Nuveen Asset Management, LLC

13F filer, CIK 1521019, CHICAGO, IL

Nuveen Asset Management, LLC reported $356,179,741,214 across 3,333 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 30.2% of the portfolio.

Filed 2024-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0000930413-24-003166

Period: 2024-09-30
Reported value: $356B
Holdings: 3,333
Top 10 weight: 30.2%
New: 86
Sold out: 81

Part of the filer group TIAA

Nuveen Fund Advisors, LLC Nuveen, LLC +7 others

Nuveen Fund Advisors, LLC
Nuveen, LLC
TEACHERS ADVISORS, LLC
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
TIAA CREF INVESTMENT MANAGEMENT LLC
TIAA TRUST, NATIONAL ASSOCIATION
TIAA Wealth Investment Management LLC
Teachers Insurance and Annuity Association of America

How groups are built

Stakes and trades reported after 2024-09-30

13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.

0: 13G 5,000,000 shares, 100% of the class, 13G filed 2026-10-13, 0000315038-26-000006
Accepted 2026-10-13 23:40:52 UTC, ingested 2026-10-13 23:41:13 UTC

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AVGOadded	+35,822,151	$6.18B
SWnew	+13,669,531	$676M
HYGadded	+3,422,162	$275M
NOWadded	+306,168	$274M
EMRadded	+2,486,921	$272M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
MSFTreduced	-1,267,893	-$546M
GOOGLreduced	-2,972,264	-$493M
MNSTreduced	-6,575,593	-$343M
MCDreduced	-1,097,089	-$334M
NVDAreduced	-2,672,234	-$325M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0000930413-24-003166, largest first. % of portfolio is the value over $356,179,741,214, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
LZMLIFEZONE METALS LIMITED	66,467	$465K	<0.01%	0	Timeline
BCMLBAYCOM CORP	19,606	$465K	<0.01%	0	Timeline
FINVFINVOLUTION GROUP	75,200	$465K	<0.01%	-19,400	Timeline
BLZEBACKBLAZE INC	72,652	$464K	<0.01%	-46,610	Timeline
DHDEFINITIVE HEALTHCARE CORP	103,678	$463K	<0.01%	0	Timeline
PACBPACIFIC BIOSCIENCES CALIF IN	270,184	$459K	<0.01%	0	Timeline
CADLCANDEL THERAPEUTICS INC	66,217	$459K	<0.01%	-315,971	Timeline
PDLBPONCE FINANCIAL GROUP INC	39,028	$456K	<0.01%	0	Timeline
CBNKCAPITAL BANCORP INC MD	17,638	$453K	<0.01%	0	Timeline
FDBCFIDELITY D & D BANCORP INC	9,080	$448K	<0.01%	0	Timeline
OMEROMEROS CORP	112,362	$446K	<0.01%	-6,131	Timeline
ModivCare IncModivCare Inc	31,196	$445K	<0.01%	-4,074
ATLCATLANTICUS HOLDINGS CORP	12,615	$443K	<0.01%	0	Timeline
KENKENON HLDGS LTD	15,611	$441K	<0.01%	0	Timeline
QIPTQUIPT HOME MEDICAL CORP	150,046	$438K	<0.01%	0	Timeline
ProKidney CorpProKidney Corp	227,150	$436K	<0.01%	-60,879
MAMAMAMAS CREATIONS INC	59,556	$435K	<0.01%	-40,700	Timeline
UNTYUNITY BANCORP INC	12,750	$434K	<0.01%	0	Timeline
QBTSD-WAVE QUANTUM INC	438,549	$431K	<0.01%	-1,125,441	Timeline
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICS	326,716	$425K	<0.01%	-23,189
ONITONITY GROUP INC	13,281	$424K	<0.01%	0	Timeline
GOOSCANADA GOOSE HLDGS INC	33,662	$422K	<0.01%	0	Timeline
APEIAMERICAN PUB ED INC	28,605	$422K	<0.01%	0	Timeline
ONTFON24 INC	68,695	$420K	<0.01%	0	Timeline
NATHNATHANS FAMOUS INC	5,181	$419K	<0.01%	+324	Timeline
HPKHIGHPEAK ENERGY INC	30,146	$418K	<0.01%	0	Timeline
GENERATION BIO COGENERATION BIO CO	169,265	$418K	<0.01%	0
DGICADONEGAL GROUP INC	28,315	$417K	<0.01%	0	Timeline
CRONCRONOS GROUP INC	189,422	$417K	<0.01%	0	Timeline
GWRSGLOBAL WTR RES INC	33,038	$416K	<0.01%	0	Timeline
LACLITHIUM AMERS CORP NEW	152,576	$412K	<0.01%	0	Timeline
PLBCPLUMAS BANCORP	10,084	$411K	<0.01%	0	Timeline
Vivid Seats IncVivid Seats Inc	110,966	$411K	<0.01%	0
MHDBLACKROCK MUNIHOLDINGS FD IN	32,260	$410K	<0.01%	0	Timeline
SOUTHERN STS BANCSHARES INC…SOUTHERN STS BANCSHARES INC COM	13,325	$409K	<0.01%	0
HOFTHOOKER FURNISHINGS CORPORATI	22,604	$409K	<0.01%	+3,212	Timeline
SPIRSPIRE GLOBAL INC	40,894	$409K	<0.01%	0	Timeline
MBCNMIDDLEFIELD BANC CORP	14,177	$408K	<0.01%	0	Timeline
ZYXIQZYNEX, INC. COMMON STOCK (NV)	49,860	$407K	<0.01%	0	Timeline
ADCTADC THERAPEUTICS SA	129,058	$407K	<0.01%	-108,246	Timeline
CTRICENTURI HOLDINGS INC	25,172	$407K	<0.01%	0	Timeline
OPRXOPTIMIZERX CORP	52,563	$406K	<0.01%	-16,302	Timeline
CRD-ACRAWFORD & CO	36,862	$404K	<0.01%	+1,227	Timeline
NODKNI HLDGS INC	25,786	$404K	<0.01%	0	Timeline
SGHTSIGHT SCIENCES INC	64,103	$404K	<0.01%	0	Timeline
TRAKREPOSITRAK INC	21,830	$403K	<0.01%	+791	Timeline
IBEXIBEX LTD	20,133	$402K	<0.01%	0	Timeline
CLARCLARUS CORP NEW	88,649	$399K	<0.01%	+15,886	Timeline
ACDCPROFRAC HLDG CORP	58,520	$397K	<0.01%	0	Timeline
BYRNBYRNA TECHNOLOGIES INC	23,364	$396K	<0.01%	0	Timeline
RNACCARTESIAN THERAPEUTICS INC	24,210	$390K	<0.01%	-10,540	Timeline
AIPARTERIS INC	50,513	$390K	<0.01%	0	Timeline
LANZATECH GLOBAL INCLANZATECH GLOBAL INC	203,921	$389K	<0.01%	0
MITTTPG MTG INVTS TR INC	51,727	$388K	<0.01%	-37,620	Timeline
TSBKTIMBERLAND BANCORP INC	12,649	$383K	<0.01%	0	Timeline
PCBPCB BANCORP	20,311	$382K	<0.01%	0	Timeline
KODKODIAK SCIENCES INC	145,449	$380K	<0.01%	0	Timeline
HBIOHARVARD BIOSCIENCE INC	139,999	$377K	<0.01%	0	Timeline
TEADTEADS HLDG CO	77,142	$375K	<0.01%	0	Timeline
VKIINVESCO ADVANTAGE MUN INCOME	40,232	$375K	<0.01%	0	Timeline
NCNACCO INDS INC	13,194	$374K	<0.01%	0	Timeline
KRROKORRO BIO INC	11,164	$373K	<0.01%	0	Timeline
NOANORTH AMERN CONSTR GROUP LTD	19,889	$372K	<0.01%	0	Timeline
CRNCCERENCE INC	117,202	$369K	<0.01%	-52,146	Timeline
NGSNATURAL GAS SVCS GROUP INC	19,236	$368K	<0.01%	-13,760	Timeline
VTYXVENTYX BIOSCIENCES INC	168,420	$367K	<0.01%	+34,376	Timeline
XOMAXOMA ROYALTY CORPORATION	13,836	$366K	<0.01%	0	Timeline
XMQTXBLACKROCK MUNIYIELD QLTY II	33,610	$365K	<0.01%	0	Timeline
DSPVIANT TECHNOLOGY INC	32,951	$365K	<0.01%	0	Timeline
NWFLNORWOOD FINANCIAL CORP	13,214	$364K	<0.01%	0	Timeline
EVCENTRAVISION COMMUNICATIONS C	174,355	$361K	<0.01%	-315,220	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	40,709	$360K	<0.01%	0
NNDMNANO DIMENSION LTD	146,500	$359K	<0.01%	0	Timeline
VHIVALHI INC NEW	10,589	$353K	<0.01%	0	Timeline
SAMGSILVERCREST ASSET MGMT GROUP	20,232	$349K	<0.01%	+1,508	Timeline
BLDPBALLARD PWR SYS INC NEW	193,892	$349K	<0.01%	0	Timeline
TCRXTSCAN THERAPEUTICS INC	69,962	$348K	<0.01%	0	Timeline
INNOVID CORPINNOVID CORP	193,112	$348K	<0.01%	0
NOAHNOAH HLDGS LTD	28,100	$346K	<0.01%	0	Timeline
XMYDXBLACKROCK MUNIYIELD FUND	29,861	$343K	<0.01%	0	Timeline
VNETVNET GROUP INC	83,400	$340K	<0.01%	0	Timeline
ALCOALICO INC	12,138	$340K	<0.01%	0	Timeline
CTRNCITI TRENDS INC	18,441	$339K	<0.01%	+3,898	Timeline
FSTRFOSTER L B CO	16,550	$338K	<0.01%	0	Timeline
TTECTTEC HLDGS INC	57,206	$336K	<0.01%	0	Timeline
SEGSEAPORT ENTMT GROUP INC	12,236	$336K	<0.01%	new	Timeline
X4 PHARMACEUTICALS INCX4 PHARMACEUTICALS INC	498,745	$334K	<0.01%	0
MYPSPLAYSTUDIOS INC	217,743	$329K	<0.01%	0	Timeline
LXEOLEXEO THERAPEUTICS INC	36,050	$326K	<0.01%	+17,757	Timeline
ACTGACACIA RESH CORP	69,902	$326K	<0.01%	0	Timeline
EPMEVOLUTION PETE CORP	61,211	$325K	<0.01%	0	Timeline
TRVITREVI THERAPEUTICS INC	96,350	$322K	<0.01%	0	Timeline
INNVINNOVAGE HLDG CORP	53,437	$321K	<0.01%	0	Timeline
OBEOBSIDIAN ENERGY LTD	57,401	$319K	<0.01%	0	Timeline
TIGRUP FINTECH HLDG LTD	58,800	$314K	<0.01%	-26,800	Timeline
TUYATUYA INC	188,800	$312K	<0.01%	0	Timeline
EGANEGAIN CORP	60,949	$311K	<0.01%	0	Timeline
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR II	27,389	$310K	<0.01%	0
WEYSWEYCO GROUP INC	9,094	$310K	<0.01%	0	Timeline
PERIPERION NETWORK LTD	38,719	$308K	<0.01%	0	Timeline
SPIRIT AIRLS INCSPIRIT AIRLS INC	127,109	$305K	<0.01%	0
STRSSTRATUS PPTYS INC	11,628	$302K	<0.01%	0	Timeline
POWWOUTDOOR HOLDING CO	211,029	$302K	<0.01%	0	Timeline
RXTRACKSPACE TECHNOLOGY INC	123,009	$301K	<0.01%	0	Timeline
XMVFXBLACKROCK MUNIVEST FUND	39,251	$299K	<0.01%	-2,502	Timeline
LILI AUTO INC	11,638	$299K	<0.01%	-667,405	Timeline
SERASERA PROGNOSTICS INC	37,417	$292K	<0.01%	0	Timeline
ISTRINVESTAR HOLDING CORP	15,017	$292K	<0.01%	+2,737	Timeline
XMPTVANECK ETF TRUST	12,536	$290K	<0.01%	new	Timeline
KRTKARAT PACKAGING INC	11,217	$290K	<0.01%	+672	Timeline
DTFDTF TAX-FREE INCOME 2028 TER	25,688	$290K	<0.01%	0	Timeline
LAWCS DISCO INC	48,910	$288K	<0.01%	0	Timeline
ARTVARTIVA BIOTHERAPEUTICS INC	18,611	$288K	<0.01%	new	Timeline
BKSYBLACKSKY TECHNOLOGY INC	60,512	$287K	<0.01%	new	Timeline
SESSES AI CORPORATION	447,677	$286K	<0.01%	0	Timeline
Mersana Therapeutics IncMersana Therapeutics Inc	151,201	$286K	<0.01%	+27,862
MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTD	161,401	$286K	<0.01%	0
WESWESTERN MIDSTREAM PARTNERS L	7,444	$285K	<0.01%	-253	Timeline
CRVOCERVOMED INC	19,465	$284K	<0.01%	new	Timeline
IHRTIHEARTMEDIA INC	153,373	$284K	<0.01%	0	Timeline
SSTISOUNDTHINKING INC	24,369	$282K	<0.01%	0	Timeline
RSKDRISKIFIED LTD	59,563	$282K	<0.01%	0	Timeline
TLYSTILLYS INC	54,950	$280K	<0.01%	0	Timeline
BPRNPRINCETON BANCORP INC	7,503	$277K	<0.01%	0	Timeline
BTMDBIOTE CORP	49,179	$274K	<0.01%	0	Timeline
FLXSFLEXSTEEL INDS INC	6,192	$274K	<0.01%	new	Timeline
NPWRNET POWER INC	38,986	$273K	<0.01%	0	Timeline
BBCPCONCRETE PUMPING HLDGS INC	47,173	$273K	<0.01%	0	Timeline
LITHIUM AMERICAS ARGENTINA CLITHIUM AMERICAS ARGENTINA C	82,777	$271K	<0.01%	0
MPXMARINE PRODS CORP	27,813	$270K	<0.01%	0	Timeline
INOINOVIO PHARMACEUTICALS INC	46,491	$269K	<0.01%	0	Timeline
VELVELOCITY FINL INC	13,636	$267K	<0.01%	0	Timeline
ATLOAMES NATL CORP	14,588	$266K	<0.01%	0	Timeline
PAMTPAMT CORP	14,375	$266K	<0.01%	0	Timeline
RELLRICHARDSON ELECTRS LTD	21,406	$264K	<0.01%	0	Timeline
CTGOCONTANGO SILVER & GOLD INC	13,611	$262K	<0.01%	+2,890	Timeline
NRGVENERGY VAULT HOLDINGS INC	272,886	$262K	<0.01%	0	Timeline
BOWBOWHEAD SPECIALTY HLDGS INC	9,297	$260K	<0.01%	new	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN	20,542	$260K	<0.01%	0
Atossa Therapeutics IncAtossa Therapeutics Inc	170,733	$260K	<0.01%	0
CUREVAC NVCUREVAC NV	83,219	$257K	<0.01%	0
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TR	23,880	$254K	<0.01%	0
RMNIRIMINI STR INC DEL	135,971	$252K	<0.01%	0	Timeline
RAPPRAPPORT THERAPEUTICS INC	12,068	$247K	<0.01%	new	Timeline
PRCHPORCH GROUP INC	159,658	$245K	<0.01%	-16,103	Timeline
PEPGPEPGEN INC	28,557	$244K	<0.01%	0	Timeline
BWFGBANKWELL FINL GROUP INC	8,096	$242K	<0.01%	0	Timeline
NNBRNN INC	62,006	$242K	<0.01%	0	Timeline
NAGENIAGEN BIOSCIENCE INC	66,114	$241K	<0.01%	0	Timeline
ZURAZURA BIO LTD	58,961	$239K	<0.01%	+35,304	Timeline
USCBUSCB FINANCIAL HOLDINGS INC	15,564	$237K	<0.01%	0	Timeline
RSVRRESERVOIR MEDIA INC	29,050	$236K	<0.01%	0	Timeline
NKSHNATIONAL BANKSHARES INC VA	7,827	$234K	<0.01%	0	Timeline
BELFABEL FUSE INC	2,347	$233K	<0.01%	new	Timeline
LCNBLCNB CORP	15,385	$232K	<0.01%	0	Timeline
MLPMAUI LD & PINEAPPLE INC	10,313	$232K	<0.01%	0	Timeline
OVLYOAK VY BANCORP OAKDALE CALIF	8,679	$231K	<0.01%	0	Timeline
CHMGCHEMUNG FINL CORP	4,795	$230K	<0.01%	+573	Timeline
SEVNSEVEN HILLS REALTY TRUST	16,624	$229K	<0.01%	0	Timeline
VABKVIRGINIA NATL BK CHRLOTSVLE	5,470	$228K	<0.01%	new	Timeline
FIRST FINANCIAL NORTHWEST INFIRST FINANCIAL NORTHWEST IN	10,108	$228K	<0.01%	new
PROVIDENT BANCORP INCPROVIDENT BANCORP INC	21,060	$227K	<0.01%	0
EMLEASTERN CO	6,955	$226K	<0.01%	new	Timeline
PRPLPURPLE INNOVATION INC	228,036	$225K	<0.01%	0	Timeline
IIIINFORMATION SVCS GROUP INC	68,263	$225K	<0.01%	0	Timeline
AOMRANGEL OAK MORTGAGE REIT INC	21,497	$224K	<0.01%	0	Timeline
ESSA BANCORP INC COMESSA BANCORP INC COM	11,565	$222K	<0.01%	0
COOL CO LTDCOOL CO LTD	19,649	$222K	<0.01%	-79,080
AEVAAEVA TECHNOLOGIES INC	67,266	$221K	<0.01%	0	Timeline
ACHVACHIEVE LIFE SCIENCE INC	46,668	$221K	<0.01%	0	Timeline
WBTNWEBTOON ENTMT INC	18,931	$217K	<0.01%	new	Timeline
OBIOORCHESTRA BIOMED HLDGS INC	41,729	$214K	<0.01%	0	Timeline
BLUEBIRD BIO INCBLUEBIRD BIO INC	409,857	$213K	<0.01%	0
XBTAXBLACKROCK LNG-TRM MUNI ADV	19,658	$212K	<0.01%	0	Timeline
CVGICOMMERCIAL VEH GROUP INC	64,218	$209K	<0.01%	0	Timeline
PESIPERMA-FIX ENVIRONMENTAL SVCS	16,895	$207K	<0.01%	0	Timeline
ESCAESCALADE INC	14,629	$206K	<0.01%	0	Timeline
BTDRBITDEER TECHNOLOGIES GROUP	26,227	$205K	<0.01%	new	Timeline
SMIDSMITH MIDLAND CORP	6,070	$203K	<0.01%	new	Timeline
NREFNEXPOINT REAL ESTATE FIN INC	12,964	$203K	<0.01%	0	Timeline
NRDYNERDY INC	205,763	$202K	<0.01%	-560,590	Timeline
TDUPTHREDUP INC	237,039	$200K	<0.01%	0	Timeline
MFINMEDALLION FINANCIAL CORP	24,450	$199K	<0.01%	0	Timeline
CLYMCLIMB BIO INC	39,034	$199K	<0.01%	new	Timeline
PBFSPIONEER BANCORP INC MD	17,881	$196K	<0.01%	0	Timeline
ARQARQ INC	33,406	$196K	<0.01%	0	Timeline
TPICQTPI COMPOSITES INC COM	43,078	$196K	<0.01%	0	Timeline
MDWDMEDIWOUND LTD	10,799	$195K	<0.01%	0	Timeline
ALTIALTI GLOBAL INC	52,080	$195K	<0.01%	0	Timeline
ABOSACUMEN PHARMACEUTICALS INC	78,446	$195K	<0.01%	+21,782	Timeline
VRAVERA BRADLEY INC	35,421	$193K	<0.01%	+2,696	Timeline
ALXOALX ONCOLOGY HLDGS INC	105,894	$193K	<0.01%	0	Timeline
XBITXBIOTECH INC	24,879	$192K	<0.01%	0	Timeline
STKSTHE ONE GROUP HOSPITALITY IN	51,337	$189K	<0.01%	0	Timeline
EPEMPIRE PETE CORP	71,260	$187K	<0.01%	+35,630	Timeline
SUNSSUNRISE RLTY TR INC	13,022	$187K	<0.01%	new	Timeline
TWINTWIN DISC INC	15,002	$187K	<0.01%	0	Timeline
ATNMACTINIUM PHARMACEUTICALS INC	99,346	$187K	<0.01%	-70,820	Timeline
GRSDGRANDSTAND LTD	18,540	$186K	<0.01%	0	Timeline
STTKSHATTUCK LABS INC	53,038	$185K	<0.01%	0	Timeline
LNKBLINKBANCORP INC	28,662	$184K	<0.01%	0	Timeline
QRHCQUEST RESOURCE HLDG CORP	23,022	$184K	<0.01%	0	Timeline
ALMSALUMIS INC	17,097	$183K	<0.01%	new	Timeline
IPSCCENTURY THERAPEUTICS INC	105,650	$181K	<0.01%	0	Timeline
ACRVACRIVON THERAPEUTICS INC	25,779	$180K	<0.01%	+13,958	Timeline
AMTXAEMETIS INC	78,006	$179K	<0.01%	+28,772	Timeline
CMTCORE MOLDING TECHNOLOGIES IN	10,158	$175K	<0.01%	0	Timeline
TSQTOWNSQUARE MEDIA INC	16,995	$173K	<0.01%	0	Timeline
GEOSGEOSPACE TECHNOLOGIES CORP	16,684	$173K	<0.01%	0	Timeline
NLNLI HOLDINGS INC	23,157	$172K	<0.01%	0	Timeline
PRTHPRIORITY TECHNOLOGY HLDGS IN	25,156	$172K	<0.01%	0	Timeline
KLTRKALTURA INC	126,173	$172K	<0.01%	0	Timeline
SKYHSKY HARBOUR GROUP CORPORATIO	15,222	$168K	<0.01%	0	Timeline
PAYSPAYSIGN INC	45,010	$165K	<0.01%	0	Timeline
TILE SHOP HLDGS INCTILE SHOP HLDGS INC	24,764	$163K	<0.01%	0
NBHNEUBERGER MUN FD INC	14,428	$161K	<0.01%	0	Timeline
VINPVINCI COMPASS INVESTMENTS LT	16,066	$160K	<0.01%	new	Timeline
CURVTORRID HLDGS INC	40,266	$158K	<0.01%	0	Timeline
AIRSAIRSCULPT TECHNOLOGIES INC	31,198	$158K	<0.01%	0	Timeline
TBLATABOOLA.COM LTD	47,024	$158K	<0.01%	+3,169	Timeline
RDNWRIDENOW GROUP INC	32,702	$157K	<0.01%	+11,038	Timeline
RAPT THERAPEUTICS INCRAPT THERAPEUTICS INC	77,709	$156K	<0.01%	0
MLKMFWALDENCAST PLC	42,770	$156K	<0.01%	0	Timeline
HOWLWEREWOLF THERAPEUTICS INC	73,370	$156K	<0.01%	+21,322	Timeline
DANIMER SCIENTIFIC INCDANIMER SCIENTIFIC INC	341,932	$155K	<0.01%	0
MRAMEVERSPIN TECHNOLOGIES INC	25,997	$153K	<0.01%	0	Timeline
ISPRISPIRE TECHNOLOGY INC	24,454	$152K	<0.01%	0	Timeline
STXSSTEREOTAXIS INC	73,990	$151K	<0.01%	0	Timeline
RGTIRIGETTI COMPUTING INC	192,739	$151K	<0.01%	-565,490	Timeline
TUSKMAMMOTH ENERGY SVCS INC	36,843	$151K	<0.01%	0	Timeline
374WATER INC374WATER INC	109,748	$149K	<0.01%	0
DIBS1STDIBS COM INC	33,826	$149K	<0.01%	0	Timeline
ASPIASP ISOTOPES INC	53,535	$149K	<0.01%	0	Timeline
VGMINVESCO TR INVT GRADE MUNS	13,864	$146K	<0.01%	+3,045	Timeline
CLPRCLIPPER RLTY INC	25,586	$146K	<0.01%	0	Timeline
VTSIVIRTRA INC	23,041	$143K	<0.01%	+8,841	Timeline
PBYIPUMA BIOTECHNOLOGY INC	55,922	$143K	<0.01%	0	Timeline
QUIKQUICKLOGIC CORP	18,565	$142K	<0.01%	0	Timeline
LFCRLIFECORE BIOMEDICAL INC	28,837	$142K	<0.01%	0	Timeline
OVIDOVID THERAPEUTICS INC	119,113	$141K	<0.01%	0	Timeline
VERRICA PHARMACEUTICALS INCVERRICA PHARMACEUTICALS INC	95,032	$138K	<0.01%	0
Veru IncVeru Inc	178,557	$137K	<0.01%	0
CPSSCONSUMER PORTFOLIO SVCS INC	14,590	$137K	<0.01%	0	Timeline
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INC	85,602	$134K	<0.01%	0
LVWRLIVEWIRE GROUP INC	21,628	$132K	<0.01%	0	Timeline
GOTUGAOTU TECHEDU INC	33,500	$131K	<0.01%	0	Timeline
FENCFENNEC PHARMACEUTICALS INC	26,006	$130K	<0.01%	0	Timeline
NTICNORTHERN TECHNOLOGIES INTL C	10,495	$129K	<0.01%	0	Timeline
KWYKINGSWAY CORP	15,529	$129K	<0.01%	0	Timeline
NPCENEUROPACE INC	18,420	$128K	<0.01%	0	Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	11,873	$127K	<0.01%	0
SBTSTERLING BANCORP INC	27,857	$127K	<0.01%	+3,571	Timeline
CSTECAESARSTONE LTD	27,788	$127K	<0.01%	0	Timeline
MONDMONDEE HLDGS INC CL A	90,097	$125K	<0.01%	0	Timeline
TERRAN ORBITAL CORPORATIONTERRAN ORBITAL CORPORATION	491,044	$123K	<0.01%	0
ULBIULTRALIFE CORP	13,610	$123K	<0.01%	0	Timeline
EVEXEVE HLDG INC	36,010	$117K	<0.01%	0	Timeline
GUTSFRACTYL HEALTH INC	45,180	$114K	<0.01%	new	Timeline
CANOO INCCANOO INC	115,891	$114K	<0.01%	-433,820
KYTXKYVERNA THERAPEUTICS INC	22,848	$112K	<0.01%	0	Timeline
AKOYA BIOSCIENCES INC COMAKOYA BIOSCIENCES INC COM	40,827	$111K	<0.01%	0
IVVDINVIVYD INC	107,119	$109K	<0.01%	0	Timeline
LCUTLIFETIME BRANDS INC	16,644	$109K	<0.01%	0	Timeline
OTLKOUTLOOK THERAPEUTICS INC	20,079	$107K	<0.01%	-25,802	Timeline
FBLGFIBROBIOLOGICS INC COM	34,540	$107K	<0.01%	0	Timeline
ELEVATION ONCOLOGY INC COMELEVATION ONCOLOGY INC COM	174,137	$104K	<0.01%	+92,950
FiscalNote Holdings IncFiscalNote Holdings Inc	80,965	$104K	<0.01%	0
VSTMVERASTEM INC	34,399	$103K	<0.01%	0	Timeline
DLHCDLH HLDGS CORP	10,947	$102K	<0.01%	0	Timeline
EEXEMERALD HOLDING INC	19,910	$99.4K	<0.01%	0	Timeline
CHRSCOHERUS ONCOLOGY INC	95,056	$98.9K	<0.01%	0	Timeline
MAPSWM TECHNOLOGY INC	111,832	$97.3K	<0.01%	0	Timeline
SKYESKYE BIOSCIENCE INC	23,389	$91.5K	<0.01%	0	Timeline
AILEQILEARNINGENGINES INC COM STK	53,400	$89.2K	<0.01%	0	Timeline
INMBINMUNE BIO INC	16,518	$89K	<0.01%	0	Timeline
AMPXAMPRIUS TECHNOLOGIES INC	79,154	$87.9K	<0.01%	+66,083	Timeline
LIVEONE INCLIVEONE INC	89,692	$85.1K	<0.01%	0
AEROVATE THERAPEUTICS INCAEROVATE THERAPEUTICS INC	40,047	$83.7K	<0.01%	0
OIAINVESCO MUNI INCOME OPP TRST	12,065	$82.8K	<0.01%	new	Timeline
LNSRLENSAR INC	17,865	$81.8K	<0.01%	0	Timeline
GALTGALECTIN THERAPEUTICS INC	27,623	$76K	<0.01%	0	Timeline
CBUSCIBUS INC	20,234	$66K	<0.01%	0	Timeline
SKINSKINHEALTH SYSTEMS INC	43,730	$63K	<0.01%	0	Timeline
DTIDRILLING TOOLS INTL CORP	16,830	$62.8K	<0.01%	0	Timeline
GOLDEN MATRIX GROUP INCGOLDEN MATRIX GROUP INC	26,520	$61.8K	<0.01%	0
SYSTEM1 INCSYSTEM1 INC	50,329	$56.4K	<0.01%	0
OPADOFFERPAD SOLUTIONS INC	13,873	$56.3K	<0.01%	0	Timeline
SLNDSOUTHLAND HLDGS INC	13,098	$48.5K	<0.01%	0	Timeline
PRLDPRELUDE THERAPEUTICS INC	16,797	$34.8K	<0.01%	0	Timeline
VACASA INCVACASA INC	12,308	$34.6K	<0.01%	new
Renovaro IncRenovaro Inc	66,288	$32K	<0.01%	0
MARKETWISE INCMARKETWISE INC	42,753	$28.6K	<0.01%	0
STEM INCSTEM INC	33,249	$11.6K	<0.01%	-440,746
ADVANTAGE SOLUTIONS INCADVANTAGE SOLUTIONS INC	10,558	$3.5K	<0.01%	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
BOFA FIN LLCBOFA FIN LLC MTNF 0.600% 5/2	principal	40,000,000	$49.9M	new
SEA LTDSEA LTD NOTE 2.375%12/0	principal	30,000,000	$35.9M	new
BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1	principal	35,000,000	$35M	+750,000
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0	principal	32,500,000	$32.7M	new
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0	principal	30,000,000	$30.8M	new
REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC BOND	principal	33,967,000	$28.7M	+10,467,000
CALLAWAY GOLF COCALLAWAY GOLF CO NOTE 2.750% 5/0	principal	25,742,000	$26.2M	new
CABLE ONE INCCABLE ONE INC NOTE 3/1	principal	28,315,000	$25.9M	new
Dynavax Technologies Corp.Dynavax Technologies Corp. CCB	principal	20,850,000	$25.3M	new
STARWOOD PPTY TR INCSTARWOOD PPTY TR INC NOTE 6.750% 7/1	principal	21,500,000	$22.9M	new
CRACKER BARREL OLD CTRY STORCRACKER BARREL OLD CTRY STOR cv	principal	24,500,000	$22.4M	+7,971,000
BOX INCBOX INC NOTE 1/1	principal	16,335,000	$21.3M	new
Dropbox IncDropbox Inc Convertible bond	principal	21,161,000	$20.5M	-8,839,000
SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0	principal	14,125,000	$20.3M	new
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1	principal	20,380,000	$20.3M	new
SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1	principal	19,000,000	$19.6M	+9,000,000
NIO INCNIO INC NOTE 0.500% 2/0	principal	20,000,000	$19.4M	-3,000,000
FIRSTENERGY CORPFIRSTENERGY CORP NOTE 4.000% 5/0	principal	15,550,000	$16.5M	0
WOLFSPEED INCWOLFSPEED INC NOTE 1.750% 5/0	principal	23,500,000	$16.4M	+13,000,000
JAMF HLDG CORPJAMF HLDG CORP NOTE 0.125% 9/0	principal	17,500,000	$15.8M	+1,500,000
SOLAREDGE TECHNOLOGIES INCSOLAREDGE TECHNOLOGIES INC NOTE 9/1	principal	16,500,000	$15.3M	new
ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1	principal	13,000,000	$14.5M	new
ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1	principal	13,500,000	$14.1M	new
ZIFF DAVIS INCZIFF DAVIS INC NOTE 1.75% 11/01/2026	principal	13,459,000	$12.4M	new
BLOOM ENERGY CORPBLOOM ENERGY CORP Bond	principal	12,000,000	$11M	new
ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 4.000% 3/1	principal	10,680,000	$10.8M	new
BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible	principal	12,000,000	$10M	-10,280,000
AIRBNB INC CLASS AAIRBNB INC CLASS A CLASS A	principal	10,000,000	$9.3M	new
IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0	principal	7,000,000	$6.98M	-19,500,000
TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0	principal	5,000,000	$4.32M	-20,000,000
HERBALIFE LTDHERBALIFE LTD NOTE 4.250% 6/1	principal	5,000,000	$3.66M	new
ZSCALER INCZSCALER INC NOTE 0.125% 7/0	principal	2,500,000	$3.05M	-12,500,000
CHEFS WHSE INCCHEFS WHSE INC NOTE 2.375%12/1	principal	2,082,000	$2.44M	new
IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1	principal	2,000,000	$2.07M	new
CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC NOTE 0.375% 6/1	principal	1,973,000	$1.86M	0
GROUPON INCGROUPON INC NOTE 1.125% 3/1	principal	1,725,000	$1.54M	new
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	2,000,000	$1.36M	0
IQIYI INCIQIYI INC NOTE 2.000% 4/0	principal	1,100,000	$1.09M	new
SPIRIT AIRLS INCSPIRIT AIRLS INC NOTE 1.000% 5/1	principal	487,000	$147K	0

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
FERGUSON PLCFERGUSON PLC	1,229,861	$238M	shares
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	1,477,652	$222M	shares
ACWIISHARES TR	1,014,677	$114M	shares
WESTROCK COWESTROCK CO	1,970,686	$99M	shares
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	3,628,739	$56.2M	shares
PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC	37,000,000	$40.6M	principal
SITE CENTERS CORPSITE CENTERS CORP	1,877,859	$27.4M	shares
SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC	926,327	$25M	shares
BSVVANGUARD BD INDEX FDS	320,431	$24.6M	shares
BLOCK INCBLOCK INC	15,000,000	$17.9M	principal
ETSY INCETSY INC	17,000,000	$16.8M	principal
STMSTMICROELECTRONICS N V	416,252	$16.4M	shares
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	1,183,252	$15.4M	shares
GRANITE CONSTR INCGRANITE CONSTR INC	10,359,000	$15M	principal
WAYFAIR INCWAYFAIR INC	15,000,000	$13.5M	principal
RAPID7 INCRAPID7 INC	15,000,000	$13.4M	principal
ZTOZTO EXPRESS CAYMAN INC	644,059	$13.4M	shares
PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR	14,750,000	$13M	principal
SOUTHERN COSOUTHERN CO	12,500,000	$12.8M	principal
ASSETMARK FINL HLDGS INCASSETMARK FINL HLDGS INC	361,473	$12.5M	shares
ENCORE WIRE CORPENCORE WIRE CORP	39,895	$11.6M	shares
NIONIO INC	2,652,636	$11M	shares
EVERBRIDGE INCEVERBRIDGE INC	304,763	$10.7M	shares
ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC	10,000,000	$9.72M	principal
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	414,304	$9.18M	shares
GUARDANT HEALTH INCGUARDANT HEALTH INC	11,500,000	$8.86M	principal
NICE LTDNICE LTD	9,000,000	$8.45M	principal
DRIL-QUIP INCDRIL-QUIP INC	427,448	$7.95M	shares
REDFIN CORPREDFIN CORP	14,500,000	$7.92M	principal
8X8 INC NEW8X8 INC NEW	10,000,000	$7.59M	principal
MICROSTRATEGY INCMICROSTRATEGY INC	6,000,000	$7.18M	principal
NUSANUSHARES ETF TR	300,859	$6.9M	shares
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP	207,964	$6.89M	shares
RWT HLDGS INCRWT HLDGS INC	6,838,000	$6.63M	principal
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	2,053,864	$6.61M	shares
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP	7,261,000	$6.37M	principal
LI AUTO INCLI AUTO INC	6,500,000	$6.23M	principal
CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I	138,380	$5.66M	shares
LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S…	209,279	$4.64M	shares
MORPHIC HLDG INCMORPHIC HLDG INC	131,695	$4.49M	shares
EMBISHARES TR	50,370	$4.46M	shares
MBBISHARES TR	47,860	$4.39M	shares
IBITISHARES BITCOIN TRUST ETF	115,000	$3.93M	shares
GUESS INCGUESS INC	3,500,000	$3.86M	principal
HESMHESS MIDSTREAM LP	101,614	$3.7M	shares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	1,211,014	$3.43M	shares
BROOKFIELD REINSURANCE FCLA…BROOKFIELD REINSURANCE FCLASS …	76,471	$3.18M	shares
U S SILICA HLDGS INCU S SILICA HLDGS INC	197,371	$3.05M	shares
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN	2,500,000	$2.76M	principal
HIBBETT INCHIBBETT INC	31,280	$2.73M	shares
ATRION CORPORATIONATRION CORPORATION	5,871	$2.66M	shares
NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP IN	5,121	$2.54M	shares
SILVERBOW RES INCSILVERBOW RES INC	59,332	$2.24M	shares
NUAGNUSHARES ETF TR	100,000	$2.07M	shares
HILLEVAX INCHILLEVAX INC	137,713	$1.99M	shares
CAMBRIDGE BANCORPCAMBRIDGE BANCORP	27,043	$1.87M	shares
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC	148,973	$1.85M	shares
RILYBRC GROUP HOLDINGS INC	81,561	$1.44M	shares
BW LPG LTDBW LPG LTD	70,456	$1.31M	shares
AGENAGENUS INC	61,655	$1.03M	shares
MACATAWA BANK CORPMACATAWA BANK CORP	69,563	$1.02M	shares
OVERSEAS SHIPHOLDING GROUP IOVERSEAS SHIPHOLDING GROUP I	109,498	$929K	shares
JILLJ JILL INC	22,339	$781K	shares
SUNRUN INCSUNRUN INC	660,000	$573K	principal
XLESELECT SECTOR SPDR TR	6,000	$547K	shares
BLACKSKY TECHNOLOGY INCBLACKSKY TECHNOLOGY INC	484,124	$518K	shares
WHOLE EARTH BRANDS INCWHOLE EARTH BRANDS INC	95,679	$465K	shares
SNDASONIDA SENIOR LIVING INC	15,444	$425K	shares
NKLAQNIKOLA CORP	49,291	$404K	shares
WALKME LTD ORD SHSWALKME LTD ORD SHS	18,590	$260K	shares
SPWRQSUNPOWER CORP	76,905	$228K	shares
CALIFORNIA BANCORP INCCALIFORNIA BANCORP INC	10,197	$219K	shares
SLSRSOLARIS RES INC	58,924	$164K	shares
ALIMERA SCIENCES INCALIMERA SCIENCES INC	28,920	$161K	shares
G1 THERAPEUTICS INCG1 THERAPEUTICS INC	66,928	$153K	shares
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLC	10,311	$142K	shares
SOLO BRANDS INCSOLO BRANDS INC	54,818	$125K	shares
ANGI INC CLASS AANGI INC CLASS A	50,000	$96K	shares
MVSTMICROVAST HOLDINGS INC	144,054	$65.7K	shares
DADA NEXUS LTD NPV ADRDADA NEXUS LTD NPV ADR	38,800	$48.9K	shares
GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INC	26,815	$8.96K	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000930413-24-003166	base		2024-11-14	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC