Skip to content
Disclosery

CAT CATERPILLAR INC

Follow

COM (common), issuer CIK 18230

3,102 managers (3,151 13F filers) reported a position in CAT shares at 2025-09-30, 333,308,255 shares in all. 266 filers opened a position and 121 filers sold out during the quarter.

Managers
3,102
13F filers
3,151
New
266
Added
1,149
Reduced
1,200
Sold out
121
Shares held by filers
333,308,255

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SCOPUS ASSET MANAGEMENT, L.P.35,269$16.8M0.4%+25,26913F-HRTimeline
LS Investment Advisors, LLC35,102$16.7M2.36%-2,69413F-HRTimeline
Tema ETFs LLC35,062$16.7M1.39%+22,11213F-HRTimeline
Albar Capital Partners LLP34,363$16.4M3.74%new13F-HRTimeline
UniSuper Management Pty Ltd34,257$16.3M0.1%+4,79913F-HRTimeline
JAMISON PRIVATE WEALTH MANAGEMENT, INC.33,945$16.2M2.05%+9813F-HRTimeline
CULLINAN ASSOCIATES INC33,525$16M1.04%-2,14113F-HRTimeline
Merit Financial Group, LLC33,381$15.9M0.15%+2,74213F-HR/ATimeline
Stratos Wealth Partners, LTD.group of 3 filers holding33,281$15.9M+5,678Timeline
Paradiem, LLC33,089$15.8M3.68%+1,49213F-HRTimeline
LAZARD ASSET MANAGEMENT LLCin group LAZARD ASSET MANAGEMENT LLC32,980$15.7M0.02%+3,31513F-HRTimelineGroup
Investment Management Corp of Ontario32,762$15.6M0.24%+10,68713F-HRTimeline
Candriam S.C.A.32,639$15.6M0.08%-4,47113F-HRTimeline
INTECH INVESTMENT MANAGEMENT LLC32,617$15.6M0.14%-74,68713F-HRTimeline
OMERS ADMINISTRATION Corp32,141$15.3M0.11%-60013F-HRTimeline
SummitTX Capital, L.P.31,956$15.2M0.63%+1,48313F-HRTimeline
Americana Partners, LLC31,338$15M0.45%+5,59213F-HRTimeline
ARK Investment Management LLCin group ARK Investment Management LLC31,144$14.9M0.09%+3,26813F-HRTimelineGroup
Teamwork Financial Advisors, LLC30,858$14.7M1.6%+23,07713F-HRTimeline
CITIZENS FINANCIAL GROUP INC/RIin group CITIZENS FINANCIAL GROUP INC/…30,853$14.7M0.2%+1,70713F-HRTimelineGroup
Banque Cantonale Vaudoisein group Banque Cantonale Vaudoise30,807$14.7M0.55%-6,45313F-HRTimelineGroup
Shelter Mutual Insurance Coin group Shelter Mutual Insurance Co30,780$14.7M3.29%013F-HRTimelineGroup
EAGLE GLOBAL ADVISORS LLC30,723$14.7M0.56%-40413F-HRTimeline
MIZUHO FINANCIAL GROUP INCgroup of 3 filers holding34,778$14.6M+1,129Timeline
Turtle Creek Wealth Advisors, LLC30,578$14.6M1.3%+1,43813F-HRTimeline
Freestone Capital Holdings, LLCin group Freestone Capital Holdings, L…30,541$14.6M0.45%+25713F-HRTimelineGroup
DRH Investments, Inc.30,434$14.5M13.22%+2013F-HRTimeline
COLDSTREAM CAPITAL MANAGEMENT INC30,322$14.5M0.19%+2,72213F-HRTimeline
Davidson Kempner Capital Management LP30,000$14.3M0.2%+5,00013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
DEARBORN PARTNERS LLC29,227$13.9M0.65%-58013F-HRTimeline
PINEBRIDGE INVESTMENTS, L.P.28,921$13.8M0.1%-36,20313F-HRTimeline
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MA…28,806$13.7M1.43%-37713F-HRTimeline
Venture Visionary Partners LLC28,508$13.6M0.47%-2,78913F-HRTimeline
Jefferies Financial Group Inc.in group Jefferies Financial Group Inc.28,472$13.6M0.12%+10,91313F-HRTimelineGroup
Fusion Capital, LLC23,496$13.6M3.95%-50213F-HRTimeline
JAMES INVESTMENT RESEARCH, INC.28,274$13.5M1.47%-62813F-HRTimeline
Longbow Finance SA28,193$13.5M1.33%-4,49413F-HRTimeline
BEACON INVESTMENT ADVISORY SERVICES, IN…28,145$13.4M0.57%+1,21213F-HRTimeline
Drexel Morgan & Co.27,886$13.3M2.09%013F-HRTimeline
HANTZ FINANCIAL SERVICES, INC.27,805$13.3M0.2%+2,31913F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Simmons Bankin group Simmons Bank27,736$13.2M0.88%-40913F-HRTimelineGroup
CONNORS INVESTOR SERVICES INC27,697$13.2M1.13%new13F-HRTimeline
KANAWHA CAPITAL MANAGEMENT LLC27,631$13.2M0.91%-37113F-HRTimeline
COMPASS CAPITAL MANAGEMENT, INC27,536$13.1M0.69%-2,94913F-HRTimeline
Creekmur Asset Management LLC27,509$13.1M2.18%+4,52913F-HRTimeline
HARTFORD INVESTMENT MANAGEMENT CO27,444$13.1M0.4%-92813F-HRTimeline
ROTHSCHILD INVESTMENT LLC27,384$13.1M0.74%-50713F-HRTimeline
AMERICAN NATIONAL BANK & TRUST27,039$12.9M1.27%+30513F-HRTimeline
Canada Post Corp Registered Pension Plan27,216$12.8M0.57%+15,78513F-HRTimeline
iA Global Asset Management Inc.26,661$12.7M0.17%+26,52613F-HRTimeline
WINTON GROUP Ltdin group WINTON GROUP Ltd26,613$12.7M0.48%new13F-HRTimelineGroup
Independent Wealth Network Inc.26,531$12.7M4.07%+2813F-HRTimeline
FARMERS & MERCHANTS INVESTMENTS INCin group FARMERS & MERCHANTS INVESTMEN…26,481$12.6M0.36%-10613F-HRTimelineGroup
Apollon Wealth Management, LLCgroup of 2 filers holding26,379$12.6M+315Timeline
LMCG INVESTMENTS, LLC26,166$12.5M0.73%-59013F-HRTimeline
CX Institutional26,046$12.4M0.38%-6,87413F-HRTimeline
Waverly Advisors, LLC25,720$12.3M0.12%+1,42013F-HRTimeline
Waratah Capital Advisors Ltd.25,584$12.2M0.83%new13F-HRTimeline
Prime Capital Investment Advisors, LLC25,547$12.2M0.15%-2,74013F-HRTimeline
SIGMA INVESTMENT COUNSELORS INC25,294$12.1M0.63%-10713F-HRTimeline
Integris Wealth Management, LLC25,238$12M2.93%-6613F-HRTimeline
Generali Powszechne Towarzystwo Emeryta…in group Generali Powszechne Towarzyst…25,118$12M2.32%013F-HRTimelineGroup
Trifecta Capital Advisors, LLC25,012$11.9M1.81%+1,22013F-HRTimeline
Tufton Capital Management24,915$11.9M2.12%-7313F-HRTimeline
Community Bank & Trust, Waco, Texas24,772$11.8M2.44%-15313F-HRTimeline
J.W. COLE ADVISORS, INC.24,714$11.8M0.23%-5813F-HRTimeline
Elo Mutual Pension Insurance Co24,706$11.8M0.19%-14,64213F-HRTimeline
MainStreet Investment Advisors LLC24,693$11.8M1.58%-1,92813F-HRTimeline
FIRST AMERICAN TRUST, FSB24,690$11.8M0.86%+2613F-HRTimeline
CHOREO, LLC24,635$11.8M0.15%+26513F-HRTimeline
BRAUN STACEY ASSOCIATES INC24,611$11.7M0.38%+3,22313F-HRTimeline
Louisiana State Employees Retirement Sy…24,600$11.7M0.2%-20013F-HRTimeline
Knights of Columbus Asset Advisors LLC24,511$11.7M0.67%-94313F-HRTimeline
Gulf International Bank (UK) Ltd24,322$11.6M0.38%-42913F-HRTimeline
Goelzer Investment Management, Inc.24,314$11.6M0.61%-19713F-HRTimeline
StoneX Group Inc.in group StoneX Group Inc.24,194$11.5M0.5%-76513F-HRTimelineGroup
Equitable Holdings, Inc.in group Equitable Holdings, Inc.23,970$11.4M0.08%+93713F-HRTimelineGroup
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp23,909$11.4M0.21%+1,45513F-HRTimelineGroup
Dynamic Advisor Solutions LLC23,823$11.4M0.33%+13113F-HRTimeline
Composition Wealth, LLC23,762$11.3M0.17%+66713F-HRTimeline
Livforsakringsbolaget Skandia, Omsesidi…23,752$11.3M0.44%+50013F-HRTimeline
KAVAR CAPITAL PARTNERS GROUP, LLC23,524$11.2M1.5%+30413F-HRTimeline
Blue Trust, Inc.23,467$11.2M0.13%-30713F-HRTimeline
Robeco Institutional Asset Management B…in group Robeco Institutional Asset Ma…23,452$11.2M0.02%-26,41813F-HRTimelineGroup
BOOTHBAY FUND MANAGEMENT, LLC23,424$11.2M0.28%-18,62613F-HRTimeline
McGuire Investment Group, LLC23,341$11.1M1.26%-18013F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…23,305$11.1M0.19%+26813F-HRTimelineGroup
Crestwood Advisors Group, LLC23,094$11M0.19%+52713F-HRTimeline
Maryland State Retirement & Pension Sys…23,071$11M0.23%+56213F-HRTimeline
AE Wealth Management LLC23,035$11M0.07%+3,15913F-HRTimeline
Sonora Investment Management Group, LLC22,938$10.9M0.78%+91913F-HRTimeline
Narwhal Capital Management22,862$10.9M0.81%-3,34013F-HRTimeline
LOGAN CAPITAL MANAGEMENT INC22,856$10.9M0.46%013F-HRTimeline
SECURIAN ASSET MANAGEMENT, INC22,626$10.8M0.29%-1,96413F-HRTimeline
Texas Capital Bank Wealth Management Se…22,568$10.8M0.89%+1,37613F-HRTimeline
Metis Global Partners, LLC22,533$10.8M0.25%-1,24113F-HRTimeline
Stonegate Investment Group, LLC22,510$10.7M0.25%+12,51313F-HRTimeline
SIGNET FINANCIAL MANAGEMENT, LLC22,297$10.6M1.24%-1,69313F-HRTimeline
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.22,251$10.6M0.08%-5,06813F-HRTimeline
Capital Investment Counsel, LLC22,225$10.6M1.56%+213F-HRTimeline
KINGSWOOD WEALTH ADVISORS, LLC22,202$10.6M0.64%+2,48713F-HRTimeline
SUMMITRY LLC22,137$10.6M0.45%+97713F-HRTimeline
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC21,842$10.4M0.08%+1,65613F-HRTimelineGroup
AXXCESS WEALTH MANAGEMENT, LLC21,816$10.4M0.22%+1,83213F-HRTimeline
F/m Investments LLC21,720$10.4M0.4%-17313F-HRTimeline
Valeo Financial Advisors, LLC21,633$10.3M0.24%-9,71413F-HRTimeline
Arkadios Wealth Advisors21,616$10.3M0.25%+2,12213F-HRTimeline
Principle Wealth Partners LLC21,409$10.2M0.59%+16913F-HRTimeline
SteelPeak Wealth, LLC21,373$10.2M0.34%+10,01913F-HRTimeline
Ameritas Investment Partners, Inc.group of 2 filers holding21,313$10.2M-1,357Timeline
Bleakley Financial Group, LLC21,293$10.2M0.24%+14513F-HRTimeline
SAGESPRING WEALTH PARTNERS, LLC21,264$10.1M0.2%+12413F-HRTimeline
NEW MEXICO EDUCATIONAL RETIREMENT BOARD21,202$10.1M0.31%-1,40013F-HRTimeline
Daiichi Life Insurance Co., Ltd.in group Daiichi Life Insurance Co., L…21,164$10.1M0.25%-7613F-HRTimelineGroup
WESBANCO BANK INC21,120$10.1M0.28%-1,75713F-HRTimeline
Colonial Trust Advisorsgroup of 2 filers holding21,081$10.1M-512Timeline
Citizens National Bank Trust Department21,021$10M1.79%-9713F-HRTimeline
Integrated Wealth Concepts LLC21,005$10M0.09%+2,22313F-HRTimeline
HOWE & RUSLING INC20,963$10M0.69%+21013F-HRTimeline
Sigma Planning Corp20,953$10M0.28%-69413F-HRTimeline
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC20,947$9.99M0.16%+28113F-HRTimeline
CITY HOLDING CO20,931$9.99M1.26%-62713F-HRTimeline
Addenda Capital Inc.20,852$9.95M0.29%-5,10613F-HRTimeline
Meiji Yasuda Asset Management Co Ltd.in group Meiji Yasuda Life Insurance Co20,768$9.91M0.47%-57213F-HRTimelineGroup
Leonteq Securities AG20,673$9.86M0.53%+10,12213F-HRTimeline
GRIFFIN ASSET MANAGEMENT, INC.20,657$9.86M1.11%+1313F-HRTimeline
SILVER OAK SECURITIES, INCORPORATED20,633$9.85M0.74%-1,70813F-HRTimeline
Knuff & Co LLC20,569$9.81M2.84%013F-HRTimeline
CENTRAL BANK & TRUST CO20,544$9.8M1.55%-13113F-HRTimeline
Covington Investment Advisors Inc.20,537$9.8M1.28%+5013F-HRTimeline
SEARLE & CO.20,441$9.75M2.58%+18813F-HRTimeline
Forvis Mazars Wealth Advisors, LLC20,407$9.74M0.19%-28213F-HRTimeline
Verition Fund Management LLC20,368$9.72M0.06%-71513F-HRTimeline
EagleClaw Capital Managment, LLC20,325$9.7M1.36%+1,90013F-HRTimeline
Parcion Private Wealth LLC20,265$9.67M0.6%+11513F-HRTimeline
Ashton Thomas Private Wealth, LLC20,248$9.66M0.25%+1,77313F-HRTimeline
BESSEMER GROUP INCin group BESSEMER GROUP INC20,141$9.61M0.01%+33313F-HRTimelineGroup
Capitolis Liquid Global Markets LLCin group CAPITOLIS LIQUID GLOBAL MARKE…20,000$9.54M0.08%new13F-HRTimelineGroup
GERMAN AMERICAN BANCORP, INC.19,954$9.52M0.84%-2,33513F-HRTimeline
Empirical Finance, LLC19,919$9.5M0.45%+2,11213F-HRTimeline
Mutual Advisors, LLC18,255$9.5M0.21%-1,34813F-HRTimeline
Sentry LLC19,828$9.46M2.35%+113F-HRTimeline
Boit C F David19,500$9.3M4.21%013F-HRTimeline
Welch & Forbes LLC19,444$9.28M0.11%-31313F-HRTimeline
FIRST FINANCIAL BANK - TRUST DIVISION19,353$9.23M0.79%-77713F-HRTimeline
SPINNAKER TRUST19,330$9.22M0.51%-23013F-HRTimeline
PHYSICIANS FINANCIAL SERVICES, INC.19,294$9.21M2.51%-10013F-HRTimeline
BAILARD, INC.19,276$9.2M0.2%-51913F-HRTimeline
Madison Asset Management, LLCin group Madison Asset Management, LLC19,217$9.17M0.1%-79113F-HRTimelineGroup
MATHER GROUP, LLC.19,190$9.16M0.09%-26013F-HRTimeline
ANDERSON HOAGLAND & CO19,187$9.16M0.82%-6313F-HRTimeline
Koshinski Asset Management, Inc.19,144$9.13M0.61%-14413F-HRTimeline
Farther Finance Advisors, LLC19,084$9.11M0.14%+6,24213F-HRTimeline
CANANDAIGUA NATIONAL BANK & TRUST COin group CANANDAIGUA NATIONAL BANK & T…18,947$9.04M0.79%+1,30613F-HRTimelineGroup
CARY STREET PARTNERS ASSET MANAGEMENT L…group of 2 filers holding18,937$9.04M-357Timeline
Atria Investments, Inc18,935$9.03M0.1%-5,40213F-HRTimeline
Cannell & Spears LLC18,853$9M0.17%-8713F-HRTimeline
Caldwell Trust Co18,821$8.98M0.84%-10913F-HRTimeline
CPC Advisors, LLC18,797$8.97M0.95%+5,93813F-HRTimeline
MAIRS & POWER INC18,710$8.93M0.08%-65113F-HRTimeline
Baader Bank Aktiengesellschaft18,937$8.9M0.74%-5,30213F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
New Age Alpha Advisors, LLC18,603$8.88M0.37%-1,42913F-HRTimeline
KING LUTHER CAPITAL MANAGEMENT CORP18,506$8.83M0.04%-3,07813F-HRTimeline
Trajan Wealth LLC18,380$8.77M0.38%+3,14013F-HRTimeline
LIBERTY ONE INVESTMENT MANAGEMENT, LLC18,327$8.75M0.49%+4,15913F-HRTimeline
HITE Hedge Asset Management LLC18,322$8.74M0.47%-12,03013F-HRTimeline
Financial & Tax Architects, LLC18,271$8.72M1.92%-1,27113F-HRTimeline
LEVEL FOUR ADVISORY SERVICES, LLCin group LEVEL FOUR ADVISORY SERVICES,…18,151$8.66M0.3%+16613F-HRTimelineGroup
Essex Financial Services, Inc.group of 2 filers holding18,002$8.59M-1,000Timeline
Tribune Investment Group LP18,000$8.59M4.16%new13F-HRTimeline
Global Retirement Partners, LLC17,981$8.58M0.19%+1,77913F-HRTimeline
Aries Wealth Management17,975$8.58M2.03%+8313F-HRTimeline
NORTHEAST INVESTMENT MANAGEMENT17,973$8.58M0.35%-3813F-HRTimeline
Williams Jones Wealth Management, LLC.17,963$8.57M0.1%+1,87413F-HRTimeline
KILEY JUERGENS WEALTH MANAGEMENT, LLC17,932$8.56M1.88%-30913F-HRTimeline
VestGen Advisors, LLC17,918$8.55M0.28%+6,99013F-HRTimeline
Aull & Monroe Investment Management Corp17,891$8.54M4.36%-44313F-HRTimeline
Community Bank of Raymore17,886$8.53M5.91%-63513F-HRTimeline
PFG Advisors17,878$8.53M0.35%+48913F-HRTimeline
FOURPATH CAPITAL MANAGEMENT, LLC17,808$8.5M1.21%-11813F-HRTimeline
Pure Financial Advisors, LLC17,770$8.48M0.14%-88013F-HRTimeline
FOSTER & MOTLEY INC17,722$8.46M0.46%-1,18213F-HRTimeline
Cordgrass Capital Advisors, LLC17,713$8.45M2.09%013F-HRTimeline
STOCK YARDS BANK & TRUST CO17,663$8.43M0.26%-1,01713F-HRTimeline
Vise Technologies, Inc.17,462$8.33M0.31%-2,71413F-HRTimeline
Horizon Investments, LLC17,363$8.26M0.11%+3,09713F-HRTimeline
OneDigital Investment Advisors LLC17,271$8.24M0.08%-44113F-HRTimeline
Illinois Municipal Retirement Fund17,262$8.24M0.11%+1,18113F-HRTimeline
ADVOCATE GROUP LLC17,257$8.23M1.35%-26113F-HRTimeline
Compound Planning, Inc.17,237$8.22M0.27%+86413F-HRTimeline
Bridge Creek Capital Management LLC17,159$8.19M2.28%-58413F-HRTimeline
ALLSTATE CORPin group ALLSTATE CORP17,152$8.18M0.19%+16,30413F-HRTimelineGroup
ExodusPoint Capital Management, LP16,861$8.05M0.11%-19,03313F-HRTimeline
Concord Wealth Partnersgroup of 2 filers holding16,850$8.04M-2,502Timeline
Moors & Cabot, Inc.16,792$8.01M0.35%-3,24613F-HRTimeline
Groupe la Francaisein group Groupe la Francaise17,157$7.98M0.11%-10,08913F-HRTimelineGroup
BEESE FULMER INVESTMENT MANAGEMENT, INC.16,680$7.96M0.55%-37413F-HRTimeline
EQUITABLE TRUST CO16,613$7.93M0.36%+2,03813F-HRTimeline
MGO ONE SEVEN LLC16,600$7.92M0.18%+76113F-HRTimeline
NEVILLE RODIE & SHAW INC16,594$7.92M0.57%-1,08513F-HRTimeline