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WILLIAM HARRIS INVESTORS INC

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13F filer, CIK 928204, CHICAGO, IL

WILLIAM HARRIS INVESTORS INC reported $398,743,000 across 96 holdings for the quarter ended 2016-06-30, in a 13F-HR filed 2016-08-05. Its ten largest share positions make up 42.05% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000928204-16-000010

Period
2016-06-30
Reported value
$399M
Holdings
96
Top 10 weight
42.05%
New
6
Sold out
6

Largest buys vs the previous quarter

SecurityShares changeApprox. value
DTEAFnew+322,147$4.39M
JJSFnew+34,900$4.16M
CORadded+46,900$3.72M
QAD INC-Aadded+172,575$3.33M
QUORUM HEALTH CORPnew+220,747$2.36M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PANERA BREAD COreduced-15,000-$3.18M
GTLSreduced-122,100-$2.95M
POTBELLY CORPreduced-233,201-$2.92M
DKSreduced-43,540-$1.96M
SANCHEZ ENERGY CORPreduced-201,714-$1.42M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2016

Share positions as resolved from 13F-HR 0000928204-16-000010, largest first. % of portfolio is the value over $398,745,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SHAKSHAKE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 92,747 shares; 2015Q2: 68,871 shares; 2015Q3: 69,485 shares; 2015Q4: 1,459,521 shares; 2016Q1: 1,399,536 shares; 2016Q2: 1,392,736 shares 1,392,736$50.7M12.72%-6,800Timeline
BLACKHAWK NETWORK HOLDING I…BLACKHAWK NETWORK HOLDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 503,825 shares; 2015Q3: 472,886 shares; 2015Q4: 362,659 shares; 2016Q1: 385,682 shares; 2016Q2: 446,482 shares 446,482$15M3.75%+60,800
DKSDICKS SPORTING GOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 289,916 shares; 2015Q2: 308,667 shares; 2015Q3: 340,794 shares; 2015Q4: 461,939 shares; 2016Q1: 362,278 shares; 2016Q2: 318,738 shares 318,738$14.4M3.6%-43,540Timeline
CORCENCORA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 124,675 shares; 2015Q2: 106,463 shares; 2015Q3: 114,520 shares; 2015Q4: 72,938 shares; 2016Q1: 127,662 shares; 2016Q2: 174,562 shares 174,562$13.8M3.47%+46,900Timeline
MYLAN NVMYLAN NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 197,764 shares; 2015Q2: 96,140 shares; 2015Q3: 311,430 shares; 2015Q4: 317,199 shares; 2016Q1: 287,033 shares; 2016Q2: 316,033 shares 316,033$13.7M3.43%+29,000
LOPEGRAND CANYON ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 224,832 shares; 2015Q2: 223,709 shares; 2015Q3: 285,029 shares; 2015Q4: 309,929 shares; 2016Q1: 313,065 shares; 2016Q2: 313,065 shares 313,065$12.5M3.13%0Timeline
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 369,530 shares; 2015Q2: 367,688 shares; 2015Q3: 429,244 shares; 2015Q4: 380,291 shares; 2016Q1: 359,307 shares; 2016Q2: 367,189 shares 367,189$12.3M3.08%+7,882
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 427,663 shares; 2015Q2: 272,738 shares; 2015Q3: 247,672 shares; 2015Q4: 253,431 shares; 2016Q1: 299,645 shares; 2016Q2: 269,645 shares 269,645$12.3M3.07%-30,000
WHOLE FOODS MKT INCWHOLE FOODS MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 154,017 shares; 2015Q3: 359,744 shares; 2015Q4: 343,592 shares; 2016Q1: 317,221 shares; 2016Q2: 365,221 shares 365,221$11.7M2.93%+48,000
CYHCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 259,105 shares; 2015Q2: 80,488 shares; 2015Q3: 267,393 shares; 2015Q4: 762,152 shares; 2016Q1: 937,991 shares; 2016Q2: 943,291 shares 943,291$11.4M2.85%+5,300Timeline
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 655,658 shares; 2015Q2: 653,213 shares; 2015Q3: 741,700 shares; 2015Q4: 731,746 shares; 2016Q1: 776,234 shares; 2016Q2: 786,234 shares 786,234$10.2M2.57%+10,000
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 227,791 shares; 2015Q2: 226,656 shares; 2015Q3: 243,924 shares; 2015Q4: 242,248 shares; 2016Q1: 245,228 shares; 2016Q2: 245,228 shares 245,228$9.77M2.45%0Timeline
POTBELLY CORPPOTBELLY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,305,624 shares; 2015Q2: 1,299,128 shares; 2015Q3: 1,377,486 shares; 2015Q4: 1,337,601 shares; 2016Q1: 998,871 shares; 2016Q2: 765,670 shares 765,670$9.6M2.41%-233,201
BED BATH & BEYOND INCBED BATH & BEYOND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 115,241 shares; 2015Q2: 131,121 shares; 2015Q3: 184,556 shares; 2015Q4: 201,852 shares; 2016Q1: 161,819 shares; 2016Q2: 214,393 shares 214,393$9.27M2.32%+52,574
IONSIONIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 230,443 shares; 2016Q1: 324,462 shares; 2016Q2: 380,018 shares 380,018$8.85M2.22%+55,556Timeline
CCOICOGENT COMM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 41,651 shares; 2015Q3: 248,197 shares; 2015Q4: 246,492 shares; 2016Q1: 249,748 shares; 2016Q2: 220,123 shares 220,123$8.82M2.21%-29,625Timeline
POLYONE CORPPOLYONE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 127,361 shares; 2015Q3: 216,171 shares; 2015Q4: 218,163 shares; 2016Q1: 269,520 shares; 2016Q2: 236,340 shares 236,340$8.33M2.09%-33,180
PANERA BREAD COPANERA BREAD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 81,266 shares; 2015Q2: 80,860 shares; 2015Q3: 71,064 shares; 2015Q4: 67,593 shares; 2016Q1: 53,563 shares; 2016Q2: 38,563 shares 38,563$8.17M2.05%-15,000
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 195,100 shares; 2015Q3: 313,252 shares; 2015Q4: 306,971 shares; 2016Q1: 313,021 shares; 2016Q2: 326,721 shares 326,721$7.55M1.89%+13,700Timeline
GNRCGENERAC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 171,932 shares; 2015Q2: 197,558 shares; 2015Q3: 267,150 shares; 2015Q4: 301,791 shares; 2016Q1: 229,888 shares; 2016Q2: 210,588 shares 210,588$7.36M1.85%-19,300Timeline
VFCV F CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 108,827 shares; 2016Q1: 119,673 shares; 2016Q2: 119,673 shares 119,673$7.36M1.85%0Timeline
BARNES & NOBLE ED INCBARNES & NOBLE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 489,727 shares; 2015Q4: 720,466 shares; 2016Q1: 682,188 shares; 2016Q2: 697,397 shares 697,397$7.08M1.78%+15,209
AAPADVANCE AUTO PARTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 43,318 shares; 2015Q2: 36,116 shares; 2015Q3: 18,985 shares; 2015Q4: 35,329 shares; 2016Q1: 36,074 shares; 2016Q2: 43,574 shares 43,574$7.04M1.77%+7,500Timeline
SPEEDWAY MOTORSPORTS INCSPEEDWAY MOTORSPORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 385,930 shares; 2015Q2: 311,068 shares; 2015Q3: 377,502 shares; 2015Q4: 374,907 shares; 2016Q1: 380,717 shares; 2016Q2: 380,717 shares 380,717$6.76M1.69%0
THSTREEHOUSE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 85,370 shares; 2015Q3: 80,314 shares; 2015Q4: 61,949 shares; 2016Q1: 63,262 shares; 2016Q2: 63,262 shares 63,262$6.49M1.63%0Timeline
BARNES & NOBLE INCBARNES & NOBLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 328,590 shares; 2015Q2: 326,952 shares; 2015Q3: 566,253 shares; 2015Q4: 690,172 shares; 2016Q1: 580,667 shares; 2016Q2: 531,677 shares 531,677$6.04M1.51%-48,990
FLIR SYS INCFLIR SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 153,382 shares; 2015Q4: 171,827 shares; 2016Q1: 175,439 shares; 2016Q2: 191,439 shares 191,439$5.92M1.49%+16,000
EXPEEXPEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 53,781 shares; 2016Q1: 54,799 shares; 2016Q2: 54,799 shares 54,799$5.83M1.46%0Timeline
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 443,095 shares; 2015Q3: 830,035 shares; 2015Q4: 1,065,172 shares; 2016Q1: 1,004,570 shares; 2016Q2: 802,856 shares 802,856$5.67M1.42%-201,714
SYNERGY RES CORPSYNERGY RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 311,448 shares; 2015Q4: 445,599 shares; 2016Q1: 539,680 shares; 2016Q2: 798,380 shares 798,380$5.32M1.33%+258,700
PAREXEL INTL CORPPAREXEL INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 82,583 shares; 2015Q2: 109,262 shares; 2015Q3: 130,245 shares; 2015Q4: 48,078 shares; 2016Q1: 66,348 shares; 2016Q2: 80,348 shares 80,348$5.05M1.27%+14,000
NOVAVAX INCNOVAVAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 768,702 shares; 2015Q2: 390,326 shares; 2015Q3: 488,666 shares; 2015Q4: 485,310 shares; 2016Q1: 507,922 shares; 2016Q2: 667,922 shares 667,922$4.86M1.22%+160,000
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 177,023 shares; 2015Q4: 207,557 shares; 2016Q1: 155,420 shares; 2016Q2: 130,420 shares 130,420$4.76M1.19%-25,000Timeline
LPXLOUISIANA PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 514,601 shares; 2015Q2: 409,704 shares; 2015Q3: 258,170 shares; 2015Q4: 256,396 shares; 2016Q1: 263,748 shares; 2016Q2: 263,748 shares 263,748$4.58M1.15%0Timeline
QAD INC-AQAD INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 62,770 shares; 2016Q2: 235,345 shares 235,345$4.54M1.14%+172,575
GTLSCHART INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 182,224 shares; 2015Q2: 192,097 shares; 2015Q3: 305,304 shares; 2015Q4: 320,838 shares; 2016Q1: 307,559 shares; 2016Q2: 185,459 shares 185,459$4.47M1.12%-122,100Timeline
DTEAFDAVIDSTEA INC COM STOCKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 322,147 shares 322,147$4.39M1.1%newTimeline
JJSFJ & J SNACK FOODS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 34,900 shares 34,900$4.16M1.04%newTimeline
ICLRICON PUB LTD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 162,751 shares; 2015Q2: 176,196 shares; 2015Q3: 53,578 shares; 2015Q4: 45,748 shares; 2016Q1: 47,305 shares; 2016Q2: 47,305 shares 47,305$3.31M0.83%0Timeline
UNFUNIFIRST CORP MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 26,019 shares; 2016Q2: 26,019 shares 26,019$3.01M0.76%0Timeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 109,304 shares; 2016Q1: 112,369 shares; 2016Q2: 87,058 shares 87,058$2.94M0.74%-25,311
CEMPRA INCCEMPRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 228,928 shares; 2015Q2: 227,787 shares; 2015Q3: 211,178 shares; 2015Q4: 144,737 shares; 2016Q1: 151,045 shares; 2016Q2: 151,045 shares 151,045$2.49M0.62%0
QUORUM HEALTH CORPQUORUM HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 220,747 shares 220,747$2.36M0.59%new
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 141,140 shares; 2015Q2: 141,140 shares; 2015Q3: 141,140 shares; 2015Q4: 129,640 shares; 2016Q1: 129,640 shares; 2016Q2: 123,640 shares 123,640$1.99M0.5%-6,000
ANTARES PHARMA INCANTARES PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,541,770 shares; 2015Q2: 1,534,283 shares; 2015Q3: 1,647,592 shares; 2015Q4: 1,622,949 shares; 2016Q1: 1,736,256 shares; 2016Q2: 1,736,256 shares 1,736,256$1.82M0.46%0
HEMISPHERE MEDIA GROUP INC …HEMISPHERE MEDIA GROUP INC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 152,963 shares 152,963$1.8M0.45%new
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,054 shares; 2015Q2: 20,054 shares; 2015Q3: 20,054 shares; 2015Q4: 20,054 shares; 2016Q1: 17,821 shares; 2016Q2: 18,957 shares 18,957$1.4M0.35%+1,136
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,385 shares; 2015Q2: 15,385 shares; 2015Q3: 15,385 shares; 2015Q4: 15,385 shares; 2016Q1: 15,385 shares; 2016Q2: 15,385 shares 15,385$1.31M0.33%0Timeline
FNMAFANNIE MAEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 418,651 shares; 2015Q2: 528,403 shares; 2015Q3: 653,403 shares; 2015Q4: 653,403 shares; 2016Q1: 653,403 shares; 2016Q2: 653,403 shares 653,403$1.31M0.33%0Timeline
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,275 shares; 2015Q2: 11,275 shares; 2015Q3: 11,275 shares; 2015Q4: 11,133 shares; 2016Q1: 11,133 shares; 2016Q2: 11,133 shares 11,133$1.15M0.29%0Timeline
ATRAPTARGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 24,622 shares; 2015Q2: 24,622 shares; 2015Q3: 24,622 shares; 2015Q4: 24,622 shares; 2016Q1: 24,622 shares; 2016Q2: 12,622 shares 12,622$999K0.25%-12,000Timeline
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 274,779 shares; 2015Q2: 273,722 shares; 2015Q3: 278,754 shares; 2015Q4: 310,721 shares; 2016Q1: 360,168 shares; 2016Q2: 360,168 shares 360,168$990K0.25%0
MGMMGM RESORTS INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40,175 shares; 2015Q2: 42,675 shares; 2015Q3: 42,675 shares; 2015Q4: 42,675 shares; 2016Q1: 42,675 shares; 2016Q2: 41,675 shares 41,675$943K0.24%-1,000Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,120 shares; 2015Q2: 11,120 shares; 2015Q3: 11,120 shares; 2015Q4: 11,120 shares; 2016Q1: 11,120 shares; 2016Q2: 11,120 shares 11,120$825K0.21%0Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,447 shares; 2015Q2: 10,447 shares; 2015Q3: 10,447 shares; 2015Q4: 10,447 shares; 2016Q1: 9,247 shares; 2016Q2: 9,247 shares 9,247$770K0.19%0Timeline
APOLLO RESIDENTIAL MORTGAGEAPOLLO RESIDENTIAL MORTGAGEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 48,900 shares; 2015Q2: 38,900 shares; 2015Q3: 38,900 shares; 2015Q4: 38,900 shares; 2016Q1: 21,400 shares; 2016Q2: 53,900 shares 53,900$722K0.18%+32,500
GDXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 14,448 shares; 2016Q2: 24,580 shares 24,580$681K0.17%+10,132Timeline
ENDOLOGIX INCENDOLOGIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 42,391 shares; 2015Q2: 42,391 shares; 2015Q3: 42,391 shares; 2015Q4: 52,391 shares; 2016Q1: 52,391 shares; 2016Q2: 52,391 shares 52,391$653K0.16%0
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 19,850 shares; 2015Q2: 19,850 shares; 2015Q3: 19,850 shares; 2015Q4: 19,850 shares; 2016Q1: 20,750 shares; 2016Q2: 32,450 shares 32,450$619K0.16%+11,700Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,854 shares; 2015Q2: 12,854 shares; 2015Q3: 12,854 shares; 2015Q4: 12,854 shares; 2016Q1: 8,548 shares; 2016Q2: 8,548 shares 8,548$613K0.15%0Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 724 shares; 2016Q1: 714 shares; 2016Q2: 846 shares 846$586K0.15%+132Timeline
OPHTHOTECH CORPOPHTHOTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 106,158 shares; 2015Q2: 139,390 shares; 2015Q3: 143,022 shares; 2015Q4: 11,338 shares; 2016Q1: 11,338 shares; 2016Q2: 11,338 shares 11,338$579K0.15%0
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,020 shares; 2015Q2: 6,020 shares; 2015Q3: 6,020 shares; 2015Q4: 6,020 shares; 2016Q1: 6,020 shares; 2016Q2: 6,020 shares 6,020$576K0.14%0Timeline
SJMSMUCKER J M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,816 shares; 2015Q4: 3,771 shares; 2016Q1: 3,621 shares; 2016Q2: 3,621 shares 3,621$552K0.14%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,374 shares; 2015Q2: 4,374 shares; 2015Q3: 4,374 shares; 2015Q4: 4,337 shares; 2016Q1: 4,262 shares; 2016Q2: 4,262 shares 4,262$516K0.13%0Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 26,275 shares; 2015Q2: 26,275 shares; 2015Q3: 27,575 shares; 2015Q4: 25,575 shares; 2016Q1: 33,625 shares; 2016Q2: 35,625 shares 35,625$511K0.13%+2,000
ALLERGAN PLCALLERGAN PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,184 shares 2,184$505K0.13%new
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,000 shares; 2016Q1: 8,500 shares; 2016Q2: 8,500 shares 8,500$397K0.1%0Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,805 shares; 2015Q2: 2,805 shares; 2015Q3: 2,805 shares; 2015Q4: 2,805 shares; 2016Q1: 2,805 shares; 2016Q2: 2,805 shares 2,805$385K0.1%0Timeline
EPIWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,360 shares; 2015Q2: 20,360 shares; 2015Q3: 20,360 shares; 2015Q4: 18,360 shares; 2016Q1: 18,360 shares; 2016Q2: 18,360 shares 18,360$371K0.09%0Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,224 shares; 2015Q2: 2,224 shares; 2015Q3: 2,224 shares; 2015Q4: 2,138 shares; 2016Q1: 2,058 shares; 2016Q2: 2,058 shares 2,058$361K0.09%0Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,798 shares; 2015Q2: 4,827 shares; 2015Q3: 4,857 shares; 2015Q4: 4,888 shares; 2016Q1: 4,916 shares; 2016Q2: 4,942 shares 4,942$360K0.09%+26Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,000 shares; 2015Q2: 4,000 shares; 2015Q3: 4,000 shares; 2015Q4: 4,000 shares; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares 4,000$339K0.09%0Timeline
FORTRESS INVT GROUP LLC CL AFORTRESS INVT GROUP LLC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 63,933 shares; 2016Q1: 63,933 shares; 2016Q2: 71,933 shares 71,933$318K0.08%+8,000
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,880 shares; 2015Q2: 3,680 shares; 2015Q3: 3,640 shares; 2015Q4: 3,551 shares; 2016Q1: 3,351 shares; 2016Q2: 3,351 shares 3,351$314K0.08%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,381 shares; 2015Q2: 9,381 shares; 2015Q3: 6,931 shares; 2015Q4: 6,931 shares; 2016Q1: 6,931 shares; 2016Q2: 6,931 shares 6,931$299K0.07%0Timeline
IUSGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,600 shares; 2015Q2: 3,600 shares; 2015Q3: 3,600 shares; 2015Q4: 3,600 shares; 2016Q1: 3,600 shares; 2016Q2: 3,600 shares 3,600$294K0.07%0Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 28,500 shares; 2015Q2: 30,500 shares; 2015Q3: 30,500 shares; 2015Q4: 30,500 shares; 2016Q1: 30,500 shares; 2016Q2: 32,000 shares 32,000$274K0.07%+1,500
HARMAN INTL INDS INCHARMAN INTL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,295 shares; 2016Q2: 3,625 shares 3,625$260K0.07%+330
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11,550 shares; 2016Q1: 11,550 shares; 2016Q2: 11,550 shares 11,550$258K0.06%0
IRWDIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 19,662 shares; 2015Q2: 19,662 shares; 2015Q3: 19,662 shares; 2015Q4: 19,662 shares; 2016Q1: 19,662 shares; 2016Q2: 19,662 shares 19,662$257K0.06%0Timeline
TERRAFORM POWER INCTERRAFORM POWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 18,930 shares; 2016Q2: 23,448 shares 23,448$256K0.06%+4,518
SPGSIMON PPTY GROUP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,056 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,083 shares; 2016Q1: 1,092 shares; 2016Q2: 1,092 shares 1,092$237K0.06%0Timeline
SOTHEBYSSOTHEBYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 8,642 shares; 2015Q4: 8,642 shares; 2016Q1: 8,642 shares; 2016Q2: 8,642 shares 8,642$237K0.06%0
AVID TECHNOLOGY INCAVID TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 54,490 shares; 2015Q2: 54,490 shares; 2015Q3: 54,490 shares; 2015Q4: 30,060 shares; 2016Q1: 28,060 shares; 2016Q2: 34,060 shares 34,060$198K0.05%+6,000
Plains Group Hldgs LPPlains Group Hldgs LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 61,387 shares; 2015Q3: 61,787 shares; 2015Q4: 61,787 shares; 2016Q1: 18,887 shares; 2016Q2: 17,400 shares 17,400$181K0.05%-1,487
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 12,700 shares; 2015Q4: 12,700 shares; 2016Q1: 13,700 shares; 2016Q2: 15,700 shares 15,700$155K0.04%+2,000Timeline
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 84,000 shares; 2015Q2: 84,000 shares; 2015Q3: 88,900 shares; 2015Q4: 88,900 shares; 2016Q1: 52,100 shares; 2016Q2: 40,000 shares 40,000$152K0.04%-12,100
KEMPHARM INC COM NEWKEMPHARM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,980 shares; 2016Q2: 30,891 shares 30,891$123K0.03%+14,911
EXELEXELIXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,230 shares; 2015Q2: 11,230 shares; 2015Q3: 11,230 shares; 2015Q4: 10,430 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$78K0.02%0Timeline
FMCCFREDDIE MACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 29,000 shares; 2015Q2: 33,000 shares; 2015Q3: 33,000 shares; 2015Q4: 30,000 shares; 2016Q1: 30,000 shares; 2016Q2: 30,000 shares 30,000$55K0.01%0Timeline
FAMOUS DAVE'S OF AMERICAFAMOUS DAVE'S OF AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 38,714 shares; 2015Q2: 41,465 shares; 2015Q3: 29,515 shares; 2015Q4: 25,501 shares; 2016Q1: 24,501 shares; 2016Q2: 10,451 shares 10,451$53K0.01%-14,050
CARDAX INCCARDAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 674,377 shares 674,377$47K0.01%new
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 32,302 shares; 2015Q2: 32,302 shares; 2015Q3: 32,302 shares; 2015Q4: 31,621 shares; 2016Q1: 31,621 shares; 2016Q2: 31,621 shares 31,621$7K<0.01%0
BIOTECH PRDCT SVC RSRCH, INCBIOTECH PRDCT SVC RSRCH, INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$1K<0.01%0
PANACOS PHARMACEUTICALS INCPANACOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares 25,000$00%0Value filed as zero, left out of ratios.

Sold out in Q2 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
IBBISHARES TR1,136$296Kshares
COLONY STARWOODCOLONY STARWOOD10,642$263Kshares
DISDISNEY WALT CO2,400$238Kshares
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE7,900$222Kshares
MUABLACKROCK MUNIASSETS FD INC14,000$208Kshares
TGTTARGET CORP2,434$200Kshares

How Q2 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000928204-16-000010 base2016-08-05acceptance time not in the bulk data set