Forty4 Asset Management LLC

13F filer, CIK 1561322, CHICAGO, IL

Forty4 Asset Management LLC reported $286,177,000 across 398 holdings for the quarter ended 2013-06-30, in a 13F-HR filed 2013-08-12. Its ten largest share positions make up 53.25% of the portfolio.

Filed 2013-08-12 (acceptance time not in the bulk data set), ingested 2026-10-06 09:59:42 UTC13F-HR 0001085146-13-001358

Period: 2013-06-30
Reported value: $286M
Holdings: 398
Top 10 weight: 53.25%
New
Sold out

Holdings, Q2 2013

Share positions as resolved from 13F-HR 0001085146-13-001358, largest first. % of portfolio is the value over $260,778,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Timeline
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER	4,065,806	$55.3M	21.2%
CENTRAL GOLDTRUSTCENTRAL GOLDTRUST	452,011	$20M	7.66%
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	169,360	$12.1M	4.63%
EEMISHARES TR	272,000	$10.5M	4.02%	Timeline
XLESELECT SECTOR SPDR TR	108,852	$8.52M	3.27%	Timeline
ALCOA INCALCOA INC	914,650	$7.15M	2.74%
XLBSELECT SECTOR SPDR TR	182,300	$6.99M	2.68%	Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	23,000	$4.83M	1.85%	Timeline
UNILEVER N VUNILEVER N V	116,073	$4.56M	1.75%
IPINTERNATIONAL PAPER CO	82,700	$3.66M	1.41%	Timeline
ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC	658,950	$3.45M	1.32%
PHMPULTE GROUP INC	163,356	$3.1M	1.19%	Timeline
CNOOC LIMITEDCNOOC LIMITED	17,800	$2.98M	1.14%
GLDSPDR GOLD TR	23,100	$2.75M	1.05%	Timeline
LOWLOWES COS INC	67,100	$2.74M	1.05%	Timeline
EWZISHARES INC	59,200	$2.6M	1%	Timeline
MSMORGAN STANLEY	103,500	$2.53M	0.97%	Timeline
XMESPDR SERIES TRUST	68,000	$2.25M	0.86%	Timeline
WYNNWYNN RESORTS LTD	16,800	$2.15M	0.82%	Timeline
ETNEATON CORP PLC	31,800	$2.09M	0.8%	Timeline
FLSFLOWSERVE CORP	35,000	$1.89M	0.72%	Timeline
BUDANHEUSER BUSCH INBEV SA NV	20,200	$1.82M	0.7%	Timeline
TATA MTRS LTDTATA MTRS LTD	77,300	$1.81M	0.69%
VALEVALE S A	127,600	$1.68M	0.64%	Timeline
FXIISHARES TR	51,110	$1.66M	0.64%	Timeline
DRIDARDEN RESTAURANTS INC	32,350	$1.63M	0.63%	Timeline
MLCOMELCO RESORTS AND ENTMNT LTD	70,900	$1.58M	0.61%	Timeline
AAPLAPPLE INC	3,900	$1.55M	0.59%	Timeline
COMCAST CORP NEWCOMCAST CORP NEW	37,995	$1.51M	0.58%
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	17,500	$1.5M	0.58%
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	61,300	$1.5M	0.58%
EBAYEBAY INC.	27,693	$1.43M	0.55%	Timeline
MUMICRON TECHNOLOGY INC	98,900	$1.42M	0.54%	Timeline
PHPARKER-HANNIFIN CORP	14,600	$1.39M	0.53%	Timeline
MSIMOTOROLA SOLUTIONS INC	23,100	$1.33M	0.51%	Timeline
RYLAND GROUP INCRYLAND GROUP INC	32,193	$1.29M	0.5%
E M C CORP MASSE M C CORP MASS	53,100	$1.25M	0.48%
ABBNYABB LTD-SPON ADR	52,700	$1.14M	0.44%	Timeline
CORE LABORATORIES N VCORE LABORATORIES N V	7,400	$1.12M	0.43%
CCITIGROUP INC	22,500	$1.08M	0.41%	Timeline
MPCMARATHON PETE CORP	14,200	$1.01M	0.39%	Timeline
MURMURPHY OIL CORP	16,450	$1M	0.38%	Timeline
MRKMERCK & CO INC	21,500	$999K	0.38%	Timeline
CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP	16,300	$997K	0.38%
WMWASTE MGMT INC DEL	24,500	$988K	0.38%	Timeline
XHBSPDR SERIES TRUST	32,600	$959K	0.37%	Timeline
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	13,500	$930K	0.36%
ATWOOD OCEANICS INCATWOOD OCEANICS INC	16,800	$874K	0.34%
SEADRILL ORDSEADRILL ORD	21,300	$868K	0.33%
MSFTMICROSOFT CORP	24,438	$844K	0.32%	Timeline
LENLENNAR CORP	23,397	$843K	0.32%	Timeline
AON PLCAON PLC	13,100	$843K	0.32%
MOALTRIA GROUP INC	23,803	$833K	0.32%	Timeline
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR	8,605	$828K	0.32%
CMICUMMINS INC	7,500	$813K	0.31%	Timeline
CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR	29,804	$789K	0.3%
LLFLQLUMBER LIQUIDATORS HOLDINGS	10,000	$779K	0.3%	Timeline
YAMANA GOLD INCYAMANA GOLD INC	80,200	$763K	0.29%
ISHARESISHARES	64,600	$725K	0.28%
HALHALLIBURTON CO	16,771	$700K	0.27%	Timeline
ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 …	61,900	$693K	0.27%
ABBVABBVIE INC	16,400	$678K	0.26%	Timeline
UBS AGUBS AG	39,700	$673K	0.26%
CURRENCYSHS JAPANESE YEN TRCURRENCYSHS JAPANESE YEN TR	6,800	$671K	0.26%
HOSHORNBECK OFFSHORE SERVICES I	28,700	$661K	0.25%	Timeline
XOMEXXON MOBIL CORP	7,300	$660K	0.25%	Timeline
BIDUBAIDU INC	6,900	$653K	0.25%	Timeline
MARKET VECTORS - COAL ETFMARKET VECTORS - COAL ETF	35,800	$632K	0.24%
AMPAMERIPRISE FINL INC	7,498	$606K	0.23%	Timeline
EWAISHARES INC	25,700	$580K	0.22%	Timeline
NEMNEWMONT CORP	19,100	$572K	0.22%	Timeline
VMCVULCAN MATLS CO	11,800	$571K	0.22%	Timeline
ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID F	143,976	$563K	0.22%
EMNEASTMAN CHEM CO	8,000	$560K	0.21%	Timeline
URIUNITED RENTALS INC	10,900	$544K	0.21%	Timeline
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC	113,800	$542K	0.21%
ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S	5,500	$519K	0.2%
CONTINENTAL RES INCCONTINENTAL RES INC	5,600	$482K	0.18%
RIORIO TINTO PLC	11,700	$481K	0.18%	Timeline
USBUS BANCORP	12,800	$463K	0.18%	Timeline
CVXCHEVRON CORPORATION	3,900	$462K	0.18%	Timeline
U S G CORPU S G CORP	19,595	$452K	0.17%
AMZNAMAZON COM INC	1,600	$444K	0.17%	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	5,100	$432K	0.17%	Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	8,100	$425K	0.16%
EOGEOG RES INC	3,196	$421K	0.16%	Timeline
COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME	11,200	$418K	0.16%
KMIKINDER MORGAN INC DEL	10,900	$416K	0.16%	Timeline
BACBANK OF AMER CORP	31,400	$404K	0.15%	Timeline
HCP INCHCP INC	8,800	$400K	0.15%
STILLWATER MINING COSTILLWATER MINING CO	36,200	$389K	0.15%
HARMAN INTL INDS INCHARMAN INTL INDS INC	7,100	$385K	0.15%
DANDANA INC	19,200	$370K	0.14%	Timeline
BGRBLACKROCK ENERGY & RES TR	14,599	$365K	0.14%	Timeline
YUMYUM BRANDS INC	5,100	$354K	0.14%	Timeline
ALPINE GLOBAL DYNAMIC DIVD FALPINE GLOBAL DYNAMIC DIVD F	76,793	$353K	0.14%
BROADCOM CORPBROADCOM CORP	10,400	$351K	0.13%
GDGENERAL DYNAMICS CORP	4,400	$345K	0.13%	Timeline
SILVER WHEATON CORPSILVER WHEATON CORP	17,100	$336K	0.13%
CONSOL ENERGY INCCONSOL ENERGY INC	11,400	$309K	0.12%
SAKS INCSAKS INC	20,200	$276K	0.11%
SCCOSOUTHERN COPPER CORP	9,800	$271K	0.1%	Timeline
TENNECO INCTENNECO INC	5,900	$267K	0.1%
ARM HLDGS PLCARM HLDGS PLC	7,300	$264K	0.1%
XBOEXBLACKROCK ENHANCED GLOBAL	18,801	$254K	0.1%	Timeline
PEABODY ENERGY CORPPEABODY ENERGY CORP	17,100	$250K	0.1%
AXIALL CORPAXIALL CORP	5,800	$247K	0.09%
Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LP	8,100	$238K	0.09%
CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR	6,800	$237K	0.09%
WHITING PETE CORP NEWWHITING PETE CORP NEW	4,600	$212K	0.08%
ALLIANZGI INTL & PREM STRATEALLIANZGI INTL & PREM STRATE	22,441	$211K	0.08%
ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS A	2,100	$210K	0.08%
AGCOAGCO CORP	4,100	$206K	0.08%	Timeline
GREATER CHINA FD INC COMGREATER CHINA FD INC COM	18,186	$199K	0.08%
AGOASSURED GUARANTY LTD	8,700	$192K	0.07%	Timeline
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP	5,600	$191K	0.07%
ENERPLUS CORPENERPLUS CORP	12,800	$189K	0.07%
EFAISHARES TR	3,159	$181K	0.07%	Timeline
PENNEY J C INCPENNEY J C INC	9,800	$167K	0.06%
LRR ENERGY LPLRR ENERGY LP	11,300	$166K	0.06%
ETGEATON VANCE TX ADV GLBL DIV	10,936	$165K	0.06%	Timeline
VANGUARDVANGUARD	5,700	$159K	0.06%
FUEL SYS SOLUTIONS INCFUEL SYS SOLUTIONS INC	8,000	$143K	0.05%
CDECOEUR MNG INC	10,500	$140K	0.05%	Timeline
AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES	3,400	$114K	0.04%
LAZARD LTD-CLASS ALAZARD LTD-CLASS A	3,400	$109K	0.04%
JAMES RIVER COAL COJAMES RIVER COAL CO	58,900	$107K	0.04%
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	1,900	$92K	0.04%
ESINQITT EDUCATIONAL SERVICES INC	3,500	$85K	0.03%	Timeline
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP	3,600	$83K	0.03%
PBIPITNEY BOWES INC	5,500	$81K	0.03%	Timeline
KKR & CO LPKKR & CO LP	3,200	$63K	0.02%
MFCMANULIFE FINL CORP	3,800	$61K	0.02%	Timeline
HUNHUNTSMAN CORP	3,500	$58K	0.02%	Timeline
QUIKSILVER INCQUIKSILVER INC	7,900	$51K	0.02%
SPREADTRUM COMMUNICATIONS INSPREADTRUM COMMUNICATIONS IN	1,800	$47K	0.02%
EWHISHARES INC	1,900	$35K	0.01%	Timeline
CALAMP CORPCALAMP CORP	1,700	$25K	0.01%
EXCO RESOURCES INCEXCO RESOURCES INC	2,950	$23K	0.01%
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	950	$17K	0.01%
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR	100	$11K	<0.01%
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	400	$10K	<0.01%
ARCCARES CAPITAL CORP	500	$9K	<0.01%	Timeline
KSSKOHLS CORP	150	$8K	<0.01%	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 247. All 247

Security	Type	Amount	Value
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	961,000	$2.6M
ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC COM	put	1,231,000	$2.59M
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	725,900	$1.95M
ALCOA INCALCOA INC COM	put	1,924,700	$1.78M
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM	put	287,000	$638K
PHMPULTE GROUP INC Stock	put	250,000	$546K
XLESELECT SECTOR SPDR TR SHS	put	235,200	$464K
XLBSELECT SECTOR SPDR TR SBI MATERIALS	put	232,600	$432K
RYLAND GROUP INCRYLAND GROUP INC COM	put	243,200	$429K
ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … COM	put	106,200	$384K
ALCOA INCALCOA INC COM	call	1,072,100	$373K
TATA MTRS LTDTATA MTRS LTD SPONSORED ADR	put	81,800	$356K
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COM	put	156,600	$339K
BBYBEST BUY INC Stock	call	30,300	$314K
MSMORGAN STANLEY COM	put	227,000	$302K
TOLTOLL BROTHERS INC Stock	call	202,800	$298K
DRIDARDEN RESTAURANTS INC Stock	put	100,000	$298K
NDAQNASDAQ INC Stock	call	73,500	$290K
CNOOC LIMITEDCNOOC LIMITED SPONSORED ADR	put	58,100	$274K
XMESPDR SERIES TRUST SHS	put	79,900	$266K
IPINTERNATIONAL PAPER CO Stock	put	121,500	$265K
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC COM	put	336,600	$252K
RYLAND GROUP INCRYLAND GROUP INC COM	call	132,400	$241K
EWYISHARES INC MSCI STH KOR ETF	call	85,400	$189K
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM	call	126,500	$187K
CONSOL ENERGY INCCONSOL ENERGY INC COM	put	20,900	$186K
WYNNWYNN RESORTS LTD COM	put	45,000	$185K
YAMANA GOLD INCYAMANA GOLD INC COM	put	116,800	$185K
MLCOMELCO RESORTS AND ENTMNT LTD ADR	put	90,000	$171K
LOWLOWES COS INC COM	put	124,000	$169K
VALEVALE S A SPONSORED ADS	put	406,300	$167K
EBAYEBAY INC. Stock	put	108,500	$166K
AAPLAPPLE INC COM	put	4,500	$156K
MURMURPHY OIL CORP Stock	put	50,500	$152K
GLDSPDR GOLD TR GOLD SHS	put	10,000	$150K
MSIMOTOROLA SOLUTIONS INC Stock	put	60,700	$141K
MSFTMICROSOFT CORP COM	put	288,000	$140K
MSFTMICROSOFT CORP COM	call	127,300	$133K
DHID R HORTON INC Stock	put	78,400	$133K
FLSFLOWSERVE CORP COM	put	45,000	$133K
NDAQNASDAQ INC Stock	put	129,100	$132K
KMIKINDER MORGAN INC DEL Stock	put	51,400	$124K
MPCMARATHON PETE CORP Stock	put	16,800	$124K
JAMES RIVER COAL COJAMES RIVER COAL CO COM	put	83,900	$122K
GTGOODYEAR TIRE & RUBR CO COM	call	43,400	$121K
CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A SPON ADR H SHS	call	27,500	$120K
TOLTOLL BROTHERS INC Stock	put	159,800	$118K
BACBANK OF AMER CORP COM	put	251,300	$115K
ETNEATON CORP PLC COM	put	49,400	$111K
TMOTHERMO FISHER SCIENTIFIC INC COM	put	60,700	$110K
U S G CORPU S G CORP COM NEW	put	21,500	$106K
IWMISHARES TR SHS	put	50,000	$105K
BUDANHEUSER BUSCH INBEV SA NV ADR	put	29,000	$104K
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP COM	put	59,700	$104K
EWAISHARES INC MSCI AUST ETF	put	263,500	$99K
BACBANK OF AMER CORP COM	call	183,300	$97K
URIUNITED RENTALS INC Stock	put	20,400	$97K
E M C CORP MASSE M C CORP MASS COM	put	69,200	$97K
CORE LABORATORIES N VCORE LABORATORIES N V COM	put	24,700	$96K
CNOOC LIMITEDCNOOC LIMITED SPONSORED ADR	call	21,100	$94K
CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP COM	put	22,800	$93K
ABBVABBVIE INC COM	put	55,200	$92K
MRKMERCK & CO INC COM	put	86,600	$90K
EWYISHARES INC MSCI STH KOR ETF	put	167,500	$86K
HALHALLIBURTON CO Stock	put	76,100	$85K
ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC COM	call	205,800	$83K
VMCVULCAN MATLS CO Stock	put	14,000	$81K
PHPARKER-HANNIFIN CORP Stock	put	21,700	$77K
XHBSPDR SERIES TRUST SHS	put	42,300	$75K
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS	put	85,000	$71K
CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR SPONSORED ADR	put	39,400	$67K
EMNEASTMAN CHEM CO Stock	put	22,300	$66K
ATWOOD OCEANICS INCATWOOD OCEANICS INC COM	put	27,200	$66K
XLESELECT SECTOR SPDR TR SHS	call	91,800	$65K
CMICUMMINS INC Stock	put	9,400	$64K
KSSKOHLS CORP COM	put	58,300	$63K
FCXFREEPORT MCMORAN INC Stock	call	65,700	$62K
KSSKOHLS CORP COM	call	18,000	$59K
STILLWATER MINING COSTILLWATER MINING CO COM	put	42,700	$59K
UBS AGUBS AG SHS	put	50,000	$58K
TMOTHERMO FISHER SCIENTIFIC INC COM	call	13,100	$57K
BIDUBAIDU INC ADR	put	19,800	$57K
HOSHORNBECK OFFSHORE SERVICES I Stock	put	57,400	$57K
L-3 COMMUNICATIONS HLDGS INCL-3 COMMUNICATIONS HLDGS INC COM	call	15,500	$56K
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR TRUS	put	46,100	$56K
EBAYEBAY INC. Stock	call	50,600	$55K
ABBNYABB LTD-SPON ADR SPONSORED ADR	put	88,300	$53K
SEADRILL ORDSEADRILL ORD COM	put	63,700	$52K
BENFRANKLIN TEMPLETON INC Stock	call	21,000	$51K
ALTERA CORPALTERA CORP COM	call	35,500	$51K
EFAISHARES TR MSCI EAFE ETF	put	55,000	$50K
COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME SPON ADR PFD	put	65,400	$50K
CONTINENTAL RES INCCONTINENTAL RES INC COM	put	34,400	$49K
AON PLCAON PLC SHS CL A	put	55,900	$49K
MURMURPHY OIL CORP Stock	call	13,900	$48K
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC COM	put	22,200	$48K
FCXFREEPORT MCMORAN INC Stock	put	108,900	$47K
AMPAMERIPRISE FINL INC Stock	put	31,600	$47K
YUMYUM BRANDS INC Stock	put	13,400	$46K
AMZNAMAZON COM INC COM	put	14,500	$45K

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value
TYSON FOODS INCTYSON FOODS INC NOTE	principal	4,500,000	$6.89M
D.R. HORTON INCD.R. HORTON INC NOTE	principal	3,500,000	$5.81M
EQUINIX INCEQUINIX INC CNV	principal	2,500,000	$5.68M
GILEAD SCIENCES INCGILEAD SCIENCES INC CORPORATE OBLIG	principal	1,500,000	$3.4M
US STEEL CORPUS STEEL CORP NOTE	principal	3,000,000	$3.07M
SALESFORCE COM INCSALESFORCE COM INC BOND	principal	1,500,000	$2.72M
TESLA MOTORS INC 1.500TESLA MOTORS INC 1.500 NOTE 1.500% 6/0	principal	250,000	$281K

How Q2 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-13-001358	base		2013-08-12	acceptance time not in the bulk data set	2026-10-06 09:59:42 UTC