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Disclosery

WILLIAM HARRIS INVESTORS INC

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13F filer, CIK 928204, CHICAGO, IL

WILLIAM HARRIS INVESTORS INC reported $353,718,000 across 91 holdings for the quarter ended 2015-09-30, in a 13F-HR/A filed 2015-11-25. Its ten largest share positions make up 39.59% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0000928204-15-000006

Period
2015-09-30
Reported value
$354M
Holdings
91
Top 10 weight
39.59%
New
7
Sold out
6

Largest buys vs the previous quarter

SecurityShares changeApprox. value
MYLAN NVadded+215,290$8.67M
CYHadded+186,905$7.99M
WHOLE FOODS MKT INCadded+205,727$6.51M
BARNES & NOBLE ED INCnew+489,727$6.22M
CCOIadded+206,546$5.61M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
IWMexited-71,066-$8.87M
ICLRreduced-122,618-$8.7M
ZULILY INCreduced-483,191-$8.41M
AAPreduced-17,131-$3.25M
LPXreduced-151,534-$2.16M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2015

Share positions as resolved from 13F-HR/A 0000928204-15-000006, largest first. % of portfolio is the value over $353,712,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BLACKHAWK NETWORK HOLDING I…BLACKHAWK NETWORK HOLDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 503,825 shares; 2015Q3: 472,886 shares 472,886$20M5.67%-30,939
DKSDICKS SPORTING GOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 289,916 shares; 2015Q2: 308,667 shares; 2015Q3: 340,794 shares 340,794$16.9M4.78%+32,127Timeline
POTBELLY CORPPOTBELLY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,305,624 shares; 2015Q2: 1,299,128 shares; 2015Q3: 1,377,486 shares 1,377,486$15.2M4.29%+78,358
PANERA BREAD COPANERA BREAD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 81,266 shares; 2015Q2: 80,860 shares; 2015Q3: 71,064 shares 71,064$13.7M3.89%-9,796
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 369,530 shares; 2015Q2: 367,688 shares; 2015Q3: 429,244 shares 429,244$13.6M3.85%+61,556
ISIS PHARMACEUTICALS INCISIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 229,887 shares; 2015Q2: 229,154 shares; 2015Q3: 317,301 shares 317,301$12.8M3.63%+88,147
MYLAN NVMYLAN NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 197,764 shares; 2015Q2: 96,140 shares; 2015Q3: 311,430 shares 311,430$12.5M3.54%+215,290
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 655,658 shares; 2015Q2: 653,213 shares; 2015Q3: 741,700 shares 741,700$12.2M3.46%+88,487
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 227,791 shares; 2015Q2: 226,656 shares; 2015Q3: 243,924 shares 243,924$11.5M3.25%+17,268Timeline
CYHCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 259,105 shares; 2015Q2: 80,488 shares; 2015Q3: 267,393 shares 267,393$11.4M3.23%+186,905Timeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 154,017 shares; 2015Q3: 359,744 shares 359,744$11.4M3.22%+205,727
CORCENCORA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 124,675 shares; 2015Q2: 106,463 shares; 2015Q3: 114,520 shares 114,520$10.9M3.08%+8,057Timeline
LOPEGRAND CANYON ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 224,832 shares; 2015Q2: 223,709 shares; 2015Q3: 285,029 shares 285,029$10.8M3.06%+61,320Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 115,241 shares; 2015Q2: 131,121 shares; 2015Q3: 184,556 shares 184,556$10.5M2.98%+53,435
PAREXEL INTL CORPPAREXEL INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 82,583 shares; 2015Q2: 109,262 shares; 2015Q3: 130,245 shares 130,245$8.06M2.28%+20,983
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 427,663 shares; 2015Q2: 272,738 shares; 2015Q3: 247,672 shares 247,672$8.05M2.28%-25,066
GNRCGENERAC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 171,932 shares; 2015Q2: 197,558 shares; 2015Q3: 267,150 shares 267,150$8.04M2.27%+69,592Timeline
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 195,100 shares; 2015Q3: 313,252 shares 313,252$7.58M2.14%+118,152Timeline
HOMEAWAY INCHOMEAWAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 149,977 shares; 2015Q2: 223,657 shares; 2015Q3: 262,248 shares 262,248$6.96M1.97%+38,591
BARNES & NOBLE INCBARNES & NOBLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 328,590 shares; 2015Q2: 326,952 shares; 2015Q3: 566,253 shares 566,253$6.86M1.94%+239,301
SPEEDWAY MOTORSPORTS INCSPEEDWAY MOTORSPORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 385,930 shares; 2015Q2: 311,068 shares; 2015Q3: 377,502 shares 377,502$6.81M1.93%+66,434
CCOICOGENT COMM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 41,651 shares; 2015Q3: 248,197 shares 248,197$6.74M1.91%+206,546Timeline
POLYONE CORPPOLYONE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 127,361 shares; 2015Q3: 216,171 shares 216,171$6.34M1.79%+88,810
THSTREEHOUSE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 85,370 shares; 2015Q3: 80,314 shares 80,314$6.25M1.77%-5,056Timeline
BARNES & NOBLE ED INCBARNES & NOBLE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 489,727 shares 489,727$6.22M1.76%new
CEMPRA INCCEMPRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 228,928 shares; 2015Q2: 227,787 shares; 2015Q3: 211,178 shares 211,178$5.88M1.66%-16,609
GTLSCHART INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 182,224 shares; 2015Q2: 192,097 shares; 2015Q3: 305,304 shares 305,304$5.87M1.66%+113,207Timeline
OPHTHOTECH CORPOPHTHOTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 106,158 shares; 2015Q2: 139,390 shares; 2015Q3: 143,022 shares 143,022$5.79M1.64%+3,632
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 177,023 shares 177,023$5.5M1.55%newTimeline
RITCHIE BROS AUCTIONEERSRITCHIE BROS AUCTIONEERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 239,495 shares; 2015Q2: 213,301 shares; 2015Q3: 197,278 shares 197,278$5.11M1.44%-16,023
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 443,095 shares; 2015Q3: 830,035 shares 830,035$5.1M1.44%+386,940
FLIR SYS INCFLIR SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 153,382 shares 153,382$4.29M1.21%new
ICLRICON PUB LTD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 162,751 shares; 2015Q2: 176,196 shares; 2015Q3: 53,578 shares 53,578$3.8M1.08%-122,618Timeline
EBAYEBAY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 155,581 shares; 2015Q2: 154,806 shares; 2015Q3: 154,475 shares 154,475$3.77M1.07%-331Timeline
LPXLOUISIANA PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 514,601 shares; 2015Q2: 409,704 shares; 2015Q3: 258,170 shares 258,170$3.68M1.04%-151,534Timeline
AAPADVANCE AUTO PARTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 43,318 shares; 2015Q2: 36,116 shares; 2015Q3: 18,985 shares 18,985$3.6M1.02%-17,131Timeline
NOVAVAX INCNOVAVAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 768,702 shares; 2015Q2: 390,326 shares; 2015Q3: 488,666 shares 488,666$3.46M0.98%+98,340
SHAKSHAKE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 92,747 shares; 2015Q2: 68,871 shares; 2015Q3: 69,485 shares 69,485$3.09M0.87%+614Timeline
SYNERGY RES CORPSYNERGY RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 311,448 shares 311,448$3.05M0.86%new
ANTARES PHARMA INCANTARES PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,541,770 shares; 2015Q2: 1,534,283 shares; 2015Q3: 1,647,592 shares 1,647,592$2.8M0.79%+113,309
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 141,140 shares; 2015Q2: 141,140 shares; 2015Q3: 141,140 shares 141,140$2.01M0.57%0
ATRAPTARGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 24,622 shares; 2015Q2: 24,622 shares; 2015Q3: 24,622 shares 24,622$1.62M0.46%0Timeline
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,054 shares; 2015Q2: 20,054 shares; 2015Q3: 20,054 shares 20,054$1.5M0.42%0
FNMAFANNIE MAEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 418,651 shares; 2015Q2: 528,403 shares; 2015Q3: 653,403 shares 653,403$1.47M0.42%+125,000Timeline
ZULILY INCZULILY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 504,852 shares; 2015Q2: 555,143 shares; 2015Q3: 71,952 shares 71,952$1.25M0.35%-483,191
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 274,779 shares; 2015Q2: 273,722 shares; 2015Q3: 278,754 shares 278,754$1.24M0.35%+5,032
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,385 shares; 2015Q2: 15,385 shares; 2015Q3: 15,385 shares 15,385$1.12M0.32%0Timeline
Plains Group Hldgs LPPlains Group Hldgs LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 61,387 shares; 2015Q3: 61,787 shares 61,787$1.08M0.31%+400
STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 33,450 shares; 2015Q2: 43,450 shares; 2015Q3: 43,950 shares 43,950$1.05M0.3%+500
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,275 shares; 2015Q2: 11,275 shares; 2015Q3: 11,275 shares 11,275$946K0.27%0Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,854 shares; 2015Q2: 12,854 shares; 2015Q3: 12,854 shares 12,854$851K0.24%0Timeline
MGMMGM RESORTS INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40,175 shares; 2015Q2: 42,675 shares; 2015Q3: 42,675 shares 42,675$788K0.22%0Timeline
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 84,000 shares; 2015Q2: 84,000 shares; 2015Q3: 88,900 shares 88,900$776K0.22%+4,900
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,120 shares; 2015Q2: 11,120 shares; 2015Q3: 11,120 shares 11,120$775K0.22%0Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,447 shares; 2015Q2: 10,447 shares; 2015Q3: 10,447 shares 10,447$770K0.22%0Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,020 shares; 2015Q2: 6,020 shares; 2015Q3: 6,020 shares 6,020$581K0.16%0Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 26,275 shares; 2015Q2: 26,275 shares; 2015Q3: 27,575 shares 27,575$521K0.15%+1,300
ENDOLOGIX INCENDOLOGIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 42,391 shares; 2015Q2: 42,391 shares; 2015Q3: 42,391 shares 42,391$520K0.15%0
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,000 shares; 2015Q2: 17,000 shares; 2015Q3: 17,000 shares 17,000$510K0.14%0Timeline
APOLLO RESIDENTIAL MORTGAGEAPOLLO RESIDENTIAL MORTGAGEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 48,900 shares; 2015Q2: 38,900 shares; 2015Q3: 38,900 shares 38,900$492K0.14%0
AVID TECHNOLOGY INCAVID TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 54,490 shares; 2015Q2: 54,490 shares; 2015Q3: 54,490 shares 54,490$433K0.12%0
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,250 shares; 2015Q2: 1,636 shares; 2015Q3: 1,388 shares 1,388$421K0.12%-248Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,374 shares; 2015Q2: 4,374 shares; 2015Q3: 4,374 shares 4,374$408K0.12%0Timeline
EPIWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,360 shares; 2015Q2: 20,360 shares; 2015Q3: 20,360 shares 20,360$406K0.11%0Timeline
FAMOUS DAVE'S OF AMERICAFAMOUS DAVE'S OF AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 38,714 shares; 2015Q2: 41,465 shares; 2015Q3: 29,515 shares 29,515$381K0.11%-11,950
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,805 shares; 2015Q2: 2,805 shares; 2015Q3: 2,805 shares 2,805$376K0.11%0Timeline
CHIMERIX INC COMCHIMERIX INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 14,425 shares; 2015Q2: 14,025 shares; 2015Q3: 9,583 shares 9,583$366K0.1%-4,442
SJMSMUCKER J M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,816 shares 2,816$321K0.09%newTimeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,224 shares; 2015Q2: 2,224 shares; 2015Q3: 2,224 shares 2,224$316K0.09%0Timeline
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 19,850 shares; 2015Q2: 19,850 shares; 2015Q3: 19,850 shares 19,850$314K0.09%0Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,000 shares; 2015Q2: 4,000 shares; 2015Q3: 4,000 shares 4,000$288K0.08%0Timeline
SOTHEBYSSOTHEBYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 8,642 shares 8,642$276K0.08%new
IUSGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,600 shares; 2015Q2: 3,600 shares; 2015Q3: 3,600 shares 3,600$273K0.08%0Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,798 shares; 2015Q2: 4,827 shares; 2015Q3: 4,857 shares 4,857$272K0.08%+30Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,880 shares; 2015Q2: 3,680 shares; 2015Q3: 3,640 shares 3,640$270K0.08%-40Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 28,500 shares; 2015Q2: 30,500 shares; 2015Q3: 30,500 shares 30,500$269K0.08%0
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 8,100 shares; 2015Q2: 8,100 shares; 2015Q3: 8,100 shares 8,100$257K0.07%0
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,400 shares; 2015Q2: 2,400 shares; 2015Q3: 2,400 shares 2,400$245K0.07%0Timeline
FOREST CITY ENTERPRISES INCFOREST CITY ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,550 shares; 2015Q2: 11,550 shares; 2015Q3: 11,550 shares 11,550$233K0.07%0
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,381 shares; 2015Q2: 9,381 shares; 2015Q3: 6,931 shares 6,931$226K0.06%-2,450Timeline
MARKET VECTORS ETF TRMARKET VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,000 shares; 2015Q2: 21,000 shares; 2015Q3: 21,000 shares 21,000$226K0.06%0
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 31,450 shares; 2015Q3: 15,948 shares 15,948$219K0.06%-15,502
IRWDIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 19,662 shares; 2015Q2: 19,662 shares; 2015Q3: 19,662 shares 19,662$205K0.06%0Timeline
MUABLACKROCK MUNIASSETS FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 14,000 shares; 2015Q2: 14,000 shares; 2015Q3: 14,000 shares 14,000$189K0.05%0Timeline
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 12,700 shares 12,700$126K0.04%newTimeline
FMCCFREDDIE MACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 29,000 shares; 2015Q2: 33,000 shares; 2015Q3: 33,000 shares 33,000$73K0.02%0Timeline
EXELEXELIXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,230 shares; 2015Q2: 11,230 shares; 2015Q3: 11,230 shares 11,230$63K0.02%0Timeline
NEONODE INCNEONODE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 21,000 shares; 2015Q2: 21,000 shares; 2015Q3: 16,000 shares 16,000$39K0.01%-5,000
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 32,302 shares; 2015Q2: 32,302 shares; 2015Q3: 32,302 shares 32,302$6K<0.01%0
PANACOS PHARMACEUTICALS INCPANACOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares 25,000$00%0Value filed as zero, left out of ratios.
INKSURE TECHINKSURE TECHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 13,000 shares; 2015Q2: 13,000 shares; 2015Q3: 13,000 shares 13,000$00%0Value filed as zero, left out of ratios.

Sold out in Q3 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
IWMISHARES TR71,066$8.87Mshares
KKR &amp; CO LPKKR &amp; CO LP34,350$785Kshares
E M C CORP MASSE M C CORP MASS20,485$541Kshares
LXRXLEXICON PHARMACEUTICALS INC39,495$318Kshares
TGTTARGET CORP2,493$204Kshares
RMG Networks HldgsRMG Networks Hldgs20,000$17Kshares

How Q3 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000928204-15-000005 superseded2015-11-04acceptance time not in the bulk data set
13F-HR/A 0000928204-15-000006 baserestatement2015-11-25acceptance time not in the bulk data set