGroup
MORGAN STANLEYin group MORGAN STANLEY3,314,049$17.2M<0.01%-406,16713F-HR/ATimelineGroup
Thomas J. Herzfeld Advisors, Inc.2,760,778$14.3M4.59%-258,67713F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA2,156,538$11.2M<0.01%-429,96713F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.1,840,817$9.55M<0.01%+16,37713F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCgroup of 2 filers holding1,776,526$9.22M-301,333Timeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…920,333$4.78M0.51%-431,11813F-HRTimelineGroup
NEXPOINT ASSET MANAGEMENT, L.P.in group NEXPOINT ASSET MANAGEMENT, L.…918,047$4.76M0.55%013F-HRTimelineGroup
LPL Financial LLC740,645$3.84M<0.01%-359,65513F-HRTimeline
Cambridge Investment Research Advisors,…737,149$3.83M0.01%-236,82213F-HRTimeline
North Ground Capital550,000$2.85M3.07%13F-HRTimeline
ICON ADVISERS INC/CO524,518$2.72M0.61%new13F-HRTimeline
Geneos Wealth Management Inc.520,838$2.7M0.09%+118,56713F-HRTimeline
Matisse Capital509,000$2.64M1.34%+53,93513F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …481,470$2.5M0.04%-133,15713F-HRTimelineGroup
CHOREO, LLC442,552$2.3M0.03%+67,16813F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC428,547$2.22M<0.01%-106,57613F-HRTimeline
IHT Wealth Management, LLC402,105$2.09M0.07%-64,63213F-HRTimeline
HighTower Advisors, LLC379,174$1.97M<0.01%-12,75313F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.366,086$1.9M<0.01%+95,68113F-HR/ATimelineGroup
Camelot Portfolios, LLC362,122$1.88M2.03%-19,72813F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV356,315$1.85M0.14%-7,42513F-HRTimeline
Marex Group Ltdin group Marex Group Ltd256,973$1.33M0.02%+246,86013F-HRTimelineGroup
Yakira Capital Management, Inc.204,248$1.06M0.42%new13F-HRTimeline
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC199,478$1.03M0.01%+11,75013F-HRTimelineGroup
AEGON USA Investment Management, LLC196,615$1.02M0.78%+33,49413F-HRTimeline
Bulldog Investors, LLP169,726$881K0.23%-182,46013F-HRTimeline
ABSOLUTE INVESTMENT ADVISERS, LLC169,300$879K0.11%new13F-HRTimeline
Aristides Capital LLC150,906$783K0.24%+16,29013F-HRTimeline
Private Capital Management, LLC141,000$732K0.08%+81,10013F-HRTimeline
NewEdge Advisors, LLC124,046$644K<0.01%+112,14113F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.114,187$593K<0.01%+11,60113F-HRTimelineGroup
Arlington Capital Management, Inc.96,242$499K0.35%+13,18813F-HRTimeline
Arete Wealth Advisors, LLC88,704$472K0.03%-1,44213F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC83,134$431K<0.01%+67,86113F-HRTimelineGroup
UBS Group AGin group UBS Group AG77,860$404K<0.01%+46,54813F-HRTimelineGroup
Samalin Investment Counsel, LLC73,613$382K0.16%-16,74613F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC72,977$379K0.07%+67,58313F-HRTimeline
Quarry LP65,900$342K0.07%new13F-HRTimeline
Ariadne Wealth Management, LP52,453$304K0.14%+1213F-HRTimeline
Janney Montgomery Scott LLC57,285$297K<0.01%-22,36213F-HRTimeline
Cetera Investment Advisers57,164$297K<0.01%-88713F-HRTimeline
Concorde Asset Management, LLC56,800$295K0.15%-1,50013F-HRTimeline
Atria Wealth Solutions, Inc.55,117$286K<0.01%+2,77213F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC53,743$279K<0.01%+10,33513F-HRTimelineGroup
Creative Planningin group Creative Planning50,754$263K<0.01%-1,09413F-HRTimelineGroup
SCOTIA CAPITAL INC.49,362$256K<0.01%013F-HRTimeline
INTEGRATED CAPITAL MANAGEMENT, INC.42,947$223K0.18%+3,07113F-HRTimeline
GatePass Capital, LLC42,500$221K0.24%13F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC41,477$215K<0.01%-1,80013F-HRTimelineGroup
Sanctuary Advisors, LLC36,230$206K<0.01%-30013F-HRTimeline
Sage Capital Management, LLC38,242$198K0.1%-63,19613F-HRTimeline
MIdWestOne Financial Group, Inc.36,578$190K0.03%013F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC33,253$173K<0.01%-62,33013F-HRTimelineGroup
SFI Advisors, LLC31,305$162K0.11%-32,67713F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC30,476$158K0.01%-34,78013F-HRTimeline
Papamarkou Wellner Asset Management inc.30,000$156K0.11%13F-HRTimeline
MELFA WEALTH MANAGEMENT, INC.29,135$151K0.1%013F-HRTimeline
B. Riley Wealth Advisors, Inc.28,213$146K<0.01%-32513F-HRTimeline
CAPTRUST FINANCIAL ADVISORS27,368$142K<0.01%013F-HRTimeline
Private Advisor Group, LLC25,193$131K<0.01%+5,84113F-HRTimeline
Kingsview Wealth Management, LLC24,604$128K<0.01%-2,64913F-HRTimeline
Sequoia Financial Advisors, LLC23,981$124K<0.01%new13F-HR/ATimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP23,477$122K<0.01%-4,51413F-HRTimelineGroup
Maridea Wealth Management LLC22,951$119K0.04%13F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC22,703$118K<0.01%-5,48513F-HRTimelineGroup
CSS LLC/IL22,072$115K0.01%013F-HRTimeline
Keystone Wealth Services, LLC19,288$100K0.03%+39113F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/19,245$99.9K<0.01%new13F-HRTimelineGroup
U.S. Capital Wealth Advisors, LLC18,164$94.3K<0.01%+5,00013F-HRTimeline
One Charles Private Wealth Services, LLC17,248$89.5K0.03%013F-HRTimeline
CHANNEL WEALTH LLC17,062$88.6K0.03%013F-HRTimeline
MML INVESTORS SERVICES, LLC15,243$79K<0.01%+1,05513F-HRTimeline
Walleye Capital LLCin group Walleye Capital LLC15,033$78K<0.01%new13F-HRTimelineGroup
STEPHENS INC /AR/in group Stephens Investment Managemen…13,844$71.8K<0.01%-12,94313F-HRTimelineGroup
Jackson Wealth Management, LLC13,237$69K0.01%013F-HRTimeline
SUMMIT SECURITIES GROUP LLC13,293$69K0.03%new13F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC13,223$68.6K<0.01%new13F-HRTimelineGroup
Post Resch Tallon Group Inc.12,108$64.1K0.06%13F-HRTimeline
Koshinski Asset Management, Inc.11,625$60.3K0.01%013F-HRTimeline
Capital Investment Advisory Services, L…10,545$54.7K0.01%-8,01013F-HRTimeline
TRUST CO OF TOLEDO NA /OH/10,000$51.9K0.01%new13F-HRTimeline
COMERICA BANK7,499$38.9K<0.01%-2,65613F-HR/ATimeline
Legacy Investment Solutions, LLC5,270$30.5K0.02%013F-HRTimeline
Legacy Wealth Managment, LLC/IDin group Legacy Wealth Managment, LLC/…5,270$30.5K0.02%013F-HRTimelineGroup
Spire Wealth Managementin group Spire Wealth Management3,000$15.6K<0.01%-4,00013F-HRTimelineGroup
CREATIVE FINANCIAL DESIGNS INC /ADV2,363$12.3K<0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…2,338$12.1K<0.01%013F-HRTimeline
BESSEMER GROUP INCin group BESSEMER GROUP INC2,235$12K<0.01%+1313F-HRTimelineGroup
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…2,132$11.1K<0.01%new13F-HRTimelineGroup
AlphaMark Advisors, LLC1,950$10K<0.01%+3913F-HRTimeline
Byrne Asset Management LLC1,800$9.34K0.01%013F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP1,493$7.75K<0.01%new13F-HRTimelineGroup
IFP Advisors, Inc1,133$5.88K<0.01%+2313F-HRTimeline
Wingate Wealth Advisors, Inc.1,000$5.19K0.01%13F-HRTimeline
Teamwork Financial Advisors, LLC16,141$5.17K<0.01%new13F-HRTimeline
AMERIFLEX GROUP, INC.853$4.91K<0.01%13F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.713$3.86K<0.01%-1513F-HRTimelineGroup
Asset Dedication, LLC571$2.96K<0.01%013F-HRTimeline
WPG Advisers, LLC460$2.39K<0.01%13F-HRTimeline
Sound Income Strategies, LLC382$1.98K<0.01%013F-HRTimeline
CALDWELL SUTTER CAPITAL, INC.285$1.48K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC99$1K<0.01%013F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC168$872<0.01%-2013F-HRTimelineGroup
Mountain Hill Investment Partners Corp.113$587<0.01%13F-HRTimeline
Cedar Mountain Advisors, LLC82$426<0.01%013F-HRTimeline
MAI Capital Management59$307<0.01%new13F-HRTimeline
CoreCap Advisors, LLC57$296<0.01%-1,85013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN10$54<0.01%-3,96913F-HRTimelineGroup
Coppell Advisory Solutions LLC8$42<0.01%013F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.