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Disclosery

WILLIAM HARRIS INVESTORS INC

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13F filer, CIK 928204, CHICAGO, IL

WILLIAM HARRIS INVESTORS INC reported $347,482,000 across 97 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-07. Its ten largest share positions make up 39.56% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000928204-17-000001

Period
2016-12-31
Reported value
$347M
Holdings
97
Top 10 weight
39.56%
New
24
Sold out
18

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BRK-Anew+50$12.2M
LIBERTY LATIN AMERICA CL A …new+396,296$8.7M
AIGnew+124,400$8.12M
DVAnew+121,076$7.77M
OUTFRONT MEDIA INCnew+311,739$7.75M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
LOPEreduced-276,401-$16.2M
IONSreduced-240,218-$11.5M
METexited-245,228-$10.9M
PWRexited-326,721-$9.14M
CYHexited-768,436-$8.87M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0000928204-17-000001, largest first. % of portfolio is the value over $347,479,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SHAKSHAKE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 92,747 shares; 2015Q2: 68,871 shares; 2015Q3: 69,485 shares; 2015Q4: 1,459,521 shares; 2016Q1: 1,399,536 shares; 2016Q2: 1,392,736 shares; 2016Q3: 1,331,436 shares; 2016Q4: 1,260,317 shares 1,260,317$45.1M12.98%-71,119Timeline
CORCENCORA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 124,675 shares; 2015Q2: 106,463 shares; 2015Q3: 114,520 shares; 2015Q4: 72,938 shares; 2016Q1: 127,662 shares; 2016Q2: 174,562 shares; 2016Q3: 174,562 shares; 2016Q4: 158,162 shares 158,162$12.4M3.56%-16,400Timeline
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 50 shares 50$12.2M3.51%newTimeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 154,017 shares; 2015Q3: 359,744 shares; 2015Q4: 343,592 shares; 2016Q1: 317,221 shares; 2016Q2: 365,221 shares; 2016Q3: 419,221 shares; 2016Q4: 355,838 shares 355,838$10.9M3.15%-63,383
BED BATH & BEYOND INCBED BATH & BEYOND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 115,241 shares; 2015Q2: 131,121 shares; 2015Q3: 184,556 shares; 2015Q4: 201,852 shares; 2016Q1: 161,819 shares; 2016Q2: 214,393 shares; 2016Q3: 202,393 shares; 2016Q4: 260,310 shares 260,310$10.6M3.04%+57,917
MYLAN NVMYLAN NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 197,764 shares; 2015Q2: 96,140 shares; 2015Q3: 311,430 shares; 2015Q4: 317,199 shares; 2016Q1: 287,033 shares; 2016Q2: 316,033 shares; 2016Q3: 313,533 shares; 2016Q4: 256,333 shares 256,333$9.78M2.81%-57,200
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 369,530 shares; 2015Q2: 367,688 shares; 2015Q3: 429,244 shares; 2015Q4: 380,291 shares; 2016Q1: 359,307 shares; 2016Q2: 367,189 shares; 2016Q3: 322,344 shares; 2016Q4: 264,891 shares 264,891$9.75M2.81%-57,453
BLACKHAWK NETWORK HOLDING I…BLACKHAWK NETWORK HOLDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 10,000 shares; 2015Q2: 503,825 shares; 2015Q3: 472,886 shares; 2015Q4: 362,659 shares; 2016Q1: 385,682 shares; 2016Q2: 446,482 shares; 2016Q3: 417,166 shares; 2016Q4: 245,583 shares 245,583$9.25M2.66%-171,583
DKSDICKS SPORTING GOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 289,916 shares; 2015Q2: 308,667 shares; 2015Q3: 340,794 shares; 2015Q4: 461,939 shares; 2016Q1: 362,278 shares; 2016Q2: 318,738 shares; 2016Q3: 256,801 shares; 2016Q4: 164,820 shares 164,820$8.75M2.52%-91,981Timeline
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 427,663 shares; 2015Q2: 272,738 shares; 2015Q3: 247,672 shares; 2015Q4: 253,431 shares; 2016Q1: 299,645 shares; 2016Q2: 269,645 shares; 2016Q3: 245,495 shares; 2016Q4: 189,095 shares 189,095$8.71M2.51%-56,400
LIBERTY LATIN AMERICA CL A …LIBERTY LATIN AMERICA CL A ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 396,296 shares 396,296$8.7M2.5%new
THSTREEHOUSE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: 85,370 shares; 2015Q3: 80,314 shares; 2015Q4: 61,949 shares; 2016Q1: 63,262 shares; 2016Q2: 63,262 shares; 2016Q3: 61,762 shares; 2016Q4: 116,762 shares 116,762$8.43M2.43%+55,000Timeline
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 655,658 shares; 2015Q2: 653,213 shares; 2015Q3: 741,700 shares; 2015Q4: 731,746 shares; 2016Q1: 776,234 shares; 2016Q2: 786,234 shares; 2016Q3: 616,234 shares; 2016Q4: 370,970 shares 370,970$8.18M2.35%-245,264
AIGAMERICAN INTL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 124,400 shares 124,400$8.12M2.34%newTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 52,000 shares; 2016Q4: 35,400 shares 35,400$7.91M2.28%-16,600Timeline
STERICYCLE INCSTERICYCLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 97,203 shares; 2016Q4: 101,903 shares 101,903$7.85M2.26%+4,700
DVADAVITA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 121,076 shares 121,076$7.77M2.24%newTimeline
OUTFRONT MEDIA INCOUTFRONT MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 311,739 shares 311,739$7.75M2.23%new
DARDARLING INGREDIENTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 597,051 shares 597,051$7.71M2.22%newTimeline
LORAL SPACE & COM INCLORAL SPACE & COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 182,550 shares 182,550$7.49M2.16%new
PAREXEL INTL CORPPAREXEL INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 82,583 shares; 2015Q2: 109,262 shares; 2015Q3: 130,245 shares; 2015Q4: 48,078 shares; 2016Q1: 66,348 shares; 2016Q2: 80,348 shares; 2016Q3: 92,348 shares; 2016Q4: 113,937 shares 113,937$7.49M2.15%+21,589
BGC PARTNERS INCBGC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 698,973 shares 698,973$7.15M2.06%new
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 254,326 shares 254,326$7.13M2.05%new
NXSTNEXSTAR MEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 110,508 shares 110,508$7M2.01%newTimeline
GNRCGENERAC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 171,932 shares; 2015Q2: 197,558 shares; 2015Q3: 267,150 shares; 2015Q4: 301,791 shares; 2016Q1: 229,888 shares; 2016Q2: 210,588 shares; 2016Q3: 217,289 shares; 2016Q4: 160,099 shares 160,099$6.52M1.88%-57,190Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 141,180 shares; 2015Q2: 71,066 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 88,000 shares; 2016Q4: 48,000 shares 48,000$6.47M1.86%-40,000Timeline
HOUSANYWHERE REAL ESTATE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 244,119 shares 244,119$6.28M1.81%newTimeline
PANERA BREAD COPANERA BREAD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 81,266 shares; 2015Q2: 80,860 shares; 2015Q3: 71,064 shares; 2015Q4: 67,593 shares; 2016Q1: 53,563 shares; 2016Q2: 38,563 shares; 2016Q3: 37,163 shares; 2016Q4: 29,163 shares 29,163$5.98M1.72%-8,000
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 149,704 shares 149,704$5.43M1.56%newTimeline
SYNERGY RES CORPSYNERGY RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 311,448 shares; 2015Q4: 445,599 shares; 2016Q1: 539,680 shares; 2016Q2: 798,380 shares; 2016Q3: 521,187 shares; 2016Q4: 571,187 shares 571,187$5.09M1.46%+50,000
DTEAFDAVIDSTEA INC COM STOCKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 322,147 shares; 2016Q3: 352,247 shares; 2016Q4: 726,074 shares 726,074$4.97M1.43%+373,827Timeline
BARNES & NOBLE ED INCBARNES & NOBLE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 489,727 shares; 2015Q4: 720,466 shares; 2016Q1: 682,188 shares; 2016Q2: 697,397 shares; 2016Q3: 664,667 shares; 2016Q4: 426,084 shares 426,084$4.89M1.41%-238,583
MEDLEY CAP CORPMEDLEY CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 580,949 shares 580,949$4.36M1.26%new
POTBELLY CORPPOTBELLY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 1,305,624 shares; 2015Q2: 1,299,128 shares; 2015Q3: 1,377,486 shares; 2015Q4: 1,337,601 shares; 2016Q1: 998,871 shares; 2016Q2: 765,670 shares; 2016Q3: 683,898 shares; 2016Q4: 323,122 shares 323,122$4.17M1.2%-360,776
SPEEDWAY MOTORSPORTS INCSPEEDWAY MOTORSPORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 385,930 shares; 2015Q2: 311,068 shares; 2015Q3: 377,502 shares; 2015Q4: 374,907 shares; 2016Q1: 380,717 shares; 2016Q2: 380,717 shares; 2016Q3: 367,753 shares; 2016Q4: 178,887 shares 178,887$3.88M1.12%-188,866
IONSIONIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 230,443 shares; 2016Q1: 324,462 shares; 2016Q2: 380,018 shares; 2016Q3: 320,018 shares; 2016Q4: 79,800 shares 79,800$3.82M1.1%-240,218Timeline
GMS INCGMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 119,868 shares 119,868$3.51M1.01%new
FNMAFEDERAL NATL MTG ASS 000000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 418,651 shares; 2015Q2: 528,403 shares; 2015Q3: 653,403 shares; 2015Q4: 653,403 shares; 2016Q1: 653,403 shares; 2016Q2: 653,403 shares; 2016Q3: 653,403 shares; 2016Q4: 653,403 shares 653,403$2.55M0.73%0Timeline
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 141,140 shares; 2015Q2: 141,140 shares; 2015Q3: 141,140 shares; 2015Q4: 129,640 shares; 2016Q1: 129,640 shares; 2016Q2: 123,640 shares; 2016Q3: 134,240 shares; 2016Q4: 131,891 shares 131,891$2.17M0.62%-2,349
LOPEGRAND CANYON ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 224,832 shares; 2015Q2: 223,709 shares; 2015Q3: 285,029 shares; 2015Q4: 309,929 shares; 2016Q1: 313,065 shares; 2016Q2: 313,065 shares; 2016Q3: 313,065 shares; 2016Q4: 36,664 shares 36,664$2.14M0.62%-276,401Timeline
GAIN CAPITAL HOLDINGS INCGAIN CAPITAL HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 306,847 shares 306,847$2.02M0.58%new
HEMISPHERE MEDIA GROUP INC …HEMISPHERE MEDIA GROUP INC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 152,963 shares; 2016Q3: 152,963 shares; 2016Q4: 152,963 shares 152,963$1.71M0.49%0
SGISOMNIGROUP INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 37,071 shares; 2016Q4: 24,321 shares 24,321$1.66M0.48%-12,750Timeline
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 20,054 shares; 2015Q2: 20,054 shares; 2015Q3: 20,054 shares; 2015Q4: 20,054 shares; 2016Q1: 17,821 shares; 2016Q2: 18,957 shares; 2016Q3: 18,957 shares; 2016Q4: 18,957 shares 18,957$1.55M0.45%0
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 15,385 shares; 2015Q2: 15,385 shares; 2015Q3: 15,385 shares; 2015Q4: 15,385 shares; 2016Q1: 15,385 shares; 2016Q2: 15,385 shares; 2016Q3: 15,385 shares; 2016Q4: 15,385 shares 15,385$1.36M0.39%0Timeline
RESOURCE CAP CORPRESOURCE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 112,894 shares 112,894$940K0.27%new
ATRAPTARGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 24,622 shares; 2015Q2: 24,622 shares; 2015Q3: 24,622 shares; 2015Q4: 24,622 shares; 2016Q1: 24,622 shares; 2016Q2: 12,622 shares; 2016Q3: 12,622 shares; 2016Q4: 12,622 shares 12,622$927K0.27%0Timeline
VPGVISHAY PRECISION GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 49,011 shares 49,011$926K0.27%newTimeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 11,120 shares; 2015Q2: 11,120 shares; 2015Q3: 11,120 shares; 2015Q4: 11,120 shares; 2016Q1: 11,120 shares; 2016Q2: 11,120 shares; 2016Q3: 11,120 shares; 2016Q4: 10,218 shares 10,218$797K0.23%-902Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,240 shares; 2016Q4: 14,150 shares 14,150$780K0.22%+3,910Timeline
IATISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 16,339 shares 16,339$741K0.21%newTimeline
DHX MEDIA LTD COM VTG SHSDHX MEDIA LTD COM VTG SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 140,327 shares 140,327$734K0.21%new
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 19,850 shares; 2015Q2: 19,850 shares; 2015Q3: 19,850 shares; 2015Q4: 19,850 shares; 2016Q1: 20,750 shares; 2016Q2: 32,450 shares; 2016Q3: 32,450 shares; 2016Q4: 32,450 shares 32,450$676K0.19%0Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 724 shares; 2016Q1: 714 shares; 2016Q2: 846 shares; 2016Q3: 846 shares; 2016Q4: 846 shares 846$653K0.19%0Timeline
COMMERCEHUB INCCOMMERCEHUB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 39,167 shares; 2016Q4: 43,057 shares 43,057$648K0.19%+3,890
MGMMGM RESORTS INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 40,175 shares; 2015Q2: 42,675 shares; 2015Q3: 42,675 shares; 2015Q4: 42,675 shares; 2016Q1: 42,675 shares; 2016Q2: 41,675 shares; 2016Q3: 41,675 shares; 2016Q4: 21,941 shares 21,941$632K0.18%-19,734Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 12,854 shares; 2015Q2: 12,854 shares; 2015Q3: 12,854 shares; 2015Q4: 12,854 shares; 2016Q1: 8,548 shares; 2016Q2: 8,548 shares; 2016Q3: 8,548 shares; 2016Q4: 8,548 shares 8,548$589K0.17%0Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 26,275 shares; 2015Q2: 26,275 shares; 2015Q3: 27,575 shares; 2015Q4: 25,575 shares; 2016Q1: 33,625 shares; 2016Q2: 35,625 shares; 2016Q3: 35,625 shares; 2016Q4: 36,125 shares 36,125$574K0.17%+500
PHILLY SHIPYARD ASAPHILLY SHIPYARD ASAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 79,733 shares 79,733$570K0.16%new
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 11,275 shares; 2015Q2: 11,275 shares; 2015Q3: 11,275 shares; 2015Q4: 11,133 shares; 2016Q1: 11,133 shares; 2016Q2: 11,133 shares; 2016Q3: 22,266 shares; 2016Q4: 12,766 shares 12,766$564K0.16%-9,500Timeline
FORTRESS INVT GROUP LLC CL AFORTRESS INVT GROUP LLC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 63,933 shares; 2016Q1: 63,933 shares; 2016Q2: 71,933 shares; 2016Q3: 71,933 shares; 2016Q4: 112,145 shares 112,145$545K0.16%+40,212
ENDOLOGIX INCENDOLOGIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 42,391 shares; 2015Q2: 42,391 shares; 2015Q3: 42,391 shares; 2015Q4: 52,391 shares; 2016Q1: 52,391 shares; 2016Q2: 52,391 shares; 2016Q3: 52,391 shares; 2016Q4: 92,391 shares 92,391$528K0.15%+40,000
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 6,020 shares; 2015Q2: 6,020 shares; 2015Q3: 6,020 shares; 2015Q4: 6,020 shares; 2016Q1: 6,020 shares; 2016Q2: 6,020 shares; 2016Q3: 6,020 shares; 2016Q4: 6,020 shares 6,020$475K0.14%0Timeline
ALLERGAN PLCALLERGAN PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,184 shares; 2016Q3: 2,252 shares; 2016Q4: 2,252 shares 2,252$473K0.14%0
SJMSMUCKER J M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,816 shares; 2015Q4: 3,771 shares; 2016Q1: 3,621 shares; 2016Q2: 3,621 shares; 2016Q3: 3,621 shares; 2016Q4: 3,621 shares 3,621$464K0.13%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 4,374 shares; 2015Q2: 4,374 shares; 2015Q3: 4,374 shares; 2015Q4: 4,337 shares; 2016Q1: 4,262 shares; 2016Q2: 4,262 shares; 2016Q3: 4,262 shares; 2016Q4: 3,922 shares 3,922$452K0.13%-340Timeline
DEL TACO RESTAURANTS INC NEWDEL TACO RESTAURANTS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 30,748 shares 30,748$434K0.12%new
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 2,805 shares; 2015Q2: 2,805 shares; 2015Q3: 2,805 shares; 2015Q4: 2,805 shares; 2016Q1: 2,805 shares; 2016Q2: 2,805 shares; 2016Q3: 2,805 shares; 2016Q4: 2,805 shares 2,805$432K0.12%0Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 28,500 shares; 2015Q2: 30,500 shares; 2015Q3: 30,500 shares; 2015Q4: 30,500 shares; 2016Q1: 30,500 shares; 2016Q2: 32,000 shares; 2016Q3: 32,000 shares; 2016Q4: 49,000 shares 49,000$427K0.12%+17,000
GDXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 14,448 shares; 2016Q2: 24,580 shares; 2016Q3: 24,580 shares; 2016Q4: 19,580 shares 19,580$410K0.12%-5,000Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,000 shares; 2016Q1: 8,500 shares; 2016Q2: 8,500 shares; 2016Q3: 8,500 shares; 2016Q4: 8,500 shares 8,500$407K0.12%0Timeline
EPIWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 20,360 shares; 2015Q2: 20,360 shares; 2015Q3: 20,360 shares; 2015Q4: 18,360 shares; 2016Q1: 18,360 shares; 2016Q2: 18,360 shares; 2016Q3: 18,360 shares; 2016Q4: 18,360 shares 18,360$371K0.11%0Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 2,224 shares; 2015Q2: 2,224 shares; 2015Q3: 2,224 shares; 2015Q4: 2,138 shares; 2016Q1: 2,058 shares; 2016Q2: 2,058 shares; 2016Q3: 2,058 shares; 2016Q4: 2,058 shares 2,058$367K0.11%0Timeline
SOTHEBYSSOTHEBYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 8,642 shares; 2015Q4: 8,642 shares; 2016Q1: 8,642 shares; 2016Q2: 8,642 shares; 2016Q3: 8,642 shares; 2016Q4: 8,642 shares 8,642$344K0.1%0
KWYKINGSWAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 49,736 shares 49,736$311K0.09%newTimeline
IUSGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 3,600 shares; 2015Q2: 3,600 shares; 2015Q3: 3,600 shares; 2015Q4: 3,600 shares; 2016Q1: 3,600 shares; 2016Q2: 3,600 shares; 2016Q3: 7,200 shares; 2016Q4: 7,200 shares 7,200$309K0.09%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 3,880 shares; 2015Q2: 3,680 shares; 2015Q3: 3,640 shares; 2015Q4: 3,551 shares; 2016Q1: 3,351 shares; 2016Q2: 3,351 shares; 2016Q3: 3,351 shares; 2016Q4: 3,351 shares 3,351$302K0.09%0Timeline
IRWDIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 19,662 shares; 2015Q2: 19,662 shares; 2015Q3: 19,662 shares; 2015Q4: 19,662 shares; 2016Q1: 19,662 shares; 2016Q2: 19,662 shares; 2016Q3: 19,662 shares; 2016Q4: 19,662 shares 19,662$301K0.09%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 9,381 shares; 2015Q2: 9,381 shares; 2015Q3: 6,931 shares; 2015Q4: 6,931 shares; 2016Q1: 6,931 shares; 2016Q2: 6,931 shares; 2016Q3: 6,931 shares; 2016Q4: 6,931 shares 6,931$295K0.08%0Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 4,798 shares; 2015Q2: 4,827 shares; 2015Q3: 4,857 shares; 2015Q4: 4,888 shares; 2016Q1: 4,916 shares; 2016Q2: 4,942 shares; 2016Q3: 4,712 shares; 2016Q4: 4,727 shares 4,727$295K0.08%+15Timeline
SQMSOCIEDAD QUIMICA Y MINERA DEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,270 shares 10,270$294K0.08%newTimeline
HARMAN INTL INDS INCHARMAN INTL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,295 shares; 2016Q2: 3,625 shares; 2016Q3: 3,625 shares; 2016Q4: 2,280 shares 2,280$253K0.07%-1,345
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11,550 shares; 2016Q1: 11,550 shares; 2016Q2: 11,550 shares; 2016Q3: 11,550 shares; 2016Q4: 11,550 shares 11,550$241K0.07%0
TERRAFORM POWER INCTERRAFORM POWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 18,930 shares; 2016Q2: 23,448 shares; 2016Q3: 17,360 shares; 2016Q4: 17,360 shares 17,360$223K0.06%0
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 4,000 shares; 2015Q2: 4,000 shares; 2015Q3: 4,000 shares; 2015Q4: 4,000 shares; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares; 2016Q4: 2,400 shares 2,400$202K0.06%-1,600Timeline
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 12,700 shares; 2015Q4: 12,700 shares; 2016Q1: 13,700 shares; 2016Q2: 15,700 shares; 2016Q3: 19,500 shares; 2016Q4: 19,500 shares 19,500$196K0.06%0Timeline
EXELEXELIXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 11,230 shares; 2015Q2: 11,230 shares; 2015Q3: 11,230 shares; 2015Q4: 10,430 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares 10,000$149K0.04%0Timeline
AVID TECHNOLOGY INCAVID TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 54,490 shares; 2015Q2: 54,490 shares; 2015Q3: 54,490 shares; 2015Q4: 30,060 shares; 2016Q1: 28,060 shares; 2016Q2: 34,060 shares; 2016Q3: 34,060 shares; 2016Q4: 31,475 shares 31,475$139K0.04%-2,585
FMCCFEDERAL HOME LN MTGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 29,000 shares; 2015Q2: 33,000 shares; 2015Q3: 33,000 shares; 2015Q4: 30,000 shares; 2016Q1: 30,000 shares; 2016Q2: 30,000 shares; 2016Q3: 30,000 shares; 2016Q4: 30,000 shares 30,000$112K0.03%0Timeline
ANTARES PHARMA INCANTARES PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 1,541,770 shares; 2015Q2: 1,534,283 shares; 2015Q3: 1,647,592 shares; 2015Q4: 1,622,949 shares; 2016Q1: 1,736,256 shares; 2016Q2: 1,736,256 shares; 2016Q3: 40,000 shares; 2016Q4: 40,000 shares 40,000$93K0.03%0
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 274,779 shares; 2015Q2: 273,722 shares; 2015Q3: 278,754 shares; 2015Q4: 310,721 shares; 2016Q1: 360,168 shares; 2016Q2: 360,168 shares; 2016Q3: 61,400 shares; 2016Q4: 75,450 shares 75,450$72K0.02%+14,050
CARDAX INCCARDAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 674,377 shares; 2016Q3: 674,377 shares; 2016Q4: 674,377 shares 674,377$54K0.02%0
GREAT ELM CAP GROUP INCGREAT ELM CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares 10,000$37K0.01%new
KEMPHARM INC COM NEWKEMPHARM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,980 shares; 2016Q2: 30,891 shares; 2016Q3: 30,891 shares; 2016Q4: 11,900 shares 11,900$35K0.01%-18,991
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 32,302 shares; 2015Q2: 32,302 shares; 2015Q3: 32,302 shares; 2015Q4: 31,621 shares; 2016Q1: 31,621 shares; 2016Q2: 31,621 shares; 2016Q3: 31,621 shares; 2016Q4: 31,621 shares 31,621$12K<0.01%0
BIOTECH PRDCT SVC RSRCH, INCBIOTECH PRDCT SVC RSRCH, INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares 10,000$2K<0.01%0
PANACOS PHARMACEUTICALS INCPANACOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares 25,000$00%0Value filed as zero, left out of ratios.

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
METMETLIFE INC245,228$10.9Mshares
PWRQUANTA SVCS INC326,721$9.14Mshares
CYHCOMMUNITY HEALTH SYS INC NEW768,436$8.87Mshares
POLYONE CORPPOLYONE CORP251,340$8.5Mshares
AAPADVANCE AUTO PARTS INC36,206$5.4Mshares
PYPLPAYPAL HLDGS INC130,420$5.34Mshares
FLIR SYS INCFLIR SYS INC161,143$5.06Mshares
LPXLOUISIANA PAC CORP263,748$4.97Mshares
CCOICOGENT COMM HOLDINGS INC125,210$4.61Mshares
EXPEEXPEDIA GROUP INC36,898$4.31Mshares
MANITOWOC FOODSERVICE INCMANITOWOC FOODSERVICE INC257,294$4.17Mshares
CEMPRA INCCEMPRA INC131,045$3.17Mshares
VFCV F CORP41,760$2.34Mshares
BARNES &amp; NOBLE INCBARNES &amp; NOBLE INC85,596$967Kshares
OPHTHOTECH CORPOPHTHOTECH CORP11,338$523Kshares
SPGSIMON PPTY GROUP INC NEW1,109$230Kshares
VIGVANGUARD SPECIALIZED FUNDS2,498$210Kshares
FAMOUS DAVE'S OF AMERICAFAMOUS DAVE'S OF AMERICA10,451$57Kshares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000928204-17-000001 base2017-02-07acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0000928204-17-000001 Quarter ended 2016-12-312017-02-07acceptance time not in the bulk data set
13F-HR 0000928204-16-000011 Quarter ended 2016-09-302016-11-09acceptance time not in the bulk data set
13F-HR 0000928204-16-000010 Quarter ended 2016-06-302016-08-05acceptance time not in the bulk data set
13F-HR 0000928204-16-000009 Quarter ended 2016-03-312016-05-11acceptance time not in the bulk data set
13F-HR 0000928204-16-000008 Quarter ended 2015-12-312016-02-12acceptance time not in the bulk data set
13F-HR/A 0000928204-15-000006 Quarter ended 2015-09-302015-11-25acceptance time not in the bulk data set
13F-HR 0000928204-15-000005 Quarter ended 2015-09-302015-11-04acceptance time not in the bulk data set
13F-HR 0000928204-15-000004 Quarter ended 2015-06-302015-08-12acceptance time not in the bulk data set
13F-HR 0000928204-15-000003 Quarter ended 2015-03-312015-05-14acceptance time not in the bulk data set
13F-HR 0000928204-15-000002 Quarter ended 2014-12-312015-02-11acceptance time not in the bulk data set
13F-HR 0000928204-14-000007 Quarter ended 2014-09-302014-11-12acceptance time not in the bulk data set
13F-HR 0000928204-14-000006 Quarter ended 2014-06-302014-08-07acceptance time not in the bulk data set
13F-HR 0000928204-14-000005 Quarter ended 2014-03-312014-05-08acceptance time not in the bulk data set
13F-HR 0000928204-14-000004 Quarter ended 2013-12-312014-02-10acceptance time not in the bulk data set
13F-HR 0000928204-13-000006 Quarter ended 2013-09-302013-11-13acceptance time not in the bulk data set
13F-HR 0000928204-13-000003 Quarter ended 2013-06-302013-07-25acceptance time not in the bulk data set