13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2025-06-30, filed 2025-08-14, with 296 holding rows worth $725,229,989.
- Accession
- 0001461790-25-000044
- Filer
- CIK 1461790
- Filed
- 2025-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2025
A holdings report, 296 entries on the cover page, a total value of $725,229,989 stated on the cover page (in dollars after the unit check, H1), rows summing to $725,229,989 with VALUE read as dollars as filed, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 105,000 | $32,007,149 | dollars as filed | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 390,000 | $18,458,701 | dollars as filed | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 200,000 | $16,130,000 | dollars as filed | put |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 250,000 | $15,302,500 | dollars as filed | put |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 15,679 | $15,152,190 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 14,137 | $14,138,410 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 10,000 | $14,091,000 | dollars as filed | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 14,500 | $14,063,550 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 13,859 | $13,720,410 | dollars as filed | principal |
| TripAdvisor Inc | 896945AD4 | CONV | 14,000 | $13,470,800 | dollars as filed | principal |
| Sphere Entertainment Co Note 3.500 percent 12/0 | 55826TAB8 | Convertible | 8,500 | $11,996,900 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 7,000 | $10,765,300 | dollars as filed | principal |
| iShares Silver Trust | 46428Q109 | COM | 328,000 | $10,761,680 | dollars as filed | call |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 174,000 | $10,650,540 | dollars as filed | |
| BLACKBERRY LTD | 09228FAM5 | NOTE 3.000% 2/1 | 7,000 | $10,116,400 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 10,000 | $9,722,000 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 10,000 | $9,585,000 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 10,000 | $9,512,000 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $9,470,000 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 10,000 | $9,286,000 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 9,321 | $9,197,030 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAF4 | NOTE 0.250% 4/0 | 7,000 | $9,172,800 | dollars as filed | principal |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 9,249 | $8,853,140 | dollars as filed | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 29,000 | $8,840,070 | dollars as filed | put |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 142,500 | $8,722,425 | dollars as filed | call |
| APPLIED OPTOELECTRONICS INC | 03823UAE2 | NOTE 2.750% 1/1 | 9,000 | $8,399,700 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 7,344 | $8,292,110 | dollars as filed | principal |
| FIRST SOLAR INC COM | 336433107 | Stock | 48,291 | $7,994,092 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 5,000 | $7,675,000 | dollars as filed | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 7,000 | $7,290,500 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 7,473 | $7,067,960 | dollars as filed | principal |
| CENTURY ALUM CO | 156431AQ1 | NOTE 2.750% 5/0 | 5,750 | $6,885,620 | dollars as filed | principal |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 321,870 | $6,801,113 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC | 83419XAA6 | NOTE 4.750% 5/0 | 4,750 | $6,369,750 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 5,000 | $5,934,000 | dollars as filed | principal |
| CORE SCIENTIFIC INC NEW | 21874A106 | COM | 346,591 | $5,916,308 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 6,000 | $5,769,600 | dollars as filed | principal |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 317,126 | $5,533,849 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 62,500 | $5,451,250 | dollars as filed | put |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 6,000 | $5,422,800 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 34,000 | $5,143,520 | dollars as filed | call |
| ADVANCED ENERGY INDS | 007973AE0 | NOTE 2.500% 9/1 | 4,000 | $4,799,600 | dollars as filed | principal |
| Net Lease Office Properties | 64110Y108 | COM | 144,800 | $4,713,240 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 4,000 | $4,601,600 | dollars as filed | principal |
| HENNESSY CAP INVT CORP VII | G4405D107 | ORD SHS CL A | 452,717 | $4,599,605 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 32,782 | $4,541,618 | dollars as filed | |
| GOPRO INC | 38268TAD5 | BOND | 5,000 | $4,535,500 | dollars as filed | principal |
| COHENCIRCLEACQUISITIONCOR | G3730H106 | SHS CL A | 410,086 | $4,498,644 | dollars as filed | |
| COLOMBIERACQUISITIONCORPI | G2283U100 | COM SHS CL A | 283,990 | $4,390,485 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 60,100 | $4,323,594 | dollars as filed | call |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 5,095 | $4,257,890 | dollars as filed | principal |
| WILLOW LANE ACQUISITION CORP | G9675P102 | ORD SHS CL A | 412,413 | $4,218,985 | dollars as filed | |
| TALEN ENERGY CORP COM | 87422Q109 | Stock | 14,100 | $4,099,857 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100,000 | $3,993,000 | dollars as filed | |
| GORES HLDGS X INC | G4002F109 | SHS CL A | 389,326 | $3,990,592 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 4,000 | $3,776,800 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 4,000 | $3,764,400 | dollars as filed | principal |
| RITHM ACQUISITION CORP | G75751100 | CL A | 347,708 | $3,543,144 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 40,000 | $3,530,000 | dollars as filed | call |
| HOWARD HUGHES HOLDINGS INC COM | 44267T102 | Stock | 52,000 | $3,510,000 | dollars as filed | call |
| CORE SCIENTIFIC INC NEW | 21874A106 | COM | 200,000 | $3,414,000 | dollars as filed | call |
| Jena Acquisition Corp Ii Unit 99/99/9999 | G5093B121 | Unit | 325,200 | $3,343,056 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K106 | CL A | 300,000 | $3,330,000 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 100,000 | $3,280,000 | dollars as filed | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 75,000 | $3,251,250 | dollars as filed | call |
| ARES ACQUISITION CORP II | G33033104 | SHS CLASS A | 282,079 | $3,195,955 | dollars as filed | |
| BOLD EAGLE ACQUISITION CORP | G2003N105 | CL A | 303,575 | $3,178,430 | dollars as filed | |
| BERTO ACQUISITION CORP | G1051H101 | ORD SHS | 304,536 | $3,173,265 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,015,786 | $3,128,621 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 447,734 | $3,107,274 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 3,000 | $3,102,600 | dollars as filed | principal |
| CHURCHILL CAP CORP X | G2130T124 | UNIT 05/14/2030 | 300,000 | $3,090,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 33,048 | $3,083,379 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 835,087 | $3,031,366 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A106 | COM | 175,000 | $2,987,250 | dollars as filed | put |
| FLUOR CORP | 343412102 | COM | 58,200 | $2,983,914 | dollars as filed | |
| CENTURION ACQUISITION CORP | G20315100 | SHS CL A | 282,839 | $2,975,466 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,746 | $2,970,873 | dollars as filed | |
| MKS INC. | 55306NAB0 | NOTE 1.250% 6/0 | 3,000 | $2,967,300 | dollars as filed | principal |
| SUNRUN INC | 86771WAD7 | NOTE 4.000% 3/0 | 4,000 | $2,859,600 | dollars as filed | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,000 | $2,840,150 | dollars as filed | put |
| SILVERBOX CORP IV | G81354105 | SHS CL A | 249,209 | $2,731,331 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 3,000 | $2,726,700 | dollars as filed | principal |
| PROCAP ACQUISITION CORP | G7257A113 | UNIT 05/16/2030 | 251,303 | $2,693,968 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,000 | $2,660,850 | dollars as filed | |
| CANTOR EQUITY PARTNERS I INC | G1827K107 | SHS CL A | 217,896 | $2,592,962 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 71,074 | $2,587,094 | dollars as filed | |
| PERIMETER ACQUISITION CORP I | G7010A129 | COM CL A | 247,237 | $2,514,400 | dollars as filed | |
| BLUE ACQUISITION CORP. | G1331A124 | UNIT 06/02/2030 | 249,900 | $2,508,996 | dollars as filed | |
| TITAN ACQUISITION CORP | G8901A103 | CL A | 245,600 | $2,465,824 | dollars as filed | |
| REPUBLIC DIGITAL ACQUISITION | G7515A103 | USD CL A ORD SHS | 238,720 | $2,449,267 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 230,364 | $2,395,786 | dollars as filed | |
| WEN ACQUISITION CORP | G9R39C129 | UNIT 05/16/2030 | 226,317 | $2,392,171 | dollars as filed | |
| DIGITAL ASSET ACQUISITION CO | G2868C103 | SHS CL A | 226,951 | $2,378,446 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 10,608 | $2,327,289 | dollars as filed | |
| CANTOR EQUITY PARTNERS II IN | G1827P106 | CL A ORD SHS | 208,586 | $2,300,704 | dollars as filed | |
| INFLECTION PT ACQUISITION CO | G47875102 | CL A ORD SHS | 223,166 | $2,267,367 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 47,460 | $2,242,010 | dollars as filed | |
| GALAXY DIGITAL INC. CL A | 36317J209 | Stock | 75,000 | $2,236,500 | dollars as filed | put |
| HAYMAKER ACQUISITION | G4375F108 | Common Stock | 199,800 | $2,217,780 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 20,000 | $2,185,800 | dollars as filed | put |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 6,167 | $2,158,943 | dollars as filed | |
| CAL REDWOOD ACQUISITION CORP | G17564108 | COM CL A | 215,031 | $2,143,859 | dollars as filed | |
| SIM Acquisition I Corp | G8431T101 | Equity | 205,292 | $2,139,143 | dollars as filed | |
| COLUMBUS CIRCLE CAP CORP. I | G2296A109 | SHS CL A | 200,000 | $2,124,000 | dollars as filed | |
| CANTOR EQUITY PARTNERS III I | G1828A108 | SHS CL A | 200,000 | $2,110,000 | dollars as filed | |
| OAKTREE ACQUISITION CORP III | G6717R104 | SHS CL A | 195,292 | $2,040,801 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 25,000 | $2,016,250 | dollars as filed | call |
| GREENFIRE RES LTD NEW | 39525U107 | COM SHS | 447,600 | $1,996,296 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 25,000 | $1,987,000 | dollars as filed | call |
| LIVE OAK ACQUISITION CORP V | G5509P102 | CL A SHS | 178,100 | $1,905,670 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 12,004 | $1,902,154 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 2,000 | $1,889,400 | dollars as filed | principal |
| EQV VENTURES ACQUISITION COR | G3106N109 | CMN | 174,421 | $1,833,165 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 38,200 | $1,808,006 | dollars as filed | |
| AXIOM INTELLIGENCE AC CORP 1 | G0750N120 | UNIT 06/10/2030 | 177,159 | $1,787,534 | dollars as filed | |
| RENATUS TACTICAL ACQUIS | G7490F101 | SHS CL A | 145,320 | $1,714,776 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 125,000 | $1,677,500 | dollars as filed | call |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 221,043 | $1,655,612 | dollars as filed | |
| ARCHIMEDES TECH SPAC PARTNER | G04537109 | ORD SHS | 160,170 | $1,638,539 | dollars as filed | |
| COREWEAVE INC COM CL A | 21873S108 | COM | 10,000 | $1,630,600 | dollars as filed | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 170,000 | $1,598,000 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 40,000 | $1,586,000 | dollars as filed | put |
| Peakstone Realty Trust | 39818P799 | REIT | 116,697 | $1,541,567 | dollars as filed | |
| FIFTH ERA ACQUISITION CORP I | G3415K101 | ORD SHS CL A | 150,000 | $1,522,500 | dollars as filed | |
| LIGHTWAVE ACQUISITION CORP | G5490M118 | UNIT 06/06/2030 | 150,000 | $1,509,000 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,500 | $1,483,575 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 60,000 | $1,470,000 | dollars as filed | |
| SPIRIT AVIATION HLDGS IN | 84863V101 | COM | 287,976 | $1,437,000 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 50,000 | $1,430,000 | dollars as filed | put |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,500 | $1,420,075 | dollars as filed | call |
| OWENS CORNING NEW | 690742101 | COM | 10,000 | $1,375,200 | dollars as filed | call |
| Broadcom Inc. | 11135F101 | COM | 4,854 | $1,338,005 | dollars as filed | |
| YORKVILLE ACQUISITION CORP. | G98659108 | UNIT 06/06/2030 | 115,000 | $1,293,750 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 99,918 | $1,247,976 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 10,000 | $1,232,500 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 7,000 | $1,212,400 | dollars as filed | call |
| CHURCHILL CAPITAL CORP IX | G21301109 | CL A SHS | 114,350 | $1,202,962 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 15,000 | $1,192,200 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 9,100 | $1,180,907 | dollars as filed | call |
| V F CORP COM | 918204108 | Stock | 100,000 | $1,175,000 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 25,000 | $1,168,250 | dollars as filed | call |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 107,092 | $1,160,877 | dollars as filed | |
| GEN DIGITAL INC | 668771116 | RIGHT 99/99/9999 | 143,630 | $1,151,913 | dollars as filed | |
| ARTIUS II ACQUISITION INC | G0509J115 | SHS CL A | 112,006 | $1,133,501 | dollars as filed | |
| ROMAN DBDR ACQUISITION CORP | G7633M104 | ORD SHS CL A | 107,090 | $1,104,098 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 4,000 | $1,065,360 | dollars as filed | call |
| ROCKET COS INC | 77311W101 | COM CL A | 75,000 | $1,063,500 | dollars as filed | call |
| HELIX ACQUISITION CORP II | G4444H101 | CL A ORD SHS | 100,000 | $1,062,000 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 13,013 | $1,058,347 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 8,000 | $1,031,360 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 238,417 | $1,027,577 | dollars as filed | |
| JBS N.V. | N4732M103 | CL A SHS | 69,944 | $1,021,882 | dollars as filed | |
| Kochav Defense Acqui Co Unit 05/21/2030 | G5304D122 | Unit | 100,000 | $1,018,000 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,500 | $1,016,595 | dollars as filed | put |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 32,071 | $1,014,726 | dollars as filed | |
| OYSTER ENTERPRISES II ACQUIS | G6861F120 | UNIT 05/22/2030 | 100,000 | $1,012,000 | dollars as filed | |
| SIZZLE ACQUISITION CORP. II | G8193F109 | USD CL A ORD SHS | 100,000 | $1,005,000 | dollars as filed | |
| LIONHEART HOLDINGS | G5501C109 | SHS CL A | 83,943 | $881,402 | dollars as filed | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 133,725 | $849,154 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,000 | $827,700 | dollars as filed | call |
| IRENLTDF | Q4982L109 | STOK | 50,000 | $728,500 | dollars as filed | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,000 | $702,900 | dollars as filed | call |
| CORE NATURAL RESOURCES INC | 218937100 | COM SHS | 10,000 | $697,400 | dollars as filed | call |
| SUNRUN INC | 86771W105 | COM | 81,639 | $667,807 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 20,000 | $665,400 | dollars as filed | put |
| iShares Silver Trust | 46428Q109 | COM | 19,400 | $636,514 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,000 | $631,960 | dollars as filed | |
| COLOMBIER ACQUISITION CORP I | G2283U118 | WARRANT | 168,211 | $630,791 | dollars as filed | |
| CHAMPIONSGATE ACQUISITION CO | G2124S108 | SHS CL A | 62,780 | $627,800 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 12,000 | $613,680 | dollars as filed | call |
| M3BRIGADE ACQUISITION V CORP | G63212115 | *W EXP 99/99/999 | 349,119 | $610,958 | dollars as filed | |
| WINTERGREEN ACQUISITION CORP | G9717M125 | UNIT 05/21/2030 | 59,000 | $595,310 | dollars as filed | |
| THAYER VENTURES ACQ CORP II | G87890128 | UNIT 05/15/2030 | 58,271 | $592,033 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 22,500 | $583,425 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 15,000 | $575,100 | dollars as filed | call |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 29,000 | $557,090 | dollars as filed | call |
| VERSABANK NEW | 92512J106 | COM | 48,682 | $554,975 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A103 | ORD SHS | 49,748 | $531,309 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 217,107 | $521,057 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 5,000 | $466,500 | dollars as filed | call |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 30,000 | $464,700 | dollars as filed | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,684 | $449,945 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 690,879 | $428,345 | dollars as filed | |
| HCM II ACQUISITION CORP | G43658122 | *W EXP 99/99/999 | 177,489 | $417,099 | dollars as filed | |
| EQV VENTURES ACQUISITION COR | G3106N117 | *W EXP 07/01/203 | 530,857 | $387,526 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 50,000 | $380,000 | dollars as filed | call |
| COHEN CIRCLE ACQUISITION COR | G3730H114 | *W EXP 01/31/202 | 183,586 | $367,172 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 16,182 | $351,311 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H122 | *W EXP 05/31/202 | 990,295 | $346,603 | dollars as filed | |
| ARES ACQUISITION CORP II-28 | G33033120 | *W EXP 99/99/999 | 308,753 | $339,628 | dollars as filed | |
| HENNESSY CAP INVT CORP VII | G4405D115 | RIGHT 01/17/2030 | 1,086,931 | $326,079 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 15,000 | $305,700 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,000 | $302,560 | dollars as filed | put |
| 0 | G32901111 | 0 | 30,000 | $300,000 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 19,490 | $293,325 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 32,984 | $293,228 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 10,100 | $292,294 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 380,780 | $270,354 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 25,000 | $269,750 | dollars as filed | call |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 34,843 | $255,748 | dollars as filed | |
| COLUMBUS CIRCLE CAP CORP. I | G2296A117 | WARR | 150,000 | $249,000 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 700 | $245,056 | dollars as filed | call |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 23,785 | $243,796 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,682 | $228,061 | dollars as filed | |
| WILLOW LANE ACQUISITION CORP | G9675P110 | *W EXP 10/31/203 | 630,559 | $227,001 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 24,709 | $216,204 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 23,000 | $211,370 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 93,595 | $197,485 | dollars as filed | |
| DIGITAL ASSET ACQUISITION CO | G2868C111 | *W EXP 04/01/203 | 228,980 | $194,633 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K114 | *W EXP 09/01/202 | 376,983 | $180,952 | dollars as filed | |
| ALDEL FINL II INC | G01558124 | *W EXP 09/26/203 | 298,680 | $155,314 | dollars as filed | |
| Bold Eagle Acquisition Corp Right 10/11/2029 | G2003N121 | SPACS | 500,907 | $155,281 | dollars as filed | |
| Melar Acquisition Corp. I W Exp 06/01/203 | G6004G118 | SPACS Warrant | 509,029 | $152,709 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 11,119 | $136,097 | dollars as filed | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 73,619 | $125,152 | dollars as filed | |
| RTS/IRON HORSE ACQUISITIONS CORP EXP12/31/2099 | 462837121 | COM | 249,454 | $124,727 | dollars as filed | |
| BERTO ACQUISITION CORP | G1051H119 | W EXP 05/01/203 | 152,268 | $121,814 | dollars as filed | |
| Lionheart Holdings W Exp 06/07/203 | G5501C117 | SPACS Warrant | 359,330 | $118,579 | dollars as filed | |
| DYNAMIX CORP | G2949D112 | W EXP 10/25/202 | 296,022 | $115,449 | dollars as filed | |
| LAUNCH ONE ACQUISITION CORP | G5S86M126 | *W EXP 06/01/203 | 415,615 | $112,216 | dollars as filed | |
| Sim Acquisition Corp. I W Exp 06/01/203 | G8431T119 | SPACS Warrant | 401,917 | $108,518 | dollars as filed | |
| LAUNCH TWO ACQUISITION CORP. | G5S87A113 | *W EXP 10/09/202 | 267,954 | $107,182 | dollars as filed | |
| ARCHIMEDES TECH SPAC PARTNER | G04537125 | *W EXP 10/15/202 | 259,895 | $106,557 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 16,717 | $106,153 | dollars as filed | |
| USA RARE EARTH INC | 91733P115 | *W EXP 03/13/203 | 44,142 | $105,058 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 497,069 | $104,384 | dollars as filed | |
| Centurion Acquisition Corp W Exp 05/31/203 | G20315118 | SPACS Warrant | 320,150 | $96,045 | dollars as filed | |
| CAL REDWOOD ACQUISITION CORP | G17564116 | RIGHT 05/15/2030 | 326,246 | $88,086 | dollars as filed | |
| LIVE OAK ACQUISITION CORP V | G5509P110 | *W EXP 99/99/999 | 125,000 | $87,500 | dollars as filed | |
| INFLECTION POINT ACQUISITION | G1169T138 | RIGHT 11/04/2026 | 250,000 | $87,500 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 10,000 | $87,100 | dollars as filed | call |
| LEGATO MERGER CORP III | G5451A111 | *W EXP 05/08/203 | 377,983 | $86,936 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 20,000 | $84,000 | dollars as filed | |
| Perimeter Acquisition Corp I W Exp 05/13/203 | G7010A111 | SPACS Warrant | 123,618 | $79,116 | dollars as filed | |
| INFLECTION PT ACQUISITION CO | G47875110 | RIGHT 04/25/2030 | 223,166 | $78,108 | dollars as filed | |
| Generation Essentials Group W Exp 02/15/202 | G38268119 | SPAC Combination | 192,506 | $77,002 | dollars as filed | |
| FIFTH ERA ACQUISITION CORP I | G3415K135 | RIGHT 02/21/2030 | 306,680 | $76,670 | dollars as filed | |
| Zeo Energy Corp W Exp 03/13/202 | 98944F117 | SPAC Combination | 1,277,536 | $76,652 | dollars as filed | |
| Renatus Tactical Acquis W Exp 05/15/203 | G7490F127 | SPACS Warrant | 37,429 | $76,355 | dollars as filed | |
| REPUBLIC DIGITAL ACQUISITION | G7515A129 | W EXP 05/01/203 | 121,067 | $76,272 | dollars as filed | |
| Fact Ii Acquisition Corp W Exp 11/26/203 | G32901129 | SPACS Warrant | 303,953 | $75,988 | dollars as filed | |
| HELPORT AI LTD | G4R52R103 | ORD SHS | 29,152 | $69,965 | dollars as filed | |
| TRANSLATIONAL DEV ACQUISITIO | G9008W113 | *W EXP 12/18/202 | 295,689 | $68,008 | dollars as filed | |
| CRANE HBR ACQUISITION CORP | G24979117 | RIGHT 04/17/2030 | 244,013 | $65,884 | dollars as filed | |
| Gores Hldgs X Inc W Exp 05/02/203 | G4002F125 | SPACS Warrant | 100,956 | $59,564 | dollars as filed | |
| RITHM ACQUISITION CORP | G75751118 | W EXP 99/99/999 | 116,000 | $56,840 | dollars as filed | |
| ROMAN DBDR ACQUISITION CORP | G7633M112 | *W EXP 10/31/203 | 103,595 | $51,798 | dollars as filed | |
| MOUNTAIN LAKE ACQUISITION CO | G6301B127 | RIGHT 11/15/2028 | 366,649 | $51,331 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 79,780 | $51,059 | dollars as filed | |
| NEWHOLD INVT CORP III | G6486E110 | *W EXP 01/30/203 | 159,445 | $51,022 | dollars as filed | |
| TITAN ACQUISITION CORP | G8901A111 | *W EXP 05/16/203 | 136,650 | $50,561 | dollars as filed | |
| SPARK I ACQUISITION CORP | G8316B118 | *W EXP 10/01/203 | 264,020 | $50,164 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 348,041 | $48,726 | dollars as filed | |
| Inflection Point Acqu Corp V Right 99/99/9999 | G6001J131 | SPACS | 178,617 | $48,227 | dollars as filed | |
| VINE HILL CAP INVT CORP. | G93Y09115 | *W EXP 07/01/203 | 193,134 | $46,352 | dollars as filed | |
| Graf Global Corp W Exp 05/31/203 | G4036C122 | SPACS Warrant | 162,657 | $43,917 | dollars as filed | |
| Charlton Aria Acquisition Co Right 12/31/2026 | G9877L115 | SPACS | 291,752 | $43,763 | dollars as filed | |
| Newbury Str Ii Acquisition C W Exp 06/01/203 | G6439S117 | SPACS Warrant | 198,760 | $41,740 | dollars as filed | |
| Co2 Energy Transition Corp W Exp 08/17/202 | 12664M111 | SPACS Warrant | 420,241 | $37,822 | dollars as filed | |
| STELLAR V CAP CORP | G8475V111 | *W EXP 10/15/202 | 169,960 | $37,391 | dollars as filed | |
| JACKSON ACQUISITION CO II | G4992A136 | RIGHT 99/99/9999 | 136,000 | $36,720 | dollars as filed | |
| Gp-Act Iii Acquisition Corp W Exp 05/13/202 | G4035N129 | SPACS Warrant | 121,798 | $36,539 | dollars as filed | |
| OAKTREE ACQUISITION CORP III | G6717R112 | W EXP 09/01/203 | 39,058 | $34,371 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,400 | $33,488 | dollars as filed | |
| Veea Inc W Exp 09/13/202 | 693489114 | SPAC Combination | 228,890 | $32,045 | dollars as filed | |
| SIZZLE ACQUISITION CORP. II | G8193F133 | RIGHT 04/02/2030 | 153,273 | $30,655 | dollars as filed | |
| XCF GLOBAL INC | 98400U103 | COM CL A | 33,332 | $29,332 | dollars as filed | |
| Co2 Energy Transition Corp Right 10/15/2028 | 12664M129 | SPACS | 190,000 | $28,500 | dollars as filed | |
| MURANO GLOBAL INVT PLC | G63369113 | *W EXP 03/19/202 | 140,174 | $28,035 | dollars as filed | |
| ARTIUS II ACQUISITION INC | G0509J123 | RIGHT 11/27/2029 | 112,006 | $26,881 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 38,554 | $25,060 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 13,789 | $22,890 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N115 | W EXP 03/01/202 | 183,091 | $18,309 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 46,181 | $15,240 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 500,340 | $15,010 | dollars as filed | |
| K&F GROWTH ACQUISITION CORP | G52258129 | RIGHT 08/29/2031 | 118,722 | $14,247 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 100,000 | $14,000 | dollars as filed | |
| JVSPAC ACQUISITION CORP | G5212E113 | RIGHT 11/26/2026 | 14,387 | $12,517 | dollars as filed | |
| Xbp Global Holdings Inc W Exp 11/30/202 | 98400V119 | SPAC Combination | 233,305 | $11,665 | dollars as filed | |
| AA MISSION ACQUISITION CORP | G1000R127 | *W EXP 08/01/203 | 125,000 | $11,250 | dollars as filed | |
| Keen Vision Acquisition Corp W Exp 03/15/202 | G52443127 | SPACS Warrant | 224,607 | $11,230 | dollars as filed | |
| GIGCAPITAL7 CORP | G38648120 | *W EXP 08/29/202 | 70,297 | $10,545 | dollars as filed | |
| Kidz Ai Inc W Exp 04/03/203 | 182744110 | SPAC Combination | 74,888 | $9,735 | dollars as filed | |
| Chenghe Acquisition II Co | G20873116 | Warrant | 103,560 | $9,320 | dollars as filed | |
| Agriculture & Nat Sol Acq Co W Exp 10/01/202 | G0131Y118 | SPACS Warrant | 55,589 | $8,338 | dollars as filed | |
| BOLT PROJECTS HLDS | 09769b115 | WT | 261,977 | $7,859 | dollars as filed | |
| Vivid Seats Inc W Exp 10/18/202 | 92854T118 | SPAC Combination | 53,525 | $7,494 | dollars as filed | |
| CHAMPIONSGATE ACQUISITION CO | G2124S116 | RIGHT 05/14/2030 | 62,780 | $6,278 | dollars as filed | |
| IB ACQUISITION CORP | 44934N116 | RIGHT 09/28/2026 | 110,178 | $4,407 | dollars as filed | |
| Alphatime Acquisition Corp | G0223V121 | Warrant | 141,606 | $4,248 | dollars as filed | |
| RF ACQUISITION CORP II | G75389117 | RIGHT 05/01/2026 | 50,000 | $3,500 | dollars as filed | |
| Dt Cloud Star Acquisition Co Right 07/09/2029 | G2853N114 | SPACS | 31,225 | $3,435 | dollars as filed | |
| HAYMAKER ACQUISITION CORP IV | G4375F116 | *W EXP 05/31/202 | 12,500 | $3,125 | dollars as filed | |
| ESH ACQUISITION CORP | 296424112 | RIGHT 06/13/2028 | 26,807 | $2,145 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 55,548 | $1,666 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-25-000044 | this filing | 2025-08-14 | acceptance time not in the bulk data set |