Skip to content
Disclosery

LADENBURG THALMANN FINANCIAL SERVICES INC.

Follow

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $14,499,758,000 across 5,528 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-14. Its ten largest share positions make up 14.27% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-19-017222

Period
2019-09-30
Reported value
$14.5B
Holdings
5,528
Top 10 weight
14.27%
New
254
Sold out
216

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVVadded+259,034$77.3M
SPYadded+391,636$74.1M
SPYVadded+2,006,007$64.1M
JNKadded+346,657$37.6M
USMVadded+582,126$37.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYGreduced-2,420,868-$94M
IEFreduced-541,320-$60.9M
MTUMreduced-283,747-$33.8M
SPTLreduced-534,889-$21.9M
SPTIreduced-476,912-$14.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001493152-19-017222, largest first. % of portfolio is the value over $14,499,758,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AYIACUITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,128 shares; 2018Q2: 1,128 shares; 2018Q3: 2,123 shares; 2018Q4: 2,286 shares; 2019Q1: 2,031 shares; 2019Q2: 1,569 shares; 2019Q3: 676 shares 676$91K<0.01%-893Timeline
GIIIG III APPAREL GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 657 shares; 2018Q2: 657 shares; 2018Q3: 2,007 shares; 2018Q4: 3,387 shares; 2019Q1: 3,681 shares; 2019Q2: 3,160 shares; 2019Q3: 3,524 shares 3,524$91K<0.01%+364Timeline
GIISPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,043 shares; 2018Q2: 4,043 shares; 2018Q3: 2,367 shares; 2018Q4: 2,325 shares; 2019Q1: 2,325 shares; 2019Q2: 1,945 shares; 2019Q3: 1,711 shares 1,711$91K<0.01%-234Timeline
AIVIWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,222 shares; 2018Q2: 3,222 shares; 2018Q3: 2,571 shares; 2018Q4: 2,480 shares; 2019Q1: 2,484 shares; 2019Q2: 2,249 shares; 2019Q3: 2,259 shares 2,259$91K<0.01%+10Timeline
AITAPPLIED INDL TECHNOLOGIES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 865 shares; 2018Q2: 865 shares; 2018Q3: 894 shares; 2018Q4: 780 shares; 2019Q1: 1,710 shares; 2019Q2: 1,575 shares; 2019Q3: 1,585 shares 1,585$90K<0.01%+10Timeline
PEBPEBBLEBROOK HOTEL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,811 shares; 2018Q2: 1,811 shares; 2018Q3: 539 shares; 2018Q4: 1,038 shares; 2019Q1: 2,376 shares; 2019Q2: 3,220 shares; 2019Q3: 3,222 shares 3,222$90K<0.01%+2Timeline
SHAKSHAKE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 275 shares; 2018Q2: 275 shares; 2018Q3: 313 shares; 2018Q4: 413 shares; 2019Q1: 375 shares; 2019Q2: 1,362 shares; 2019Q3: 920 shares 920$90K<0.01%-442Timeline
EPCEDGEWELL PERSONAL CARE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,054 shares; 2018Q2: 1,054 shares; 2018Q3: 2,126 shares; 2018Q4: 1,896 shares; 2019Q1: 1,850 shares; 2019Q2: 2,864 shares; 2019Q3: 2,764 shares 2,764$90K<0.01%-100Timeline
PRLBPROTO LABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 584 shares; 2018Q2: 584 shares; 2018Q3: 2,127 shares; 2018Q4: 2,597 shares; 2019Q1: 2,839 shares; 2019Q2: 2,256 shares; 2019Q3: 888 shares 888$90K<0.01%-1,368Timeline
NVRIENVIRI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,354 shares; 2018Q2: 3,354 shares; 2018Q3: 3,116 shares; 2018Q4: 5,464 shares; 2019Q1: 3,387 shares; 2019Q2: 4,934 shares; 2019Q3: 4,730 shares 4,730$90K<0.01%-204Timeline
FLCOFRANKLIN TEMPLETON ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 3,506 shares; 2018Q4: 3,506 shares; 2019Q1: 3,506 shares; 2019Q2: 3,506 shares; 2019Q3: 3,506 shares 3,506$90K<0.01%0Timeline
DIMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,464 shares; 2018Q2: 1,464 shares; 2018Q3: 1,517 shares; 2018Q4: 1,517 shares; 2019Q1: 1,497 shares; 2019Q2: 1,497 shares; 2019Q3: 1,497 shares 1,497$90K<0.01%0Timeline
MCDERMOTT INTL INC COMMCDERMOTT INTL INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15,150 shares; 2018Q4: 28,838 shares; 2019Q1: 24,708 shares; 2019Q2: 32,963 shares; 2019Q3: 44,568 shares 44,568$90K<0.01%+11,605
HHYATT HOTELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,258 shares; 2018Q2: 1,258 shares; 2018Q3: 1,357 shares; 2018Q4: 1,166 shares; 2019Q1: 1,477 shares; 2019Q2: 2,810 shares; 2019Q3: 1,203 shares 1,203$89K<0.01%-1,607Timeline
TALTAL ED GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 493 shares; 2018Q2: 493 shares; 2018Q3: 800 shares; 2018Q4: 800 shares; 2019Q1: 800 shares; 2019Q2: 1,928 shares; 2019Q3: 2,563 shares 2,563$89K<0.01%+635Timeline
SPGMSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,017 shares; 2018Q2: 5,017 shares; 2018Q3: 5,176 shares; 2018Q4: 1,035 shares; 2019Q1: 1,090 shares; 2019Q2: 1,109 shares; 2019Q3: 2,217 shares 2,217$89K<0.01%+1,108Timeline
LTPZPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 827 shares; 2018Q4: 897 shares; 2019Q1: 2,535 shares; 2019Q2: 6,222 shares; 2019Q3: 1,208 shares 1,208$89K<0.01%-5,014Timeline
SEMSELECT MED HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,112 shares; 2018Q2: 6,112 shares; 2018Q3: 3,012 shares; 2018Q4: 3,012 shares; 2019Q1: 3,012 shares; 2019Q2: 5,412 shares; 2019Q3: 5,412 shares 5,412$89K<0.01%0Timeline
NUVASIVE INCNUVASIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 994 shares; 2018Q2: 994 shares; 2018Q3: 1,446 shares; 2018Q4: 1,554 shares; 2019Q1: 1,387 shares; 2019Q2: 1,395 shares; 2019Q3: 1,417 shares 1,417$89K<0.01%+22
EQWLINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,895 shares; 2018Q4: 1,895 shares; 2019Q1: 1,895 shares; 2019Q2: 1,895 shares; 2019Q3: 1,549 shares 1,549$89K<0.01%-346Timeline
UJULINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,423 shares 3,423$89K<0.01%newTimeline
EWSISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,024 shares; 2018Q2: 18,024 shares; 2018Q3: 7,276 shares; 2018Q4: 5,857 shares; 2019Q1: 4,775 shares; 2019Q2: 4,100 shares; 2019Q3: 3,890 shares 3,890$89K<0.01%-210Timeline
TBFPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,768 shares; 2018Q2: 29,768 shares; 2018Q3: 7,956 shares; 2018Q4: 5,456 shares; 2019Q1: 3,390 shares; 2019Q2: 1,831 shares; 2019Q3: 4,746 shares 4,746$89K<0.01%+2,915Timeline
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 42,000 shares; 2019Q3: 86,000 shares 86,000$89K<0.01%+44,000
BLFSBIOLIFE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 577 shares; 2018Q4: 1,411 shares; 2019Q1: 5,380 shares; 2019Q2: 5,453 shares; 2019Q3: 5,308 shares 5,308$88K<0.01%-145Timeline
EQNREQUINOR ASAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,586 shares; 2018Q4: 4,041 shares; 2019Q1: 3,961 shares; 2019Q2: 4,445 shares; 2019Q3: 4,626 shares 4,626$88K<0.01%+181Timeline
EXIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,763 shares; 2018Q2: 7,763 shares; 2018Q3: 850 shares; 2018Q4: 750 shares; 2019Q1: 750 shares; 2019Q2: 750 shares; 2019Q3: 971 shares 971$88K<0.01%+221Timeline
MGRCMCGRATH RENTCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,491 shares; 2018Q2: 1,491 shares; 2018Q3: 1,572 shares; 2018Q4: 1,509 shares; 2019Q1: 1,509 shares; 2019Q2: 2,509 shares; 2019Q3: 1,259 shares 1,259$88K<0.01%-1,250Timeline
BLBLACKLINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 254 shares; 2018Q4: 498 shares; 2019Q1: 9,662 shares; 2019Q2: 8,636 shares; 2019Q3: 1,824 shares 1,824$88K<0.01%-6,812Timeline
BLACKROCK MUNIYIELD ARIZ FDBLACKROCK MUNIYIELD ARIZ FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: 5,000 shares; 2018Q3: 5,000 shares; 2018Q4: 5,000 shares; 2019Q1: 6,300 shares; 2019Q2: 6,309 shares; 2019Q3: 6,321 shares 6,321$88K<0.01%+12
TORTOISE ESSENTIAL ASSETS INTORTOISE ESSENTIAL ASSETS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,293 shares 5,293$88K<0.01%new
FI ENHANCED LRG CAP GROWTH …FI ENHANCED LRG CAP GROWTH CSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 319 shares 319$88K<0.01%new
QLYSQUALYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,721 shares; 2018Q2: 2,721 shares; 2018Q3: 5,066 shares; 2018Q4: 1,623 shares; 2019Q1: 1,129 shares; 2019Q2: 1,164 shares; 2019Q3: 1,158 shares 1,158$87K<0.01%-6Timeline
NWSANEWS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,155 shares; 2018Q2: 3,155 shares; 2018Q3: 2,103 shares; 2018Q4: 5,820 shares; 2019Q1: 5,771 shares; 2019Q2: 6,009 shares; 2019Q3: 6,325 shares 6,325$87K<0.01%+316Timeline
MIX TELEMATICS LTDMIX TELEMATICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,130 shares; 2018Q2: 4,130 shares; 2018Q3: 5,666 shares; 2018Q4: 5,124 shares; 2019Q1: 5,569 shares; 2019Q2: 5,813 shares; 2019Q3: 6,247 shares 6,247$87K<0.01%+434
NOBLE ENERGY INCNOBLE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,873 shares; 2018Q2: 5,873 shares; 2018Q3: 5,289 shares; 2018Q4: 4,367 shares; 2019Q1: 3,742 shares; 2019Q2: 3,536 shares; 2019Q3: 3,901 shares 3,901$87K<0.01%+365
PLSEPULSE BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,411 shares; 2018Q2: 9,411 shares; 2018Q3: 5,611 shares; 2018Q4: 5,611 shares; 2019Q1: 5,611 shares; 2019Q2: 5,611 shares; 2019Q3: 5,611 shares 5,611$87K<0.01%0Timeline
USNAUSANA HEALTH SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,034 shares; 2018Q2: 1,034 shares; 2018Q3: 999 shares; 2018Q4: 1,429 shares; 2019Q1: 1,367 shares; 2019Q2: 1,296 shares; 2019Q3: 1,275 shares 1,275$87K<0.01%-21Timeline
GOL LINHAS AEREAS INTELIGENTGOL LINHAS AEREAS INTELIGENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,500 shares; 2018Q2: 3,500 shares; 2018Q3: 4,364 shares; 2018Q4: 4,673 shares; 2019Q1: 4,795 shares; 2019Q2: 5,405 shares; 2019Q3: 5,614 shares 5,614$87K<0.01%+209
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 72,000 shares; 2018Q2: 72,000 shares; 2018Q3: 88,000 shares; 2018Q4: 88,000 shares; 2019Q1: 88,000 shares; 2019Q2: 88,000 shares; 2019Q3: 88,000 shares 88,000$87K<0.01%0
IEDIISHARES U S ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 845 shares; 2018Q4: 3,854 shares; 2019Q1: 3,857 shares; 2019Q2: 3,860 shares; 2019Q3: 2,862 shares 2,862$86K<0.01%-998Timeline
AINALBANY INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 273 shares; 2018Q2: 273 shares; 2018Q3: 342 shares; 2018Q4: 429 shares; 2019Q1: 395 shares; 2019Q2: 720 shares; 2019Q3: 947 shares 947$86K<0.01%+227Timeline
EPOLISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,595 shares; 2018Q2: 10,595 shares; 2018Q3: 9,125 shares; 2018Q4: 7,610 shares; 2019Q1: 7,587 shares; 2019Q2: 5,120 shares; 2019Q3: 4,155 shares 4,155$86K<0.01%-965Timeline
XBNYXBLACKROCK NEW YORK MUNI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,402 shares; 2018Q2: 14,402 shares; 2018Q3: 6,512 shares; 2018Q4: 6,050 shares; 2019Q1: 6,050 shares; 2019Q2: 6,050 shares; 2019Q3: 6,050 shares 6,050$86K<0.01%0Timeline
VBFINVESCO BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,096 shares; 2018Q2: 1,096 shares; 2018Q3: 962 shares; 2018Q4: 887 shares; 2019Q1: 1,038 shares; 2019Q2: 1,038 shares; 2019Q3: 4,338 shares 4,338$86K<0.01%+3,300Timeline
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,898 shares; 2018Q2: 2,898 shares; 2018Q3: 14,238 shares; 2018Q4: 6,934 shares; 2019Q1: 19,870 shares; 2019Q2: 10,597 shares; 2019Q3: 10,388 shares 10,388$86K<0.01%-209
TUTOR PERINI CORPTUTOR PERINI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 48,000 shares; 2019Q3: 91,000 shares 91,000$86K<0.01%+43,000
RDNRADIAN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,208 shares; 2018Q2: 1,208 shares; 2018Q3: 319 shares; 2018Q4: 3,114 shares; 2019Q1: 3,434 shares; 2019Q2: 4,103 shares; 2019Q3: 3,716 shares 3,716$85K<0.01%-387Timeline
USDUWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,583 shares; 2018Q2: 3,583 shares; 2018Q3: 3,623 shares; 2018Q4: 2,822 shares; 2019Q1: 3,007 shares; 2019Q2: 3,007 shares; 2019Q3: 3,007 shares 3,007$85K<0.01%0Timeline
XPERI CORPXPERI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 220 shares; 2018Q2: 220 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,085 shares; 2019Q2: 4,086 shares; 2019Q3: 4,100 shares 4,100$85K<0.01%+14
HTBKHERITAGE COMM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,739 shares; 2018Q2: 4,739 shares; 2018Q3: 11,699 shares; 2018Q4: 7,065 shares; 2019Q1: 7,118 shares; 2019Q2: 7,180 shares; 2019Q3: 7,245 shares 7,245$85K<0.01%+65Timeline
HEALTHCARE RLTY TRHEALTHCARE RLTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,487 shares; 2018Q2: 4,487 shares; 2018Q3: 6,615 shares; 2018Q4: 5,419 shares; 2019Q1: 3,695 shares; 2019Q2: 3,362 shares; 2019Q3: 2,572 shares 2,572$85K<0.01%-790
VERSUM MATLS INCVERSUM MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,655 shares; 2018Q2: 2,655 shares; 2018Q3: 2,063 shares; 2018Q4: 2,027 shares; 2019Q1: 1,893 shares; 2019Q2: 1,547 shares; 2019Q3: 1,630 shares 1,630$85K<0.01%+83
G1 THERAPEUTICS INCG1 THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,900 shares; 2018Q2: 3,900 shares; 2018Q3: 2,766 shares; 2018Q4: 2,666 shares; 2019Q1: 2,666 shares; 2019Q2: 3,166 shares; 2019Q3: 3,736 shares 3,736$85K<0.01%+570
AMYRIS INCAMYRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11 shares; 2018Q2: 11 shares; 2018Q3: 11 shares; 2018Q4: 11 shares; 2019Q1: 5,896 shares; 2019Q2: 6,071 shares; 2019Q3: 17,916 shares 17,916$85K<0.01%+11,845
FIRST TR VALUE LINE 100 ETFFIRST TR VALUE LINE 100 ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,882 shares; 2018Q2: 2,882 shares; 2018Q3: 2,885 shares; 2018Q4: 3,100 shares; 2019Q1: 3,103 shares; 2019Q2: 4,305 shares; 2019Q3: 3,807 shares 3,807$85K<0.01%-498
GIBCGI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 430 shares; 2019Q2: 560 shares; 2019Q3: 1,067 shares 1,067$84K<0.01%+507Timeline
KTKT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,342 shares; 2018Q2: 2,342 shares; 2018Q3: 2,934 shares; 2018Q4: 3,804 shares; 2019Q1: 4,787 shares; 2019Q2: 6,835 shares; 2019Q3: 7,430 shares 7,430$84K<0.01%+595Timeline
ELMEELME COMMUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,855 shares; 2018Q2: 4,855 shares; 2018Q3: 5,331 shares; 2018Q4: 4,346 shares; 2019Q1: 3,487 shares; 2019Q2: 3,735 shares; 2019Q3: 3,069 shares 3,069$84K<0.01%-666Timeline
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33,168 shares; 2018Q2: 33,168 shares; 2018Q3: 30,179 shares; 2018Q4: 26,465 shares; 2019Q1: 20,468 shares; 2019Q2: 21,973 shares; 2019Q3: 21,951 shares 21,951$84K<0.01%-22Timeline
KAMAN CORP-CLASS AKAMAN CORP-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 627 shares; 2018Q2: 627 shares; 2018Q3: 485 shares; 2018Q4: 548 shares; 2019Q1: 1,300 shares; 2019Q2: 567 shares; 2019Q3: 1,410 shares 1,410$84K<0.01%+843
FSGSFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 420 shares; 2018Q2: 420 shares; 2018Q3: 420 shares; 2018Q4: 2,323 shares; 2019Q1: 3,671 shares; 2019Q2: 3,789 shares; 2019Q3: 4,019 shares 4,019$84K<0.01%+230Timeline
DHILDIAMOND HILL INVT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 384 shares; 2018Q2: 384 shares; 2018Q3: 627 shares; 2018Q4: 654 shares; 2019Q1: 662 shares; 2019Q2: 612 shares; 2019Q3: 609 shares 609$84K<0.01%-3Timeline
MERITOR INCMERITOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,441 shares; 2018Q2: 3,441 shares; 2018Q3: 212 shares; 2018Q4: 4,173 shares; 2019Q1: 4,606 shares; 2019Q2: 4,606 shares; 2019Q3: 4,553 shares 4,553$84K<0.01%-53
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 45,812 shares; 2018Q2: 45,812 shares; 2018Q3: 49,812 shares; 2018Q4: 60,639 shares; 2019Q1: 85,826 shares; 2019Q2: 68,558 shares; 2019Q3: 15,349 shares 15,349$84K<0.01%-53,209
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,099 shares; 2018Q2: 3,099 shares; 2018Q3: 3,203 shares; 2018Q4: 2,953 shares; 2019Q1: 2,325 shares; 2019Q2: 2,311 shares; 2019Q3: 1,747 shares 1,747$84K<0.01%-564
INSIGHT SELECT INCOME FDINSIGHT SELECT INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,246 shares; 2018Q2: 8,246 shares; 2018Q3: 8,246 shares; 2018Q4: 6,246 shares; 2019Q1: 3,836 shares; 2019Q2: 3,486 shares; 2019Q3: 4,112 shares 4,112$84K<0.01%+626
GOGROCERY OUTLET HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 900 shares; 2019Q3: 2,400 shares 2,400$83K<0.01%+1,500Timeline
GLPGLOBAL PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 524 shares; 2018Q2: 524 shares; 2018Q3: 537 shares; 2018Q4: 537 shares; 2019Q1: 1,837 shares; 2019Q2: 1,837 shares; 2019Q3: 4,224 shares 4,224$83K<0.01%+2,387Timeline
ASHRDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,180 shares; 2018Q2: 3,180 shares; 2018Q3: 3,197 shares; 2018Q4: 2,952 shares; 2019Q1: 25,030 shares; 2019Q2: 5,603 shares; 2019Q3: 3,029 shares 3,029$83K<0.01%-2,574Timeline
FBPFIRST BANCORP CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,300 shares; 2018Q2: 8,300 shares; 2018Q3: 8,300 shares; 2018Q4: 8,300 shares; 2019Q1: 8,800 shares; 2019Q2: 8,300 shares; 2019Q3: 8,300 shares 8,300$83K<0.01%0Timeline
AIQGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 9,350 shares; 2018Q4: 7,050 shares; 2019Q1: 2,444 shares; 2019Q2: 2,693 shares; 2019Q3: 5,196 shares 5,196$83K<0.01%+2,503Timeline
GHYGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,336 shares; 2018Q2: 2,336 shares; 2018Q3: 966 shares; 2018Q4: 973 shares; 2019Q1: 1,688 shares; 2019Q2: 1,710 shares; 2019Q3: 1,711 shares 1,711$83K<0.01%+1Timeline
ASGLIBERTY ALL-STAR GROWTH FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,787 shares; 2018Q2: 11,787 shares; 2018Q3: 12,045 shares; 2018Q4: 2,003 shares; 2019Q1: 11,509 shares; 2019Q2: 8,290 shares; 2019Q3: 14,032 shares 14,032$83K<0.01%+5,742Timeline
PAIWESTERN ASSET INVESTMENT GRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,231 shares; 2018Q2: 14,231 shares; 2018Q3: 2,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 936 shares; 2019Q3: 5,136 shares 5,136$83K<0.01%+4,200Timeline
TALEND S ATALEND S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,211 shares; 2018Q2: 1,211 shares; 2018Q3: 1,516 shares; 2018Q4: 1,607 shares; 2019Q1: 1,804 shares; 2019Q2: 1,929 shares; 2019Q3: 2,454 shares 2,454$83K<0.01%+525
NOMDNOMAD FOODS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 45 shares; 2018Q2: 45 shares; 2018Q3: 597 shares; 2018Q4: 2,291 shares; 2019Q1: 3,698 shares; 2019Q2: 3,881 shares; 2019Q3: 4,029 shares 4,029$82K<0.01%+148Timeline
DJPBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,189 shares; 2018Q2: 6,189 shares; 2018Q3: 6,455 shares; 2018Q4: 4,707 shares; 2019Q1: 3,956 shares; 2019Q2: 3,881 shares; 2019Q3: 3,758 shares 3,758$82K<0.01%-123Timeline
PAYSPAYSIGN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 8,100 shares 8,100$82K<0.01%newTimeline
DMOWESTERN ASSET MTG DEFINED OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,030 shares; 2018Q2: 1,030 shares; 2018Q3: 1,052 shares; 2018Q4: 1,068 shares; 2019Q1: 1,212 shares; 2019Q2: 1,032 shares; 2019Q3: 3,758 shares 3,758$82K<0.01%+2,726Timeline
TITNTITAN MACHY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,484 shares; 2018Q2: 2,484 shares; 2018Q3: 6,354 shares; 2018Q4: 6,684 shares; 2019Q1: 1,500 shares; 2019Q2: not reported; 2019Q3: 5,700 shares 5,700$82K<0.01%newTimeline
TOLZPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,465 shares; 2018Q2: 2,465 shares; 2018Q3: 2,357 shares; 2018Q4: 2,094 shares; 2019Q1: 1,102 shares; 2019Q2: 1,030 shares; 2019Q3: 1,811 shares 1,811$82K<0.01%+781Timeline
MOTIVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,209 shares; 2018Q2: 9,209 shares; 2018Q3: 4,895 shares; 2018Q4: 3,172 shares; 2019Q1: 3,172 shares; 2019Q2: 2,860 shares; 2019Q3: 2,660 shares 2,660$82K<0.01%-200Timeline
SOURCE CAPITAL COM SHS OF B…SOURCE CAPITAL COM SHS OF BEN IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 235 shares; 2018Q2: 235 shares; 2018Q3: 1,673 shares; 2018Q4: 1,553 shares; 2019Q1: 1,553 shares; 2019Q2: 2,224 shares; 2019Q3: 2,229 shares 2,229$82K<0.01%+5
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares; 2018Q3: 1,500 shares; 2018Q4: 6,563 shares; 2019Q1: 6,563 shares; 2019Q2: 6,563 shares; 2019Q3: 6,563 shares 6,563$82K<0.01%0
CHINA DISTANCE ED HLDGS LTDCHINA DISTANCE ED HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,000 shares 15,000$82K<0.01%new
FIRST TR DYNAMIC EUROPE EQUIFIRST TR DYNAMIC EUROPE EQUIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 183 shares; 2018Q2: 183 shares; 2018Q3: 183 shares; 2018Q4: 183 shares; 2019Q1: 4,308 shares; 2019Q2: 4,633 shares; 2019Q3: 6,058 shares 6,058$82K<0.01%+1,425
SUPER LEAGUE ENTERPRISE INC…SUPER LEAGUE ENTERPRISE INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 19,070 shares 19,070$82K<0.01%new
WISDOMTREE TRWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 750 shares; 2018Q2: 750 shares; 2018Q3: 750 shares; 2018Q4: 2,761 shares; 2019Q1: 2,020 shares; 2019Q2: 1,985 shares; 2019Q3: 2,004 shares 2,004$82K<0.01%+19
OTEXOPEN TEXT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,840 shares; 2018Q2: 21,840 shares; 2018Q3: 22,677 shares; 2018Q4: 1,553 shares; 2019Q1: 1,947 shares; 2019Q2: 2,197 shares; 2019Q3: 1,994 shares 1,994$81K<0.01%-203Timeline
UTHRUNITED THERAPEUTICS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 660 shares; 2018Q2: 660 shares; 2018Q3: 95 shares; 2018Q4: 843 shares; 2019Q1: 1,025 shares; 2019Q2: 672 shares; 2019Q3: 1,014 shares 1,014$81K<0.01%+342Timeline
DISCOVERY INCDISCOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,862 shares; 2018Q2: 3,862 shares; 2018Q3: 2,696 shares; 2018Q4: 12,883 shares; 2019Q1: 16,078 shares; 2019Q2: 14,193 shares; 2019Q3: 3,288 shares 3,288$81K<0.01%-10,905
AVALARA INCAVALARA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 180 shares; 2018Q4: 180 shares; 2019Q1: 658 shares; 2019Q2: 971 shares; 2019Q3: 1,196 shares 1,196$81K<0.01%+225
SIZEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 844 shares; 2018Q2: 844 shares; 2018Q3: 721 shares; 2018Q4: 726 shares; 2019Q1: 701 shares; 2019Q2: 793 shares; 2019Q3: 894 shares 894$81K<0.01%+101Timeline
SPPPSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 6,053 shares; 2019Q2: 5,553 shares; 2019Q3: 6,303 shares 6,303$81K<0.01%+750Timeline
JETSETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,230 shares; 2018Q2: 4,230 shares; 2018Q3: 3,442 shares; 2018Q4: 2,542 shares; 2019Q1: 2,756 shares; 2019Q2: 2,756 shares; 2019Q3: 2,756 shares 2,756$81K<0.01%0Timeline
NATUS MEDICAL INCNATUS MEDICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,546 shares; 2018Q2: 13,546 shares; 2018Q3: 12,491 shares; 2018Q4: 10,410 shares; 2019Q1: 2,762 shares; 2019Q2: 2,562 shares; 2019Q3: 2,562 shares 2,562$81K<0.01%0
EFOPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,157 shares; 2018Q4: 2,157 shares; 2019Q1: 2,161 shares; 2019Q2: 2,161 shares; 2019Q3: 2,165 shares 2,165$81K<0.01%+4Timeline
CENTER COAST BRKFLD MLP ENRGCENTER COAST BRKFLD MLP ENRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,495 shares; 2018Q2: 9,495 shares; 2018Q3: 11,355 shares; 2018Q4: 10,500 shares; 2019Q1: 10,591 shares; 2019Q2: 10,521 shares; 2019Q3: 11,354 shares 11,354$81K<0.01%+833
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,373 shares; 2018Q2: 4,373 shares; 2018Q3: 2,012 shares; 2018Q4: 2,556 shares; 2019Q1: 2,618 shares; 2019Q2: 3,363 shares; 2019Q3: 1,932 shares 1,932$81K<0.01%-1,431
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,400 shares; 2018Q2: 3,400 shares; 2018Q3: 2,400 shares; 2018Q4: 2,400 shares; 2019Q1: 2,400 shares; 2019Q2: 2,400 shares; 2019Q3: 2,400 shares 2,400$81K<0.01%0
TECKTECK RESOURCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,342 shares; 2018Q2: 10,342 shares; 2018Q3: 5,933 shares; 2018Q4: 5,050 shares; 2019Q1: 6,433 shares; 2019Q2: 4,812 shares; 2019Q3: 4,861 shares 4,861$80K<0.01%+49Timeline
LBRDKLIBERTY BROADBAND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,670 shares; 2018Q2: 2,670 shares; 2018Q3: 1,968 shares; 2018Q4: 817 shares; 2019Q1: 900 shares; 2019Q2: 1,152 shares; 2019Q3: 762 shares 762$80K<0.01%-390Timeline
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,691 shares; 2018Q2: 2,691 shares; 2018Q3: 2,396 shares; 2018Q4: 2,550 shares; 2019Q1: 3,586 shares; 2019Q2: 3,678 shares; 2019Q3: 3,618 shares 3,618$80K<0.01%-60
CANTEL MEDICAL CORPCANTEL MEDICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,293 shares; 2018Q2: 1,293 shares; 2018Q3: 1,082 shares; 2018Q4: 1,369 shares; 2019Q1: 1,155 shares; 2019Q2: 1,143 shares; 2019Q3: 1,076 shares 1,076$80K<0.01%-67
PSCCINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 9,663 shares; 2018Q4: 1,060 shares; 2019Q1: 3,353 shares; 2019Q2: 4,113 shares; 2019Q3: 1,086 shares 1,086$80K<0.01%-3,027Timeline
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 524 shares; 2018Q2: 524 shares; 2018Q3: 811 shares; 2018Q4: 1,092 shares; 2019Q1: 1,249 shares; 2019Q2: 1,260 shares; 2019Q3: 731 shares 731$80K<0.01%-529
GERNGERON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 70,970 shares; 2018Q2: 70,970 shares; 2018Q3: 80,420 shares; 2018Q4: 62,420 shares; 2019Q1: 63,920 shares; 2019Q2: 59,920 shares; 2019Q3: 59,170 shares 59,170$79K<0.01%-750Timeline
EXLSEXLSERVICE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 878 shares; 2018Q2: 878 shares; 2018Q3: 515 shares; 2018Q4: 999 shares; 2019Q1: 1,025 shares; 2019Q2: 1,076 shares; 2019Q3: 1,178 shares 1,178$79K<0.01%+102Timeline
BOKFBOK FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,302 shares; 2018Q2: 1,302 shares; 2018Q3: 1,373 shares; 2018Q4: 1,464 shares; 2019Q1: 1,078 shares; 2019Q2: 968 shares; 2019Q3: 1,009 shares 1,009$79K<0.01%+41Timeline
JHGJANUS HENDERSON GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,388 shares; 2018Q2: 1,388 shares; 2018Q3: 343 shares; 2018Q4: 1,516 shares; 2019Q1: 1,403 shares; 2019Q2: 1,784 shares; 2019Q3: 3,497 shares 3,497$79K<0.01%+1,713Timeline
NMLNEUBERGER ENGY INFRSTR & INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,854 shares; 2018Q2: 7,854 shares; 2018Q3: 3,000 shares; 2018Q4: 3,000 shares; 2019Q1: 3,000 shares; 2019Q2: 11,300 shares; 2019Q3: 10,970 shares 10,970$79K<0.01%-330Timeline
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,391 shares; 2018Q2: 13,391 shares; 2018Q3: 6,575 shares; 2018Q4: 4,336 shares; 2019Q1: 2,989 shares; 2019Q2: 3,040 shares; 2019Q3: 4,953 shares 4,953$79K<0.01%+1,913
DTHWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,322 shares; 2018Q2: 2,322 shares; 2018Q3: 2,366 shares; 2018Q4: 2,239 shares; 2019Q1: 2,309 shares; 2019Q2: 2,472 shares; 2019Q3: 2,038 shares 2,038$79K<0.01%-434Timeline
PFIINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,794 shares; 2018Q4: 2,497 shares; 2019Q1: 2,104 shares; 2019Q2: 2,104 shares; 2019Q3: 2,104 shares 2,104$79K<0.01%0Timeline
EPUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,918 shares; 2018Q2: 2,918 shares; 2018Q3: 3,750 shares; 2018Q4: 3,199 shares; 2019Q1: 2,764 shares; 2019Q2: 2,435 shares; 2019Q3: 2,250 shares 2,250$79K<0.01%-185Timeline
GOLAR LNG PARTNERS LPGOLAR LNG PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,981 shares; 2018Q2: 4,981 shares; 2018Q3: 5,041 shares; 2018Q4: 6,766 shares; 2019Q1: 5,900 shares; 2019Q2: 8,295 shares; 2019Q3: 8,312 shares 8,312$79K<0.01%+17
BLACKROCK NY MUNICIPAL BONDBLACKROCK NY MUNICIPAL BONDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,255 shares; 2018Q2: 10,255 shares; 2018Q3: 5,742 shares; 2018Q4: 5,308 shares; 2019Q1: 5,320 shares; 2019Q2: 5,338 shares; 2019Q3: 5,356 shares 5,356$79K<0.01%+18
DOVA PHARMACEUTICALS INCDOVA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 348 shares; 2019Q2: 661 shares; 2019Q3: 2,817 shares 2,817$79K<0.01%+2,156
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 148,117 shares; 2018Q2: 148,117 shares; 2018Q3: 149,953 shares; 2018Q4: 148,857 shares; 2019Q1: 177,178 shares; 2019Q2: 179,792 shares; 2019Q3: 44,109 shares 44,109$78K<0.01%-135,683Timeline
ENSGENSIGN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,255 shares; 2018Q2: 1,255 shares; 2018Q3: 1,415 shares; 2018Q4: 1,915 shares; 2019Q1: 1,794 shares; 2019Q2: 1,890 shares; 2019Q3: 1,653 shares 1,653$78K<0.01%-237Timeline
VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,882 shares; 2018Q2: 2,882 shares; 2018Q3: 1,877 shares; 2018Q4: 1,077 shares; 2019Q1: 5,741 shares; 2019Q2: 6,451 shares; 2019Q3: 7,009 shares 7,009$78K<0.01%+558
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,884 shares; 2018Q2: 5,884 shares; 2018Q3: 3,089 shares; 2018Q4: 3,089 shares; 2019Q1: 3,089 shares; 2019Q2: 3,089 shares; 2019Q3: 3,089 shares 3,089$78K<0.01%0
HALOHALOZYME THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 563 shares; 2018Q2: 563 shares; 2018Q3: 3,653 shares; 2018Q4: 3,862 shares; 2019Q1: 3,833 shares; 2019Q2: 4,800 shares; 2019Q3: 4,939 shares 4,939$77K<0.01%+139Timeline
PAVEGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,900 shares; 2018Q2: 7,900 shares; 2018Q3: 13,297 shares; 2018Q4: 5,606 shares; 2019Q1: 5,608 shares; 2019Q2: 5,228 shares; 2019Q3: 4,806 shares 4,806$77K<0.01%-422Timeline
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 458 shares; 2018Q2: 458 shares; 2018Q3: 568 shares; 2018Q4: 334 shares; 2019Q1: 400 shares; 2019Q2: 1,922 shares; 2019Q3: 550 shares 550$77K<0.01%-1,372
TERRAFORM PWR INCTERRAFORM PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 133 shares; 2018Q2: 133 shares; 2018Q3: 2,640 shares; 2018Q4: 2,642 shares; 2019Q1: 2,644 shares; 2019Q2: 2,846 shares; 2019Q3: 4,230 shares 4,230$77K<0.01%+1,384
WPX ENERGY INCWPX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,983 shares; 2018Q2: 4,983 shares; 2018Q3: 6,653 shares; 2018Q4: 11,136 shares; 2019Q1: 9,164 shares; 2019Q2: 9,378 shares; 2019Q3: 7,417 shares 7,417$77K<0.01%-1,961
AGMFEDERAL AGRIC MTG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 954 shares; 2018Q2: 954 shares; 2018Q3: 881 shares; 2018Q4: 932 shares; 2019Q1: 920 shares; 2019Q2: 933 shares; 2019Q3: 944 shares 944$77K<0.01%+11Timeline
IETCISHARES U S ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,025 shares; 2019Q3: 2,625 shares 2,625$77K<0.01%+1,600Timeline
NANOMETRICSNANOMETRICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,659 shares; 2018Q2: 2,659 shares; 2018Q3: 1,168 shares; 2018Q4: 1,245 shares; 2019Q1: 1,245 shares; 2019Q2: 1,248 shares; 2019Q3: 2,353 shares 2,353$77K<0.01%+1,105
SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 72 shares; 2018Q4: 1,169 shares; 2019Q1: 2,855 shares; 2019Q2: 2,869 shares; 2019Q3: 3,005 shares 3,005$77K<0.01%+136
KEMET CORPKEMET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 393 shares; 2018Q2: 393 shares; 2018Q3: 2,000 shares; 2018Q4: 706 shares; 2019Q1: 1,151 shares; 2019Q2: 3,836 shares; 2019Q3: 4,254 shares 4,254$77K<0.01%+418
TQQQPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 425 shares; 2018Q2: 425 shares; 2018Q3: 3,039 shares; 2018Q4: 1,236 shares; 2019Q1: 2,536 shares; 2019Q2: 2,030 shares; 2019Q3: 1,236 shares 1,236$76K<0.01%-794Timeline
CVBFCVB FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,100 shares; 2018Q2: 2,100 shares; 2018Q3: 1,104 shares; 2018Q4: 3,571 shares; 2019Q1: 3,588 shares; 2019Q2: 3,611 shares; 2019Q3: 3,637 shares 3,637$76K<0.01%+26Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares; 2018Q3: 5,800 shares; 2018Q4: 3,801 shares; 2019Q1: 6,500 shares; 2019Q2: 4,407 shares; 2019Q3: 6,607 shares 6,607$76K<0.01%+2,200
DOLWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,001 shares; 2018Q2: 14,001 shares; 2018Q3: 5,222 shares; 2018Q4: 5,707 shares; 2019Q1: 2,201 shares; 2019Q2: 2,103 shares; 2019Q3: 1,657 shares 1,657$76K<0.01%-446Timeline
EXTREXTREME NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,308 shares; 2018Q2: 11,308 shares; 2018Q3: 9,220 shares; 2018Q4: 9,105 shares; 2019Q1: 10,105 shares; 2019Q2: 11,105 shares; 2019Q3: 10,535 shares 10,535$76K<0.01%-570Timeline
NPVNUVEEN VA QUALITY MUN INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,473 shares; 2018Q2: 5,473 shares; 2018Q3: 5,473 shares; 2018Q4: 5,473 shares; 2019Q1: 5,473 shares; 2019Q2: 5,473 shares; 2019Q3: 5,473 shares 5,473$76K<0.01%0Timeline
BG STAFFING INCBG STAFFING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,690 shares; 2018Q2: 1,690 shares; 2018Q3: 3,612 shares; 2018Q4: 4,512 shares; 2019Q1: 6,158 shares; 2019Q2: 5,462 shares; 2019Q3: 3,995 shares 3,995$76K<0.01%-1,467
KRNTKORNIT DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 4 shares; 2019Q1: 1,648 shares; 2019Q2: 2,351 shares; 2019Q3: 2,433 shares 2,433$75K<0.01%+82Timeline
PENNPENN ENTERTAINMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,715 shares; 2018Q2: 2,715 shares; 2018Q3: 2,357 shares; 2018Q4: 3,250 shares; 2019Q1: 3,090 shares; 2019Q2: 3,419 shares; 2019Q3: 4,027 shares 4,027$75K<0.01%+608Timeline
BCRXBIOCRYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 389 shares; 2018Q2: 389 shares; 2018Q3: 489 shares; 2018Q4: 389 shares; 2019Q1: 489 shares; 2019Q2: 623 shares; 2019Q3: 26,173 shares 26,173$75K<0.01%+25,550Timeline
MNKDMANNKIND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 39,514 shares; 2018Q2: 39,514 shares; 2018Q3: 62,569 shares; 2018Q4: 67,079 shares; 2019Q1: 75,586 shares; 2019Q2: 66,601 shares; 2019Q3: 60,056 shares 60,056$75K<0.01%-6,545Timeline
TUTELUS CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,972 shares; 2018Q2: 3,972 shares; 2018Q3: 4,822 shares; 2018Q4: 6,383 shares; 2019Q1: 2,279 shares; 2019Q2: 2,036 shares; 2019Q3: 2,104 shares 2,104$75K<0.01%+68Timeline
RMR REAL ESTATE INCOME FDRMR REAL ESTATE INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 692 shares; 2018Q2: 692 shares; 2018Q3: 2,446 shares; 2018Q4: 2,463 shares; 2019Q1: 1,677 shares; 2019Q2: 2,877 shares; 2019Q3: 3,677 shares 3,677$75K<0.01%+800
ARTNAARTESIAN RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,468 shares; 2018Q2: 1,468 shares; 2018Q3: 968 shares; 2018Q4: 1,969 shares; 2019Q1: 1,969 shares; 2019Q2: 1,970 shares; 2019Q3: 2,041 shares 2,041$75K<0.01%+71Timeline
VREVERIS RESIDENTIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,280 shares; 2018Q2: 1,280 shares; 2018Q3: 1,050 shares; 2018Q4: 1,635 shares; 2019Q1: 1,643 shares; 2019Q2: 1,636 shares; 2019Q3: 3,447 shares 3,447$75K<0.01%+1,811Timeline
DENBURY RES INCDENBURY RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 35,650 shares; 2018Q2: 35,650 shares; 2018Q3: 37,463 shares; 2018Q4: 37,463 shares; 2019Q1: 34,084 shares; 2019Q2: 42,564 shares; 2019Q3: 63,469 shares 63,469$75K<0.01%+20,905
BIOSIG TECHNOLOGIES INCBIOSIG TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,641 shares; 2019Q3: 9,076 shares 9,076$75K<0.01%+2,435
PARSLEY ENERGY INCPARSLEY ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,794 shares; 2018Q2: 23,794 shares; 2018Q3: 22,170 shares; 2018Q4: 6,171 shares; 2019Q1: 4,190 shares; 2019Q2: 5,148 shares; 2019Q3: 4,388 shares 4,388$74K<0.01%-760
EVXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 977 shares; 2018Q2: 977 shares; 2018Q3: 1,405 shares; 2018Q4: 602 shares; 2019Q1: 918 shares; 2019Q2: 707 shares; 2019Q3: 707 shares 707$74K<0.01%0Timeline
PSRINVESCO ACTIVELY MANAGED EXCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 166 shares; 2019Q3: 773 shares 773$74K<0.01%+607Timeline
DENNDENNY'S CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 950 shares; 2018Q2: 950 shares; 2018Q3: 915 shares; 2018Q4: 969 shares; 2019Q1: 955 shares; 2019Q2: 932 shares; 2019Q3: 3,247 shares 3,247$74K<0.01%+2,315Timeline
ENICENEL CHILE SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,672 shares; 2018Q2: 1,672 shares; 2018Q3: 1,933 shares; 2018Q4: 1,002 shares; 2019Q1: 1,002 shares; 2019Q2: 15,173 shares; 2019Q3: 17,380 shares 17,380$73K<0.01%+2,207Timeline
PLUGPLUG PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 32,233 shares; 2018Q2: 32,233 shares; 2018Q3: 31,833 shares; 2018Q4: 30,403 shares; 2019Q1: 34,203 shares; 2019Q2: 29,253 shares; 2019Q3: 28,226 shares 28,226$73K<0.01%-1,027Timeline
MIMECAST LIMITEDMIMECAST LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 951 shares; 2018Q4: 1,887 shares; 2019Q1: 1,726 shares; 2019Q2: 1,809 shares; 2019Q3: 2,054 shares 2,054$73K<0.01%+245
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,124 shares; 2018Q2: 8,124 shares; 2018Q3: 4,888 shares; 2018Q4: 4,888 shares; 2019Q1: 5,388 shares; 2019Q2: 5,707 shares; 2019Q3: 5,707 shares 5,707$73K<0.01%0
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION MQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,171 shares; 2018Q2: 13,171 shares; 2018Q3: 5,700 shares; 2018Q4: 5,700 shares; 2019Q1: 6,174 shares; 2019Q2: 5,300 shares; 2019Q3: 5,300 shares 5,300$73K<0.01%0
EIGEMPLOYERS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,883 shares; 2018Q2: 1,883 shares; 2018Q3: 2,061 shares; 2018Q4: 2,060 shares; 2019Q1: 1,888 shares; 2019Q2: 1,788 shares; 2019Q3: 1,673 shares 1,673$73K<0.01%-115Timeline
DBJPDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 708 shares; 2018Q2: 708 shares; 2018Q3: 1,808 shares; 2018Q4: 3,789 shares; 2019Q1: 2,262 shares; 2019Q2: 1,810 shares; 2019Q3: 1,826 shares 1,826$73K<0.01%+16Timeline
RTHVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,425 shares; 2018Q2: 1,425 shares; 2018Q3: 295 shares; 2018Q4: 918 shares; 2019Q1: 818 shares; 2019Q2: 879 shares; 2019Q3: 640 shares 640$73K<0.01%-239Timeline
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,163 shares; 2018Q2: 3,163 shares; 2018Q3: 2,626 shares; 2018Q4: 2,905 shares; 2019Q1: 2,952 shares; 2019Q2: 2,494 shares; 2019Q3: 2,746 shares 2,746$73K<0.01%+252
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,125 shares; 2018Q2: 1,125 shares; 2018Q3: 901 shares; 2018Q4: 1,033 shares; 2019Q1: 901 shares; 2019Q2: 977 shares; 2019Q3: 1,898 shares 1,898$73K<0.01%+921
MICROSECTORS FANG INDEX -3X…MICROSECTORS FANG INDEX -3X INVER…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,575 shares; 2018Q4: 1,720 shares; 2019Q1: 2,720 shares; 2019Q2: 5,750 shares; 2019Q3: 3,500 shares 3,500$73K<0.01%-2,250
TWTRADEWEB MKTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,209 shares; 2019Q3: 1,944 shares 1,944$72K<0.01%-265Timeline
SIMOSILICON MOTION TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,394 shares; 2018Q2: 2,394 shares; 2018Q3: 964 shares; 2018Q4: 1,880 shares; 2019Q1: 2,046 shares; 2019Q2: 2,060 shares; 2019Q3: 2,039 shares 2,039$72K<0.01%-21Timeline
EWTISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,833 shares; 2018Q2: 17,833 shares; 2018Q3: 7,796 shares; 2018Q4: 6,864 shares; 2019Q1: 6,526 shares; 2019Q2: 6,432 shares; 2019Q3: 1,991 shares 1,991$72K<0.01%-4,441Timeline
TDFTEMPLETON DRAGON FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,353 shares; 2018Q2: 4,353 shares; 2018Q3: 86,394 shares; 2018Q4: 73,297 shares; 2019Q1: 89,453 shares; 2019Q2: 4,443 shares; 2019Q3: 4,015 shares 4,015$72K<0.01%-428Timeline
SUMMIT MIDSTREAM PARTNERS LPSUMMIT MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,573 shares; 2018Q2: 1,573 shares; 2018Q3: 1,573 shares; 2018Q4: 15,573 shares; 2019Q1: 14,773 shares; 2019Q2: 14,773 shares; 2019Q3: 14,773 shares 14,773$72K<0.01%0
RFVINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 640 shares; 2018Q4: 509 shares; 2019Q1: 1,534 shares; 2019Q2: 2,040 shares; 2019Q3: 1,118 shares 1,118$72K<0.01%-922Timeline
HSCZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 490 shares; 2019Q1: 490 shares; 2019Q2: 2,135 shares; 2019Q3: 2,480 shares 2,480$72K<0.01%+345Timeline
SLVPISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,310 shares; 2018Q2: 1,310 shares; 2018Q3: 4,704 shares; 2018Q4: 6,240 shares; 2019Q1: 7,340 shares; 2019Q2: 8,057 shares; 2019Q3: 7,454 shares 7,454$72K<0.01%-603Timeline
JPMorgan BetaBuilders Europ…JPMorgan BetaBuilders Europe ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 529 shares; 2018Q4: 85 shares; 2019Q1: 176 shares; 2019Q2: 2,496 shares; 2019Q3: 3,048 shares 3,048$72K<0.01%+552
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 8,985 shares; 2018Q4: 8,586 shares; 2019Q1: 9,586 shares; 2019Q2: 8,420 shares; 2019Q3: 8,124 shares 8,124$72K<0.01%-296
CYPRESS ENVIRONMENTL PARTNRCYPRESS ENVIRONMENTL PARTNRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,800 shares; 2018Q2: 6,800 shares; 2018Q3: 6,800 shares; 2018Q4: 800 shares; 2019Q1: 8,300 shares; 2019Q2: 8,000 shares; 2019Q3: 8,000 shares 8,000$72K<0.01%0
EATBRINKER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,504 shares; 2018Q2: 4,504 shares; 2018Q3: 442 shares; 2018Q4: 491 shares; 2019Q1: 577 shares; 2019Q2: 517 shares; 2019Q3: 1,676 shares 1,676$71K<0.01%+1,159Timeline
ATHMAUTOHOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 235 shares; 2018Q2: 235 shares; 2018Q3: 512 shares; 2018Q4: 814 shares; 2019Q1: 1,171 shares; 2019Q2: 919 shares; 2019Q3: 853 shares 853$71K<0.01%-66Timeline
LNWOLIGHT & WONDER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,367 shares; 2018Q2: 7,367 shares; 2018Q3: 3,617 shares; 2018Q4: 3,617 shares; 2019Q1: 3,500 shares; 2019Q2: 3,500 shares; 2019Q3: 3,510 shares 3,510$71K<0.01%+10Timeline
ECHISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,404 shares; 2018Q2: 2,404 shares; 2018Q3: 3,468 shares; 2018Q4: 3,630 shares; 2019Q1: 2,592 shares; 2019Q2: 2,254 shares; 2019Q3: 1,906 shares 1,906$71K<0.01%-348Timeline
ZTOZTO EXPRESS CAYMAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 508 shares; 2018Q2: 508 shares; 2018Q3: 345 shares; 2018Q4: 1,991 shares; 2019Q1: 2,805 shares; 2019Q2: 2,630 shares; 2019Q3: 3,333 shares 3,333$71K<0.01%+703Timeline
NORTHERN OIL & GAS INC NEVNORTHERN OIL & GAS INC NEVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,200 shares; 2018Q2: 9,200 shares; 2018Q3: 23,201 shares; 2018Q4: 40,401 shares; 2019Q1: 37,455 shares; 2019Q2: 42,180 shares; 2019Q3: 36,465 shares 36,465$71K<0.01%-5,715
EIDOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,283 shares; 2018Q2: 8,283 shares; 2018Q3: 7,924 shares; 2018Q4: 7,142 shares; 2019Q1: 6,441 shares; 2019Q2: 3,194 shares; 2019Q3: 2,930 shares 2,930$71K<0.01%-264Timeline
FCOABRDN GLOBAL INCOME FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,524 shares; 2018Q2: 9,524 shares; 2018Q3: 8,809 shares; 2018Q4: 8,985 shares; 2019Q1: 8,852 shares; 2019Q2: 8,957 shares; 2019Q3: 9,027 shares 9,027$71K<0.01%+70Timeline
THERAPEUTICSMD INCTHERAPEUTICSMD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,550 shares; 2018Q2: 29,550 shares; 2018Q3: 28,550 shares; 2018Q4: 19,056 shares; 2019Q1: 19,050 shares; 2019Q2: 19,250 shares; 2019Q3: 19,550 shares 19,550$71K<0.01%+300
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,561 shares; 2018Q2: 13,561 shares; 2018Q3: 13,807 shares; 2018Q4: 14,403 shares; 2019Q1: 13,041 shares; 2019Q2: 11,426 shares; 2019Q3: 7,805 shares 7,805$71K<0.01%-3,621
ARDAGH GROUP S AARDAGH GROUP S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 374 shares; 2018Q2: 374 shares; 2018Q3: not reported; 2018Q4: 1,647 shares; 2019Q1: 4,136 shares; 2019Q2: 4,522 shares; 2019Q3: 4,539 shares 4,539$71K<0.01%+17
ARWRARROWHEAD PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 400 shares; 2018Q4: 1,835 shares; 2019Q1: 1,932 shares; 2019Q2: 2,087 shares; 2019Q3: 2,487 shares 2,487$70K<0.01%+400Timeline
KEXKIRBY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 756 shares; 2018Q2: 756 shares; 2018Q3: 746 shares; 2018Q4: 772 shares; 2019Q1: 871 shares; 2019Q2: 772 shares; 2019Q3: 862 shares 862$70K<0.01%+90Timeline
REALTHE REALREAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 160 shares; 2019Q3: 3,130 shares 3,130$70K<0.01%+2,970Timeline
CNOOC LIMITEDCNOOC LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 680 shares; 2018Q2: 680 shares; 2018Q3: 722 shares; 2018Q4: 521 shares; 2019Q1: 477 shares; 2019Q2: 458 shares; 2019Q3: 455 shares 455$70K<0.01%-3
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,341 shares; 2018Q2: 3,341 shares; 2018Q3: 4,471 shares; 2018Q4: 4,325 shares; 2019Q1: 4,067 shares; 2019Q2: 6,967 shares; 2019Q3: 7,486 shares 7,486$70K<0.01%+519
VANECK VECTORS ETF TRUSTVANECK VECTORS ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,330 shares; 2018Q2: 8,330 shares; 2018Q3: 4,830 shares; 2018Q4: 4,848 shares; 2019Q1: 3,993 shares; 2019Q2: 3,819 shares; 2019Q3: 3,850 shares 3,850$70K<0.01%+31
NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,843 shares; 2018Q2: 10,843 shares; 2018Q3: 8,813 shares; 2018Q4: 7,208 shares; 2019Q1: 7,342 shares; 2019Q2: 7,798 shares; 2019Q3: 3,328 shares 3,328$70K<0.01%-4,470
MMA Capital Management LLCMMA Capital Management LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,436 shares; 2018Q2: 2,436 shares; 2018Q3: 2,436 shares; 2018Q4: 2,336 shares; 2019Q1: 2,336 shares; 2019Q2: 2,336 shares; 2019Q3: 2,336 shares 2,336$70K<0.01%0
VSGXVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 158 shares; 2019Q1: 158 shares; 2019Q2: 705 shares; 2019Q3: 1,395 shares 1,395$69K<0.01%+690Timeline
GRFSGRIFOLS S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,406 shares; 2018Q2: 3,406 shares; 2018Q3: 4,156 shares; 2018Q4: 3,826 shares; 2019Q1: 3,753 shares; 2019Q2: 3,511 shares; 2019Q3: 3,411 shares 3,411$69K<0.01%-100Timeline
RNSTRENASANT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 158 shares; 2018Q2: 158 shares; 2018Q3: 160 shares; 2018Q4: 55 shares; 2019Q1: 1,973 shares; 2019Q2: 1,973 shares; 2019Q3: 1,973 shares 1,973$69K<0.01%0Timeline
WERNWERNER ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 651 shares; 2018Q2: 651 shares; 2018Q3: 2,700 shares; 2018Q4: 4,817 shares; 2019Q1: 5,599 shares; 2019Q2: 5,562 shares; 2019Q3: 1,954 shares 1,954$69K<0.01%-3,608Timeline
AMERICA MOVIL SAB DE CVAMERICA MOVIL SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,812 shares; 2018Q2: 2,812 shares; 2018Q3: 4,582 shares; 2018Q4: 4,603 shares; 2019Q1: 4,603 shares; 2019Q2: 4,603 shares; 2019Q3: 4,626 shares 4,626$69K<0.01%+23
EPMEVOLUTION PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4,484 shares; 2018Q4: 7,004 shares; 2019Q1: 10,004 shares; 2019Q2: 11,834 shares; 2019Q3: 11,834 shares 11,834$69K<0.01%0Timeline
BOOMDMC GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,191 shares; 2019Q3: 1,562 shares 1,562$69K<0.01%-629Timeline
FSZFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,737 shares; 2018Q2: 4,737 shares; 2018Q3: 4,937 shares; 2018Q4: 4,996 shares; 2019Q1: 5,535 shares; 2019Q2: 5,292 shares; 2019Q3: 1,403 shares 1,403$69K<0.01%-3,889Timeline
IGIWESTERN ASSET INVT GRADE OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 952 shares; 2018Q2: 952 shares; 2018Q3: 964 shares; 2018Q4: 977 shares; 2019Q1: 990 shares; 2019Q2: 1,002 shares; 2019Q3: 3,200 shares 3,200$69K<0.01%+2,198Timeline
HOEGH LNG PARTNERS LPHOEGH LNG PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5,000 shares; 2018Q4: 3,000 shares; 2019Q1: 3,000 shares; 2019Q2: 3,310 shares; 2019Q3: 4,447 shares 4,447$69K<0.01%+1,137
NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,200 shares; 2018Q2: 4,200 shares; 2018Q3: 4,200 shares; 2018Q4: 4,200 shares; 2019Q1: 5,100 shares; 2019Q2: 5,100 shares; 2019Q3: 5,200 shares 5,200$69K<0.01%+100
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,701 shares; 2018Q2: 2,701 shares; 2018Q3: 3,201 shares; 2018Q4: 2,566 shares; 2019Q1: 2,403 shares; 2019Q2: 2,403 shares; 2019Q3: 1,803 shares 1,803$69K<0.01%-600
MTDRMATADOR RES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,818 shares; 2018Q2: 1,818 shares; 2018Q3: 1,727 shares; 2018Q4: 2,657 shares; 2019Q1: 2,947 shares; 2019Q2: 2,935 shares; 2019Q3: 4,062 shares 4,062$68K<0.01%+1,127Timeline
MATXMATSON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,565 shares; 2018Q2: 2,565 shares; 2018Q3: 3,568 shares; 2018Q4: 2,830 shares; 2019Q1: 2,830 shares; 2019Q2: 1,600 shares; 2019Q3: 1,812 shares 1,812$68K<0.01%+212Timeline
CNQCANADIAN NAT RES LTD MED TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,889 shares; 2018Q2: 6,889 shares; 2018Q3: 3,372 shares; 2018Q4: 4,215 shares; 2019Q1: 2,952 shares; 2019Q2: 2,467 shares; 2019Q3: 2,548 shares 2,548$68K<0.01%+81Timeline
MTHMERITAGE HOMES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 836 shares; 2018Q2: 836 shares; 2018Q3: 10,571 shares; 2018Q4: 1,085 shares; 2019Q1: 1,620 shares; 2019Q2: 950 shares; 2019Q3: 954 shares 954$68K<0.01%+4Timeline
CBTCABOT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 809 shares; 2018Q2: 809 shares; 2018Q3: 346 shares; 2018Q4: 1,337 shares; 2019Q1: 1,081 shares; 2019Q2: 1,960 shares; 2019Q3: 1,512 shares 1,512$68K<0.01%-448Timeline
HUBGHUB GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 350 shares; 2018Q2: 350 shares; 2018Q3: 385 shares; 2018Q4: 263 shares; 2019Q1: 1,462 shares; 2019Q2: 1,462 shares; 2019Q3: 1,462 shares 1,462$68K<0.01%0Timeline
NTLAINTELLIA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,935 shares; 2018Q2: 3,935 shares; 2018Q3: 4,863 shares; 2018Q4: 5,071 shares; 2019Q1: 6,956 shares; 2019Q2: 4,213 shares; 2019Q3: 5,118 shares 5,118$68K<0.01%+905Timeline
CAJPYCANON INC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,528 shares; 2018Q2: 1,528 shares; 2018Q3: 2,198 shares; 2018Q4: 1,524 shares; 2019Q1: 1,852 shares; 2019Q2: 1,832 shares; 2019Q3: 2,544 shares 2,544$68K<0.01%+712Timeline
ALVAUTOLIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 541 shares; 2018Q2: 541 shares; 2018Q3: 1,006 shares; 2018Q4: 1,255 shares; 2019Q1: 1,169 shares; 2019Q2: 814 shares; 2019Q3: 865 shares 865$68K<0.01%+51Timeline
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,396 shares; 2018Q2: 2,396 shares; 2018Q3: 2,747 shares; 2018Q4: 3,602 shares; 2019Q1: 4,238 shares; 2019Q2: 4,513 shares; 2019Q3: 7,739 shares 7,739$68K<0.01%+3,226
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 67 shares; 2018Q4: 109 shares; 2019Q1: 674 shares; 2019Q2: 1,097 shares; 2019Q3: 927 shares 927$68K<0.01%-170
MTWMANITOWOC CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,223 shares; 2018Q2: 2,223 shares; 2018Q3: 1,849 shares; 2018Q4: 3,905 shares; 2019Q1: 4,849 shares; 2019Q2: 9,905 shares; 2019Q3: 5,472 shares 5,472$68K<0.01%-4,433Timeline
FISRSSGA ACTIVE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,168 shares 2,168$68K<0.01%newTimeline
NUVEEN OHIO QUALITY INC MUNINUVEEN OHIO QUALITY INC MUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,115 shares; 2018Q2: 3,115 shares; 2018Q3: 6,130 shares; 2018Q4: 6,141 shares; 2019Q1: 5,425 shares; 2019Q2: 4,299 shares; 2019Q3: 4,299 shares 4,299$68K<0.01%0
NAZNUVEEN ARIZONA QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,957 shares; 2018Q2: 4,957 shares; 2018Q3: 4,957 shares; 2018Q4: 4,957 shares; 2019Q1: 4,957 shares; 2019Q2: 4,957 shares; 2019Q3: 4,957 shares 4,957$67K<0.01%0Timeline
ARWARROW ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,704 shares; 2018Q2: 1,704 shares; 2018Q3: 1,227 shares; 2018Q4: 846 shares; 2019Q1: 1,005 shares; 2019Q2: 911 shares; 2019Q3: 904 shares 904$67K<0.01%-7Timeline
CCOICOGENT COMM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 607 shares; 2018Q2: 607 shares; 2018Q3: 288 shares; 2018Q4: 1,133 shares; 2019Q1: 1,202 shares; 2019Q2: 1,329 shares; 2019Q3: 1,211 shares 1,211$67K<0.01%-118Timeline
IBDTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,400 shares; 2019Q3: 2,400 shares 2,400$67K<0.01%0Timeline
USCIUNITED STS COMMODITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 36,805 shares; 2018Q2: 36,805 shares; 2018Q3: 37,010 shares; 2018Q4: 37,697 shares; 2019Q1: 14,958 shares; 2019Q2: 2,232 shares; 2019Q3: 1,858 shares 1,858$67K<0.01%-374Timeline
SPARK ENERGY INCSPARK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,330 shares; 2018Q2: 3,330 shares; 2018Q3: 6,465 shares; 2018Q4: 6,701 shares; 2019Q1: 6,809 shares; 2019Q2: 6,918 shares; 2019Q3: 6,353 shares 6,353$67K<0.01%-565
RWMPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,123 shares; 2018Q2: 7,123 shares; 2018Q3: 4,515 shares; 2018Q4: 10,454 shares; 2019Q1: 11,801 shares; 2019Q2: 915 shares; 2019Q3: 1,665 shares 1,665$67K<0.01%+750Timeline
PCRXPACIRA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,719 shares; 2018Q2: 1,719 shares; 2018Q3: 2,055 shares; 2018Q4: 1,974 shares; 2019Q1: 1,957 shares; 2019Q2: 1,736 shares; 2019Q3: 1,735 shares 1,735$66K<0.01%-1Timeline
DSGXDESCARTES SYS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 246 shares; 2018Q2: 246 shares; 2018Q3: 154 shares; 2018Q4: 1,726 shares; 2019Q1: 1,643 shares; 2019Q2: 1,643 shares; 2019Q3: 1,636 shares 1,636$66K<0.01%-7Timeline
AIRAAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,583 shares; 2018Q2: 1,583 shares; 2018Q3: 1,588 shares; 2018Q4: 1,590 shares; 2019Q1: 1,593 shares; 2019Q2: 1,597 shares; 2019Q3: 1,599 shares 1,599$66K<0.01%+2Timeline
ACHACCENDRA HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,917 shares; 2018Q2: 10,917 shares; 2018Q3: 13,819 shares; 2018Q4: 15,827 shares; 2019Q1: 15,843 shares; 2019Q2: 14,277 shares; 2019Q3: 11,436 shares 11,436$66K<0.01%-2,841Timeline
IEZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,880 shares; 2018Q2: 2,880 shares; 2018Q3: 15,987 shares; 2018Q4: 13,758 shares; 2019Q1: 7,154 shares; 2019Q2: 3,433 shares; 2019Q3: 3,733 shares 3,733$66K<0.01%+300Timeline
NUVEEN CALIFORNIA SELECT TA…NUVEEN CALIFORNIA SELECT TAX-FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,394 shares; 2018Q2: 5,394 shares; 2018Q3: 5,394 shares; 2018Q4: 5,894 shares; 2019Q1: 5,894 shares; 2019Q2: 5,894 shares; 2019Q3: 4,184 shares 4,184$66K<0.01%-1,710
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,925 shares; 2018Q2: 1,925 shares; 2018Q3: 1,409 shares; 2018Q4: 1,308 shares; 2019Q1: 1,607 shares; 2019Q2: 1,831 shares; 2019Q3: 943 shares 943$66K<0.01%-888
DNOWDNOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,222 shares; 2018Q2: 5,222 shares; 2018Q3: 5,996 shares; 2018Q4: 5,977 shares; 2019Q1: 5,772 shares; 2019Q2: 4,803 shares; 2019Q3: 5,737 shares 5,737$66K<0.01%+934Timeline
DJDINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,360 shares; 2018Q4: 1,315 shares; 2019Q1: 1,675 shares; 2019Q2: 1,675 shares; 2019Q3: 1,775 shares 1,775$66K<0.01%+100Timeline
ARGO GROUP INTERNATIONALARGO GROUP INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 594 shares; 2018Q2: 594 shares; 2018Q3: 631 shares; 2018Q4: 593 shares; 2019Q1: 511 shares; 2019Q2: 990 shares; 2019Q3: 942 shares 942$66K<0.01%-48
RADIUS HEALTH INCRADIUS HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares; 2018Q3: 75 shares; 2018Q4: 75 shares; 2019Q1: 75 shares; 2019Q2: 2,423 shares; 2019Q3: 2,579 shares 2,579$66K<0.01%+156
SIERRA WIRELESS INCSIERRA WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,163 shares; 2018Q2: 4,163 shares; 2018Q3: 4,783 shares; 2018Q4: 5,633 shares; 2019Q1: 5,533 shares; 2019Q2: 5,173 shares; 2019Q3: 6,208 shares 6,208$66K<0.01%+1,035
FOXAFOX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 13,610 shares; 2019Q2: 7,612 shares; 2019Q3: 2,047 shares 2,047$65K<0.01%-5,565Timeline
KNKNOWLES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,312 shares; 2018Q2: 1,312 shares; 2018Q3: 1,843 shares; 2018Q4: 1,452 shares; 2019Q1: 1,269 shares; 2019Q2: 973 shares; 2019Q3: 3,194 shares 3,194$65K<0.01%+2,221Timeline
SFSTIFEL FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,453 shares; 2018Q2: 1,453 shares; 2018Q3: 1,389 shares; 2018Q4: 1,730 shares; 2019Q1: 958 shares; 2019Q2: 1,170 shares; 2019Q3: 1,134 shares 1,134$65K<0.01%-36Timeline
USPHU S PHYSICAL THERAPYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,482 shares; 2018Q2: 1,482 shares; 2018Q3: 326 shares; 2018Q4: 561 shares; 2019Q1: 315 shares; 2019Q2: 548 shares; 2019Q3: 500 shares 500$65K<0.01%-48Timeline
VERINT SYS INCVERINT SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 382 shares; 2018Q2: 382 shares; 2018Q3: 457 shares; 2018Q4: 1,531 shares; 2019Q1: 1,366 shares; 2019Q2: 1,565 shares; 2019Q3: 1,531 shares 1,531$65K<0.01%-34
VISNVISTANCE NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,883 shares; 2018Q2: 7,883 shares; 2018Q3: 8,058 shares; 2018Q4: 6,770 shares; 2019Q1: 6,967 shares; 2019Q2: 6,307 shares; 2019Q3: 5,595 shares 5,595$65K<0.01%-712Timeline
KBRKBR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,117 shares; 2018Q2: 1,117 shares; 2018Q3: 993 shares; 2018Q4: 1,689 shares; 2019Q1: 1,667 shares; 2019Q2: 2,023 shares; 2019Q3: 2,659 shares 2,659$65K<0.01%+636Timeline
HUYAHUYA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,070 shares; 2018Q4: 628 shares; 2019Q1: 1,133 shares; 2019Q2: 2,080 shares; 2019Q3: 2,729 shares 2,729$65K<0.01%+649Timeline
VSDAVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 506 shares; 2018Q2: 506 shares; 2018Q3: 510 shares; 2018Q4: 513 shares; 2019Q1: 754 shares; 2019Q2: 1,032 shares; 2019Q3: 1,904 shares 1,904$65K<0.01%+872Timeline
TBTPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,592 shares; 2018Q2: 3,592 shares; 2018Q3: 3,192 shares; 2018Q4: 3,193 shares; 2019Q1: 2,790 shares; 2019Q2: 2,790 shares; 2019Q3: 2,647 shares 2,647$65K<0.01%-143Timeline
DIPLOMAT PHARMACY INCDIPLOMAT PHARMACY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 75 shares; 2018Q2: 75 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 12,710 shares; 2019Q3: 13,210 shares 13,210$65K<0.01%+500
ZYNERBA PHARMACEUTICALS INCZYNERBA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,765 shares; 2018Q2: 8,765 shares; 2018Q3: 7,788 shares; 2018Q4: 7,163 shares; 2019Q1: 11,383 shares; 2019Q2: 10,433 shares; 2019Q3: 8,538 shares 8,538$65K<0.01%-1,895
ISHARES TR IBONDS DEC2023ISHARES TR IBONDS DEC2023Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 20,916 shares; 2018Q2: 20,916 shares; 2018Q3: 2,509 shares; 2018Q4: 2,516 shares; 2019Q1: 2,519 shares; 2019Q2: 2,525 shares; 2019Q3: 2,530 shares 2,530$65K<0.01%+5
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 39,000 shares; 2019Q3: 64,000 shares 64,000$65K<0.01%+25,000
WISDOMTREE TRWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,194 shares; 2019Q1: 1,194 shares; 2019Q2: 1,194 shares; 2019Q3: 1,294 shares 1,294$65K<0.01%+100
CXCEMEX SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,916 shares; 2018Q2: 7,916 shares; 2018Q3: 12,801 shares; 2018Q4: 12,451 shares; 2019Q1: 12,451 shares; 2019Q2: 11,436 shares; 2019Q3: 16,359 shares 16,359$64K<0.01%+4,923Timeline
FMSFRESENIUS MEDICAL CARE AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,432 shares; 2018Q2: 2,432 shares; 2018Q3: 2,190 shares; 2018Q4: 2,001 shares; 2019Q1: 1,090 shares; 2019Q2: 1,853 shares; 2019Q3: 1,910 shares 1,910$64K<0.01%+57Timeline
SABRSABRE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,888 shares; 2018Q2: 1,888 shares; 2018Q3: 3,024 shares; 2018Q4: 5,247 shares; 2019Q1: 3,207 shares; 2019Q2: 3,305 shares; 2019Q3: 2,856 shares 2,856$64K<0.01%-449Timeline
DEIDOUGLAS EMMETT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 656 shares; 2018Q2: 656 shares; 2018Q3: 38 shares; 2018Q4: 752 shares; 2019Q1: 779 shares; 2019Q2: 864 shares; 2019Q3: 1,508 shares 1,508$64K<0.01%+644Timeline
MACMACERICH COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 96 shares; 2018Q2: 96 shares; 2018Q3: 31 shares; 2018Q4: 277 shares; 2019Q1: 220 shares; 2019Q2: 512 shares; 2019Q3: 2,047 shares 2,047$64K<0.01%+1,535Timeline
JMMNUVEEN MULTI-MKT INCOME FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,715 shares; 2018Q2: 5,715 shares; 2018Q3: 5,715 shares; 2018Q4: 5,715 shares; 2019Q1: 8,584 shares; 2019Q2: 8,621 shares; 2019Q3: 8,657 shares 8,657$64K<0.01%+36Timeline
ITICINVESTORS TITLE CO NCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 412 shares; 2018Q2: 412 shares; 2018Q3: 463 shares; 2018Q4: 475 shares; 2019Q1: 442 shares; 2019Q2: 403 shares; 2019Q3: 397 shares 397$64K<0.01%-6Timeline
NCNACCO INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$64K<0.01%0Timeline
PFGCPERFORMANCE FOOD GROUP COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 654 shares; 2018Q2: 654 shares; 2018Q3: 533 shares; 2018Q4: 1,040 shares; 2019Q1: 1,828 shares; 2019Q2: 1,716 shares; 2019Q3: 1,371 shares 1,371$63K<0.01%-345Timeline
HLIHOULIHAN LOKEY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,120 shares; 2018Q2: 1,120 shares; 2018Q3: 1,216 shares; 2018Q4: 1,279 shares; 2019Q1: 1,343 shares; 2019Q2: 1,389 shares; 2019Q3: 1,389 shares 1,389$63K<0.01%0Timeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 676 shares; 2019Q1: 5,880 shares; 2019Q2: 4,559 shares; 2019Q3: 6,926 shares 6,926$63K<0.01%+2,367Timeline
AIAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,155 shares; 2018Q2: 4,155 shares; 2018Q3: 6,375 shares; 2018Q4: 1,150 shares; 2019Q1: 800 shares; 2019Q2: 954 shares; 2019Q3: 1,081 shares 1,081$63K<0.01%+127Timeline
PIIMPINJ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,118 shares; 2018Q2: 5,118 shares; 2018Q3: 4,893 shares; 2018Q4: 4,219 shares; 2019Q1: 687 shares; 2019Q2: 2,169 shares; 2019Q3: 2,061 shares 2,061$63K<0.01%-108Timeline
VLYVALLEY NATL BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,163 shares; 2018Q2: 13,163 shares; 2018Q3: 5,487 shares; 2018Q4: 5,486 shares; 2019Q1: 5,716 shares; 2019Q2: 5,731 shares; 2019Q3: 5,745 shares 5,745$63K<0.01%+14Timeline
DRHDIAMONDROCK HOSPITALITY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,404 shares; 2018Q2: 3,404 shares; 2018Q3: 3,850 shares; 2018Q4: 4,774 shares; 2019Q1: 4,806 shares; 2019Q2: 8,047 shares; 2019Q3: 6,106 shares 6,106$63K<0.01%-1,941Timeline
NUEMNUSHARES ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 2,420 shares; 2018Q4: 2,420 shares; 2019Q1: 2,521 shares; 2019Q2: 2,542 shares; 2019Q3: 2,542 shares 2,542$63K<0.01%0Timeline
UNFUNIFIRST CORP MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 308 shares; 2018Q2: 308 shares; 2018Q3: 308 shares; 2018Q4: 308 shares; 2019Q1: 314 shares; 2019Q2: 314 shares; 2019Q3: 318 shares 318$63K<0.01%+4Timeline
IYZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,409 shares; 2018Q2: 2,409 shares; 2018Q3: 2,742 shares; 2018Q4: 10,243 shares; 2019Q1: 10,151 shares; 2019Q2: 2,171 shares; 2019Q3: 2,173 shares 2,173$63K<0.01%+2Timeline
PDC ENERGY INCPDC ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,921 shares; 2018Q2: 1,921 shares; 2018Q3: 2,370 shares; 2018Q4: 1,992 shares; 2019Q1: 2,247 shares; 2019Q2: 2,447 shares; 2019Q3: 2,269 shares 2,269$63K<0.01%-178
TSBKTIMBERLAND BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,050 shares; 2018Q2: 1,050 shares; 2018Q3: 1,050 shares; 2018Q4: 1,050 shares; 2019Q1: 1,556 shares; 2019Q2: 2,456 shares; 2019Q3: 2,306 shares 2,306$63K<0.01%-150Timeline
EWNISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,021 shares; 2018Q2: 8,021 shares; 2018Q3: 3,553 shares; 2018Q4: 3,102 shares; 2019Q1: 2,343 shares; 2019Q2: 2,067 shares; 2019Q3: 2,003 shares 2,003$63K<0.01%-64Timeline
VIPERVIPERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 220 shares; 2018Q2: 220 shares; 2018Q3: 1,038 shares; 2018Q4: 762 shares; 2019Q1: 822 shares; 2019Q2: 822 shares; 2019Q3: 2,272 shares 2,272$63K<0.01%+1,450
BEST INCBEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,045 shares; 2018Q2: 7,045 shares; 2018Q3: 13,286 shares; 2018Q4: 11,819 shares; 2019Q1: 10,819 shares; 2019Q2: 10,501 shares; 2019Q3: 11,901 shares 11,901$63K<0.01%+1,400
NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,525 shares; 2018Q2: 11,525 shares; 2018Q3: 1,006 shares; 2018Q4: 2,006 shares; 2019Q1: 4,672 shares; 2019Q2: 4,677 shares; 2019Q3: 4,683 shares 4,683$63K<0.01%+6
NUVEEN MTG OPPTY TERM FD 2NUVEEN MTG OPPTY TERM FD 2Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 474 shares; 2018Q2: 474 shares; 2018Q3: 488 shares; 2018Q4: 511 shares; 2019Q1: 1,401 shares; 2019Q2: 1,722 shares; 2019Q3: 2,843 shares 2,843$63K<0.01%+1,121
CVLTCOMMVAULT SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 101 shares; 2018Q4: 898 shares; 2019Q1: 1,258 shares; 2019Q2: 1,668 shares; 2019Q3: 1,393 shares 1,393$62K<0.01%-275Timeline
WCCWESCO INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 56 shares; 2018Q4: 1,113 shares; 2019Q1: 975 shares; 2019Q2: 1,245 shares; 2019Q3: 1,287 shares 1,287$62K<0.01%+42Timeline
PFSIPENNYMAC FINL SVCS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2,000 shares; 2019Q2: 2,000 shares; 2019Q3: 2,032 shares 2,032$62K<0.01%+32Timeline
NUSNU SKIN ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,725 shares; 2018Q2: 1,725 shares; 2018Q3: 2,549 shares; 2018Q4: 1,221 shares; 2019Q1: 1,234 shares; 2019Q2: 1,177 shares; 2019Q3: 1,458 shares 1,458$62K<0.01%+281Timeline
UTESETFIS SER TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 480 shares; 2018Q2: 480 shares; 2018Q3: 480 shares; 2018Q4: 480 shares; 2019Q1: 480 shares; 2019Q2: 480 shares; 2019Q3: 1,480 shares 1,480$62K<0.01%+1,000Timeline
MGPIMGP INGREDIENTS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 108 shares; 2018Q2: 108 shares; 2018Q3: 27 shares; 2018Q4: 627 shares; 2019Q1: 636 shares; 2019Q2: 650 shares; 2019Q3: 1,250 shares 1,250$62K<0.01%+600Timeline
GLVCLOUGH GLOBAL DIVID & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,750 shares 5,750$62K<0.01%newTimeline
PBDINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 6,230 shares; 2018Q4: 6,230 shares; 2019Q1: 6,230 shares; 2019Q2: 6,230 shares; 2019Q3: 5,135 shares 5,135$62K<0.01%-1,095Timeline
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,832 shares; 2018Q2: 2,832 shares; 2018Q3: 5,495 shares; 2018Q4: 5,307 shares; 2019Q1: 4,168 shares; 2019Q2: 5,112 shares; 2019Q3: 4,476 shares 4,476$62K<0.01%-636
NUVEEN CR OPPORTUNITIES 2022NUVEEN CR OPPORTUNITIES 2022Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 6,250 shares; 2019Q2: 6,250 shares; 2019Q3: 6,250 shares 6,250$62K<0.01%0
SPBSPECTRUM BRANDS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,393 shares; 2018Q4: 1,670 shares; 2019Q1: 1,242 shares; 2019Q2: 1,246 shares; 2019Q3: 1,150 shares 1,150$61K<0.01%-96Timeline
HTHTH WORLD GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,967 shares; 2018Q4: 2,280 shares; 2019Q1: 1,857 shares; 2019Q2: 1,879 shares; 2019Q3: 1,852 shares 1,852$61K<0.01%-27Timeline
COTYCOTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,912 shares; 2018Q2: 1,912 shares; 2018Q3: 2,057 shares; 2018Q4: 3,124 shares; 2019Q1: 3,002 shares; 2019Q2: 5,789 shares; 2019Q3: 5,859 shares 5,859$61K<0.01%+70Timeline
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,487 shares; 2018Q2: 2,487 shares; 2018Q3: 6,288 shares; 2018Q4: 1,615 shares; 2019Q1: 1,617 shares; 2019Q2: 1,534 shares; 2019Q3: 1,412 shares 1,412$61K<0.01%-122
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,931 shares; 2018Q2: 10,931 shares; 2018Q3: 6,570 shares; 2018Q4: 2,571 shares; 2019Q1: 3,571 shares; 2019Q2: 3,571 shares; 2019Q3: 6,923 shares 6,923$61K<0.01%+3,352
LIVEPERSON, INC.LIVEPERSON, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 13,685 shares; 2018Q4: 200 shares; 2019Q1: 284 shares; 2019Q2: 1,048 shares; 2019Q3: 1,706 shares 1,706$61K<0.01%+658
URBNURBAN OUTFITTERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 935 shares; 2018Q2: 935 shares; 2018Q3: 3,222 shares; 2018Q4: 2,781 shares; 2019Q1: 2,539 shares; 2019Q2: 3,480 shares; 2019Q3: 2,153 shares 2,153$61K<0.01%-1,327Timeline
UNIVAR INCUNIVAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 237 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,919 shares 2,919$61K<0.01%new
ENERGOUS CORPENERGOUS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,013 shares; 2018Q2: 14,013 shares; 2018Q3: 16,693 shares; 2018Q4: 17,293 shares; 2019Q1: 17,443 shares; 2019Q2: 17,594 shares; 2019Q3: 18,144 shares 18,144$61K<0.01%+550
WILLIAM LYON HOMES-CL AWILLIAM LYON HOMES-CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 658 shares; 2018Q2: 658 shares; 2018Q3: 635 shares; 2018Q4: 436 shares; 2019Q1: 4,136 shares; 2019Q2: 4,357 shares; 2019Q3: 2,990 shares 2,990$61K<0.01%-1,367
ROYTLPACIFIC COAST OIL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,785 shares; 2018Q2: 15,785 shares; 2018Q3: 25,704 shares; 2018Q4: 30,985 shares; 2019Q1: 31,205 shares; 2019Q2: 30,813 shares; 2019Q3: 31,006 shares 31,006$61K<0.01%+193Timeline
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,855 shares; 2018Q4: 1,438 shares; 2019Q1: 1,313 shares; 2019Q2: 1,316 shares; 2019Q3: 1,321 shares 1,321$61K<0.01%+5
SPARK THERAPEUTICS INCSPARK THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 534 shares; 2018Q2: 534 shares; 2018Q3: 1,503 shares; 2018Q4: 1,332 shares; 2019Q1: 562 shares; 2019Q2: 562 shares; 2019Q3: 637 shares 637$61K<0.01%+75
RIVERVIEW FINL CORP NEWRIVERVIEW FINL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 4,000 shares; 2019Q1: 4,000 shares; 2019Q2: 5,200 shares; 2019Q3: 5,200 shares 5,200$61K<0.01%0
IMTMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,587 shares; 2018Q2: 2,587 shares; 2018Q3: 4,206 shares; 2018Q4: 14,923 shares; 2019Q1: 2,601 shares; 2019Q2: 2,051 shares; 2019Q3: 2,051 shares 2,051$60K<0.01%0Timeline
AXAXOS FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10,194 shares; 2018Q4: 10,634 shares; 2019Q1: 12,418 shares; 2019Q2: 2,387 shares; 2019Q3: 2,181 shares 2,181$60K<0.01%-206Timeline
TBBKBANCORP INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 51 shares; 2019Q1: 6,049 shares; 2019Q2: 6,049 shares; 2019Q3: 6,049 shares 6,049$60K<0.01%0Timeline
TILEINTERFACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 968 shares; 2018Q2: 968 shares; 2018Q3: 921 shares; 2018Q4: 765 shares; 2019Q1: 1,490 shares; 2019Q2: 2,992 shares; 2019Q3: 4,103 shares 4,103$60K<0.01%+1,111Timeline
PBR-APETROLEO BRASILEIRO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,710 shares; 2018Q2: 2,710 shares; 2018Q3: 2,394 shares; 2018Q4: 5,544 shares; 2019Q1: 4,924 shares; 2019Q2: 4,983 shares; 2019Q3: 4,821 shares 4,821$60K<0.01%-162Timeline
CUBIC CORPCUBIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 115 shares; 2018Q2: 115 shares; 2018Q3: 42 shares; 2018Q4: 54 shares; 2019Q1: 269 shares; 2019Q2: 482 shares; 2019Q3: 845 shares 845$60K<0.01%+363
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,245 shares 2,245$60K<0.01%new
VICEADVISORSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 561 shares; 2018Q4: 1,181 shares; 2019Q1: 1,261 shares; 2019Q2: 1,937 shares; 2019Q3: 2,521 shares 2,521$60K<0.01%+584Timeline
SOUTHSTATE BANK CORPSOUTHSTATE BANK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 278 shares; 2018Q2: 278 shares; 2018Q3: 140 shares; 2018Q4: 525 shares; 2019Q1: 562 shares; 2019Q2: 763 shares; 2019Q3: 802 shares 802$60K<0.01%+39
NFENEW FORTRESS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,600 shares; 2019Q3: 3,253 shares 3,253$59K<0.01%+653Timeline
VETVERMILION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,553 shares; 2018Q2: 3,553 shares; 2018Q3: 3,107 shares; 2018Q4: 3,851 shares; 2019Q1: 3,994 shares; 2019Q2: 3,337 shares; 2019Q3: 3,502 shares 3,502$59K<0.01%+165Timeline
CVNACARVANA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 570 shares; 2018Q2: 570 shares; 2018Q3: 12,429 shares; 2018Q4: 957 shares; 2019Q1: 911 shares; 2019Q2: 866 shares; 2019Q3: 907 shares 907$59K<0.01%+41Timeline
ESLTELBIT SYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,072 shares; 2018Q2: 1,072 shares; 2018Q3: 339 shares; 2018Q4: 320 shares; 2019Q1: 360 shares; 2019Q2: 361 shares; 2019Q3: 360 shares 360$59K<0.01%-1Timeline
REGREGENCY CTRS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 950 shares; 2018Q2: 950 shares; 2018Q3: 725 shares; 2018Q4: 932 shares; 2019Q1: 889 shares; 2019Q2: 836 shares; 2019Q3: 852 shares 852$59K<0.01%+16Timeline
HVTHAVERTY FURNITURE COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,762 shares; 2019Q3: 2,919 shares 2,919$59K<0.01%-843Timeline
AATAMERICAN ASSETS TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares; 2018Q3: not reported; 2018Q4: 13 shares; 2019Q1: 13 shares; 2019Q2: 80 shares; 2019Q3: 1,271 shares 1,271$59K<0.01%+1,191Timeline
DIODDIODES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 154 shares; 2018Q2: 154 shares; 2018Q3: 230 shares; 2018Q4: 137 shares; 2019Q1: 144 shares; 2019Q2: 325 shares; 2019Q3: 1,463 shares 1,463$59K<0.01%+1,138Timeline
SNDRSCHNEIDER NATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 904 shares; 2018Q2: 904 shares; 2018Q3: 936 shares; 2018Q4: 4,236 shares; 2019Q1: 4,442 shares; 2019Q2: 1,419 shares; 2019Q3: 2,675 shares 2,675$59K<0.01%+1,256Timeline
UCBUNITED CMNTY BKS BLAIRSVLE GQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,132 shares; 2018Q2: 2,132 shares; 2018Q3: 1,446 shares; 2018Q4: 2,422 shares; 2019Q1: 2,474 shares; 2019Q2: 2,468 shares; 2019Q3: 2,220 shares 2,220$59K<0.01%-248Timeline
QUIDEL CORPQUIDEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 915 shares; 2018Q2: 915 shares; 2018Q3: 4,332 shares; 2018Q4: 1,480 shares; 2019Q1: 988 shares; 2019Q2: 971 shares; 2019Q3: 963 shares 963$59K<0.01%-8
HGLBHIGHLAND GLOBAL ALLOCATION FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 7,787 shares; 2019Q2: 13,845 shares; 2019Q3: 5,801 shares 5,801$59K<0.01%-8,044Timeline
EPHEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,837 shares; 2018Q2: 2,837 shares; 2018Q3: 2,583 shares; 2018Q4: 2,265 shares; 2019Q1: 2,257 shares; 2019Q2: 2,177 shares; 2019Q3: 1,769 shares 1,769$59K<0.01%-408Timeline
PSCUINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 717 shares; 2018Q4: 942 shares; 2019Q1: 627 shares; 2019Q2: 627 shares; 2019Q3: 1,127 shares 1,127$59K<0.01%+500Timeline
ALEXCO RESOURCE CORPALEXCO RESOURCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 31,000 shares; 2018Q2: 31,000 shares; 2018Q3: 30,000 shares; 2018Q4: 30,000 shares; 2019Q1: 30,000 shares; 2019Q2: 30,000 shares; 2019Q3: 34,350 shares 34,350$59K<0.01%+4,350
PDPAGERDUTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,400 shares; 2019Q3: 2,045 shares 2,045$58K<0.01%-355Timeline
NIONIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 50 shares; 2018Q4: 9,400 shares; 2019Q1: 30,990 shares; 2019Q2: 28,340 shares; 2019Q3: 38,040 shares 38,040$58K<0.01%+9,700Timeline
SBSCOMPANHIA DE SANEAMENTO BASIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,452 shares; 2018Q2: 4,452 shares; 2018Q3: 5,682 shares; 2018Q4: 5,929 shares; 2019Q1: 5,062 shares; 2019Q2: 5,090 shares; 2019Q3: 4,908 shares 4,908$58K<0.01%-182Timeline
CALYCALLAWAY GOLF COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,563 shares; 2018Q2: 4,563 shares; 2018Q3: 4,118 shares; 2018Q4: 2,320 shares; 2019Q1: 2,141 shares; 2019Q2: 2,647 shares; 2019Q3: 2,953 shares 2,953$58K<0.01%+306Timeline
UAUGINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,300 shares 2,300$58K<0.01%newTimeline
NORWGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,994 shares; 2018Q2: 3,994 shares; 2018Q3: 2,700 shares; 2018Q4: 2,700 shares; 2019Q1: 2,700 shares; 2019Q2: 2,861 shares; 2019Q3: 2,876 shares 2,876$58K<0.01%+15Timeline
CNYAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares; 2018Q3: 1,500 shares; 2018Q4: 2,220 shares; 2019Q1: 2,100 shares; 2019Q2: 2,857 shares; 2019Q3: 2,100 shares 2,100$58K<0.01%-757Timeline
JPMorgan BetaBuilders Canad…JPMorgan BetaBuilders Canada EQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 580 shares; 2018Q4: 397 shares; 2019Q1: 519 shares; 2019Q2: 2,797 shares; 2019Q3: 2,343 shares 2,343$58K<0.01%-454
EBIX INCEBIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,402 shares; 2018Q2: 3,402 shares; 2018Q3: 3,254 shares; 2018Q4: 3,105 shares; 2019Q1: 2,832 shares; 2019Q2: 1,933 shares; 2019Q3: 1,370 shares 1,370$58K<0.01%-563
SDCCQSMILEDIRECTCLUB INC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,161 shares 4,161$58K<0.01%newTimeline
EQUITY COMWLTHEQUITY COMWLTHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 900 shares; 2018Q4: 900 shares; 2019Q1: 900 shares; 2019Q2: 900 shares; 2019Q3: 2,100 shares 2,100$58K<0.01%+1,200
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 33,000 shares; 2019Q3: 65,000 shares 65,000$58K<0.01%+32,000
READY CAPITAL CORPREADY CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5,930 shares; 2019Q1: 2,118 shares; 2019Q2: 811 shares; 2019Q3: 2,144 shares 2,144$58K<0.01%+1,333
INSTRUCTURE INCINSTRUCTURE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 150 shares; 2018Q2: 150 shares; 2018Q3: not reported; 2018Q4: 158 shares; 2019Q1: not reported; 2019Q2: 1,492 shares; 2019Q3: 1,492 shares 1,492$58K<0.01%0
BAPCREDICORP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34 shares; 2018Q2: 34 shares; 2018Q3: 57 shares; 2018Q4: 258 shares; 2019Q1: 282 shares; 2019Q2: 270 shares; 2019Q3: 273 shares 273$57K<0.01%+3Timeline
IDEVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,112 shares; 2018Q2: 1,112 shares; 2018Q3: 1,879 shares; 2018Q4: 1,508 shares; 2019Q1: 957 shares; 2019Q2: 963 shares; 2019Q3: 1,040 shares 1,040$57K<0.01%+77Timeline
EFCELLINGTON FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 3,172 shares; 2019Q2: 3,172 shares; 2019Q3: 3,172 shares 3,172$57K<0.01%0Timeline
AEGON N VAEGON N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,222 shares; 2018Q2: 30,222 shares; 2018Q3: 35,306 shares; 2018Q4: 28,508 shares; 2019Q1: 33,007 shares; 2019Q2: 12,172 shares; 2019Q3: 13,992 shares 13,992$57K<0.01%+1,820
ALLIANZGI DIVERSIFIED INCOMEALLIANZGI DIVERSIFIED INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33,305 shares; 2018Q2: 33,305 shares; 2018Q3: 5,656 shares; 2018Q4: 2,459 shares; 2019Q1: 2,459 shares; 2019Q2: 2,459 shares; 2019Q3: 2,459 shares 2,459$57K<0.01%0
DEEPETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares; 2018Q3: 15,082 shares; 2018Q4: 5,972 shares; 2019Q1: 5,470 shares; 2019Q2: 1,962 shares; 2019Q3: 1,857 shares 1,857$57K<0.01%-105Timeline
GENESEE & WYOMING INCGENESEE & WYOMING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,272 shares; 2018Q2: 1,272 shares; 2018Q3: 858 shares; 2018Q4: 1,236 shares; 2019Q1: 1,311 shares; 2019Q2: 1,394 shares; 2019Q3: 508 shares 508$57K<0.01%-886
PXEINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,148 shares; 2018Q4: 3,491 shares; 2019Q1: 3,495 shares; 2019Q2: 4,161 shares; 2019Q3: 3,734 shares 3,734$57K<0.01%-427Timeline
IGBHISHARES U S ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 633 shares; 2019Q2: 2,983 shares; 2019Q3: 2,350 shares 2,350$57K<0.01%-633Timeline
PENNS WOODS BANCORP INCPENNS WOODS BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,232 shares; 2018Q2: 1,232 shares; 2018Q3: 1,232 shares; 2018Q4: 1,232 shares; 2019Q1: 1,232 shares; 2019Q2: 1,232 shares; 2019Q3: 1,232 shares 1,232$57K<0.01%0
INDEXIQ ETF TR IQ GLBINDEXIQ ETF TR IQ GLBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 37,488 shares; 2018Q2: 37,488 shares; 2018Q3: 33,628 shares; 2018Q4: 3,310 shares; 2019Q1: 2,610 shares; 2019Q2: 2,248 shares; 2019Q3: 2,153 shares 2,153$57K<0.01%-95
GRANITE PT MTG TR INCGRANITE PT MTG TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 35,000 shares; 2019Q3: 56,000 shares 56,000$57K<0.01%+21,000
SALT FDS TRSALT FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,036 shares 2,036$57K<0.01%new
BLDPBALLARD PWR SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,720 shares; 2018Q2: 9,720 shares; 2018Q3: 10,220 shares; 2018Q4: 10,520 shares; 2019Q1: 10,520 shares; 2019Q2: 11,500 shares; 2019Q3: 11,625 shares 11,625$56K<0.01%+125Timeline
PEGAPEGASYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,027 shares; 2018Q2: 3,027 shares; 2018Q3: 662 shares; 2018Q4: 690 shares; 2019Q1: 841 shares; 2019Q2: 885 shares; 2019Q3: 814 shares 814$56K<0.01%-71Timeline
DYDYCOM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,832 shares; 2018Q2: 4,832 shares; 2018Q3: 1,751 shares; 2018Q4: 6,573 shares; 2019Q1: 694 shares; 2019Q2: 714 shares; 2019Q3: 1,088 shares 1,088$56K<0.01%+374Timeline
IHYVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,575 shares; 2018Q2: 5,575 shares; 2018Q3: 2,309 shares; 2018Q4: 2,309 shares; 2019Q1: 2,267 shares; 2019Q2: 2,267 shares; 2019Q3: 2,267 shares 2,267$56K<0.01%0Timeline
BLACKROCK MUN INCOME INVT TRBLACKROCK MUN INCOME INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 2,218 shares; 2019Q1: 2,505 shares; 2019Q2: 7,500 shares; 2019Q3: 4,000 shares 4,000$56K<0.01%-3,500
LZBLA Z BOY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,415 shares; 2018Q2: 1,415 shares; 2018Q3: 1,292 shares; 2018Q4: 1,360 shares; 2019Q1: 2,030 shares; 2019Q2: 1,739 shares; 2019Q3: 1,661 shares 1,661$56K<0.01%-78Timeline
KRATON CORPORATIONKRATON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,037 shares; 2018Q2: 2,037 shares; 2018Q3: 1,637 shares; 2018Q4: 1,723 shares; 2019Q1: 1,746 shares; 2019Q2: 1,727 shares; 2019Q3: 1,724 shares 1,724$56K<0.01%-3
FXAINVESCO CURRENCYSHARES AUSTRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 111 shares; 2018Q4: 111 shares; 2019Q1: 111 shares; 2019Q2: 835 shares; 2019Q3: 835 shares 835$56K<0.01%0Timeline
SLXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,275 shares; 2018Q2: 8,275 shares; 2018Q3: 7,612 shares; 2018Q4: 6,536 shares; 2019Q1: 4,333 shares; 2019Q2: 2,295 shares; 2019Q3: 1,646 shares 1,646$56K<0.01%-649Timeline
IDCCINTERDIGITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,740 shares; 2018Q2: 1,740 shares; 2018Q3: 1,131 shares; 2018Q4: 1,145 shares; 2019Q1: 1,090 shares; 2019Q2: 1,050 shares; 2019Q3: 1,036 shares 1,036$55K<0.01%-14Timeline
ONCBEONE MEDICINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 169 shares; 2018Q4: 164 shares; 2019Q1: 355 shares; 2019Q2: 443 shares; 2019Q3: 452 shares 452$55K<0.01%+9Timeline
KBKB FINL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 217 shares; 2018Q2: 217 shares; 2018Q3: 1,663 shares; 2018Q4: 1,498 shares; 2019Q1: 1,785 shares; 2019Q2: 154 shares; 2019Q3: 1,566 shares 1,566$55K<0.01%+1,412Timeline
TREELENDINGTREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 357 shares; 2018Q2: 357 shares; 2018Q3: 23 shares; 2018Q4: 35 shares; 2019Q1: 145 shares; 2019Q2: 289 shares; 2019Q3: 179 shares 179$55K<0.01%-110Timeline
SBHSALLY BEAUTY HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,728 shares; 2018Q2: 3,728 shares; 2018Q3: 3,728 shares; 2018Q4: 3,728 shares; 2019Q1: 3,758 shares; 2019Q2: 3,728 shares; 2019Q3: 3,728 shares 3,728$55K<0.01%0Timeline
EHTHEHEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,700 shares; 2018Q4: 2,700 shares; 2019Q1: 3,497 shares; 2019Q2: 3,347 shares; 2019Q3: 829 shares 829$55K<0.01%-2,518Timeline
EETPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 840 shares; 2018Q4: 840 shares; 2019Q1: 943 shares; 2019Q2: 843 shares; 2019Q3: 845 shares 845$55K<0.01%+2Timeline
EISISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,032 shares; 2018Q2: 1,032 shares; 2018Q3: 1,202 shares; 2018Q4: 720 shares; 2019Q1: 1,420 shares; 2019Q2: 1,515 shares; 2019Q3: 1,015 shares 1,015$55K<0.01%-500Timeline
H&E EQUIPMENT SERVICES INCH&E EQUIPMENT SERVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 43,196 shares; 2018Q2: 43,196 shares; 2018Q3: 3,695 shares; 2018Q4: 2,457 shares; 2019Q1: 2,100 shares; 2019Q2: 2,736 shares; 2019Q3: 1,896 shares 1,896$55K<0.01%-840
CWENACLEARWAY ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,227 shares; 2018Q4: 3,827 shares; 2019Q1: 3,133 shares; 2019Q2: 3,127 shares; 2019Q3: 3,132 shares 3,132$55K<0.01%+5Timeline
MAN TECH INTERNATIONAL CORPMAN TECH INTERNATIONAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 254 shares; 2018Q2: 254 shares; 2018Q3: 341 shares; 2018Q4: 386 shares; 2019Q1: 418 shares; 2019Q2: 527 shares; 2019Q3: 778 shares 778$55K<0.01%+251
GLINVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,209 shares; 2018Q2: 2,209 shares; 2018Q3: 2,208 shares; 2018Q4: 1,935 shares; 2019Q1: 2,368 shares; 2019Q2: 2,368 shares; 2019Q3: 1,692 shares 1,692$55K<0.01%-676Timeline
HYHYSTER-YALE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,202 shares; 2018Q2: 1,202 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$55K<0.01%0Timeline
GRIDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,069 shares; 2018Q2: 1,069 shares; 2018Q3: 954 shares; 2018Q4: 952 shares; 2019Q1: 883 shares; 2019Q2: 883 shares; 2019Q3: 1,107 shares 1,107$55K<0.01%+224Timeline
ALNTALLIENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 861 shares; 2018Q2: 861 shares; 2018Q3: 1,650 shares; 2018Q4: 1,650 shares; 2019Q1: 1,650 shares; 2019Q2: 1,571 shares; 2019Q3: 1,571 shares 1,571$55K<0.01%0Timeline
USMCPRINCIPAL EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,566 shares; 2018Q4: 1,607 shares; 2019Q1: 1,607 shares; 2019Q2: 1,758 shares; 2019Q3: 1,878 shares 1,878$55K<0.01%+120Timeline
TPBTURNING PT BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares; 2018Q4: 1,500 shares; 2019Q1: 1,500 shares; 2019Q2: 1,509 shares; 2019Q3: 2,400 shares 2,400$55K<0.01%+891Timeline
PRNTARK ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 275 shares; 2018Q2: 275 shares; 2018Q3: 1,850 shares; 2018Q4: 1,450 shares; 2019Q1: 2,650 shares; 2019Q2: 2,650 shares; 2019Q3: 2,650 shares 2,650$55K<0.01%0Timeline
LFVNLIFEVANTAGE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,122 shares; 2018Q2: 2,122 shares; 2018Q3: 2,552 shares; 2018Q4: 2,505 shares; 2019Q1: 3,355 shares; 2019Q2: 3,226 shares; 2019Q3: 4,026 shares 4,026$55K<0.01%+800Timeline
JOHN HANCOCK MULTIFACTOR HE…JOHN HANCOCK MULTIFACTOR HEALTHCA…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,613 shares; 2018Q2: 2,613 shares; 2018Q3: 1,930 shares; 2018Q4: 2,075 shares; 2019Q1: 2,289 shares; 2019Q2: 2,289 shares; 2019Q3: 1,645 shares 1,645$55K<0.01%-644
ATIATI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,824 shares; 2018Q2: 3,824 shares; 2018Q3: 5,780 shares; 2018Q4: 4,852 shares; 2019Q1: 2,829 shares; 2019Q2: 2,690 shares; 2019Q3: 2,666 shares 2,666$54K<0.01%-24Timeline
AEISADVANCED ENERGY INDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,979 shares; 2018Q2: 2,979 shares; 2018Q3: 2,303 shares; 2018Q4: 793 shares; 2019Q1: 979 shares; 2019Q2: 954 shares; 2019Q3: 932 shares 932$54K<0.01%-22Timeline
AQNALGONQUIN POWER & UTILITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 377 shares; 2018Q2: 377 shares; 2018Q3: 377 shares; 2018Q4: 622 shares; 2019Q1: 377 shares; 2019Q2: 4,334 shares; 2019Q3: 3,957 shares 3,957$54K<0.01%-377Timeline
RPDRAPID7 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 821 shares; 2019Q2: 1,038 shares; 2019Q3: 1,186 shares 1,186$54K<0.01%+148Timeline
OIIOCEANEERING INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 318 shares; 2018Q2: 318 shares; 2018Q3: 226 shares; 2018Q4: 740 shares; 2019Q1: 342 shares; 2019Q2: 357 shares; 2019Q3: 4,060 shares 4,060$54K<0.01%+3,703Timeline
OCFCOCEANFIRST FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,295 shares; 2018Q2: 2,295 shares; 2018Q3: 2,552 shares; 2018Q4: 2,455 shares; 2019Q1: 2,595 shares; 2019Q2: 2,595 shares; 2019Q3: 2,295 shares 2,295$54K<0.01%-300Timeline
SCHKSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 10,525 shares; 2019Q1: 1,629 shares; 2019Q2: 4,495 shares; 2019Q3: 1,887 shares 1,887$54K<0.01%-2,608Timeline
KWRQUAKER HOUGHTONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 63 shares; 2018Q2: 63 shares; 2018Q3: 61 shares; 2018Q4: 74 shares; 2019Q1: 61 shares; 2019Q2: 380 shares; 2019Q3: 347 shares 347$54K<0.01%-33Timeline
ICFIICF INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 41 shares; 2018Q4: 128 shares; 2019Q1: 172 shares; 2019Q2: 226 shares; 2019Q3: 639 shares 639$54K<0.01%+413Timeline
PICBINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 8,996 shares; 2018Q4: 6,025 shares; 2019Q1: 4,987 shares; 2019Q2: 4,224 shares; 2019Q3: 2,080 shares 2,080$54K<0.01%-2,144Timeline
WW INTL INCWW INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,441 shares 1,441$54K<0.01%new
CLNECLEAN ENERGY FUELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,609 shares; 2018Q2: 23,609 shares; 2018Q3: 27,205 shares; 2018Q4: 25,925 shares; 2019Q1: 25,755 shares; 2019Q2: 25,655 shares; 2019Q3: 26,155 shares 26,155$54K<0.01%+500Timeline
ORRFORRSTOWN FINL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2,623 shares; 2019Q1: 2,373 shares; 2019Q2: 2,487 shares; 2019Q3: 2,488 shares 2,488$54K<0.01%+1Timeline
VIDIETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares; 2018Q3: 2,778 shares; 2018Q4: 2,928 shares; 2019Q1: 2,928 shares; 2019Q2: 2,278 shares; 2019Q3: 2,278 shares 2,278$54K<0.01%0Timeline
BNOUNITED STS BRENT OIL FD LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares; 2018Q3: 3,000 shares; 2018Q4: 3,000 shares; 2019Q1: 3,000 shares; 2019Q2: 3,000 shares; 2019Q3: 3,000 shares 3,000$54K<0.01%0Timeline
ROAMLATTICE STRATEGIES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,804 shares; 2018Q2: 1,804 shares; 2018Q3: 520 shares; 2018Q4: 520 shares; 2019Q1: 3,011 shares; 2019Q2: 2,710 shares; 2019Q3: 2,450 shares 2,450$54K<0.01%-260Timeline
FPAFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,030 shares; 2018Q2: 1,030 shares; 2018Q3: 2,281 shares; 2018Q4: 1,991 shares; 2019Q1: 2,242 shares; 2019Q2: 1,991 shares; 2019Q3: 1,991 shares 1,991$54K<0.01%0Timeline
HDGPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33 shares; 2018Q2: 33 shares; 2018Q3: 33 shares; 2018Q4: 33 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,183 shares 1,183$54K<0.01%newTimeline
ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,430 shares; 2018Q2: 3,430 shares; 2018Q3: 3,021 shares; 2018Q4: 2,917 shares; 2019Q1: 2,917 shares; 2019Q2: 2,911 shares; 2019Q3: 2,866 shares 2,866$54K<0.01%-45
FQF TR AGFIQFQF TR AGFIQQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,101 shares; 2018Q2: 3,101 shares; 2018Q3: 2,823 shares; 2018Q4: 2,428 shares; 2019Q1: 2,279 shares; 2019Q2: 2,214 shares; 2019Q3: 2,214 shares 2,214$54K<0.01%0
SESEA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 148 shares; 2018Q2: 148 shares; 2018Q3: not reported; 2018Q4: 314 shares; 2019Q1: 190 shares; 2019Q2: 279 shares; 2019Q3: 1,721 shares 1,721$53K<0.01%+1,442Timeline
FCPTFOUR CORNERS PPTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,193 shares; 2018Q2: 2,193 shares; 2018Q3: 3,304 shares; 2018Q4: 8,714 shares; 2019Q1: 2,206 shares; 2019Q2: 2,097 shares; 2019Q3: 1,899 shares 1,899$53K<0.01%-198Timeline
BGTBLACKROCK FLOATING RATE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 37,238 shares; 2018Q2: 37,238 shares; 2018Q3: 30,796 shares; 2018Q4: 14,730 shares; 2019Q1: 8,088 shares; 2019Q2: 7,259 shares; 2019Q3: 4,334 shares 4,334$53K<0.01%-2,925Timeline
MYNBLACKROCK MUNIYIELD N Y QUALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,917 shares; 2018Q2: 5,917 shares; 2018Q3: 5,216 shares; 2018Q4: 5,222 shares; 2019Q1: 5,975 shares; 2019Q2: 4,028 shares; 2019Q3: 4,032 shares 4,032$53K<0.01%+4Timeline
APLSAPELLIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 500 shares; 2019Q2: 1,300 shares; 2019Q3: 2,206 shares 2,206$53K<0.01%+906Timeline
BBPETFIS SER TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,042 shares; 2018Q2: 4,042 shares; 2018Q3: 4,492 shares; 2018Q4: 3,921 shares; 2019Q1: 3,721 shares; 2019Q2: 3,721 shares; 2019Q3: 1,471 shares 1,471$53K<0.01%-2,250Timeline
TRTYCAMBRIA ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,000 shares; 2018Q4: 1,750 shares; 2019Q1: 450 shares; 2019Q2: 1,450 shares; 2019Q3: 2,182 shares 2,182$53K<0.01%+732Timeline
AGENUS INCAGENUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,500 shares; 2018Q2: 12,500 shares; 2018Q3: 12,500 shares; 2018Q4: 15,595 shares; 2019Q1: 15,595 shares; 2019Q2: 15,678 shares; 2019Q3: 20,678 shares 20,678$53K<0.01%+5,000
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,658 shares; 2018Q2: 3,658 shares; 2018Q3: 2,425 shares; 2018Q4: 2,456 shares; 2019Q1: 2,429 shares; 2019Q2: 2,871 shares; 2019Q3: 1,290 shares 1,290$53K<0.01%-1,581
UBS AG LONDON BRANCHUBS AG LONDON BRANCHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 89 shares; 2019Q1: 89 shares; 2019Q2: 89 shares; 2019Q3: 189 shares 189$53K<0.01%+100
SFNCSIMMONS FIRST NATL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,500 shares; 2018Q2: 16,500 shares; 2018Q3: 20,200 shares; 2018Q4: 15,400 shares; 2019Q1: 4,000 shares; 2019Q2: 4,082 shares; 2019Q3: 2,082 shares 2,082$52K<0.01%-2,000Timeline
BANDBANDWIDTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 388 shares; 2018Q4: 338 shares; 2019Q1: 338 shares; 2019Q2: 738 shares; 2019Q3: 791 shares 791$52K<0.01%+53Timeline
WLYWILEY JOHN & SONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 157 shares; 2018Q2: 157 shares; 2018Q3: 63 shares; 2018Q4: 537 shares; 2019Q1: 911 shares; 2019Q2: 980 shares; 2019Q3: 1,182 shares 1,182$52K<0.01%+202Timeline
GELGENESIS ENERGY L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,517 shares; 2018Q2: 1,517 shares; 2018Q3: 2,286 shares; 2018Q4: 2,486 shares; 2019Q1: 2,006 shares; 2019Q2: 2,006 shares; 2019Q3: 2,385 shares 2,385$52K<0.01%+379Timeline
WINAWINMARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 108 shares; 2018Q2: 108 shares; 2018Q3: 298 shares; 2018Q4: 292 shares; 2019Q1: 284 shares; 2019Q2: 303 shares; 2019Q3: 296 shares 296$52K<0.01%-7Timeline
IRTCIRHYTHM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 115 shares; 2019Q1: 447 shares; 2019Q2: 629 shares; 2019Q3: 691 shares 691$52K<0.01%+62Timeline
BCMLBAYCOM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,306 shares; 2018Q4: 2,306 shares; 2019Q1: 2,306 shares; 2019Q2: 2,306 shares; 2019Q3: 2,306 shares 2,306$52K<0.01%0Timeline
IDHQINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,198 shares 2,198$52K<0.01%newTimeline
MPVBARINGS PARTN INVSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,936 shares; 2018Q2: 1,936 shares; 2018Q3: 2,978 shares; 2018Q4: 2,978 shares; 2019Q1: 2,978 shares; 2019Q2: 2,978 shares; 2019Q3: 2,978 shares 2,978$52K<0.01%0Timeline
MEDICINES COMEDICINES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,515 shares; 2018Q2: 2,515 shares; 2018Q3: 2,384 shares; 2018Q4: 1,999 shares; 2019Q1: 2,145 shares; 2019Q2: 2,526 shares; 2019Q3: 1,048 shares 1,048$52K<0.01%-1,478
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 123 shares; 2018Q2: 123 shares; 2018Q3: not reported; 2018Q4: 517 shares; 2019Q1: 1,116 shares; 2019Q2: 1,169 shares; 2019Q3: 783 shares 783$52K<0.01%-386
MYOKARDIA INCMYOKARDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$52K<0.01%0
REALPAGE INCREALPAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 840 shares; 2018Q2: 840 shares; 2018Q3: 1,066 shares; 2018Q4: 1,660 shares; 2019Q1: 1,391 shares; 2019Q2: 1,230 shares; 2019Q3: 810 shares 810$52K<0.01%-420
OUNZVANECK MERK GOLD ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,442 shares; 2018Q2: 2,442 shares; 2018Q3: 2,442 shares; 2018Q4: 2,442 shares; 2019Q1: 2,442 shares; 2019Q2: 2,442 shares; 2019Q3: 3,570 shares 3,570$51K<0.01%+1,128Timeline
GATXGATX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,863 shares; 2018Q2: 2,863 shares; 2018Q3: 2,018 shares; 2018Q4: 1,800 shares; 2019Q1: 1,815 shares; 2019Q2: 1,465 shares; 2019Q3: 665 shares 665$51K<0.01%-800Timeline
MUSAMURPHY USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 515 shares; 2018Q2: 515 shares; 2018Q3: 160 shares; 2018Q4: 435 shares; 2019Q1: 418 shares; 2019Q2: 416 shares; 2019Q3: 606 shares 606$51K<0.01%+190Timeline
POWIPOWER INTEGRATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 816 shares; 2018Q2: 816 shares; 2018Q3: 693 shares; 2018Q4: 738 shares; 2019Q1: 763 shares; 2019Q2: 811 shares; 2019Q3: 566 shares 566$51K<0.01%-245Timeline
NGVTINGEVITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 869 shares; 2018Q2: 869 shares; 2018Q3: 808 shares; 2018Q4: 1,071 shares; 2019Q1: 944 shares; 2019Q2: 1,066 shares; 2019Q3: 601 shares 601$51K<0.01%-465Timeline
BFHBREAD FINANCIAL HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 629 shares; 2018Q2: 629 shares; 2018Q3: 467 shares; 2018Q4: 536 shares; 2019Q1: 524 shares; 2019Q2: 559 shares; 2019Q3: 395 shares 395$51K<0.01%-164Timeline
CDPCOPT DEFENSE PROPERTIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,047 shares; 2018Q2: 1,047 shares; 2018Q3: 255 shares; 2018Q4: 964 shares; 2019Q1: 1,319 shares; 2019Q2: 1,187 shares; 2019Q3: 1,711 shares 1,711$51K<0.01%+524Timeline
XIAEXVOYA ASIA PAC HIGH DIV EQT IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,486 shares; 2018Q2: 3,486 shares; 2018Q3: 9,341 shares; 2018Q4: 9,670 shares; 2019Q1: 4,942 shares; 2019Q2: 6,686 shares; 2019Q3: 6,091 shares 6,091$51K<0.01%-595Timeline
CSGSCSG SYS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 717 shares; 2018Q2: 717 shares; 2018Q3: 586 shares; 2018Q4: 1,818 shares; 2019Q1: 1,929 shares; 2019Q2: 2,044 shares; 2019Q3: 978 shares 978$51K<0.01%-1,066Timeline
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 331 shares; 2018Q2: 331 shares; 2018Q3: 426 shares; 2018Q4: 596 shares; 2019Q1: 510 shares; 2019Q2: 509 shares; 2019Q3: 364 shares 364$51K<0.01%-145
USEPINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,050 shares 2,050$51K<0.01%newTimeline
UOCTINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 71,290 shares; 2019Q1: 24,035 shares; 2019Q2: 2,041 shares; 2019Q3: 2,041 shares 2,041$51K<0.01%0Timeline
22ND CENTY GROUP INC22ND CENTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 49,217 shares; 2018Q2: 49,217 shares; 2018Q3: 34,307 shares; 2018Q4: 31,307 shares; 2019Q1: 21,307 shares; 2019Q2: 22,822 shares; 2019Q3: 22,525 shares 22,525$51K<0.01%-297
NEUBERGER BERMAN NY INT MUNNEUBERGER BERMAN NY INT MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,072 shares; 2018Q2: 4,072 shares; 2018Q3: 4,072 shares; 2018Q4: 4,072 shares; 2019Q1: 4,072 shares; 2019Q2: 4,072 shares; 2019Q3: 4,072 shares 4,072$51K<0.01%0
KRANESHARES TRKRANESHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,926 shares 1,926$51K<0.01%new
PACIRA BIOSCIENCESPACIRA BIOSCIENCESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 17,000 shares; 2019Q3: 52,000 shares 52,000$51K<0.01%+35,000
HCI GROUP INCHCI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 15,000 shares; 2019Q3: 52,000 shares 52,000$51K<0.01%+37,000
ENERGIZER HLDGS INC NEWENERGIZER HLDGS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 480 shares; 2019Q2: 870 shares; 2019Q3: 540 shares 540$51K<0.01%-330
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,980 shares; 2019Q3: 1,980 shares 1,980$51K<0.01%0
TRTXTPG RE FIN TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 19,350 shares; 2018Q4: 8,400 shares; 2019Q1: 9,500 shares; 2019Q2: 11,279 shares; 2019Q3: 2,500 shares 2,500$50K<0.01%-8,779Timeline
MMSIMERIT MED SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,805 shares; 2018Q2: 1,805 shares; 2018Q3: 1,610 shares; 2018Q4: 7,699 shares; 2019Q1: 7,779 shares; 2019Q2: 2,455 shares; 2019Q3: 1,579 shares 1,579$50K<0.01%-876Timeline
KOFCOCA-COLA FEMSA SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,161 shares; 2018Q2: 1,161 shares; 2018Q3: 750 shares; 2018Q4: 759 shares; 2019Q1: 717 shares; 2019Q2: 728 shares; 2019Q3: 836 shares 836$50K<0.01%+108Timeline
BCSFBAIN CAP SPECIALTY FIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 500 shares; 2019Q3: 2,650 shares 2,650$50K<0.01%+2,150Timeline
CNOCNO FINL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,923 shares; 2018Q2: 2,923 shares; 2018Q3: 2,874 shares; 2018Q4: 3,052 shares; 2019Q1: 3,048 shares; 2019Q2: 3,091 shares; 2019Q3: 3,145 shares 3,145$50K<0.01%+54Timeline
RRXREGAL REXNORD CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 555 shares; 2018Q2: 555 shares; 2018Q3: 84 shares; 2018Q4: 998 shares; 2019Q1: 936 shares; 2019Q2: 729 shares; 2019Q3: 687 shares 687$50K<0.01%-42Timeline
BUSEFIRST BUSEY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,597 shares; 2018Q2: 17,597 shares; 2018Q3: 931 shares; 2018Q4: 2,245 shares; 2019Q1: 2,245 shares; 2019Q2: 2,245 shares; 2019Q3: 1,945 shares 1,945$50K<0.01%-300Timeline
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,384 shares; 2018Q2: 7,384 shares; 2018Q3: 8,660 shares; 2018Q4: 13,415 shares; 2019Q1: 14,423 shares; 2019Q2: 8,773 shares; 2019Q3: 8,960 shares 8,960$50K<0.01%+187
MNROMONRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 825 shares; 2018Q2: 825 shares; 2018Q3: 746 shares; 2018Q4: 641 shares; 2019Q1: 667 shares; 2019Q2: 617 shares; 2019Q3: 624 shares 624$50K<0.01%+7Timeline
MHFWESTERN ASSET MUN HIGH INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,181 shares; 2018Q2: 4,181 shares; 2018Q3: 4,181 shares; 2018Q4: 5,684 shares; 2019Q1: 4,513 shares; 2019Q2: 4,529 shares; 2019Q3: 6,519 shares 6,519$50K<0.01%+1,990Timeline
RINGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,665 shares; 2018Q2: 4,665 shares; 2018Q3: 2,803 shares; 2018Q4: 3,189 shares; 2019Q1: 1,700 shares; 2019Q2: 1,386 shares; 2019Q3: 2,269 shares 2,269$50K<0.01%+883Timeline
SIFY TECHNOLOGIES LTDSIFY TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,683 shares; 2018Q2: 3,683 shares; 2018Q3: 28,862 shares; 2018Q4: 31,738 shares; 2019Q1: 32,685 shares; 2019Q2: 34,336 shares; 2019Q3: 35,652 shares 35,652$50K<0.01%+1,316
PROSHARES SHORTPROSHARES SHORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: not reported; 2018Q4: 57 shares; 2019Q1: 2,586 shares; 2019Q2: 2,657 shares; 2019Q3: 2,619 shares 2,619$50K<0.01%-38
VASCULAR BIOGENICS LTDVASCULAR BIOGENICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 27,330 shares; 2018Q2: 27,330 shares; 2018Q3: 22,500 shares; 2018Q4: 22,500 shares; 2019Q1: 22,500 shares; 2019Q2: 37,500 shares; 2019Q3: 37,500 shares 37,500$50K<0.01%0
BIOCARDIA INCBIOCARDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 63,088 shares 63,088$50K<0.01%new
JOHN HANCOCK MULTIFACTOR IN…JOHN HANCOCK MULTIFACTOR INDUSTRI…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 506 shares; 2018Q4: 1,982 shares; 2019Q1: 1,179 shares; 2019Q2: 1,333 shares; 2019Q3: 1,335 shares 1,335$50K<0.01%+2
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 350 shares; 2018Q2: 350 shares; 2018Q3: not reported; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$50K<0.01%0
CIKUBS ASSET MGMT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,534 shares; 2018Q2: 7,534 shares; 2018Q3: 13,367 shares; 2018Q4: 13,367 shares; 2019Q1: 23,369 shares; 2019Q2: 23,369 shares; 2019Q3: 15,544 shares 15,544$49K<0.01%-7,825Timeline
ARCBARCBEST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares; 2018Q3: 373 shares; 2018Q4: 523 shares; 2019Q1: 497 shares; 2019Q2: 1,891 shares; 2019Q3: 1,616 shares 1,616$49K<0.01%-275Timeline
AMGAFFILIATED MANAGERS GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,413 shares; 2018Q2: 3,413 shares; 2018Q3: 1,140 shares; 2018Q4: 1,185 shares; 2019Q1: 1,238 shares; 2019Q2: 1,087 shares; 2019Q3: 588 shares 588$49K<0.01%-499Timeline
IHDVOYA EMERGING MKTS HIGH DIVIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,167 shares; 2018Q2: 3,167 shares; 2018Q3: 1,167 shares; 2018Q4: 1,167 shares; 2019Q1: 6,377 shares; 2019Q2: 6,300 shares; 2019Q3: 6,854 shares 6,854$49K<0.01%+554Timeline
QQXTFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,154 shares; 2018Q2: 3,154 shares; 2018Q3: 930 shares; 2018Q4: 930 shares; 2019Q1: 930 shares; 2019Q2: 931 shares; 2019Q3: 931 shares 931$49K<0.01%0Timeline
JPXNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,186 shares; 2018Q2: 1,186 shares; 2018Q3: 1,192 shares; 2018Q4: 796 shares; 2019Q1: 796 shares; 2019Q2: 801 shares; 2019Q3: 801 shares 801$49K<0.01%0Timeline
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,331 shares; 2018Q2: 3,331 shares; 2018Q3: 1,831 shares; 2018Q4: 1,831 shares; 2019Q1: 1,831 shares; 2019Q2: 1,831 shares; 2019Q3: 1,904 shares 1,904$49K<0.01%+73
FCGFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,510 shares; 2018Q2: 4,510 shares; 2018Q3: 3,698 shares; 2018Q4: 3,824 shares; 2019Q1: 4,054 shares; 2019Q2: 4,364 shares; 2019Q3: 4,307 shares 4,307$49K<0.01%-57Timeline
BCBPBCB BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,800 shares; 2019Q1: 3,800 shares; 2019Q2: 3,800 shares; 2019Q3: 3,800 shares 3,800$49K<0.01%0Timeline
LOANMANHATTAN BRDG CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,598 shares; 2018Q2: 4,598 shares; 2018Q3: 6,341 shares; 2018Q4: 6,437 shares; 2019Q1: 6,539 shares; 2019Q2: 6,981 shares; 2019Q3: 7,590 shares 7,590$49K<0.01%+609Timeline
DMRCDIGIMARC CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,266 shares 1,266$49K<0.01%newTimeline
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,091 shares; 2018Q2: 1,091 shares; 2018Q3: 1,091 shares; 2018Q4: 1,091 shares; 2019Q1: 2,278 shares; 2019Q2: 4,869 shares; 2019Q3: 5,163 shares 5,163$49K<0.01%+294
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,160 shares; 2018Q2: 9,160 shares; 2018Q3: 8,677 shares; 2018Q4: 5,767 shares; 2019Q1: 3,349 shares; 2019Q2: 3,249 shares; 2019Q3: 3,422 shares 3,422$49K<0.01%+173
MSG NETWORK INCMSG NETWORK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,377 shares; 2018Q2: 4,377 shares; 2018Q3: 3,840 shares; 2018Q4: 4,501 shares; 2019Q1: 4,100 shares; 2019Q2: 4,113 shares; 2019Q3: 3,042 shares 3,042$49K<0.01%-1,071
SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 30,000 shares; 2019Q3: 53,000 shares 53,000$49K<0.01%+23,000
PIMCO NY MUNICIPAL INCOME FDPIMCO NY MUNICIPAL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 906 shares; 2018Q2: 906 shares; 2018Q3: 906 shares; 2018Q4: 906 shares; 2019Q1: 906 shares; 2019Q2: 906 shares; 2019Q3: 3,406 shares 3,406$49K<0.01%+2,500
CRWDCROWDSTRIKE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,950 shares; 2019Q3: 835 shares 835$48K<0.01%-1,115Timeline
IPARINTERPARFUMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 912 shares; 2018Q2: 912 shares; 2018Q3: 665 shares; 2018Q4: 951 shares; 2019Q1: 721 shares; 2019Q2: 739 shares; 2019Q3: 687 shares 687$48K<0.01%-52Timeline
YELPYELP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 890 shares; 2018Q2: 890 shares; 2018Q3: 909 shares; 2018Q4: 1,015 shares; 2019Q1: 1,409 shares; 2019Q2: 2,663 shares; 2019Q3: 1,411 shares 1,411$48K<0.01%-1,252Timeline
WWWWOLVERINE WORLD WIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,658 shares; 2018Q2: 2,658 shares; 2018Q3: 2,812 shares; 2018Q4: 2,709 shares; 2019Q1: 2,765 shares; 2019Q2: 1,789 shares; 2019Q3: 1,710 shares 1,710$48K<0.01%-79Timeline
PTCTPTC THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 432 shares; 2018Q2: 432 shares; 2018Q3: 367 shares; 2018Q4: 364 shares; 2019Q1: 1,395 shares; 2019Q2: 1,393 shares; 2019Q3: 1,392 shares 1,392$48K<0.01%-1Timeline
WKCWORLD KINECT CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 829 shares; 2018Q2: 829 shares; 2018Q3: 781 shares; 2018Q4: 335 shares; 2019Q1: 1,375 shares; 2019Q2: 1,015 shares; 2019Q3: 1,198 shares 1,198$48K<0.01%+183Timeline
EVOQUA WATER TECHNOLOGIES COEVOQUA WATER TECHNOLOGIES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,953 shares; 2018Q2: 1,953 shares; 2018Q3: 1,700 shares; 2018Q4: 1,700 shares; 2019Q1: 3,235 shares; 2019Q2: 3,235 shares; 2019Q3: 2,836 shares 2,836$48K<0.01%-399
BARNES GROUP INCBARNES GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,811 shares; 2018Q2: 2,811 shares; 2018Q3: 3,101 shares; 2018Q4: 1,917 shares; 2019Q1: 1,792 shares; 2019Q2: 1,745 shares; 2019Q3: 939 shares 939$48K<0.01%-806
PYZINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,500 shares; 2018Q4: 1,500 shares; 2019Q1: 952 shares; 2019Q2: 873 shares; 2019Q3: 827 shares 827$48K<0.01%-46Timeline
US ECOLOGY INC COMUS ECOLOGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,419 shares; 2018Q2: 1,419 shares; 2018Q3: 1,198 shares; 2018Q4: 3,712 shares; 2019Q1: 885 shares; 2019Q2: 845 shares; 2019Q3: 757 shares 757$48K<0.01%-88
DIEBOLD NXDF INCDIEBOLD NXDF INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,488 shares; 2018Q2: 12,488 shares; 2018Q3: 5,864 shares; 2018Q4: 4,701 shares; 2019Q1: 5,696 shares; 2019Q2: 4,498 shares; 2019Q3: 4,216 shares 4,216$48K<0.01%-282
DBXDROPBOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,705 shares; 2018Q2: 2,705 shares; 2018Q3: 7,948 shares; 2018Q4: 5,090 shares; 2019Q1: 4,630 shares; 2019Q2: 3,210 shares; 2019Q3: 2,369 shares 2,369$47K<0.01%-841Timeline
OMFONEMAIN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 286 shares; 2018Q2: 286 shares; 2018Q3: not reported; 2018Q4: 642 shares; 2019Q1: 1,303 shares; 2019Q2: 1,185 shares; 2019Q3: 1,276 shares 1,276$47K<0.01%+91Timeline
BOOTBOOT BARN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,674 shares; 2018Q4: 1,967 shares; 2019Q1: 1,827 shares; 2019Q2: 1,528 shares; 2019Q3: 1,342 shares 1,342$47K<0.01%-186Timeline
MEDMEDIFAST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 424 shares; 2018Q2: 424 shares; 2018Q3: 398 shares; 2018Q4: 506 shares; 2019Q1: 527 shares; 2019Q2: 491 shares; 2019Q3: 453 shares 453$47K<0.01%-38Timeline
SINA CORPSINA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 369 shares; 2018Q2: 369 shares; 2018Q3: 1,327 shares; 2018Q4: 1,097 shares; 2019Q1: 1,197 shares; 2019Q2: 1,197 shares; 2019Q3: 1,197 shares 1,197$47K<0.01%0
CBFVCB FINL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,685 shares; 2018Q2: 1,685 shares; 2018Q3: 1,685 shares; 2018Q4: 1,685 shares; 2019Q1: 1,685 shares; 2019Q2: 1,685 shares; 2019Q3: 1,685 shares 1,685$47K<0.01%0Timeline
ASYSAMTECH SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 225 shares; 2018Q2: 225 shares; 2018Q3: 8,900 shares; 2018Q4: 8,900 shares; 2019Q1: 8,900 shares; 2019Q2: 8,900 shares; 2019Q3: 8,900 shares 8,900$47K<0.01%0Timeline
PEJINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,114 shares; 2018Q4: 450 shares; 2019Q1: 1,100 shares; 2019Q2: 1,100 shares; 2019Q3: 1,100 shares 1,100$47K<0.01%0Timeline
JHMDJOHN HANCOCK EXCHANGE TRADEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,474 shares; 2018Q2: 5,474 shares; 2018Q3: 6,154 shares; 2018Q4: 3,055 shares; 2019Q1: 3,055 shares; 2019Q2: 2,063 shares; 2019Q3: 1,700 shares 1,700$47K<0.01%-363Timeline
EMLEASTERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,890 shares; 2018Q4: 1,890 shares; 2019Q1: 1,890 shares; 2019Q2: 1,890 shares; 2019Q3: 1,890 shares 1,890$47K<0.01%0Timeline

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 216. All 216

SecurityShares beforeValue beforeType
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE174,857$7.77Mshares
TORCHMARK CORPTORCHMARK CORP36,422$3.26Mshares
HARRIS CORP INCHARRIS CORP INC13,472$2.55Mshares
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP46,333$1.62Mshares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC4,797$1.18Mshares
ALPS ETF TRALPS ETF TR55,592$1.18Mshares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP15,133$1.09Mshares
BT GROUP-ADRBT GROUP-ADR84,465$1.08Mshares
Apollo Global ManagementApollo Global Management31,421$1.08Mshares
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A33,079$900Kshares
ALPS ETF TRALPS ETF TR28,407$825Kshares
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST26,075$651Kshares
WORLDPAY INCWORLDPAY INC5,262$647Kshares
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC12,300$610Kshares
RED HAT INCRED HAT INC3,211$603Kshares
NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV24,438$600Kshares
GSV CAPITAL CORPGSV CAPITAL CORP90,228$578Kshares
TOTAL SYS SVCS INCTOTAL SYS SVCS INC4,248$545Kshares
ISHARES TRISHARES TR16,822$428Kshares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC2,365$392Kshares
MIDSTREAM PARTNERSMIDSTREAM PARTNERS65,679$340Kshares
ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV8,438$307Kshares
CNOBCONNECTONE BANCORP INC13,470$306Kshares
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC2,186$287Kshares
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP16,511$270Kshares
XEROX CORPXEROX CORP7,092$250Kshares
BTEBAYTEX ENERGY CORP128,575$198Kshares
WORLD GOLD TR SPDR LNG DLR …WORLD GOLD TR SPDR LNG DLR GLD1,270$176Kshares
TRIBUNE COMPANYTRIBUNE COMPANY3,554$164Kshares
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM3,075$142Kshares
NEW YORK MTG TR INCNEW YORK MTG TR INC5,550$136Kshares
GLOBAL X FDSGLOBAL X FDS5,719$131Kshares
GENERAL MTRS COGENERAL MTRS CO6,253$127Kshares
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC6,571$125Kshares
CHEMICAL FINANCIAL CORPCHEMICAL FINANCIAL CORP2,914$120Kshares
TWITTER INCTWITTER INC120,000$119Kshares
TCF FINL CORPTCF FINL CORP5,483$114Kshares
NOAHNOAH HLDGS LTD2,650$112Kshares
CONTROL4 CORPCONTROL4 CORP4,066$97Kshares
ETF SER SOLUTIONSETF SER SOLUTIONS4,090$97Kshares
DBX ETF TRDBX ETF TR1,800$94Kshares
STOKSTOKE THERAPEUTICS INC3,000$88Kshares
MUSTCOLUMBIA ETF TR I4,100$88Kshares
TIAIYTELECOM ITALIA S P A NEW15,549$80Kshares
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER5,578$74Kshares
FINISAR CORPFINISAR CORP3,202$74Kshares
DIREXION SHS ETF TRDIREXION SHS ETF TR1,000$60Kshares
TIPTTIPTREE INC7,970$50Kshares
SPOKSPOK HLDGS INC3,000$45Kshares
ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INC8,380$43Kshares
ROSETTA STONE INCROSETTA STONE INC1,782$42Kshares
HOPFED BANCORP INCHOPFED BANCORP INC2,024$38Kshares
TIIAYTELECOM ITALIA S P A SPONSORED6,515$36Kshares
PFFAETFIS SER TR I1,358$35Kshares
ENSCO ROWAN PLCENSCO ROWAN PLC3,915$34Kshares
PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INC30,000$30Kshares
SINOPEC SHANGHAI PETROCHEMICSINOPEC SHANGHAI PETROCHEMIC700$28Kshares
AURYN RES INCAURYN RES INC15,000$26Kshares
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC489$23Kshares
CHESAPEAKE LODGING TRCHESAPEAKE LODGING TR786$22Kshares
COHBAR INC COM NEWCOHBAR INC COM NEW12,500$22Kshares
ON DECK CAP INCON DECK CAP INC5,000$21Kshares
RED HAT INCRED HAT INC8,000$20Kshares
DOMINION ENERGY INCDOMINION ENERGY INC400$20Kshares
ETF SER SOLUTIONSETF SER SOLUTIONS850$19Kshares
IVALEA SERIES TRUST675$18Kshares
QVALEA SERIES TRUST632$18Kshares
ISHARES TRISHARES TR675$18Kshares
WAGEWORKS INCWAGEWORKS INC319$16Kshares
HYDROGENICS CORPORATION NEWHYDROGENICS CORPORATION NEW1,100$16Kshares
FLHYFRANKLIN TEMPLETON ETF TR593$15Kshares
ISHARESISHARES550$15Kshares
ENTEGRA FINL CORPENTEGRA FINL CORP500$15Kshares
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP1,000$14Kshares
SOHUSOHU COM LTD1,000$14Kshares
ISHARES TRISHARES TR273$14Kshares
FIRST FINANCIAL NORTHWEST INFIRST FINANCIAL NORTHWEST IN907$13Kshares
INVESCO ACTIVELY MANAGED EX…INVESCO ACTIVELY MANAGED EXCHA LI…1,000$13Kshares
CUSHING RENAISSANCE FD RTCUSHING RENAISSANCE FD RT59,476$12Kshares
INTERSECT ENT INCINTERSECT ENT INC520$12Kshares
NEXTERA ENERGY INC CORPORATENEXTERA ENERGY INC CORPORATE183$12Kshares
ISHARES TRISHARES TR410$11Kshares
HALCON RES CORPHALCON RES CORP64,283$11Kshares
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC468$10Kshares
PANHANDLE OIL AND GAS INCPANHANDLE OIL AND GAS INC794$10Kshares
CSI COMPRESSCO LPCSI COMPRESSCO LP2,809$10Kshares
DBX ETF TRDBX ETF TR412$10Kshares
LENDINGCLUB CORPLENDINGCLUB CORP3,054$10Kshares
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC5,112$10Kshares
RIVRIVERNORTH OPPORTUNITIES FD500$9Kshares
ETRACS ALERIAN NAT GAS MLPETRACS ALERIAN NAT GAS MLP400$9Kshares
MTRXMATRIX SVC CO369$8Kshares
IRMDIRADIMED CORP370$8Kshares
INTREPID POTASH INCINTREPID POTASH INC2,500$8Kshares
CAPITOL INVT CORP IVCAPITOL INVT CORP IV832$8Kshares
TWSTTWIST BIOSCIENCE CORP225$7Kshares
CMTCORE MOLDING TECHNOLOGIES IN1,000$7Kshares
EEMOINVESCO EXCH TRADED FD TR II425$7Kshares
ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INC188$7Kshares
ETF MANAGERS TRETF MANAGERS TR800$7Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001493152-19-017222 base2019-11-14acceptance time not in the bulk data set