Forty4 Asset Management LLC
Follow13F filer, CIK 1561322, CHICAGO, IL
Forty4 Asset Management LLC reported $267,078,000 across 279 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-12. Its ten largest share positions make up 66.94% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-13-001882
- Period
- 2013-09-30
- Reported value
- $267M
- Holdings
- 279
- Top 10 weight
- 66.94%
- New
- 164
- Sold out
- 283
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IWMnew | +106,500 | $11.4M |
| CENTRAL GOLDTRUSTadded | +205,982 | $9.51M |
| Cadded | +170,700 | $8.28M |
| SPROTT PHYSICAL GOLD SILVERadded | +541,701 | $7.96M |
| Vaneck Vectors Gold Miners …added | +305,115 | $7.64M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| PowerShares QQQ Trust Unit …exited | -169,360 | -$12.1M |
| EEMexited | -272,000 | -$10.5M |
| XLEreduced | -100,952 | -$8.37M |
| XLBexited | -182,300 | -$6.99M |
| ALCOA INCreduced | -814,792 | -$6.61M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 104 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 169. All 169
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PENNEY J C INCPENNEY J C INC COM | put | 1,218,900 | $5.86M | +1,186,700 |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM | put | 687,000 | $2.24M | +400,000 |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC COM | put | 2,276,900 | $2.06M | +1,045,900 |
| CCITIGROUP INC COM | put | 392,800 | $1.4M | new |
| EFAISHARES TR MSCI EAFE ETF | call | 335,000 | $1.18M | +315,000 |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC COM | call | 1,283,200 | $1.13M | +1,077,400 |
| MSMORGAN STANLEY COM | put | 1,220,300 | $725K | +993,300 |
| ALCOA INCALCOA INC COM | put | 1,580,800 | $724K | -343,900 |
| TLTISHARES TR 20 YR TR BD ETF | put | 284,400 | $700K | new |
| MARKET VECTORS ETF TRMARKET VECTORS ETF TR RUSSIA ETF | put | 1,082,200 | $632K | +1,081,100 |
| ALCOA INCALCOA INC COM | call | 1,547,200 | $612K | +475,100 |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP COM | call | 501,900 | $595K | new |
| TLTISHARES TR 20 YR TR BD ETF | call | 170,000 | $587K | new |
| DXJWISDOMTREE TR JAPN HEDGE EQT | call | 622,800 | $584K | new |
| MPCMARATHON PETE CORP Stock | put | 50,800 | $509K | +34,000 |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | put | 306,000 | $443K | +221,000 |
| DXJWISDOMTREE TR JAPN HEDGE EQT | put | 648,600 | $442K | new |
| DRIDARDEN RESTAURANTS INC Stock | put | 106,100 | $411K | +6,100 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 50,000 | $408K | -675,900 |
| ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS… COM | put | 552,100 | $333K | new |
| BACBANK OF AMER CORP COM | put | 1,233,300 | $297K | +982,000 |
| EFAISHARES TR MSCI EAFE ETF | put | 335,000 | $294K | +280,000 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 156,500 | $278K | -804,500 |
| DHID R HORTON INC Stock | put | 496,300 | $264K | +417,900 |
| CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES COMMON STOCK | put | 56,100 | $236K | new |
| NDAQNASDAQ INC Stock | call | 73,500 | $194K | 0 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 87,600 | $186K | new |
| ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … COM | put | 108,500 | $185K | +2,300 |
| ABBVABBVIE INC COM | put | 117,000 | $184K | +61,800 |
| LYBLYONDELLBASELL INDUSTRIES NV Stock | call | 45,000 | $167K | +19,700 |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM | call | 345,200 | $165K | +218,700 |
| KMIKINDER MORGAN INC DEL Stock | put | 51,400 | $163K | 0 |
| EWEDWARDS LIFESCIENCES CORP Stock | put | 52,700 | $156K | new |
| BACBANK OF AMER CORP COM | call | 283,300 | $152K | +100,000 |
| PBRPETROLEO BRASILEIRO S A SPONSORED ADR | call | 124,000 | $146K | new |
| NFLXNETFLIX INC. COM | put | 9,400 | $144K | new |
| PBRPETROLEO BRASILEIRO S A SPONSORED ADR | put | 484,100 | $144K | new |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | call | 302,600 | $141K | +217,600 |
| PENNEY J C INCPENNEY J C INC COM | call | 457,800 | $136K | new |
| TOLTOLL BROTHERS INC Stock | put | 64,900 | $125K | -94,900 |
| BHPBHP BILLITON LIMITED ADR | put | 72,900 | $120K | new |
| STTSTATE STR CORP Stock | put | 50,400 | $115K | new |
| JAMES RIVER COAL COJAMES RIVER COAL CO COM | put | 101,900 | $110K | +18,000 |
| ETNEATON CORP PLC COM | put | 51,600 | $109K | +2,200 |
| APACHE CORPAPACHE CORP COM | put | 28,200 | $102K | new |
| CNOOC LIMITEDCNOOC LIMITED SPONSORED ADR | put | 21,100 | $102K | -37,000 |
| CDECOEUR MNG INC Stock | put | 51,300 | $94K | +35,600 |
| EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO COM | put | 125,300 | $90K | new |
| AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP COMMON STOCK | put | 87,300 | $88K | new |
| FCXFREEPORT MCMORAN INC Stock | put | 108,700 | $87K | -200 |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME SPON ADR PFD | call | 64,200 | $87K | +29,400 |
| RYLAND GROUP INCRYLAND GROUP INC COM | put | 127,900 | $87K | -115,300 |
| SWKSTANLEY BLACK & DECKER INC Stock | put | 41,700 | $86K | new |
| MOALTRIA GROUP INC COM | put | 101,200 | $85K | +67,200 |
| LOWLOWES COS INC COM | put | 106,000 | $79K | -18,000 |
| LENLENNAR CORP Stock | call | 26,800 | $79K | new |
| FFORD MTR CO Stock | put | 172,500 | $77K | new |
| RYLAND GROUP INCRYLAND GROUP INC COM | call | 22,100 | $75K | -110,300 |
| NDAQNASDAQ INC Stock | put | 142,000 | $74K | +12,900 |
| LULULULULEMON ATHLETICA INC COM | put | 27,300 | $73K | new |
| NGDNEW GOLD INC COM | put | 127,200 | $72K | new |
| SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC COM | put | 336,600 | $67K | 0 |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME SPON ADR PFD | put | 119,400 | $64K | +54,000 |
| CCITIGROUP INC COM | call | 102,400 | $63K | new |
| MSMORGAN STANLEY COM | call | 52,700 | $63K | -27,700 |
| YAMANA GOLD INCYAMANA GOLD INC COM | put | 77,700 | $62K | -39,100 |
| LENLENNAR CORP Stock | put | 91,300 | $61K | +80,000 |
| KSSKOHLS CORP COM | call | 23,000 | $61K | +5,000 |
| OXYOCCIDENTAL PETE CORP COM | put | 20,000 | $60K | new |
| TOLTOLL BROTHERS INC Stock | call | 51,900 | $60K | -150,900 |
| GMEGAMESTOP CORP CL A | put | 32,000 | $60K | new |
| ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … COM | call | 35,700 | $59K | 0 |
| NFLXNETFLIX INC. COM | call | 4,200 | $54K | new |
| SWKSTANLEY BLACK & DECKER INC Stock | call | 15,200 | $50K | new |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COM | call | 20,000 | $50K | -67,100 |
| LOWLOWES COS INC COM | call | 36,100 | $47K | +4,300 |
| GOLDCORP INC NEWGOLDCORP INC NEW COM | put | 44,100 | $46K | new |
| LVSLAS VEGAS SANDS CORP Stock | put | 44,600 | $44K | new |
| BAXBAXTER INTL INC COM | put | 25,100 | $44K | new |
| LVSLAS VEGAS SANDS CORP Stock | call | 37,400 | $42K | new |
| APACHE CORPAPACHE CORP COM | call | 16,200 | $42K | new |
| EEMISHARES TR MSCI EMG MKT ETF | put | 200,000 | $41K | new |
| CNQCANADIAN NAT RES LTD MED TER Stock | put | 20,700 | $39K | new |
| AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP COMMON STOCK | call | 166,200 | $39K | new |
| COMSTOCK RESOURCES INCCOMSTOCK RESOURCES INC COM | call | 250,000 | $38K | new |
| DENBURY RES INCDENBURY RES INC COM NEW | put | 183,000 | $37K | new |
| PSXPHILLIPS 66 Stock | put | 27,500 | $36K | new |
| MSIMOTOROLA SOLUTIONS INC Stock | put | 16,200 | $36K | -44,500 |
| DHID R HORTON INC Stock | call | 23,100 | $35K | new |
| BHPBHP BILLITON LIMITED ADR | call | 29,400 | $35K | new |
| GOLDCORP INC NEWGOLDCORP INC NEW COM | call | 56,900 | $35K | new |
| ALON USA ENERGY INCALON USA ENERGY INC COM | put | 44,400 | $34K | new |
| M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC COM | put | 61,900 | $33K | new |
| CNOOC LIMITEDCNOOC LIMITED SPONSORED ADR | call | 7,400 | $32K | -13,700 |
| ROWAN COMPANIES PLCROWAN COMPANIES PLC SHS CL A | put | 61,400 | $31K | new |
| Dow Chemical CompanyDow Chemical Company COM | put | 36,600 | $29K | new |
| CATAMARAN CORPCATAMARAN CORP COM | put | 15,900 | $29K | new |
| CYHCOMMUNITY HEALTH SYS INC NEW COMMON STOCK | put | 40,300 | $26K | new |
| BBYBEST BUY INC Stock | put | 88,700 | $25K | +44,000 |
| AGRIUM INCAGRIUM INC COM | put | 10,000 | $25K | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| EQUINIX INCEQUINIX INC CNV | principal | 2,500,000 | $5.62M | 0 |
| D.R. HORTON INCD.R. HORTON INC NOTE | principal | 3,500,000 | $5.32M | 0 |
| SALESFORCE COM INCSALESFORCE COM INC BOND | principal | 1,500,000 | $3.65M | 0 |
| US STEEL CORPUS STEEL CORP NOTE | principal | 3,149,000 | $3.22M | +149,000 |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE | principal | 2,500,000 | $3.17M | new |
| TESLA MOTORS INC 1.500TESLA MOTORS INC 1.500 NOTE 1.500% 6/0 | principal | 250,000 | $421K | 0 |
Sold out in Q3 2013
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser | 169,360 | $12.1M | shares |
| EEMISHARES TR | 272,000 | $10.5M | shares |
| XLBSELECT SECTOR SPDR TR | 182,300 | $6.99M | shares |
| TYSON FOODS INCTYSON FOODS INC | 4,500,000 | $6.89M | principal |
| MDYSTATE STR SPDR S&P MIDCAP 40 | 23,000 | $4.83M | shares |
| UNILEVER N VUNILEVER N V | 116,073 | $4.56M | shares |
| IPINTERNATIONAL PAPER CO | 82,700 | $3.66M | shares |
| GILEAD SCIENCES INCGILEAD SCIENCES INC | 1,500,000 | $3.4M | principal |
| GLDSPDR GOLD TR | 23,100 | $2.75M | shares |
| XMESPDR SERIES TRUST | 68,000 | $2.25M | shares |
| WYNNWYNN RESORTS LTD | 16,800 | $2.15M | shares |
| FLSFLOWSERVE CORP | 35,000 | $1.89M | shares |
| BUDANHEUSER BUSCH INBEV SA NV | 20,200 | $1.82M | shares |
| TATA MTRS LTDTATA MTRS LTD | 77,300 | $1.81M | shares |
| FXIISHARES TR | 51,110 | $1.66M | shares |
| MLCOMELCO RESORTS AND ENTMNT LTD | 70,900 | $1.58M | shares |
| AAPLAPPLE INC | 3,900 | $1.55M | shares |
| COMCAST CORP NEWCOMCAST CORP NEW | 37,995 | $1.51M | shares |
| ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP | 17,500 | $1.5M | shares |
| EBAYEBAY INC. | 27,693 | $1.43M | shares |
| MUMICRON TECHNOLOGY INC | 98,900 | $1.42M | shares |
| PHPARKER-HANNIFIN CORP | 14,600 | $1.39M | shares |
| E M C CORP MASSE M C CORP MASS | 53,100 | $1.25M | shares |
| ABBNYABB LTD-SPON ADR | 52,700 | $1.14M | shares |
| CORE LABORATORIES N VCORE LABORATORIES N V | 7,400 | $1.12M | shares |
| MURMURPHY OIL CORP | 16,450 | $1M | shares |
| MRKMERCK & CO INC | 21,500 | $999K | shares |
| CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP | 16,300 | $997K | shares |
| WMWASTE MGMT INC DEL | 24,500 | $988K | shares |
| NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC | 13,500 | $930K | shares |
| ATWOOD OCEANICS INCATWOOD OCEANICS INC | 16,800 | $874K | shares |
| SEADRILL ORDSEADRILL ORD | 21,300 | $868K | shares |
| MSFTMICROSOFT CORP | 24,438 | $844K | shares |
| AON PLCAON PLC | 13,100 | $843K | shares |
| BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR | 8,605 | $828K | shares |
| CMICUMMINS INC | 7,500 | $813K | shares |
| CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR | 29,804 | $789K | shares |
| LLFLQLUMBER LIQUIDATORS HOLDINGS | 10,000 | $779K | shares |
| ISHARESISHARES | 64,600 | $725K | shares |
| HALHALLIBURTON CO | 16,771 | $700K | shares |
| UBS AGUBS AG | 39,700 | $673K | shares |
| CURRENCYSHS JAPANESE YEN TRCURRENCYSHS JAPANESE YEN TR | 6,800 | $671K | shares |
| HOSHORNBECK OFFSHORE SERVICES I | 28,700 | $661K | shares |
| XOMEXXON MOBIL CORP | 7,300 | $660K | shares |
| BIDUBAIDU INC | 6,900 | $653K | shares |
| MARKET VECTORS - COAL ETFMARKET VECTORS - COAL ETF | 35,800 | $632K | shares |
| AMPAMERIPRISE FINL INC | 7,498 | $606K | shares |
| EWAISHARES INC | 25,700 | $580K | shares |
| NEMNEWMONT CORP | 19,100 | $572K | shares |
| VMCVULCAN MATLS CO | 11,800 | $571K | shares |
| EMNEASTMAN CHEM CO | 8,000 | $560K | shares |
| URIUNITED RENTALS INC | 10,900 | $544K | shares |
| ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S | 5,500 | $519K | shares |
| CONTINENTAL RES INCCONTINENTAL RES INC | 5,600 | $482K | shares |
| RIORIO TINTO PLC | 11,700 | $481K | shares |
| XLESELECT SECTOR SPDR TR | 235,200 | $464K | put |
| USBUS BANCORP | 12,800 | $463K | shares |
| CVXCHEVRON CORPORATION | 3,900 | $462K | shares |
| U S G CORPU S G CORP | 19,595 | $452K | shares |
| AMZNAMAZON COM INC | 1,600 | $444K | shares |
| TMOTHERMO FISHER SCIENTIFIC INC | 5,100 | $432K | shares |
| XLBSELECT SECTOR SPDR TR | 232,600 | $432K | put |
| DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO | 8,100 | $425K | shares |
| EOGEOG RES INC | 3,196 | $421K | shares |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME | 11,200 | $418K | shares |
| HCP INCHCP INC | 8,800 | $400K | shares |
| STILLWATER MINING COSTILLWATER MINING CO | 36,200 | $389K | shares |
| HARMAN INTL INDS INCHARMAN INTL INDS INC | 7,100 | $385K | shares |
| DANDANA INC | 19,200 | $370K | shares |
| TATA MTRS LTDTATA MTRS LTD | 81,800 | $356K | put |
| YUMYUM BRANDS INC | 5,100 | $354K | shares |
| BROADCOM CORPBROADCOM CORP | 10,400 | $351K | shares |
| GDGENERAL DYNAMICS CORP | 4,400 | $345K | shares |
| SILVER WHEATON CORPSILVER WHEATON CORP | 17,100 | $336K | shares |
| BBYBEST BUY INC | 30,300 | $314K | call |
| CONSOL ENERGY INCCONSOL ENERGY INC | 11,400 | $309K | shares |
| SAKS INCSAKS INC | 20,200 | $276K | shares |
| SCCOSOUTHERN COPPER CORP | 9,800 | $271K | shares |
| TENNECO INCTENNECO INC | 5,900 | $267K | shares |
| XMESPDR SERIES TRUST | 79,900 | $266K | put |
| IPINTERNATIONAL PAPER CO | 121,500 | $265K | put |
| ARM HLDGS PLCARM HLDGS PLC | 7,300 | $264K | shares |
| PEABODY ENERGY CORPPEABODY ENERGY CORP | 17,100 | $250K | shares |
| AXIALL CORPAXIALL CORP | 5,800 | $247K | shares |
| Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LP | 8,100 | $238K | shares |
| CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR | 6,800 | $237K | shares |
| WHITING PETE CORP NEWWHITING PETE CORP NEW | 4,600 | $212K | shares |
| ALLIANZGI INTL & PREM STRATEALLIANZGI INTL & PREM STRATE | 22,441 | $211K | shares |
| ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS A | 2,100 | $210K | shares |
| AGOASSURED GUARANTY LTD | 8,700 | $192K | shares |
| EWYISHARES INC | 85,400 | $189K | call |
| ENERPLUS CORPENERPLUS CORP | 12,800 | $189K | shares |
| CONSOL ENERGY INCCONSOL ENERGY INC | 20,900 | $186K | put |
| WYNNWYNN RESORTS LTD | 45,000 | $185K | put |
| EFAISHARES TR | 3,159 | $181K | shares |
| MLCOMELCO RESORTS AND ENTMNT LTD | 90,000 | $171K | put |
| EBAYEBAY INC. | 108,500 | $166K | put |
| LRR ENERGY LPLRR ENERGY LP | 11,300 | $166K | shares |
| ETGEATON VANCE TX ADV GLBL DIV | 10,936 | $165K | shares |
| VANGUARDVANGUARD | 5,700 | $159K | shares |
| AAPLAPPLE INC | 4,500 | $156K | put |
| MURMURPHY OIL CORP | 50,500 | $152K | put |
| GLDSPDR GOLD TR | 10,000 | $150K | put |
| FUEL SYS SOLUTIONS INCFUEL SYS SOLUTIONS INC | 8,000 | $143K | shares |
| MSFTMICROSOFT CORP | 288,000 | $140K | put |
| MSFTMICROSOFT CORP | 127,300 | $133K | call |
| FLSFLOWSERVE CORP | 45,000 | $133K | put |
| GTGOODYEAR TIRE & RUBR CO | 43,400 | $121K | call |
| CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A | 27,500 | $120K | call |
| AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES | 3,400 | $114K | shares |
| LAZARD LTD-CLASS ALAZARD LTD-CLASS A | 3,400 | $109K | shares |
| JAMES RIVER COAL COJAMES RIVER COAL CO | 58,900 | $107K | shares |
| U S G CORPU S G CORP | 21,500 | $106K | put |
| IWMISHARES TR | 50,000 | $105K | put |
| BUDANHEUSER BUSCH INBEV SA NV | 29,000 | $104K | put |
| ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP | 59,700 | $104K | put |
| EWAISHARES INC | 263,500 | $99K | put |
| URIUNITED RENTALS INC | 20,400 | $97K | put |
| E M C CORP MASSE M C CORP MASS | 69,200 | $97K | put |
| CORE LABORATORIES N VCORE LABORATORIES N V | 24,700 | $96K | put |
| CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP | 22,800 | $93K | put |
| MRKMERCK & CO INC | 86,600 | $90K | put |
| EWYISHARES INC | 167,500 | $86K | put |
| HALHALLIBURTON CO | 76,100 | $85K | put |
| ESINQITT EDUCATIONAL SERVICES INC | 3,500 | $85K | shares |
| SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP | 3,600 | $83K | shares |
| VMCVULCAN MATLS CO | 14,000 | $81K | put |
| PBIPITNEY BOWES INC | 5,500 | $81K | shares |
| PHPARKER-HANNIFIN CORP | 21,700 | $77K | put |
| XHBSPDR SERIES TRUST | 42,300 | $75K | put |
| CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR | 39,400 | $67K | put |
| EMNEASTMAN CHEM CO | 22,300 | $66K | put |
| ATWOOD OCEANICS INCATWOOD OCEANICS INC | 27,200 | $66K | put |
| XLESELECT SECTOR SPDR TR | 91,800 | $65K | call |
| CMICUMMINS INC | 9,400 | $64K | put |
| MFCMANULIFE FINL CORP | 3,800 | $61K | shares |
| STILLWATER MINING COSTILLWATER MINING CO | 42,700 | $59K | put |
| HUNHUNTSMAN CORP | 3,500 | $58K | shares |
| UBS AGUBS AG | 50,000 | $58K | put |
| TMOTHERMO FISHER SCIENTIFIC INC | 13,100 | $57K | call |
| BIDUBAIDU INC | 19,800 | $57K | put |
| HOSHORNBECK OFFSHORE SERVICES I | 57,400 | $57K | put |
| L-3 COMMUNICATIONS HLDGS INCL-3 COMMUNICATIONS HLDGS INC | 15,500 | $56K | call |
| BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR | 46,100 | $56K | put |
| EBAYEBAY INC. | 50,600 | $55K | call |
| ABBNYABB LTD-SPON ADR | 88,300 | $53K | put |
| SEADRILL ORDSEADRILL ORD | 63,700 | $52K | put |
| BENFRANKLIN TEMPLETON INC | 21,000 | $51K | call |
| ALTERA CORPALTERA CORP | 35,500 | $51K | call |
| QUIKSILVER INCQUIKSILVER INC | 7,900 | $51K | shares |
| CONTINENTAL RES INCCONTINENTAL RES INC | 34,400 | $49K | put |
| AON PLCAON PLC | 55,900 | $49K | put |
| MURMURPHY OIL CORP | 13,900 | $48K | call |
| NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC | 22,200 | $48K | put |
| AMPAMERIPRISE FINL INC | 31,600 | $47K | put |
| SPREADTRUM COMMUNICATIONS INSPREADTRUM COMMUNICATIONS IN | 1,800 | $47K | shares |
| YUMYUM BRANDS INC | 13,400 | $46K | put |
| AMZNAMAZON COM INC | 14,500 | $45K | put |
| EWAISHARES INC | 119,200 | $45K | call |
| RIORIO TINTO PLC | 17,700 | $43K | put |
| ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S | 12,500 | $43K | put |
| ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP | 5,400 | $42K | call |
| KINDRED HEALTHCARE INCKINDRED HEALTHCARE INC | 37,600 | $41K | call |
| BPOPPOPULAR INC | 24,400 | $39K | call |
| AXIALL CORPAXIALL CORP | 19,000 | $39K | put |
| AMZNAMAZON COM INC | 5,000 | $38K | call |
| DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC | 23,400 | $38K | call |
| PEABODY ENERGY CORPPEABODY ENERGY CORP | 100,000 | $36K | put |
| VALEVALE S A | 198,200 | $35K | call |
| SCCOSOUTHERN COPPER CORP | 10,300 | $35K | put |
| EWHISHARES INC | 1,900 | $35K | shares |
| HCP INCHCP INC | 20,100 | $34K | put |
| AETNA INC NEWAETNA INC NEW | 51,200 | $34K | call |
| PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR | 4,900 | $32K | call |
| CONTINENTAL RES INCCONTINENTAL RES INC | 11,700 | $32K | call |
| DANDANA INC | 89,300 | $31K | put |
| HALHALLIBURTON CO | 51,400 | $30K | call |
| WYNNWYNN RESORTS LTD | 11,500 | $30K | call |
| Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LP | 11,000 | $30K | put |
| EOGEOG RES INC | 10,000 | $29K | put |
| BENFRANKLIN TEMPLETON INC | 7,000 | $27K | put |
| CURRENCYSHS JAPANESE YEN TRCURRENCYSHS JAPANESE YEN TR | 12,100 | $27K | put |
| ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS A | 2,500 | $26K | call |
| DANDANA INC | 32,400 | $25K | call |
| CALAMP CORPCALAMP CORP | 1,700 | $25K | shares |
| DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC | 61,500 | $25K | put |
| ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS A | 12,400 | $25K | put |
| ENERPLUS CORPENERPLUS CORP | 23,000 | $25K | put |
| BROADCOM CORPBROADCOM CORP | 60,100 | $25K | put |
| SWIFT ENERGY COSWIFT ENERGY CO | 12,300 | $25K | put |
| BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR | 11,500 | $24K | call |
| XLFSELECT SECTOR SPDR TR | 108,600 | $23K | put |
| EXCO RESOURCES INCEXCO RESOURCES INC | 2,950 | $23K | shares |
| APOLLO GROUP INCAPOLLO GROUP INC | 60,000 | $23K | put |
| MRKMERCK & CO INC | 42,300 | $22K | call |
| HUNHUNTSMAN CORP | 13,300 | $21K | put |
| SEADRILL ORDSEADRILL ORD | 27,200 | $21K | call |
| NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL | 10,600 | $20K | put |
| ALTERA CORPALTERA CORP | 47,900 | $20K | put |
| TENNECO INCTENNECO INC | 16,200 | $18K | put |
| CORE LABORATORIES N VCORE LABORATORIES N V | 5,500 | $18K | call |
| HARMAN INTL INDS INCHARMAN INTL INDS INC | 21,200 | $18K | put |
| UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW | 950 | $17K | shares |
| LRR ENERGY LPLRR ENERGY LP | 26,600 | $17K | put |
| PEABODY ENERGY CORPPEABODY ENERGY CORP | 35,000 | $17K | call |
| MTHMERITAGE HOMES CORP | 15,500 | $16K | call |
| CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A | 28,600 | $16K | put |
| AON PLCAON PLC | 35,000 | $16K | call |
| AGOASSURED GUARANTY LTD | 20,600 | $15K | put |
| BIDUBAIDU INC | 10,000 | $15K | call |
| CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR | 14,400 | $14K | put |
| GDGENERAL DYNAMICS CORP | 10,100 | $13K | put |
| YUMYUM BRANDS INC | 10,000 | $12K | call |
| MLCOMELCO RESORTS AND ENTMNT LTD | 43,900 | $12K | call |
| BROADCOM CORPBROADCOM CORP | 20,000 | $12K | call |
| FUEL SYS SOLUTIONS INCFUEL SYS SOLUTIONS INC | 34,400 | $12K | put |
| AMPAMERIPRISE FINL INC | 25,400 | $11K | call |
| PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR | 100 | $11K | shares |
| WHITING PETE CORP NEWWHITING PETE CORP NEW | 11,200 | $11K | put |
| GTGOODYEAR TIRE & RUBR CO | 51,900 | $10K | put |
| KINDRED HEALTHCARE INCKINDRED HEALTHCARE INC | 129,900 | $10K | put |
| SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP | 10,200 | $10K | call |
| CONSOL ENERGY INCCONSOL ENERGY INC | 12,500 | $10K | call |
| ESINQITT EDUCATIONAL SERVICES INC | 11,900 | $10K | put |
| ARCCARES CAPITAL CORP | 500 | $9K | shares |
| EOGEOG RES INC | 1,800 | $8K | call |
| EMNEASTMAN CHEM CO | 10,000 | $8K | call |
| MTHMERITAGE HOMES CORP | 14,900 | $8K | put |
| KSSKOHLS CORP | 150 | $8K | shares |
| BPOPPOPULAR INC | 45,400 | $8K | put |
| PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR | 17,500 | $8K | put |
| SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP | 60,400 | $8K | put |
| AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES | 31,700 | $8K | put |
| AXIALL CORPAXIALL CORP | 11,800 | $8K | call |
| PBIPITNEY BOWES INC | 12,000 | $7K | put |
| XLBSELECT SECTOR SPDR TR | 89,700 | $7K | call |
| EWHISHARES INC | 13,000 | $7K | call |
| KKR & CO LPKKR & CO LP | 7,700 | $7K | call |
| IPINTERNATIONAL PAPER CO | 32,600 | $6K | call |
| UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW | 2,200 | $6K | put |
| EWHISHARES INC | 28,700 | $6K | put |
| REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC | 15,400 | $6K | call |
| QUIKSILVER INCQUIKSILVER INC | 10,000 | $6K | put |
| URIUNITED RENTALS INC | 14,100 | $5K | call |
| AETNA INC NEWAETNA INC NEW | 14,100 | $5K | put |
| FUEL SYS SOLUTIONS INCFUEL SYS SOLUTIONS INC | 4,900 | $5K | call |
| VANGUARDVANGUARD | 15,800 | $5K | put |
| IWMISHARES TR | 6,000 | $4K | call |
| UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC | 12,100 | $4K | put |
| AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES | 6,500 | $4K | call |
| ENERPLUS CORPENERPLUS CORP | 51,800 | $4K | call |
| ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S | 1,500 | $4K | call |
| ETNEATON CORP PLC | 13,400 | $3K | call |
| XMESPDR SERIES TRUST | 30,600 | $3K | call |
| MFCMANULIFE FINL CORP | 35,600 | $3K | put |
| BUDANHEUSER BUSCH INBEV SA NV | 6,200 | $3K | call |
| TSNTYSON FOODS INC | 25,000 | $3K | put |
| LAZARD LTD-CLASS ALAZARD LTD-CLASS A | 14,400 | $3K | call |
| EXCO RESOURCES INCEXCO RESOURCES INC | 21,300 | $3K | put |
| INFINERA CORPINFINERA CORP | 13,200 | $3K | put |
| SPREADTRUM COMMUNICATIONS INSPREADTRUM COMMUNICATIONS IN | 53,200 | $3K | put |
| MFCMANULIFE FINL CORP | 6,000 | $2K | call |
| AGOASSURED GUARANTY LTD | 5,600 | $2K | call |
| HOSHORNBECK OFFSHORE SERVICES I | 13,300 | $2K | call |
| ARCCARES CAPITAL CORP | 10,700 | $2K | put |
| ARCCARES CAPITAL CORP | 5,900 | $2K | call |
| TENNECO INCTENNECO INC | 2,600 | $2K | call |
| HCP INCHCP INC | 19,200 | $2K | call |
| CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP | 5,800 | $2K | call |
| E M C CORP MASSE M C CORP MASS | 53,600 | $2K | call |
| JAMES RIVER COAL COJAMES RIVER COAL CO | 47,400 | $2K | call |
| CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR | 10,500 | $1K | call |
| ABBNYABB LTD-SPON ADR | 14,300 | $1K | call |
| CALAMP CORPCALAMP CORP | 10,900 | $1K | put |
| Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LP | 3,900 | $1K | call |
| U S G CORPU S G CORP | 26,900 | $1K | call |
| SPREADTRUM COMMUNICATIONS INSPREADTRUM COMMUNICATIONS IN | 300 | $1K | call |
| WHITING PETE CORP NEWWHITING PETE CORP NEW | 600 | $1K | call |
| RIORIO TINTO PLC | 1,000 | $0 | call |
| AGCOAGCO CORP | 3,100 | $0 | call |
| TATA MTRS LTDTATA MTRS LTD | 12,300 | $0 | call |
| ATWOOD OCEANICS INCATWOOD OCEANICS INC | 1,800 | $0 | call |
| STILLWATER MINING COSTILLWATER MINING CO | 500 | $0 | call |
How Q3 2013 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-13-001882 | base | 2013-11-12 | acceptance time not in the bulk data set |