Forty4 Asset Management LLC
Follow13F filer, CIK 1561322, CHICAGO, IL
Forty4 Asset Management LLC reported $267,078,000 across 279 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-12. Its ten largest share positions make up 66.94% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-13-001882
- Period
- 2013-09-30
- Reported value
- $267M
- Holdings
- 279
- Top 10 weight
- 66.94%
- New
- 164
- Sold out
- 283
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IWMnew | +106,500 | $11.4M |
| CENTRAL GOLDTRUSTadded | +205,982 | $9.51M |
| Cadded | +170,700 | $8.28M |
| SPROTT PHYSICAL GOLD SILVERadded | +541,701 | $7.96M |
| Vaneck Vectors Gold Miners …added | +305,115 | $7.64M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| PowerShares QQQ Trust Unit …exited | -169,360 | -$12.1M |
| EEMexited | -272,000 | -$10.5M |
| XLEreduced | -100,952 | -$8.37M |
| XLBexited | -182,300 | -$6.99M |
| ALCOA INCreduced | -814,792 | -$6.61M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 104 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PENNEY J C INCPENNEY J C INC COM | put | 1,218,900 | $5.86M | +1,186,700 |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM | put | 687,000 | $2.24M | +400,000 |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC COM | put | 2,276,900 | $2.06M | +1,045,900 |
| CCITIGROUP INC COM | put | 392,800 | $1.4M | new |
| EFAISHARES TR MSCI EAFE ETF | call | 335,000 | $1.18M | +315,000 |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC COM | call | 1,283,200 | $1.13M | +1,077,400 |
| MSMORGAN STANLEY COM | put | 1,220,300 | $725K | +993,300 |
| ALCOA INCALCOA INC COM | put | 1,580,800 | $724K | -343,900 |
| TLTISHARES TR 20 YR TR BD ETF | put | 284,400 | $700K | new |
| MARKET VECTORS ETF TRMARKET VECTORS ETF TR RUSSIA ETF | put | 1,082,200 | $632K | +1,081,100 |
| ALCOA INCALCOA INC COM | call | 1,547,200 | $612K | +475,100 |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP COM | call | 501,900 | $595K | new |
| TLTISHARES TR 20 YR TR BD ETF | call | 170,000 | $587K | new |
| DXJWISDOMTREE TR JAPN HEDGE EQT | call | 622,800 | $584K | new |
| MPCMARATHON PETE CORP Stock | put | 50,800 | $509K | +34,000 |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | put | 306,000 | $443K | +221,000 |
| DXJWISDOMTREE TR JAPN HEDGE EQT | put | 648,600 | $442K | new |
| DRIDARDEN RESTAURANTS INC Stock | put | 106,100 | $411K | +6,100 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 50,000 | $408K | -675,900 |
| ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS… COM | put | 552,100 | $333K | new |
| BACBANK OF AMER CORP COM | put | 1,233,300 | $297K | +982,000 |
| EFAISHARES TR MSCI EAFE ETF | put | 335,000 | $294K | +280,000 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 156,500 | $278K | -804,500 |
| DHID R HORTON INC Stock | put | 496,300 | $264K | +417,900 |
| CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES COMMON STOCK | put | 56,100 | $236K | new |
| NDAQNASDAQ INC Stock | call | 73,500 | $194K | 0 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 87,600 | $186K | new |
| ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … COM | put | 108,500 | $185K | +2,300 |
| ABBVABBVIE INC COM | put | 117,000 | $184K | +61,800 |
| LYBLYONDELLBASELL INDUSTRIES NV Stock | call | 45,000 | $167K | +19,700 |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM | call | 345,200 | $165K | +218,700 |
| KMIKINDER MORGAN INC DEL Stock | put | 51,400 | $163K | 0 |
| EWEDWARDS LIFESCIENCES CORP Stock | put | 52,700 | $156K | new |
| BACBANK OF AMER CORP COM | call | 283,300 | $152K | +100,000 |
| PBRPETROLEO BRASILEIRO S A SPONSORED ADR | call | 124,000 | $146K | new |
| NFLXNETFLIX INC. COM | put | 9,400 | $144K | new |
| PBRPETROLEO BRASILEIRO S A SPONSORED ADR | put | 484,100 | $144K | new |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | call | 302,600 | $141K | +217,600 |
| PENNEY J C INCPENNEY J C INC COM | call | 457,800 | $136K | new |
| TOLTOLL BROTHERS INC Stock | put | 64,900 | $125K | -94,900 |
| BHPBHP BILLITON LIMITED ADR | put | 72,900 | $120K | new |
| STTSTATE STR CORP Stock | put | 50,400 | $115K | new |
| JAMES RIVER COAL COJAMES RIVER COAL CO COM | put | 101,900 | $110K | +18,000 |
| ETNEATON CORP PLC COM | put | 51,600 | $109K | +2,200 |
| APACHE CORPAPACHE CORP COM | put | 28,200 | $102K | new |
| CNOOC LIMITEDCNOOC LIMITED SPONSORED ADR | put | 21,100 | $102K | -37,000 |
| CDECOEUR MNG INC Stock | put | 51,300 | $94K | +35,600 |
| EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO COM | put | 125,300 | $90K | new |
| AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP COMMON STOCK | put | 87,300 | $88K | new |
| FCXFREEPORT MCMORAN INC Stock | put | 108,700 | $87K | -200 |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME SPON ADR PFD | call | 64,200 | $87K | +29,400 |
| RYLAND GROUP INCRYLAND GROUP INC COM | put | 127,900 | $87K | -115,300 |
| SWKSTANLEY BLACK & DECKER INC Stock | put | 41,700 | $86K | new |
| MOALTRIA GROUP INC COM | put | 101,200 | $85K | +67,200 |
| LOWLOWES COS INC COM | put | 106,000 | $79K | -18,000 |
| LENLENNAR CORP Stock | call | 26,800 | $79K | new |
| FFORD MTR CO Stock | put | 172,500 | $77K | new |
| RYLAND GROUP INCRYLAND GROUP INC COM | call | 22,100 | $75K | -110,300 |
| NDAQNASDAQ INC Stock | put | 142,000 | $74K | +12,900 |
| LULULULULEMON ATHLETICA INC COM | put | 27,300 | $73K | new |
| NGDNEW GOLD INC COM | put | 127,200 | $72K | new |
| SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC COM | put | 336,600 | $67K | 0 |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME SPON ADR PFD | put | 119,400 | $64K | +54,000 |
| CCITIGROUP INC COM | call | 102,400 | $63K | new |
| MSMORGAN STANLEY COM | call | 52,700 | $63K | -27,700 |
| YAMANA GOLD INCYAMANA GOLD INC COM | put | 77,700 | $62K | -39,100 |
| LENLENNAR CORP Stock | put | 91,300 | $61K | +80,000 |
| KSSKOHLS CORP COM | call | 23,000 | $61K | +5,000 |
| OXYOCCIDENTAL PETE CORP COM | put | 20,000 | $60K | new |
| TOLTOLL BROTHERS INC Stock | call | 51,900 | $60K | -150,900 |
| GMEGAMESTOP CORP CL A | put | 32,000 | $60K | new |
| ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … COM | call | 35,700 | $59K | 0 |
| NFLXNETFLIX INC. COM | call | 4,200 | $54K | new |
| SWKSTANLEY BLACK & DECKER INC Stock | call | 15,200 | $50K | new |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COM | call | 20,000 | $50K | -67,100 |
| LOWLOWES COS INC COM | call | 36,100 | $47K | +4,300 |
| GOLDCORP INC NEWGOLDCORP INC NEW COM | put | 44,100 | $46K | new |
| LVSLAS VEGAS SANDS CORP Stock | put | 44,600 | $44K | new |
| BAXBAXTER INTL INC COM | put | 25,100 | $44K | new |
| LVSLAS VEGAS SANDS CORP Stock | call | 37,400 | $42K | new |
| APACHE CORPAPACHE CORP COM | call | 16,200 | $42K | new |
| EEMISHARES TR MSCI EMG MKT ETF | put | 200,000 | $41K | new |
| CNQCANADIAN NAT RES LTD MED TER Stock | put | 20,700 | $39K | new |
| AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP COMMON STOCK | call | 166,200 | $39K | new |
| COMSTOCK RESOURCES INCCOMSTOCK RESOURCES INC COM | call | 250,000 | $38K | new |
| DENBURY RES INCDENBURY RES INC COM NEW | put | 183,000 | $37K | new |
| PSXPHILLIPS 66 Stock | put | 27,500 | $36K | new |
| MSIMOTOROLA SOLUTIONS INC Stock | put | 16,200 | $36K | -44,500 |
| DHID R HORTON INC Stock | call | 23,100 | $35K | new |
| BHPBHP BILLITON LIMITED ADR | call | 29,400 | $35K | new |
| GOLDCORP INC NEWGOLDCORP INC NEW COM | call | 56,900 | $35K | new |
| ALON USA ENERGY INCALON USA ENERGY INC COM | put | 44,400 | $34K | new |
| M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC COM | put | 61,900 | $33K | new |
| CNOOC LIMITEDCNOOC LIMITED SPONSORED ADR | call | 7,400 | $32K | -13,700 |
| ROWAN COMPANIES PLCROWAN COMPANIES PLC SHS CL A | put | 61,400 | $31K | new |
| Dow Chemical CompanyDow Chemical Company COM | put | 36,600 | $29K | new |
| CATAMARAN CORPCATAMARAN CORP COM | put | 15,900 | $29K | new |
| CYHCOMMUNITY HEALTH SYS INC NEW COMMON STOCK | put | 40,300 | $26K | new |
| BBYBEST BUY INC Stock | put | 88,700 | $25K | +44,000 |
| AGRIUM INCAGRIUM INC COM | put | 10,000 | $25K | new |
| KSSKOHLS CORP COM | put | 28,900 | $24K | -29,400 |
| WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC COM | put | 28,800 | $24K | new |
| FCXFREEPORT MCMORAN INC Stock | call | 13,400 | $23K | -52,300 |
| CHINA UNICOM HONG KONGCHINA UNICOM HONG KONG SPONSORED ADR | put | 32,300 | $23K | new |
| CNQCANADIAN NAT RES LTD MED TER Stock | call | 25,000 | $22K | new |
| VALEVALE S A SPONSORED ADS | put | 25,100 | $21K | -381,200 |
| MSIMOTOROLA SOLUTIONS INC Stock | call | 5,500 | $21K | -9,600 |
| JKSJINKOSOLAR HLDG CO LTD SPONSORED ADR | put | 149,700 | $21K | new |
| GENERAL ELEC COGENERAL ELEC CO COM | put | 119,900 | $20K | new |
| LYBLYONDELLBASELL INDUSTRIES NV Stock | put | 45,000 | $20K | +22,100 |
| WALTER INVT MGMT CORPWALTER INVT MGMT CORP COM | put | 17,000 | $20K | new |
| WILLIAMS PARTNERS L PWILLIAMS PARTNERS L P COM UNIT L P | put | 34,000 | $20K | new |
| EXCEXELON CORP Stock | put | 21,700 | $19K | new |
| BAXBAXTER INTL INC COM | call | 19,100 | $19K | new |
| GMEGAMESTOP CORP CL A | call | 12,400 | $18K | new |
| ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS… COM | call | 38,300 | $18K | new |
| TMOTHERMO FISHER SCIENTIFIC INC COM | put | 15,500 | $16K | -45,200 |
| MARKET VECTORS ETF TRMARKET VECTORS ETF TR RUSSIA ETF | call | 13,000 | $16K | new |
| PMTPENNYMAC MTG INVT TR REIT | put | 55,700 | $15K | new |
| M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC COM | call | 15,300 | $14K | new |
| PROCERA NETWORKS INCPROCERA NETWORKS INC COM | put | 15,400 | $14K | new |
| TRVTRAVELERS COMPANIES INC Stock | put | 35,500 | $13K | new |
| UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW COM | call | 11,100 | $13K | new |
| KMIKINDER MORGAN INC DEL Stock | call | 30,600 | $11K | 0 |
| LAZARD LTD-CLASS ALAZARD LTD-CLASS A SHS A | put | 12,600 | $11K | -200 |
| SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC COM | call | 9,400 | $11K | 0 |
| EWEDWARDS LIFESCIENCES CORP Stock | call | 10,300 | $10K | new |
| FFORD MTR CO Stock | call | 159,200 | $10K | new |
| INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INC COM | put | 12,400 | $10K | new |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COM | put | 40,000 | $10K | -116,600 |
| PHMPULTE GROUP INC Stock | put | 42,300 | $9K | -207,700 |
| DLTRDOLLAR TREE INC Stock | call | 2,300 | $9K | new |
| BARNES & NOBLE INCBARNES & NOBLE INC COMMON STOCK | put | 12,100 | $9K | new |
| AGRIUM INCAGRIUM INC COM | call | 10,000 | $8K | new |
| DRYSHIPS INCDRYSHIPS INC COMMON STOCK-FO | put | 16,700 | $7K | new |
| REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC COMMON STOCK | put | 15,600 | $7K | -5,900 |
| PHMPULTE GROUP INC Stock | call | 6,200 | $6K | -166,400 |
| L-3 COMMUNICATIONS HLDGS INCL-3 COMMUNICATIONS HLDGS INC COM | put | 12,500 | $6K | -10,000 |
| MOALTRIA GROUP INC COM | call | 45,000 | $5K | new |
| XHBSPDR SERIES TRUST SHS | call | 3,100 | $5K | new |
| TRVTRAVELERS COMPANIES INC Stock | call | 4,500 | $5K | new |
| DRIDARDEN RESTAURANTS INC Stock | call | 20,000 | $5K | 0 |
| MONSANTO CO NEWMONSANTO CO NEW COM | put | 15,000 | $5K | new |
| EMREMERSON ELEC CO Stock | put | 20,900 | $4K | new |
| NINISOURCE INC Stock | put | 27,000 | $4K | new |
| PMTPENNYMAC MTG INVT TR REIT | call | 1,400 | $4K | new |
| RGRSTURM RUGER & CO INC COM | put | 13,300 | $4K | new |
| KKR & CO LPKKR & CO LP COMMON STOCK | put | 33,700 | $4K | +14,400 |
| PANDORA MEDIA INCPANDORA MEDIA INC COM | put | 50,000 | $4K | new |
| RACKSPACE HOSTING INCRACKSPACE HOSTING INC COM | put | 16,400 | $4K | new |
| ABBVABBVIE INC COM | call | 17,500 | $3K | -7,300 |
| NINISOURCE INC Stock | call | 2,500 | $3K | new |
| ALUMINUM CORP CHINA LTDALUMINUM CORP CHINA LTD SPON ADR H SHS | put | 32,200 | $3K | new |
| YAMANA GOLD INCYAMANA GOLD INC COM | call | 12,400 | $3K | -93,700 |
| GENERAL ELEC COGENERAL ELEC CO COM | call | 4,000 | $2K | new |
| PSXPHILLIPS 66 Stock | call | 4,000 | $2K | new |
| DLTRDOLLAR TREE INC Stock | put | 24,000 | $2K | new |
| EXCEXELON CORP Stock | call | 26,000 | $2K | new |
| STTSTATE STR CORP Stock | call | 15,400 | $2K | new |
| AGCOAGCO CORP COM | put | 17,300 | $2K | +10,100 |
| NGDNEW GOLD INC COM | call | 21,600 | $1K | new |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP COM | put | 3,600 | $1K | new |
| CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES COMMON STOCK | call | 1,000 | $1K | new |
| STANDARD PAC CORP NEWSTANDARD PAC CORP NEW COM | put | 11,200 | $1K | new |
| CDECOEUR MNG INC Stock | call | 2,100 | $0 | +900 |
| MGMMGM RESORTS INTERNATIONAL COM | put | 44,400 | $0 | 0 |
| WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC COM | call | 2,400 | $0 | new |
| CHINA UNICOM HONG KONGCHINA UNICOM HONG KONG SPONSORED ADR | call | 5,500 | $0 | new |
| ALON USA ENERGY INCALON USA ENERGY INC COM | call | 5,200 | $0 | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| EQUINIX INCEQUINIX INC CNV | principal | 2,500,000 | $5.62M | 0 |
| D.R. HORTON INCD.R. HORTON INC NOTE | principal | 3,500,000 | $5.32M | 0 |
| SALESFORCE COM INCSALESFORCE COM INC BOND | principal | 1,500,000 | $3.65M | 0 |
| US STEEL CORPUS STEEL CORP NOTE | principal | 3,149,000 | $3.22M | +149,000 |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE | principal | 2,500,000 | $3.17M | new |
| TESLA MOTORS INC 1.500TESLA MOTORS INC 1.500 NOTE 1.500% 6/0 | principal | 250,000 | $421K | 0 |
Sold out in Q3 2013
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 283. All 283
| Security | Shares before | Value before | Type |
|---|---|---|---|
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser | 169,360 | $12.1M | shares |
| EEMISHARES TR | 272,000 | $10.5M | shares |
| XLBSELECT SECTOR SPDR TR | 182,300 | $6.99M | shares |
| TYSON FOODS INCTYSON FOODS INC | 4,500,000 | $6.89M | principal |
| MDYSTATE STR SPDR S&P MIDCAP 40 | 23,000 | $4.83M | shares |
| UNILEVER N VUNILEVER N V | 116,073 | $4.56M | shares |
| IPINTERNATIONAL PAPER CO | 82,700 | $3.66M | shares |
| GILEAD SCIENCES INCGILEAD SCIENCES INC | 1,500,000 | $3.4M | principal |
| GLDSPDR GOLD TR | 23,100 | $2.75M | shares |
| XMESPDR SERIES TRUST | 68,000 | $2.25M | shares |
| WYNNWYNN RESORTS LTD | 16,800 | $2.15M | shares |
| FLSFLOWSERVE CORP | 35,000 | $1.89M | shares |
| BUDANHEUSER BUSCH INBEV SA NV | 20,200 | $1.82M | shares |
| TATA MTRS LTDTATA MTRS LTD | 77,300 | $1.81M | shares |
| FXIISHARES TR | 51,110 | $1.66M | shares |
| MLCOMELCO RESORTS AND ENTMNT LTD | 70,900 | $1.58M | shares |
| AAPLAPPLE INC | 3,900 | $1.55M | shares |
| COMCAST CORP NEWCOMCAST CORP NEW | 37,995 | $1.51M | shares |
| ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP | 17,500 | $1.5M | shares |
| EBAYEBAY INC. | 27,693 | $1.43M | shares |
| MUMICRON TECHNOLOGY INC | 98,900 | $1.42M | shares |
| PHPARKER-HANNIFIN CORP | 14,600 | $1.39M | shares |
| E M C CORP MASSE M C CORP MASS | 53,100 | $1.25M | shares |
| ABBNYABB LTD-SPON ADR | 52,700 | $1.14M | shares |
| CORE LABORATORIES N VCORE LABORATORIES N V | 7,400 | $1.12M | shares |
| MURMURPHY OIL CORP | 16,450 | $1M | shares |
| MRKMERCK & CO INC | 21,500 | $999K | shares |
| CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP | 16,300 | $997K | shares |
| WMWASTE MGMT INC DEL | 24,500 | $988K | shares |
| NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC | 13,500 | $930K | shares |
| ATWOOD OCEANICS INCATWOOD OCEANICS INC | 16,800 | $874K | shares |
| SEADRILL ORDSEADRILL ORD | 21,300 | $868K | shares |
| MSFTMICROSOFT CORP | 24,438 | $844K | shares |
| AON PLCAON PLC | 13,100 | $843K | shares |
| BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR | 8,605 | $828K | shares |
| CMICUMMINS INC | 7,500 | $813K | shares |
| CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR | 29,804 | $789K | shares |
| LLFLQLUMBER LIQUIDATORS HOLDINGS | 10,000 | $779K | shares |
| ISHARESISHARES | 64,600 | $725K | shares |
| HALHALLIBURTON CO | 16,771 | $700K | shares |
| UBS AGUBS AG | 39,700 | $673K | shares |
| CURRENCYSHS JAPANESE YEN TRCURRENCYSHS JAPANESE YEN TR | 6,800 | $671K | shares |
| HOSHORNBECK OFFSHORE SERVICES I | 28,700 | $661K | shares |
| XOMEXXON MOBIL CORP | 7,300 | $660K | shares |
| BIDUBAIDU INC | 6,900 | $653K | shares |
| MARKET VECTORS - COAL ETFMARKET VECTORS - COAL ETF | 35,800 | $632K | shares |
| AMPAMERIPRISE FINL INC | 7,498 | $606K | shares |
| EWAISHARES INC | 25,700 | $580K | shares |
| NEMNEWMONT CORP | 19,100 | $572K | shares |
| VMCVULCAN MATLS CO | 11,800 | $571K | shares |
| EMNEASTMAN CHEM CO | 8,000 | $560K | shares |
| URIUNITED RENTALS INC | 10,900 | $544K | shares |
| ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S | 5,500 | $519K | shares |
| CONTINENTAL RES INCCONTINENTAL RES INC | 5,600 | $482K | shares |
| RIORIO TINTO PLC | 11,700 | $481K | shares |
| XLESELECT SECTOR SPDR TR | 235,200 | $464K | put |
| USBUS BANCORP | 12,800 | $463K | shares |
| CVXCHEVRON CORPORATION | 3,900 | $462K | shares |
| U S G CORPU S G CORP | 19,595 | $452K | shares |
| AMZNAMAZON COM INC | 1,600 | $444K | shares |
| TMOTHERMO FISHER SCIENTIFIC INC | 5,100 | $432K | shares |
| XLBSELECT SECTOR SPDR TR | 232,600 | $432K | put |
| DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO | 8,100 | $425K | shares |
| EOGEOG RES INC | 3,196 | $421K | shares |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME | 11,200 | $418K | shares |
| HCP INCHCP INC | 8,800 | $400K | shares |
| STILLWATER MINING COSTILLWATER MINING CO | 36,200 | $389K | shares |
| HARMAN INTL INDS INCHARMAN INTL INDS INC | 7,100 | $385K | shares |
| DANDANA INC | 19,200 | $370K | shares |
| TATA MTRS LTDTATA MTRS LTD | 81,800 | $356K | put |
| YUMYUM BRANDS INC | 5,100 | $354K | shares |
| BROADCOM CORPBROADCOM CORP | 10,400 | $351K | shares |
| GDGENERAL DYNAMICS CORP | 4,400 | $345K | shares |
| SILVER WHEATON CORPSILVER WHEATON CORP | 17,100 | $336K | shares |
| BBYBEST BUY INC | 30,300 | $314K | call |
| CONSOL ENERGY INCCONSOL ENERGY INC | 11,400 | $309K | shares |
| SAKS INCSAKS INC | 20,200 | $276K | shares |
| SCCOSOUTHERN COPPER CORP | 9,800 | $271K | shares |
| TENNECO INCTENNECO INC | 5,900 | $267K | shares |
| XMESPDR SERIES TRUST | 79,900 | $266K | put |
| IPINTERNATIONAL PAPER CO | 121,500 | $265K | put |
| ARM HLDGS PLCARM HLDGS PLC | 7,300 | $264K | shares |
| PEABODY ENERGY CORPPEABODY ENERGY CORP | 17,100 | $250K | shares |
| AXIALL CORPAXIALL CORP | 5,800 | $247K | shares |
| Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LP | 8,100 | $238K | shares |
| CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR | 6,800 | $237K | shares |
| WHITING PETE CORP NEWWHITING PETE CORP NEW | 4,600 | $212K | shares |
| ALLIANZGI INTL & PREM STRATEALLIANZGI INTL & PREM STRATE | 22,441 | $211K | shares |
| ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS A | 2,100 | $210K | shares |
| AGOASSURED GUARANTY LTD | 8,700 | $192K | shares |
| EWYISHARES INC | 85,400 | $189K | call |
| ENERPLUS CORPENERPLUS CORP | 12,800 | $189K | shares |
| CONSOL ENERGY INCCONSOL ENERGY INC | 20,900 | $186K | put |
| WYNNWYNN RESORTS LTD | 45,000 | $185K | put |
| EFAISHARES TR | 3,159 | $181K | shares |
| MLCOMELCO RESORTS AND ENTMNT LTD | 90,000 | $171K | put |
| EBAYEBAY INC. | 108,500 | $166K | put |
| LRR ENERGY LPLRR ENERGY LP | 11,300 | $166K | shares |
| ETGEATON VANCE TX ADV GLBL DIV | 10,936 | $165K | shares |
| VANGUARDVANGUARD | 5,700 | $159K | shares |
How Q3 2013 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-13-001882 | base | 2013-11-12 | acceptance time not in the bulk data set |