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Disclosery

WILLIAM HARRIS INVESTORS INC

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13F filer, CIK 928204, CHICAGO, IL

WILLIAM HARRIS INVESTORS INC reported $399,056,000 across 96 holdings for the quarter ended 2016-03-31, in a 13F-HR filed 2016-05-11. Its ten largest share positions make up 44.79% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000928204-16-000009

Period
2016-03-31
Reported value
$399M
Holdings
96
Top 10 weight
44.79%
New
9
Sold out
3

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CORadded+54,724$4.74M
IONSadded+94,019$3.81M
CYHadded+175,839$3.25M
UNFnew+26,019$2.84M
BEACON ROOFING SUPPLY INCadded+46,214$1.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
DKSreduced-99,661-$4.66M
POTBELLY CORPreduced-338,730-$4.61M
PANERA BREAD COreduced-14,030-$2.87M
GNRCreduced-71,903-$2.68M
SHAKreduced-59,985-$2.24M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2016

Share positions as resolved from 13F-HR 0000928204-16-000009, largest first. % of portfolio is the value over $399,052,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SHAKSHAKE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 92,747 shares; 2015Q2: 68,871 shares; 2015Q3: 69,485 shares; 2015Q4: 1,459,521 shares; 2016Q1: 1,399,536 shares 1,399,536$52.2M13.09%-59,985Timeline
CYHCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 259,105 shares; 2015Q2: 80,488 shares; 2015Q3: 267,393 shares; 2015Q4: 762,152 shares; 2016Q1: 937,991 shares 937,991$17.4M4.35%+175,839Timeline
DKSDICKS SPORTING GOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 289,916 shares; 2015Q2: 308,667 shares; 2015Q3: 340,794 shares; 2015Q4: 461,939 shares; 2016Q1: 362,278 shares 362,278$16.9M4.24%-99,661Timeline
POTBELLY CORPPOTBELLY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,305,624 shares; 2015Q2: 1,299,128 shares; 2015Q3: 1,377,486 shares; 2015Q4: 1,337,601 shares; 2016Q1: 998,871 shares 998,871$13.6M3.41%-338,730
LOPEGRAND CANYON ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 224,832 shares; 2015Q2: 223,709 shares; 2015Q3: 285,029 shares; 2015Q4: 309,929 shares; 2016Q1: 313,065 shares 313,065$13.4M3.35%+3,136Timeline
MYLAN NVMYLAN NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 197,764 shares; 2015Q2: 96,140 shares; 2015Q3: 311,430 shares; 2015Q4: 317,199 shares; 2016Q1: 287,033 shares 287,033$13.3M3.33%-30,166
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 369,530 shares; 2015Q2: 367,688 shares; 2015Q3: 429,244 shares; 2015Q4: 380,291 shares; 2016Q1: 359,307 shares 359,307$13.3M3.32%-20,984
BLACKHAWK NETWORK HOLDING I…BLACKHAWK NETWORK HOLDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 503,825 shares; 2015Q3: 472,886 shares; 2015Q4: 362,659 shares; 2016Q1: 385,682 shares 385,682$13.2M3.32%+23,023
IONSIONIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 230,443 shares; 2016Q1: 324,462 shares 324,462$13.1M3.29%+94,019Timeline
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 427,663 shares; 2015Q2: 272,738 shares; 2015Q3: 247,672 shares; 2015Q4: 253,431 shares; 2016Q1: 299,645 shares 299,645$12.3M3.08%+46,214
CORCENCORA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 124,675 shares; 2015Q2: 106,463 shares; 2015Q3: 114,520 shares; 2015Q4: 72,938 shares; 2016Q1: 127,662 shares 127,662$11M2.77%+54,724Timeline
PANERA BREAD COPANERA BREAD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 81,266 shares; 2015Q2: 80,860 shares; 2015Q3: 71,064 shares; 2015Q4: 67,593 shares; 2016Q1: 53,563 shares 53,563$11M2.75%-14,030
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 227,791 shares; 2015Q2: 226,656 shares; 2015Q3: 243,924 shares; 2015Q4: 242,248 shares; 2016Q1: 245,228 shares 245,228$10.8M2.7%+2,980Timeline
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 655,658 shares; 2015Q2: 653,213 shares; 2015Q3: 741,700 shares; 2015Q4: 731,746 shares; 2016Q1: 776,234 shares 776,234$10.8M2.69%+44,488
WHOLE FOODS MKT INCWHOLE FOODS MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 154,017 shares; 2015Q3: 359,744 shares; 2015Q4: 343,592 shares; 2016Q1: 317,221 shares 317,221$9.87M2.47%-26,371
CCOICOGENT COMM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 41,651 shares; 2015Q3: 248,197 shares; 2015Q4: 246,492 shares; 2016Q1: 249,748 shares 249,748$9.75M2.44%+3,256Timeline
GNRCGENERAC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 171,932 shares; 2015Q2: 197,558 shares; 2015Q3: 267,150 shares; 2015Q4: 301,791 shares; 2016Q1: 229,888 shares 229,888$8.56M2.15%-71,903Timeline
POLYONE CORPPOLYONE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 127,361 shares; 2015Q3: 216,171 shares; 2015Q4: 218,163 shares; 2016Q1: 269,520 shares 269,520$8.15M2.04%+51,357
BED BATH & BEYOND INCBED BATH & BEYOND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 115,241 shares; 2015Q2: 131,121 shares; 2015Q3: 184,556 shares; 2015Q4: 201,852 shares; 2016Q1: 161,819 shares 161,819$8.03M2.01%-40,033
VFCV F CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 108,827 shares; 2016Q1: 119,673 shares 119,673$7.75M1.94%+10,846Timeline
SPEEDWAY MOTORSPORTS INCSPEEDWAY MOTORSPORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 385,930 shares; 2015Q2: 311,068 shares; 2015Q3: 377,502 shares; 2015Q4: 374,907 shares; 2016Q1: 380,717 shares 380,717$7.55M1.89%+5,810
BARNES & NOBLE INCBARNES & NOBLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 328,590 shares; 2015Q2: 326,952 shares; 2015Q3: 566,253 shares; 2015Q4: 690,172 shares; 2016Q1: 580,667 shares 580,667$7.18M1.8%-109,505
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 195,100 shares; 2015Q3: 313,252 shares; 2015Q4: 306,971 shares; 2016Q1: 313,021 shares 313,021$7.06M1.77%+6,050Timeline
BARNES & NOBLE ED INCBARNES & NOBLE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 489,727 shares; 2015Q4: 720,466 shares; 2016Q1: 682,188 shares 682,188$6.68M1.68%-38,278
GTLSCHART INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 182,224 shares; 2015Q2: 192,097 shares; 2015Q3: 305,304 shares; 2015Q4: 320,838 shares; 2016Q1: 307,559 shares 307,559$6.68M1.67%-13,279Timeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 177,023 shares; 2015Q4: 207,557 shares; 2016Q1: 155,420 shares 155,420$6M1.5%-52,137Timeline
EXPEEXPEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 53,781 shares; 2016Q1: 54,799 shares 54,799$5.91M1.48%+1,018Timeline
AAPADVANCE AUTO PARTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 43,318 shares; 2015Q2: 36,116 shares; 2015Q3: 18,985 shares; 2015Q4: 35,329 shares; 2016Q1: 36,074 shares 36,074$5.78M1.45%+745Timeline
FLIR SYS INCFLIR SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 153,382 shares; 2015Q4: 171,827 shares; 2016Q1: 175,439 shares 175,439$5.78M1.45%+3,612
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 443,095 shares; 2015Q3: 830,035 shares; 2015Q4: 1,065,172 shares; 2016Q1: 1,004,570 shares 1,004,570$5.51M1.38%-60,602
THSTREEHOUSE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 85,370 shares; 2015Q3: 80,314 shares; 2015Q4: 61,949 shares; 2016Q1: 63,262 shares 63,262$5.49M1.38%+1,313Timeline
LPXLOUISIANA PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 514,601 shares; 2015Q2: 409,704 shares; 2015Q3: 258,170 shares; 2015Q4: 256,396 shares; 2016Q1: 263,748 shares 263,748$4.51M1.13%+7,352Timeline
SYNERGY RES CORPSYNERGY RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 311,448 shares; 2015Q4: 445,599 shares; 2016Q1: 539,680 shares 539,680$4.19M1.05%+94,081
PAREXEL INTL CORPPAREXEL INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 82,583 shares; 2015Q2: 109,262 shares; 2015Q3: 130,245 shares; 2015Q4: 48,078 shares; 2016Q1: 66,348 shares 66,348$4.16M1.04%+18,270
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 109,304 shares; 2016Q1: 112,369 shares 112,369$3.62M0.91%+3,065
ICLRICON PUB LTD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 162,751 shares; 2015Q2: 176,196 shares; 2015Q3: 53,578 shares; 2015Q4: 45,748 shares; 2016Q1: 47,305 shares 47,305$3.55M0.89%+1,557Timeline
UNFUNIFIRST CORP MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 26,019 shares 26,019$2.84M0.71%newTimeline
CEMPRA INCCEMPRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 228,928 shares; 2015Q2: 227,787 shares; 2015Q3: 211,178 shares; 2015Q4: 144,737 shares; 2016Q1: 151,045 shares 151,045$2.65M0.66%+6,308
NOVAVAX INCNOVAVAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 768,702 shares; 2015Q2: 390,326 shares; 2015Q3: 488,666 shares; 2015Q4: 485,310 shares; 2016Q1: 507,922 shares 507,922$2.62M0.66%+22,612
ATRAPTARGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 24,622 shares; 2015Q2: 24,622 shares; 2015Q3: 24,622 shares; 2015Q4: 24,622 shares; 2016Q1: 24,622 shares 24,622$1.93M0.48%0Timeline
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 141,140 shares; 2015Q2: 141,140 shares; 2015Q3: 141,140 shares; 2015Q4: 129,640 shares; 2016Q1: 129,640 shares 129,640$1.89M0.47%0
ANTARES PHARMA INCANTARES PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,541,770 shares; 2015Q2: 1,534,283 shares; 2015Q3: 1,647,592 shares; 2015Q4: 1,622,949 shares; 2016Q1: 1,736,256 shares 1,736,256$1.51M0.38%+113,307
QAD INC-AQAD INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 62,770 shares 62,770$1.33M0.33%new
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,385 shares; 2015Q2: 15,385 shares; 2015Q3: 15,385 shares; 2015Q4: 15,385 shares; 2016Q1: 15,385 shares 15,385$1.26M0.31%0Timeline
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,054 shares; 2015Q2: 20,054 shares; 2015Q3: 20,054 shares; 2015Q4: 20,054 shares; 2016Q1: 17,821 shares 17,821$1.2M0.3%-2,233
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,275 shares; 2015Q2: 11,275 shares; 2015Q3: 11,275 shares; 2015Q4: 11,133 shares; 2016Q1: 11,133 shares 11,133$1.03M0.26%0Timeline
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 274,779 shares; 2015Q2: 273,722 shares; 2015Q3: 278,754 shares; 2015Q4: 310,721 shares; 2016Q1: 360,168 shares 360,168$936K0.23%+49,447
FNMAFANNIE MAEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 418,651 shares; 2015Q2: 528,403 shares; 2015Q3: 653,403 shares; 2015Q4: 653,403 shares; 2016Q1: 653,403 shares 653,403$915K0.23%0Timeline
MGMMGM RESORTS INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40,175 shares; 2015Q2: 42,675 shares; 2015Q3: 42,675 shares; 2015Q4: 42,675 shares; 2016Q1: 42,675 shares 42,675$915K0.23%0Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,120 shares; 2015Q2: 11,120 shares; 2015Q3: 11,120 shares; 2015Q4: 11,120 shares; 2016Q1: 11,120 shares 11,120$851K0.21%0Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,447 shares; 2015Q2: 10,447 shares; 2015Q3: 10,447 shares; 2015Q4: 10,447 shares; 2016Q1: 9,247 shares 9,247$751K0.19%-1,200Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,020 shares; 2015Q2: 6,020 shares; 2015Q3: 6,020 shares; 2015Q4: 6,020 shares; 2016Q1: 6,020 shares 6,020$624K0.16%0Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,854 shares; 2015Q2: 12,854 shares; 2015Q3: 12,854 shares; 2015Q4: 12,854 shares; 2016Q1: 8,548 shares 8,548$580K0.15%-4,306Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 724 shares; 2016Q1: 714 shares 714$532K0.13%-10Timeline
OPHTHOTECH CORPOPHTHOTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 106,158 shares; 2015Q2: 139,390 shares; 2015Q3: 143,022 shares; 2015Q4: 11,338 shares; 2016Q1: 11,338 shares 11,338$479K0.12%0
SJMSMUCKER J M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,816 shares; 2015Q4: 3,771 shares; 2016Q1: 3,621 shares 3,621$470K0.12%-150Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,374 shares; 2015Q2: 4,374 shares; 2015Q3: 4,374 shares; 2015Q4: 4,337 shares; 2016Q1: 4,262 shares 4,262$461K0.12%-75Timeline
ENDOLOGIX INCENDOLOGIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 42,391 shares; 2015Q2: 42,391 shares; 2015Q3: 42,391 shares; 2015Q4: 52,391 shares; 2016Q1: 52,391 shares 52,391$438K0.11%0
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,000 shares; 2016Q1: 8,500 shares 8,500$412K0.1%-500Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,805 shares; 2015Q2: 2,805 shares; 2015Q3: 2,805 shares; 2015Q4: 2,805 shares; 2016Q1: 2,805 shares 2,805$372K0.09%0Timeline
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 19,850 shares; 2015Q2: 19,850 shares; 2015Q3: 19,850 shares; 2015Q4: 19,850 shares; 2016Q1: 20,750 shares 20,750$359K0.09%+900Timeline
EPIWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,360 shares; 2015Q2: 20,360 shares; 2015Q3: 20,360 shares; 2015Q4: 18,360 shares; 2016Q1: 18,360 shares 18,360$358K0.09%0Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 26,275 shares; 2015Q2: 26,275 shares; 2015Q3: 27,575 shares; 2015Q4: 25,575 shares; 2016Q1: 33,625 shares 33,625$356K0.09%+8,050
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,224 shares; 2015Q2: 2,224 shares; 2015Q3: 2,224 shares; 2015Q4: 2,138 shares; 2016Q1: 2,058 shares 2,058$343K0.09%-80Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,000 shares; 2015Q2: 4,000 shares; 2015Q3: 4,000 shares; 2015Q4: 4,000 shares; 2016Q1: 4,000 shares 4,000$329K0.08%0Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,798 shares; 2015Q2: 4,827 shares; 2015Q3: 4,857 shares; 2015Q4: 4,888 shares; 2016Q1: 4,916 shares 4,916$309K0.08%+28Timeline
FORTRESS INVT GROUP LLC CL AFORTRESS INVT GROUP LLC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 63,933 shares; 2016Q1: 63,933 shares 63,933$306K0.08%0
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,250 shares; 2015Q2: 1,636 shares; 2015Q3: 1,388 shares; 2015Q4: 1,136 shares; 2016Q1: 1,136 shares 1,136$296K0.07%0Timeline
HARMAN INTL INDS INCHARMAN INTL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,295 shares 3,295$293K0.07%new
IUSGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,600 shares; 2015Q2: 3,600 shares; 2015Q3: 3,600 shares; 2015Q4: 3,600 shares; 2016Q1: 3,600 shares 3,600$292K0.07%0Timeline
GDXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 14,448 shares 14,448$289K0.07%newTimeline
APOLLO RESIDENTIAL MORTGAGEAPOLLO RESIDENTIAL MORTGAGEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 48,900 shares; 2015Q2: 38,900 shares; 2015Q3: 38,900 shares; 2015Q4: 38,900 shares; 2016Q1: 21,400 shares 21,400$287K0.07%-17,500
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,880 shares; 2015Q2: 3,680 shares; 2015Q3: 3,640 shares; 2015Q4: 3,551 shares; 2016Q1: 3,351 shares 3,351$280K0.07%-200Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,381 shares; 2015Q2: 9,381 shares; 2015Q3: 6,931 shares; 2015Q4: 6,931 shares; 2016Q1: 6,931 shares 6,931$271K0.07%0Timeline
COLONY STARWOODCOLONY STARWOODQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,642 shares 10,642$263K0.07%new
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11,550 shares; 2016Q1: 11,550 shares 11,550$244K0.06%0
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 28,500 shares; 2015Q2: 30,500 shares; 2015Q3: 30,500 shares; 2015Q4: 30,500 shares; 2016Q1: 30,500 shares 30,500$242K0.06%0
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,400 shares; 2015Q2: 2,400 shares; 2015Q3: 2,400 shares; 2015Q4: 2,400 shares; 2016Q1: 2,400 shares 2,400$238K0.06%0Timeline
KEMPHARM INC COM NEWKEMPHARM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,980 shares 15,980$232K0.06%new
SOTHEBYSSOTHEBYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 8,642 shares; 2015Q4: 8,642 shares; 2016Q1: 8,642 shares 8,642$231K0.06%0
SPGSIMON PPTY GROUP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,056 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,083 shares; 2016Q1: 1,092 shares 1,092$227K0.06%+9Timeline
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 84,000 shares; 2015Q2: 84,000 shares; 2015Q3: 88,900 shares; 2015Q4: 88,900 shares; 2016Q1: 52,100 shares 52,100$227K0.06%-36,800
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 8,100 shares; 2015Q2: 8,100 shares; 2015Q3: 8,100 shares; 2015Q4: 8,100 shares; 2016Q1: 7,900 shares 7,900$222K0.06%-200
IRWDIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 19,662 shares; 2015Q2: 19,662 shares; 2015Q3: 19,662 shares; 2015Q4: 19,662 shares; 2016Q1: 19,662 shares 19,662$215K0.05%0Timeline
MUABLACKROCK MUNIASSETS FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 14,000 shares; 2015Q2: 14,000 shares; 2015Q3: 14,000 shares; 2015Q4: 14,000 shares; 2016Q1: 14,000 shares 14,000$208K0.05%0Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,993 shares; 2015Q2: 2,493 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,434 shares 2,434$200K0.05%newTimeline
AVID TECHNOLOGY INCAVID TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 54,490 shares; 2015Q2: 54,490 shares; 2015Q3: 54,490 shares; 2015Q4: 30,060 shares; 2016Q1: 28,060 shares 28,060$190K0.05%-2,000
Plains Group Hldgs LPPlains Group Hldgs LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 61,387 shares; 2015Q3: 61,787 shares; 2015Q4: 61,787 shares; 2016Q1: 18,887 shares 18,887$164K0.04%-42,900
TERRAFORM POWER INCTERRAFORM POWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 18,930 shares 18,930$164K0.04%new
FAMOUS DAVE'S OF AMERICAFAMOUS DAVE'S OF AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 38,714 shares; 2015Q2: 41,465 shares; 2015Q3: 29,515 shares; 2015Q4: 25,501 shares; 2016Q1: 24,501 shares 24,501$150K0.04%-1,000
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 12,700 shares; 2015Q4: 12,700 shares; 2016Q1: 13,700 shares 13,700$130K0.03%+1,000Timeline
FMCCFREDDIE MACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 29,000 shares; 2015Q2: 33,000 shares; 2015Q3: 33,000 shares; 2015Q4: 30,000 shares; 2016Q1: 30,000 shares 30,000$40K0.01%0Timeline
EXELEXELIXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,230 shares; 2015Q2: 11,230 shares; 2015Q3: 11,230 shares; 2015Q4: 10,430 shares; 2016Q1: 10,000 shares 10,000$40K0.01%-430Timeline
BIOTECH PRDCT SVC RSRCH, INCBIOTECH PRDCT SVC RSRCH, INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$5K<0.01%new
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 32,302 shares; 2015Q2: 32,302 shares; 2015Q3: 32,302 shares; 2015Q4: 31,621 shares; 2016Q1: 31,621 shares 31,621$4K<0.01%0
PANACOS PHARMACEUTICALS INCPANACOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares 25,000$00%0Value filed as zero, left out of ratios.

Sold out in Q1 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
GMGENERAL MTRS CO17,000$578Kshares
STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL17,632$399Kshares
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF14,448$198Kshares

How Q1 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000928204-16-000009 base2016-05-11acceptance time not in the bulk data set