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WILLIAM HARRIS INVESTORS INC

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13F filer, CIK 928204, CHICAGO, IL

WILLIAM HARRIS INVESTORS INC reported $369,796,000 across 91 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-11-09. Its ten largest share positions make up 42.87% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000928204-16-000011

Period
2016-09-30
Reported value
$370M
Holdings
91
Top 10 weight
42.87%
New
7
Sold out
12

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SPYnew+52,000$11.2M
IWMnew+88,000$10.9M
STERICYCLE INCnew+97,203$7.79M
MANITOWOC FOODSERVICE INCnew+257,294$4.17M
SGInew+37,071$2.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SANCHEZ ENERGY CORPexited-802,856-$5.67M
BARNES & NOBLE INCreduced-446,081-$5.04M
NOVAVAX INCexited-667,922-$4.86M
QAD INC-Aexited-235,345-$4.54M
GTLSexited-185,459-$4.47M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0000928204-16-000011, largest first. % of portfolio is the value over $369,796,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SHAKSHAKE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 92,747 shares; 2015Q2: 68,871 shares; 2015Q3: 69,485 shares; 2015Q4: 1,459,521 shares; 2016Q1: 1,399,536 shares; 2016Q2: 1,392,736 shares; 2016Q3: 1,331,436 shares 1,331,436$46.2M12.48%-61,300Timeline
DKSDICKS SPORTING GOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 289,916 shares; 2015Q2: 308,667 shares; 2015Q3: 340,794 shares; 2015Q4: 461,939 shares; 2016Q1: 362,278 shares; 2016Q2: 318,738 shares; 2016Q3: 256,801 shares 256,801$14.6M3.94%-61,937Timeline
CORCENCORA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 124,675 shares; 2015Q2: 106,463 shares; 2015Q3: 114,520 shares; 2015Q4: 72,938 shares; 2016Q1: 127,662 shares; 2016Q2: 174,562 shares; 2016Q3: 174,562 shares 174,562$14.1M3.81%0Timeline
LOPEGRAND CANYON ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 224,832 shares; 2015Q2: 223,709 shares; 2015Q3: 285,029 shares; 2015Q4: 309,929 shares; 2016Q1: 313,065 shares; 2016Q2: 313,065 shares; 2016Q3: 313,065 shares 313,065$12.6M3.42%0Timeline
BLACKHAWK NETWORK HOLDING I…BLACKHAWK NETWORK HOLDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 503,825 shares; 2015Q3: 472,886 shares; 2015Q4: 362,659 shares; 2016Q1: 385,682 shares; 2016Q2: 446,482 shares; 2016Q3: 417,166 shares 417,166$12.6M3.4%-29,316
MYLAN NVMYLAN NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 197,764 shares; 2015Q2: 96,140 shares; 2015Q3: 311,430 shares; 2015Q4: 317,199 shares; 2016Q1: 287,033 shares; 2016Q2: 316,033 shares; 2016Q3: 313,533 shares 313,533$12M3.23%-2,500
WHOLE FOODS MKT INCWHOLE FOODS MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 154,017 shares; 2015Q3: 359,744 shares; 2015Q4: 343,592 shares; 2016Q1: 317,221 shares; 2016Q2: 365,221 shares; 2016Q3: 419,221 shares 419,221$11.9M3.21%+54,000
IONSIONIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 230,443 shares; 2016Q1: 324,462 shares; 2016Q2: 380,018 shares; 2016Q3: 320,018 shares 320,018$11.7M3.17%-60,000Timeline
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 655,658 shares; 2015Q2: 653,213 shares; 2015Q3: 741,700 shares; 2015Q4: 731,746 shares; 2016Q1: 776,234 shares; 2016Q2: 786,234 shares; 2016Q3: 616,234 shares 616,234$11.7M3.15%-170,000
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 52,000 shares 52,000$11.2M3.04%newTimeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 141,180 shares; 2015Q2: 71,066 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 88,000 shares 88,000$10.9M2.96%newTimeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 227,791 shares; 2015Q2: 226,656 shares; 2015Q3: 243,924 shares; 2015Q4: 242,248 shares; 2016Q1: 245,228 shares; 2016Q2: 245,228 shares; 2016Q3: 245,228 shares 245,228$10.9M2.95%0Timeline
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 369,530 shares; 2015Q2: 367,688 shares; 2015Q3: 429,244 shares; 2015Q4: 380,291 shares; 2016Q1: 359,307 shares; 2016Q2: 367,189 shares; 2016Q3: 322,344 shares 322,344$10.8M2.91%-44,845
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 427,663 shares; 2015Q2: 272,738 shares; 2015Q3: 247,672 shares; 2015Q4: 253,431 shares; 2016Q1: 299,645 shares; 2016Q2: 269,645 shares; 2016Q3: 245,495 shares 245,495$10.3M2.79%-24,150
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 195,100 shares; 2015Q3: 313,252 shares; 2015Q4: 306,971 shares; 2016Q1: 313,021 shares; 2016Q2: 326,721 shares; 2016Q3: 326,721 shares 326,721$9.14M2.47%0Timeline
CYHCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 259,105 shares; 2015Q2: 80,488 shares; 2015Q3: 267,393 shares; 2015Q4: 762,152 shares; 2016Q1: 937,991 shares; 2016Q2: 943,291 shares; 2016Q3: 768,436 shares 768,436$8.87M2.4%-174,855Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 115,241 shares; 2015Q2: 131,121 shares; 2015Q3: 184,556 shares; 2015Q4: 201,852 shares; 2016Q1: 161,819 shares; 2016Q2: 214,393 shares; 2016Q3: 202,393 shares 202,393$8.72M2.36%-12,000
POTBELLY CORPPOTBELLY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,305,624 shares; 2015Q2: 1,299,128 shares; 2015Q3: 1,377,486 shares; 2015Q4: 1,337,601 shares; 2016Q1: 998,871 shares; 2016Q2: 765,670 shares; 2016Q3: 683,898 shares 683,898$8.5M2.3%-81,772
POLYONE CORPPOLYONE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 127,361 shares; 2015Q3: 216,171 shares; 2015Q4: 218,163 shares; 2016Q1: 269,520 shares; 2016Q2: 236,340 shares; 2016Q3: 251,340 shares 251,340$8.5M2.3%+15,000
GNRCGENERAC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 171,932 shares; 2015Q2: 197,558 shares; 2015Q3: 267,150 shares; 2015Q4: 301,791 shares; 2016Q1: 229,888 shares; 2016Q2: 210,588 shares; 2016Q3: 217,289 shares 217,289$7.89M2.13%+6,701Timeline
STERICYCLE INCSTERICYCLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 97,203 shares 97,203$7.79M2.11%new
PANERA BREAD COPANERA BREAD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 81,266 shares; 2015Q2: 80,860 shares; 2015Q3: 71,064 shares; 2015Q4: 67,593 shares; 2016Q1: 53,563 shares; 2016Q2: 38,563 shares; 2016Q3: 37,163 shares 37,163$7.24M1.96%-1,400
SPEEDWAY MOTORSPORTS INCSPEEDWAY MOTORSPORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 385,930 shares; 2015Q2: 311,068 shares; 2015Q3: 377,502 shares; 2015Q4: 374,907 shares; 2016Q1: 380,717 shares; 2016Q2: 380,717 shares; 2016Q3: 367,753 shares 367,753$6.57M1.78%-12,964
PAREXEL INTL CORPPAREXEL INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 82,583 shares; 2015Q2: 109,262 shares; 2015Q3: 130,245 shares; 2015Q4: 48,078 shares; 2016Q1: 66,348 shares; 2016Q2: 80,348 shares; 2016Q3: 92,348 shares 92,348$6.41M1.73%+12,000
BARNES & NOBLE ED INCBARNES & NOBLE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 489,727 shares; 2015Q4: 720,466 shares; 2016Q1: 682,188 shares; 2016Q2: 697,397 shares; 2016Q3: 664,667 shares 664,667$6.36M1.72%-32,730
AAPADVANCE AUTO PARTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 43,318 shares; 2015Q2: 36,116 shares; 2015Q3: 18,985 shares; 2015Q4: 35,329 shares; 2016Q1: 36,074 shares; 2016Q2: 43,574 shares; 2016Q3: 36,206 shares 36,206$5.4M1.46%-7,368Timeline
THSTREEHOUSE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 85,370 shares; 2015Q3: 80,314 shares; 2015Q4: 61,949 shares; 2016Q1: 63,262 shares; 2016Q2: 63,262 shares; 2016Q3: 61,762 shares 61,762$5.38M1.46%-1,500Timeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 177,023 shares; 2015Q4: 207,557 shares; 2016Q1: 155,420 shares; 2016Q2: 130,420 shares; 2016Q3: 130,420 shares 130,420$5.34M1.44%0Timeline
FLIR SYS INCFLIR SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 153,382 shares; 2015Q4: 171,827 shares; 2016Q1: 175,439 shares; 2016Q2: 191,439 shares; 2016Q3: 161,143 shares 161,143$5.06M1.37%-30,296
LPXLOUISIANA PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 514,601 shares; 2015Q2: 409,704 shares; 2015Q3: 258,170 shares; 2015Q4: 256,396 shares; 2016Q1: 263,748 shares; 2016Q2: 263,748 shares; 2016Q3: 263,748 shares 263,748$4.97M1.34%0Timeline
CCOICOGENT COMM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 41,651 shares; 2015Q3: 248,197 shares; 2015Q4: 246,492 shares; 2016Q1: 249,748 shares; 2016Q2: 220,123 shares; 2016Q3: 125,210 shares 125,210$4.61M1.25%-94,913Timeline
DTEAFDAVIDSTEA INC COM STOCKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 322,147 shares; 2016Q3: 352,247 shares 352,247$4.34M1.17%+30,100Timeline
EXPEEXPEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 53,781 shares; 2016Q1: 54,799 shares; 2016Q2: 54,799 shares; 2016Q3: 36,898 shares 36,898$4.31M1.16%-17,901Timeline
MANITOWOC FOODSERVICE INCMANITOWOC FOODSERVICE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 257,294 shares 257,294$4.17M1.13%new
SYNERGY RES CORPSYNERGY RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 311,448 shares; 2015Q4: 445,599 shares; 2016Q1: 539,680 shares; 2016Q2: 798,380 shares; 2016Q3: 521,187 shares 521,187$3.61M0.98%-277,193
CEMPRA INCCEMPRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 228,928 shares; 2015Q2: 227,787 shares; 2015Q3: 211,178 shares; 2015Q4: 144,737 shares; 2016Q1: 151,045 shares; 2016Q2: 151,045 shares; 2016Q3: 131,045 shares 131,045$3.17M0.86%-20,000
VFCV F CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 108,827 shares; 2016Q1: 119,673 shares; 2016Q2: 119,673 shares; 2016Q3: 41,760 shares 41,760$2.34M0.63%-77,913Timeline
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 141,140 shares; 2015Q2: 141,140 shares; 2015Q3: 141,140 shares; 2015Q4: 129,640 shares; 2016Q1: 129,640 shares; 2016Q2: 123,640 shares; 2016Q3: 134,240 shares 134,240$2.18M0.59%+10,600
SGISOMNIGROUP INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 37,071 shares 37,071$2.1M0.57%newTimeline
HEMISPHERE MEDIA GROUP INC …HEMISPHERE MEDIA GROUP INC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 152,963 shares; 2016Q3: 152,963 shares 152,963$1.95M0.53%0
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 20,054 shares; 2015Q2: 20,054 shares; 2015Q3: 20,054 shares; 2015Q4: 20,054 shares; 2016Q1: 17,821 shares; 2016Q2: 18,957 shares; 2016Q3: 18,957 shares 18,957$1.58M0.43%0
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,385 shares; 2015Q2: 15,385 shares; 2015Q3: 15,385 shares; 2015Q4: 15,385 shares; 2016Q1: 15,385 shares; 2016Q2: 15,385 shares; 2016Q3: 15,385 shares 15,385$1.32M0.36%0Timeline
FNMAFANNIE MAEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 418,651 shares; 2015Q2: 528,403 shares; 2015Q3: 653,403 shares; 2015Q4: 653,403 shares; 2016Q1: 653,403 shares; 2016Q2: 653,403 shares; 2016Q3: 653,403 shares 653,403$1.1M0.3%0Timeline
MGMMGM RESORTS INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 40,175 shares; 2015Q2: 42,675 shares; 2015Q3: 42,675 shares; 2015Q4: 42,675 shares; 2016Q1: 42,675 shares; 2016Q2: 41,675 shares; 2016Q3: 41,675 shares 41,675$1.08M0.29%0Timeline
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,275 shares; 2015Q2: 11,275 shares; 2015Q3: 11,275 shares; 2015Q4: 11,133 shares; 2016Q1: 11,133 shares; 2016Q2: 11,133 shares; 2016Q3: 22,266 shares 22,266$1.07M0.29%+11,133Timeline
ATRAPTARGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 24,622 shares; 2015Q2: 24,622 shares; 2015Q3: 24,622 shares; 2015Q4: 24,622 shares; 2016Q1: 24,622 shares; 2016Q2: 12,622 shares; 2016Q3: 12,622 shares 12,622$977K0.26%0Timeline
BARNES & NOBLE INCBARNES & NOBLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 328,590 shares; 2015Q2: 326,952 shares; 2015Q3: 566,253 shares; 2015Q4: 690,172 shares; 2016Q1: 580,667 shares; 2016Q2: 531,677 shares; 2016Q3: 85,596 shares 85,596$967K0.26%-446,081
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,120 shares; 2015Q2: 11,120 shares; 2015Q3: 11,120 shares; 2015Q4: 11,120 shares; 2016Q1: 11,120 shares; 2016Q2: 11,120 shares; 2016Q3: 11,120 shares 11,120$920K0.25%0Timeline
ENDOLOGIX INCENDOLOGIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 42,391 shares; 2015Q2: 42,391 shares; 2015Q3: 42,391 shares; 2015Q4: 52,391 shares; 2016Q1: 52,391 shares; 2016Q2: 52,391 shares; 2016Q3: 52,391 shares 52,391$671K0.18%0
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 19,850 shares; 2015Q2: 19,850 shares; 2015Q3: 19,850 shares; 2015Q4: 19,850 shares; 2016Q1: 20,750 shares; 2016Q2: 32,450 shares; 2016Q3: 32,450 shares 32,450$666K0.18%0Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 724 shares; 2016Q1: 714 shares; 2016Q2: 846 shares; 2016Q3: 846 shares 846$658K0.18%0Timeline
GDXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 14,448 shares; 2016Q2: 24,580 shares; 2016Q3: 24,580 shares 24,580$650K0.18%0Timeline
COMMERCEHUB INCCOMMERCEHUB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 39,167 shares 39,167$623K0.17%new
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 12,854 shares; 2015Q2: 12,854 shares; 2015Q3: 12,854 shares; 2015Q4: 12,854 shares; 2016Q1: 8,548 shares; 2016Q2: 8,548 shares; 2016Q3: 8,548 shares 8,548$616K0.17%0Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 26,275 shares; 2015Q2: 26,275 shares; 2015Q3: 27,575 shares; 2015Q4: 25,575 shares; 2016Q1: 33,625 shares; 2016Q2: 35,625 shares; 2016Q3: 35,625 shares 35,625$563K0.15%0
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,020 shares; 2015Q2: 6,020 shares; 2015Q3: 6,020 shares; 2015Q4: 6,020 shares; 2016Q1: 6,020 shares; 2016Q2: 6,020 shares; 2016Q3: 6,020 shares 6,020$536K0.14%0Timeline
OPHTHOTECH CORPOPHTHOTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 106,158 shares; 2015Q2: 139,390 shares; 2015Q3: 143,022 shares; 2015Q4: 11,338 shares; 2016Q1: 11,338 shares; 2016Q2: 11,338 shares; 2016Q3: 11,338 shares 11,338$523K0.14%0
ALLERGAN PLCALLERGAN PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,184 shares; 2016Q3: 2,252 shares 2,252$519K0.14%+68
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,374 shares; 2015Q2: 4,374 shares; 2015Q3: 4,374 shares; 2015Q4: 4,337 shares; 2016Q1: 4,262 shares; 2016Q2: 4,262 shares; 2016Q3: 4,262 shares 4,262$503K0.14%0Timeline
SJMSMUCKER J M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,816 shares; 2015Q4: 3,771 shares; 2016Q1: 3,621 shares; 2016Q2: 3,621 shares; 2016Q3: 3,621 shares 3,621$491K0.13%0Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,240 shares 10,240$453K0.12%newTimeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,805 shares; 2015Q2: 2,805 shares; 2015Q3: 2,805 shares; 2015Q4: 2,805 shares; 2016Q1: 2,805 shares; 2016Q2: 2,805 shares; 2016Q3: 2,805 shares 2,805$418K0.11%0Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,000 shares; 2016Q1: 8,500 shares; 2016Q2: 8,500 shares; 2016Q3: 8,500 shares 8,500$414K0.11%0Timeline
EPIWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 20,360 shares; 2015Q2: 20,360 shares; 2015Q3: 20,360 shares; 2015Q4: 18,360 shares; 2016Q1: 18,360 shares; 2016Q2: 18,360 shares; 2016Q3: 18,360 shares 18,360$397K0.11%0Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,224 shares; 2015Q2: 2,224 shares; 2015Q3: 2,224 shares; 2015Q4: 2,138 shares; 2016Q1: 2,058 shares; 2016Q2: 2,058 shares; 2016Q3: 2,058 shares 2,058$363K0.1%0Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,000 shares; 2015Q2: 4,000 shares; 2015Q3: 4,000 shares; 2015Q4: 4,000 shares; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares 4,000$359K0.1%0Timeline
FORTRESS INVT GROUP LLC CL AFORTRESS INVT GROUP LLC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 63,933 shares; 2016Q1: 63,933 shares; 2016Q2: 71,933 shares; 2016Q3: 71,933 shares 71,933$356K0.1%0
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,798 shares; 2015Q2: 4,827 shares; 2015Q3: 4,857 shares; 2015Q4: 4,888 shares; 2016Q1: 4,916 shares; 2016Q2: 4,942 shares; 2016Q3: 4,712 shares 4,712$333K0.09%-230Timeline
SOTHEBYSSOTHEBYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 8,642 shares; 2015Q4: 8,642 shares; 2016Q1: 8,642 shares; 2016Q2: 8,642 shares; 2016Q3: 8,642 shares 8,642$329K0.09%0
IRWDIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 19,662 shares; 2015Q2: 19,662 shares; 2015Q3: 19,662 shares; 2015Q4: 19,662 shares; 2016Q1: 19,662 shares; 2016Q2: 19,662 shares; 2016Q3: 19,662 shares 19,662$312K0.08%0Timeline
IUSGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,600 shares; 2015Q2: 3,600 shares; 2015Q3: 3,600 shares; 2015Q4: 3,600 shares; 2016Q1: 3,600 shares; 2016Q2: 3,600 shares; 2016Q3: 7,200 shares 7,200$306K0.08%+3,600Timeline
HARMAN INTL INDS INCHARMAN INTL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,295 shares; 2016Q2: 3,625 shares; 2016Q3: 3,625 shares 3,625$306K0.08%0
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,880 shares; 2015Q2: 3,680 shares; 2015Q3: 3,640 shares; 2015Q4: 3,551 shares; 2016Q1: 3,351 shares; 2016Q2: 3,351 shares; 2016Q3: 3,351 shares 3,351$293K0.08%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,381 shares; 2015Q2: 9,381 shares; 2015Q3: 6,931 shares; 2015Q4: 6,931 shares; 2016Q1: 6,931 shares; 2016Q2: 6,931 shares; 2016Q3: 6,931 shares 6,931$281K0.08%0Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 28,500 shares; 2015Q2: 30,500 shares; 2015Q3: 30,500 shares; 2015Q4: 30,500 shares; 2016Q1: 30,500 shares; 2016Q2: 32,000 shares; 2016Q3: 32,000 shares 32,000$273K0.07%0
AVID TECHNOLOGY INCAVID TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 54,490 shares; 2015Q2: 54,490 shares; 2015Q3: 54,490 shares; 2015Q4: 30,060 shares; 2016Q1: 28,060 shares; 2016Q2: 34,060 shares; 2016Q3: 34,060 shares 34,060$270K0.07%0
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11,550 shares; 2016Q1: 11,550 shares; 2016Q2: 11,550 shares; 2016Q3: 11,550 shares 11,550$267K0.07%0
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 274,779 shares; 2015Q2: 273,722 shares; 2015Q3: 278,754 shares; 2015Q4: 310,721 shares; 2016Q1: 360,168 shares; 2016Q2: 360,168 shares; 2016Q3: 61,400 shares 61,400$262K0.07%-298,768
TERRAFORM POWER INCTERRAFORM POWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 18,930 shares; 2016Q2: 23,448 shares; 2016Q3: 17,360 shares 17,360$242K0.07%-6,088
SPGSIMON PPTY GROUP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,056 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,083 shares; 2016Q1: 1,092 shares; 2016Q2: 1,092 shares; 2016Q3: 1,109 shares 1,109$230K0.06%+17Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,447 shares; 2015Q2: 10,447 shares; 2015Q3: 10,447 shares; 2015Q4: 10,447 shares; 2016Q1: 9,247 shares; 2016Q2: 9,247 shares; 2016Q3: 2,498 shares 2,498$210K0.06%-6,749Timeline
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 12,700 shares; 2015Q4: 12,700 shares; 2016Q1: 13,700 shares; 2016Q2: 15,700 shares; 2016Q3: 19,500 shares 19,500$201K0.05%+3,800Timeline
KEMPHARM INC COM NEWKEMPHARM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,980 shares; 2016Q2: 30,891 shares; 2016Q3: 30,891 shares 30,891$139K0.04%0
EXELEXELIXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,230 shares; 2015Q2: 11,230 shares; 2015Q3: 11,230 shares; 2015Q4: 10,430 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$128K0.03%0Timeline
ANTARES PHARMA INCANTARES PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,541,770 shares; 2015Q2: 1,534,283 shares; 2015Q3: 1,647,592 shares; 2015Q4: 1,622,949 shares; 2016Q1: 1,736,256 shares; 2016Q2: 1,736,256 shares; 2016Q3: 40,000 shares 40,000$67K0.02%-1,696,256
FAMOUS DAVE'S OF AMERICAFAMOUS DAVE'S OF AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 38,714 shares; 2015Q2: 41,465 shares; 2015Q3: 29,515 shares; 2015Q4: 25,501 shares; 2016Q1: 24,501 shares; 2016Q2: 10,451 shares; 2016Q3: 10,451 shares 10,451$57K0.02%0
CARDAX INCCARDAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 674,377 shares; 2016Q3: 674,377 shares 674,377$54K0.01%0
FMCCFREDDIE MACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 29,000 shares; 2015Q2: 33,000 shares; 2015Q3: 33,000 shares; 2015Q4: 30,000 shares; 2016Q1: 30,000 shares; 2016Q2: 30,000 shares; 2016Q3: 30,000 shares 30,000$47K0.01%0Timeline
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 32,302 shares; 2015Q2: 32,302 shares; 2015Q3: 32,302 shares; 2015Q4: 31,621 shares; 2016Q1: 31,621 shares; 2016Q2: 31,621 shares; 2016Q3: 31,621 shares 31,621$9K<0.01%0
BIOTECH PRDCT SVC RSRCH, INCBIOTECH PRDCT SVC RSRCH, INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$1K<0.01%0
PANACOS PHARMACEUTICALS INCPANACOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$00%0Value filed as zero, left out of ratios.

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP802,856$5.67Mshares
NOVAVAX INCNOVAVAX INC667,922$4.86Mshares
QAD INC-AQAD INC-A235,345$4.54Mshares
GTLSCHART INDS INC185,459$4.47Mshares
JJSFJ & J SNACK FOODS CORP34,900$4.16Mshares
ICLRICON PUB LTD CO47,305$3.31Mshares
UNFUNIFIRST CORP MASS26,019$3.01Mshares
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC87,058$2.94Mshares
QUORUM HEALTH CORPQUORUM HEALTH CORP220,747$2.36Mshares
APOLLO RESIDENTIAL MORTGAGEAPOLLO RESIDENTIAL MORTGAGE53,900$722Kshares
Plains Group Hldgs LPPlains Group Hldgs LP17,400$181Kshares
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL A40,000$152Kshares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000928204-16-000011 base2016-11-09acceptance time not in the bulk data set