13F-HR filed by WILLIAM HARRIS INVESTORS INC
WILLIAM HARRIS INVESTORS INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-07, with 97 holding rows worth $347,482,000.
- Accession
- 0000928204-17-000001
- Filer
- CIK 928204
- Filed
- 2017-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 129 entries on the cover page, a total value of $347,482,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,479,000 with VALUE read as thousands by filing date, 13F file number 028-04436. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVivaldi Capital Management, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHAKE SHACK INC | 819047101 | CL A | 1,260,317 | $45,106,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 158,162 | $12,367,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 50 | $12,206,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 355,838 | $10,946,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 260,310 | $10,579,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 256,333 | $9,779,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 264,891 | $9,748,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 245,583 | $9,253,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 164,820 | $8,752,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 189,095 | $8,712,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 396,296 | $8,703,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 116,762 | $8,429,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 370,970 | $8,180,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 124,400 | $8,125,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 35,400 | $7,913,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 101,903 | $7,851,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 121,076 | $7,773,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 311,739 | $7,753,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 597,051 | $7,708,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 182,550 | $7,494,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 113,937 | $7,488,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 698,973 | $7,150,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 254,326 | $7,131,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 110,508 | $6,995,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 160,099 | $6,522,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 48,000 | $6,473,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 244,119 | $6,281,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 29,163 | $5,981,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 149,704 | $5,427,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 571,187 | $5,089,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 726,074 | $4,974,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 426,084 | $4,887,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 580,949 | $4,363,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 323,122 | $4,168,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 178,887 | $3,876,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 79,800 | $3,817,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 119,868 | $3,510,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 653,403 | $2,548,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 131,891 | $2,168,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 36,664 | $2,143,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 306,847 | $2,019,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 152,963 | $1,713,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 24,321 | $1,661,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 18,957 | $1,548,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 15,385 | $1,363,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 112,894 | $940,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 12,622 | $927,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 49,011 | $926,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,218 | $797,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 14,150 | $780,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 16,339 | $741,000 | thousands by filing date | |
| DHX MEDIA LTD COM VTG SHS | 252406707 | COM | 140,327 | $734,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 32,450 | $676,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 846 | $653,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 43,057 | $648,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 21,941 | $632,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,548 | $589,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 36,125 | $574,000 | thousands by filing date | |
| PHILLY SHIPYARD ASA | R6980X109 | COM | 79,733 | $570,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 12,766 | $564,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 112,145 | $545,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 92,391 | $528,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,020 | $475,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,252 | $473,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,621 | $464,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,922 | $452,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 30,748 | $434,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,805 | $432,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 49,000 | $427,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 19,580 | $410,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 8,500 | $407,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 18,360 | $371,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,058 | $367,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 8,642 | $344,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 49,736 | $311,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 7,200 | $309,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,351 | $302,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 19,662 | $301,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,931 | $295,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,727 | $295,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 10,270 | $294,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,280 | $253,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 11,550 | $241,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 17,360 | $223,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,400 | $202,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,500 | $196,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,000 | $149,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 31,475 | $139,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 30,000 | $112,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 40,000 | $93,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 75,450 | $72,000 | thousands by filing date | |
| CARDAX INC | 14141D102 | Equities | 674,377 | $54,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 10,000 | $37,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 11,900 | $35,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 31,621 | $12,000 | thousands by filing date | |
| BIOTECH PRDCT SVC RSRCH, INC | 09074L105 | COM | 10,000 | $2,000 | thousands by filing date | |
| PANACOS PHARMACEUTICALS INC | 69811Q106 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000928204-17-000001 | this filing | 2017-02-07 | acceptance time not in the bulk data set |