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WILLIAM HARRIS INVESTORS INC

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13F filer, CIK 928204, CHICAGO, IL

WILLIAM HARRIS INVESTORS INC reported $416,405,000 across 90 holdings for the quarter ended 2015-12-31, in a 13F-HR filed 2016-02-12. Its ten largest share positions make up 48.03% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000928204-16-000008

Period
2015-12-31
Reported value
$416M
Holdings
90
Top 10 weight
48.03%
New
9
Sold out
10

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SHAKadded+1,390,036$55M
IONSnew+230,443$14.3M
CYHadded+494,759$13.1M
VFCnew+108,827$6.77M
EXPEnew+53,781$6.68M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ISIS PHARMACEUTICALS INCexited-317,301-$12.8M
OPHTHOTECH CORPreduced-131,684-$10.3M
HOMEAWAY INCexited-262,248-$6.96M
PAREXEL INTL CORPreduced-82,167-$5.6M
RITCHIE BROS AUCTIONEERSexited-197,278-$5.11M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2015

Share positions as resolved from 13F-HR 0000928204-16-000008, largest first. % of portfolio is the value over $416,409,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SHAKSHAKE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 92,747 shares; 2015Q2: 68,871 shares; 2015Q3: 69,485 shares; 2015Q4: 1,459,521 shares 1,459,521$57.8M13.88%+1,390,036Timeline
CYHCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 259,105 shares; 2015Q2: 80,488 shares; 2015Q3: 267,393 shares; 2015Q4: 762,152 shares 762,152$20.2M4.86%+494,759Timeline
MYLAN NVMYLAN NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 197,764 shares; 2015Q2: 96,140 shares; 2015Q3: 311,430 shares; 2015Q4: 317,199 shares 317,199$17.2M4.12%+5,769
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 655,658 shares; 2015Q2: 653,213 shares; 2015Q3: 741,700 shares; 2015Q4: 731,746 shares 731,746$16.5M3.97%-9,954
DKSDICKS SPORTING GOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 289,916 shares; 2015Q2: 308,667 shares; 2015Q3: 340,794 shares; 2015Q4: 461,939 shares 461,939$16.3M3.92%+121,145Timeline
BLACKHAWK NETWORK HOLDING I…BLACKHAWK NETWORK HOLDING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 503,825 shares; 2015Q3: 472,886 shares; 2015Q4: 362,659 shares 362,659$16M3.85%-110,227
POTBELLY CORPPOTBELLY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,305,624 shares; 2015Q2: 1,299,128 shares; 2015Q3: 1,377,486 shares; 2015Q4: 1,337,601 shares 1,337,601$15.7M3.76%-39,885
IONSIONIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 230,443 shares 230,443$14.3M3.43%newTimeline
PANERA BREAD COPANERA BREAD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 81,266 shares; 2015Q2: 80,860 shares; 2015Q3: 71,064 shares; 2015Q4: 67,593 shares 67,593$13.2M3.16%-3,471
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 369,530 shares; 2015Q2: 367,688 shares; 2015Q3: 429,244 shares; 2015Q4: 380,291 shares 380,291$12.8M3.08%-48,953
LOPEGRAND CANYON ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 224,832 shares; 2015Q2: 223,709 shares; 2015Q3: 285,029 shares; 2015Q4: 309,929 shares 309,929$12.4M2.99%+24,900Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 227,791 shares; 2015Q2: 226,656 shares; 2015Q3: 243,924 shares; 2015Q4: 242,248 shares 242,248$11.7M2.8%-1,676Timeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 154,017 shares; 2015Q3: 359,744 shares; 2015Q4: 343,592 shares 343,592$11.5M2.76%-16,152
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 427,663 shares; 2015Q2: 272,738 shares; 2015Q3: 247,672 shares; 2015Q4: 253,431 shares 253,431$10.4M2.51%+5,759
BED BATH & BEYOND INCBED BATH & BEYOND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 115,241 shares; 2015Q2: 131,121 shares; 2015Q3: 184,556 shares; 2015Q4: 201,852 shares 201,852$9.74M2.34%+17,296
GNRCGENERAC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 171,932 shares; 2015Q2: 197,558 shares; 2015Q3: 267,150 shares; 2015Q4: 301,791 shares 301,791$8.98M2.16%+34,641Timeline
CCOICOGENT COMM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 41,651 shares; 2015Q3: 248,197 shares; 2015Q4: 246,492 shares 246,492$8.55M2.05%-1,705Timeline
SPEEDWAY MOTORSPORTS INCSPEEDWAY MOTORSPORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 385,930 shares; 2015Q2: 311,068 shares; 2015Q3: 377,502 shares; 2015Q4: 374,907 shares 374,907$7.77M1.87%-2,595
CORCENCORA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 124,675 shares; 2015Q2: 106,463 shares; 2015Q3: 114,520 shares; 2015Q4: 72,938 shares 72,938$7.57M1.82%-41,582Timeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 177,023 shares; 2015Q4: 207,557 shares 207,557$7.51M1.8%+30,534Timeline
BARNES & NOBLE ED INCBARNES & NOBLE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 489,727 shares; 2015Q4: 720,466 shares 720,466$7.17M1.72%+230,739
POLYONE CORPPOLYONE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 127,361 shares; 2015Q3: 216,171 shares; 2015Q4: 218,163 shares 218,163$6.93M1.66%+1,992
VFCV F CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 108,827 shares 108,827$6.77M1.63%newTimeline
EXPEEXPEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 53,781 shares 53,781$6.68M1.61%newTimeline
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 195,100 shares; 2015Q3: 313,252 shares; 2015Q4: 306,971 shares 306,971$6.22M1.49%-6,281Timeline
BARNES & NOBLE INCBARNES & NOBLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 328,590 shares; 2015Q2: 326,952 shares; 2015Q3: 566,253 shares; 2015Q4: 690,172 shares 690,172$6.01M1.44%+123,919
GTLSCHART INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 182,224 shares; 2015Q2: 192,097 shares; 2015Q3: 305,304 shares; 2015Q4: 320,838 shares 320,838$5.76M1.38%+15,534Timeline
AAPADVANCE AUTO PARTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 43,318 shares; 2015Q2: 36,116 shares; 2015Q3: 18,985 shares; 2015Q4: 35,329 shares 35,329$5.32M1.28%+16,344Timeline
THSTREEHOUSE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 85,370 shares; 2015Q3: 80,314 shares; 2015Q4: 61,949 shares 61,949$4.86M1.17%-18,365Timeline
FLIR SYS INCFLIR SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 153,382 shares; 2015Q4: 171,827 shares 171,827$4.82M1.16%+18,445
LPXLOUISIANA PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 514,601 shares; 2015Q2: 409,704 shares; 2015Q3: 258,170 shares; 2015Q4: 256,396 shares 256,396$4.62M1.11%-1,774Timeline
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 443,095 shares; 2015Q3: 830,035 shares; 2015Q4: 1,065,172 shares 1,065,172$4.59M1.1%+235,137
CEMPRA INCCEMPRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 228,928 shares; 2015Q2: 227,787 shares; 2015Q3: 211,178 shares; 2015Q4: 144,737 shares 144,737$4.51M1.08%-66,441
NOVAVAX INCNOVAVAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 768,702 shares; 2015Q2: 390,326 shares; 2015Q3: 488,666 shares; 2015Q4: 485,310 shares 485,310$4.07M0.98%-3,356
SYNERGY RES CORPSYNERGY RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 311,448 shares; 2015Q4: 445,599 shares 445,599$3.8M0.91%+134,151
ICLRICON PUB LTD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 162,751 shares; 2015Q2: 176,196 shares; 2015Q3: 53,578 shares; 2015Q4: 45,748 shares 45,748$3.56M0.85%-7,830Timeline
PAREXEL INTL CORPPAREXEL INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 82,583 shares; 2015Q2: 109,262 shares; 2015Q3: 130,245 shares; 2015Q4: 48,078 shares 48,078$3.27M0.79%-82,167
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 109,304 shares 109,304$3.23M0.77%new
ANTARES PHARMA INCANTARES PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,541,770 shares; 2015Q2: 1,534,283 shares; 2015Q3: 1,647,592 shares; 2015Q4: 1,622,949 shares 1,622,949$1.96M0.47%-24,643
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 141,140 shares; 2015Q2: 141,140 shares; 2015Q3: 141,140 shares; 2015Q4: 129,640 shares 129,640$1.93M0.46%-11,500
ATRAPTARGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 24,622 shares; 2015Q2: 24,622 shares; 2015Q3: 24,622 shares; 2015Q4: 24,622 shares 24,622$1.79M0.43%0Timeline
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,054 shares; 2015Q2: 20,054 shares; 2015Q3: 20,054 shares; 2015Q4: 20,054 shares 20,054$1.46M0.35%0
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 274,779 shares; 2015Q2: 273,722 shares; 2015Q3: 278,754 shares; 2015Q4: 310,721 shares 310,721$1.17M0.28%+31,967
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,385 shares; 2015Q2: 15,385 shares; 2015Q3: 15,385 shares; 2015Q4: 15,385 shares 15,385$1.16M0.28%0Timeline
FNMAFANNIE MAEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 418,651 shares; 2015Q2: 528,403 shares; 2015Q3: 653,403 shares; 2015Q4: 653,403 shares 653,403$1.07M0.26%0Timeline
MGMMGM RESORTS INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40,175 shares; 2015Q2: 42,675 shares; 2015Q3: 42,675 shares; 2015Q4: 42,675 shares 42,675$970K0.23%0Timeline
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,275 shares; 2015Q2: 11,275 shares; 2015Q3: 11,275 shares; 2015Q4: 11,133 shares 11,133$945K0.23%-142Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,854 shares; 2015Q2: 12,854 shares; 2015Q3: 12,854 shares; 2015Q4: 12,854 shares 12,854$926K0.22%0Timeline
OPHTHOTECH CORPOPHTHOTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 106,158 shares; 2015Q2: 139,390 shares; 2015Q3: 143,022 shares; 2015Q4: 11,338 shares 11,338$890K0.21%-131,684
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,120 shares; 2015Q2: 11,120 shares; 2015Q3: 11,120 shares; 2015Q4: 11,120 shares 11,120$862K0.21%0Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,447 shares; 2015Q2: 10,447 shares; 2015Q3: 10,447 shares; 2015Q4: 10,447 shares 10,447$813K0.2%0Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,020 shares; 2015Q2: 6,020 shares; 2015Q3: 6,020 shares; 2015Q4: 6,020 shares 6,020$589K0.14%0Timeline
Plains Group Hldgs LPPlains Group Hldgs LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 61,387 shares; 2015Q3: 61,787 shares; 2015Q4: 61,787 shares 61,787$584K0.14%0
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,000 shares; 2015Q2: 17,000 shares; 2015Q3: 17,000 shares; 2015Q4: 17,000 shares 17,000$578K0.14%0Timeline
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 84,000 shares; 2015Q2: 84,000 shares; 2015Q3: 88,900 shares; 2015Q4: 88,900 shares 88,900$554K0.13%0
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 724 shares 724$549K0.13%newTimeline
ENDOLOGIX INCENDOLOGIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 42,391 shares; 2015Q2: 42,391 shares; 2015Q3: 42,391 shares; 2015Q4: 52,391 shares 52,391$519K0.12%+10,000
SJMSMUCKER J M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,816 shares; 2015Q4: 3,771 shares 3,771$465K0.11%+955Timeline
APOLLO RESIDENTIAL MORTGAGEAPOLLO RESIDENTIAL MORTGAGEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 48,900 shares; 2015Q2: 38,900 shares; 2015Q3: 38,900 shares; 2015Q4: 38,900 shares 38,900$465K0.11%0
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,000 shares 9,000$449K0.11%newTimeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,374 shares; 2015Q2: 4,374 shares; 2015Q3: 4,374 shares; 2015Q4: 4,337 shares 4,337$446K0.11%-37Timeline
STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 33,450 shares; 2015Q2: 43,450 shares; 2015Q3: 43,950 shares; 2015Q4: 17,632 shares 17,632$399K0.1%-26,318
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,805 shares; 2015Q2: 2,805 shares; 2015Q3: 2,805 shares; 2015Q4: 2,805 shares 2,805$391K0.09%0Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,250 shares; 2015Q2: 1,636 shares; 2015Q3: 1,388 shares; 2015Q4: 1,136 shares 1,136$384K0.09%-252Timeline
EPIWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,360 shares; 2015Q2: 20,360 shares; 2015Q3: 20,360 shares; 2015Q4: 18,360 shares 18,360$365K0.09%-2,000Timeline
SLRCSLR INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 19,850 shares; 2015Q2: 19,850 shares; 2015Q3: 19,850 shares; 2015Q4: 19,850 shares 19,850$326K0.08%0Timeline
FORTRESS INVT GROUP LLC CL AFORTRESS INVT GROUP LLC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 63,933 shares 63,933$325K0.08%new
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,224 shares; 2015Q2: 2,224 shares; 2015Q3: 2,224 shares; 2015Q4: 2,138 shares 2,138$322K0.08%-86Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,000 shares; 2015Q2: 4,000 shares; 2015Q3: 4,000 shares; 2015Q4: 4,000 shares 4,000$317K0.08%0Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 26,275 shares; 2015Q2: 26,275 shares; 2015Q3: 27,575 shares; 2015Q4: 25,575 shares 25,575$316K0.08%-2,000
IUSGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,600 shares; 2015Q2: 3,600 shares; 2015Q3: 3,600 shares; 2015Q4: 3,600 shares 3,600$292K0.07%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,880 shares; 2015Q2: 3,680 shares; 2015Q3: 3,640 shares; 2015Q4: 3,551 shares 3,551$277K0.07%-89Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,798 shares; 2015Q2: 4,827 shares; 2015Q3: 4,857 shares; 2015Q4: 4,888 shares 4,888$276K0.07%+31Timeline
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11,550 shares 11,550$253K0.06%new
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,400 shares; 2015Q2: 2,400 shares; 2015Q3: 2,400 shares; 2015Q4: 2,400 shares 2,400$252K0.06%0Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 28,500 shares; 2015Q2: 30,500 shares; 2015Q3: 30,500 shares; 2015Q4: 30,500 shares 30,500$247K0.06%0
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,381 shares; 2015Q2: 9,381 shares; 2015Q3: 6,931 shares; 2015Q4: 6,931 shares 6,931$239K0.06%0Timeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 8,100 shares; 2015Q2: 8,100 shares; 2015Q3: 8,100 shares; 2015Q4: 8,100 shares 8,100$237K0.06%0
IRWDIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 19,662 shares; 2015Q2: 19,662 shares; 2015Q3: 19,662 shares; 2015Q4: 19,662 shares 19,662$228K0.05%0Timeline
SOTHEBYSSOTHEBYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 8,642 shares; 2015Q4: 8,642 shares 8,642$223K0.05%0
AVID TECHNOLOGY INCAVID TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 54,490 shares; 2015Q2: 54,490 shares; 2015Q3: 54,490 shares; 2015Q4: 30,060 shares 30,060$220K0.05%-24,430
SPGSIMON PPTY GROUP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,056 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,083 shares 1,083$211K0.05%newTimeline
MUABLACKROCK MUNIASSETS FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 14,000 shares; 2015Q2: 14,000 shares; 2015Q3: 14,000 shares; 2015Q4: 14,000 shares 14,000$200K0.05%0Timeline
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 31,450 shares; 2015Q3: 15,948 shares; 2015Q4: 14,448 shares 14,448$198K0.05%-1,500
FAMOUS DAVE'S OF AMERICAFAMOUS DAVE'S OF AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 38,714 shares; 2015Q2: 41,465 shares; 2015Q3: 29,515 shares; 2015Q4: 25,501 shares 25,501$177K0.04%-4,014
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 12,700 shares; 2015Q4: 12,700 shares 12,700$126K0.03%0Timeline
EXELEXELIXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,230 shares; 2015Q2: 11,230 shares; 2015Q3: 11,230 shares; 2015Q4: 10,430 shares 10,430$59K0.01%-800Timeline
FMCCFREDDIE MACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 29,000 shares; 2015Q2: 33,000 shares; 2015Q3: 33,000 shares; 2015Q4: 30,000 shares 30,000$49K0.01%-3,000Timeline
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 32,302 shares; 2015Q2: 32,302 shares; 2015Q3: 32,302 shares; 2015Q4: 31,621 shares 31,621$4K<0.01%-681
PANACOS PHARMACEUTICALS INCPANACOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,000 shares; 2015Q2: 25,000 shares; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares 25,000$00%0Value filed as zero, left out of ratios.

Sold out in Q4 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ISIS PHARMACEUTICALS INCISIS PHARMACEUTICALS INC317,301$12.8Mshares
HOMEAWAY INCHOMEAWAY INC262,248$6.96Mshares
RITCHIE BROS AUCTIONEERSRITCHIE BROS AUCTIONEERS197,278$5.11Mshares
EBAYEBAY INC.154,475$3.77Mshares
ZULILY INCZULILY INC71,952$1.25Mshares
CHIMERIX INC COMCHIMERIX INC COM9,583$366Kshares
FOREST CITY ENTERPRISES INCFOREST CITY ENTERPRISES INC11,550$233Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR21,000$226Kshares
NEONODE INCNEONODE INC16,000$39Kshares
INKSURE TECHINKSURE TECH13,000$0shares

How Q4 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000928204-16-000008 base2016-02-12acceptance time not in the bulk data set