Forty4 Asset Management LLC
Follow13F filer, CIK 1561322, CHICAGO, IL
Forty4 Asset Management LLC reported $267,078,000 across 279 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-12. Its ten largest share positions make up 66.94% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-13-001882
- Period
- 2013-09-30
- Reported value
- $267M
- Holdings
- 279
- Top 10 weight
- 66.94%
- New
- 164
- Sold out
- 283
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IWMnew | +106,500 | $11.4M |
| CENTRAL GOLDTRUSTadded | +205,982 | $9.51M |
| Cadded | +170,700 | $8.28M |
| SPROTT PHYSICAL GOLD SILVERadded | +541,701 | $7.96M |
| Vaneck Vectors Gold Miners …added | +305,115 | $7.64M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| PowerShares QQQ Trust Unit …exited | -169,360 | -$12.1M |
| EEMexited | -272,000 | -$10.5M |
| XLEreduced | -100,952 | -$8.37M |
| XLBexited | -182,300 | -$6.99M |
| ALCOA INCreduced | -814,792 | -$6.61M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q3 2013
Share positions as resolved from 13F-HR 0001085146-13-001882, largest first. % of portfolio is the value over $237,481,000, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER | 4,607,507 | $67.7M | 28.52% | +541,701 | |||
| CENTRAL GOLDTRUSTCENTRAL GOLDTRUST | 657,993 | $30.4M | 12.8% | +205,982 | |||
| IWMISHARES TR | 106,500 | $11.4M | 4.78% | new | Timeline | ||
| CCITIGROUP INC | 193,200 | $9.37M | 3.95% | +170,700 | Timeline | ||
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF | 366,415 | $9.17M | 3.86% | +305,115 | |||
| MSMORGAN STANLEY | 281,200 | $7.58M | 3.19% | +177,700 | Timeline | ||
| MARKET VECTORS ETF TRMARKET VECTORS ETF TR | 245,276 | $6.91M | 2.91% | +244,876 | |||
| SPYSTATE STR SPDR S&P 500 ETF T | 32,950 | $5.54M | 2.33% | new | Timeline | ||
| PENNEY J C INCPENNEY J C INC | 480,500 | $4.23M | 1.78% | +470,700 | |||
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP | 99,400 | $3.66M | 1.54% | +93,800 | |||
| MPCMARATHON PETE CORP | 48,197 | $3.1M | 1.31% | +33,997 | Timeline | ||
| ABBVABBVIE INC | 62,714 | $2.81M | 1.18% | +46,314 | Timeline | ||
| DRIDARDEN RESTAURANTS INC | 58,750 | $2.72M | 1.15% | +26,400 | Timeline | ||
| EWZISHARES INC | 51,500 | $2.47M | 1.04% | -7,700 | Timeline | ||
| EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO | 39,200 | $2.42M | 1.02% | new | |||
| STTSTATE STR CORP | 32,001 | $2.1M | 0.89% | new | Timeline | ||
| EWEDWARDS LIFESCIENCES CORP | 29,982 | $2.09M | 0.88% | new | Timeline | ||
| MOALTRIA GROUP INC | 57,398 | $1.97M | 0.83% | +33,595 | Timeline | ||
| ETNEATON CORP PLC | 28,500 | $1.96M | 0.83% | -3,300 | Timeline | ||
| BACBANK OF AMER CORP | 115,800 | $1.6M | 0.67% | +84,400 | Timeline | ||
| BHPBHP BILLITON LIMITED | 22,602 | $1.5M | 0.63% | new | Timeline | ||
| XHBSPDR SERIES TRUST | 44,200 | $1.35M | 0.57% | +11,600 | Timeline | ||
| DHID R HORTON INC | 66,318 | $1.29M | 0.54% | new | Timeline | ||
| PBRPETROLEO BRASILEIRO S A | 81,598 | $1.26M | 0.53% | new | Timeline | ||
| CNOOC LIMITEDCNOOC LIMITED | 5,898 | $1.19M | 0.5% | -11,902 | |||
| GoogleGoogle | 1,200 | $1.05M | 0.44% | new | |||
| FCXFREEPORT MCMORAN INC | 31,612 | $1.05M | 0.44% | new | Timeline | ||
| FFORD MTR CO | 61,295 | $1.03M | 0.44% | new | Timeline | ||
| KMIKINDER MORGAN INC DEL | 28,100 | $1M | 0.42% | +17,200 | Timeline | ||
| LULULULULEMON ATHLETICA INC | 12,500 | $914K | 0.38% | new | Timeline | ||
| EZCHIP SEMICONDUCTOR LIMITEDEZCHIP SEMICONDUCTOR LIMITED | 33,290 | $820K | 0.35% | new | |||
| SWKSTANLEY BLACK & DECKER INC | 9,000 | $815K | 0.34% | new | Timeline | ||
| ALCOA INCALCOA INC | 99,858 | $810K | 0.34% | -814,792 | |||
| ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS… | 169,100 | $695K | 0.29% | new | |||
| ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID F | 168,976 | $679K | 0.29% | +25,000 | |||
| CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES | 32,100 | $658K | 0.28% | new | |||
| XLESELECT SECTOR SPDR TR | 7,900 | $655K | 0.28% | -100,952 | Timeline | ||
| PSXPHILLIPS 66 | 11,001 | $636K | 0.27% | new | Timeline | ||
| LOWLOWES COS INC | 13,200 | $628K | 0.26% | -53,900 | Timeline | ||
| TTWOTAKE-TWO INTERACTIVE SOFTWAR | 33,100 | $601K | 0.25% | new | Timeline | ||
| OXYOCCIDENTAL PETE CORP | 6,200 | $580K | 0.24% | new | Timeline | ||
| WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC | 9,500 | $579K | 0.24% | new | |||
| GENERAL ELEC COGENERAL ELEC CO | 23,625 | $564K | 0.24% | new | |||
| GMEGAMESTOP CORP | 10,900 | $542K | 0.23% | new | Timeline | ||
| BBYBEST BUY INC | 14,299 | $536K | 0.23% | new | Timeline | ||
| CYHCOMMUNITY HEALTH SYS INC NEW | 12,800 | $531K | 0.22% | new | Timeline | ||
| WILLIAMS PARTNERS L PWILLIAMS PARTNERS L P | 9,498 | $502K | 0.21% | new | |||
| APACHE CORPAPACHE CORP | 5,700 | $486K | 0.2% | new | |||
| DENBURY RES INCDENBURY RES INC | 26,146 | $481K | 0.2% | new | |||
| YAMANA GOLD INCYAMANA GOLD INC | 46,202 | $481K | 0.2% | -33,998 | |||
| ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … | 32,150 | $439K | 0.18% | -29,750 | |||
| BLACKROCK REAL ASSET EQUITYBLACKROCK REAL ASSET EQUITY | 48,400 | $435K | 0.18% | new | |||
| LENLENNAR CORP | 12,089 | $428K | 0.18% | -11,308 | Timeline | ||
| NGDNEW GOLD INC | 70,500 | $422K | 0.18% | new | Timeline | ||
| ING ASIA PAC HGH DIVID EQ INING ASIA PAC HGH DIVID EQ IN | 31,188 | $418K | 0.18% | new | |||
| TLTISHARES TR | 3,900 | $415K | 0.17% | new | Timeline | ||
| CDECOEUR MNG INC | 32,599 | $393K | 0.17% | +22,099 | Timeline | ||
| BGRBLACKROCK ENERGY & RES TR | 14,599 | $377K | 0.16% | 0 | Timeline | ||
| NFLXNETFLIX INC. | 1,200 | $371K | 0.16% | new | Timeline | ||
| RQICOHEN & STEERS QUALITY INCOM | 37,719 | $369K | 0.16% | new | Timeline | ||
| ROWAN COMPANIES PLCROWAN COMPANIES PLC | 10,000 | $367K | 0.15% | new | |||
| ALPINE GLOBAL DYNAMIC DIVD FALPINE GLOBAL DYNAMIC DIVD F | 76,793 | $366K | 0.15% | 0 | |||
| CHINA UNICOM HONG KONGCHINA UNICOM HONG KONG | 23,601 | $364K | 0.15% | new | |||
| TOLTOLL BROTHERS INC | 11,100 | $360K | 0.15% | new | Timeline | ||
| CATAMARAN CORPCATAMARAN CORP | 7,500 | $345K | 0.15% | new | |||
| EXCEXELON CORP | 11,100 | $329K | 0.14% | new | Timeline | ||
| PMTPENNYMAC MTG INVT TR | 14,201 | $322K | 0.14% | new | Timeline | ||
| TRVTRAVELERS COMPANIES INC | 3,701 | $314K | 0.13% | new | Timeline | ||
| M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC | 10,300 | $309K | 0.13% | new | |||
| IGRCBRE GBL REAL ESTATE INC FD | 37,200 | $301K | 0.13% | new | Timeline | ||
| SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC | 51,150 | $300K | 0.13% | -62,650 | |||
| DWS HIGH INCOME OPPORT FD INDWS HIGH INCOME OPPORT FD IN | 21,146 | $299K | 0.13% | new | |||
| WALTER INVT MGMT CORPWALTER INVT MGMT CORP | 7,500 | $297K | 0.13% | new | |||
| BCSBARCLAYS PLC | 16,608 | $283K | 0.12% | new | Timeline | ||
| Dow Chemical CompanyDow Chemical Company | 7,100 | $273K | 0.11% | new | |||
| XBOEXBLACKROCK ENHANCED GLOBAL | 18,801 | $263K | 0.11% | 0 | Timeline | ||
| REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC | 5,212 | $254K | 0.11% | +3,312 | |||
| LVSLAS VEGAS SANDS CORP | 3,800 | $252K | 0.11% | new | Timeline | ||
| BCXBLACKROCK RES & COMMODITIES | 21,700 | $251K | 0.11% | new | Timeline | ||
| FAMILY DLR STORES INCFAMILY DLR STORES INC | 3,451 | $249K | 0.1% | new | |||
| JKSJINKOSOLAR HLDG CO LTD | 10,787 | $243K | 0.1% | new | Timeline | ||
| VALEVALE S A | 15,500 | $242K | 0.1% | -112,100 | Timeline | ||
| ALON USA ENERGY INCALON USA ENERGY INC | 21,399 | $218K | 0.09% | new | |||
| GREATER CHINA FD INC COMGREATER CHINA FD INC COM | 18,186 | $207K | 0.09% | 0 | |||
| DPGDUFF & PHELPS UTLITY AND INF | 10,900 | $204K | 0.09% | new | Timeline | ||
| AGRIUM INCAGRIUM INC | 2,400 | $202K | 0.09% | new | |||
| AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP | 7,400 | $167K | 0.07% | new | |||
| BAXBAXTER INTL INC | 2,413 | $159K | 0.07% | new | Timeline | ||
| MONSANTO CO NEWMONSANTO CO NEW | 1,318 | $138K | 0.06% | new | |||
| MSIMOTOROLA SOLUTIONS INC | 2,300 | $137K | 0.06% | -20,800 | Timeline | ||
| EMREMERSON ELEC CO | 2,003 | $130K | 0.05% | new | Timeline | ||
| NINISOURCE INC | 3,910 | $121K | 0.05% | new | Timeline | ||
| KKR & CO LPKKR & CO LP | 4,808 | $99K | 0.04% | +1,608 | |||
| PROCERA NETWORKS INCPROCERA NETWORKS INC | 5,800 | $90K | 0.04% | new | |||
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC | 13,335 | $79K | 0.03% | -645,615 | |||
| BARNES & NOBLE INCBARNES & NOBLE INC | 5,900 | $76K | 0.03% | new | |||
| AGCOAGCO CORP | 999 | $60K | 0.03% | -3,101 | Timeline | ||
| CNQCANADIAN NAT RES LTD MED TER | 1,716 | $54K | 0.02% | new | Timeline | ||
| PHMPULTE GROUP INC | 3,200 | $53K | 0.02% | -160,156 | Timeline | ||
| ALUMINUM CORP CHINA LTDALUMINUM CORP CHINA LTD | 5,200 | $48K | 0.02% | new | |||
| RYLAND GROUP INCRYLAND GROUP INC | 1,100 | $45K | 0.02% | -31,093 | |||
| PANDORA MEDIA INCPANDORA MEDIA INC | 800 | $20K | 0.01% | new | |||
| DLTRDOLLAR TREE INC | 300 | $17K | 0.01% | new | Timeline | ||
| GOLDCORP INC NEWGOLDCORP INC NEW | 600 | $16K | 0.01% | new |
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 169. All 169
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PENNEY J C INCPENNEY J C INC COM | put | 1,218,900 | $5.86M | +1,186,700 |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM | put | 687,000 | $2.24M | +400,000 |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC COM | put | 2,276,900 | $2.06M | +1,045,900 |
| CCITIGROUP INC COM | put | 392,800 | $1.4M | new |
| EFAISHARES TR MSCI EAFE ETF | call | 335,000 | $1.18M | +315,000 |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC COM | call | 1,283,200 | $1.13M | +1,077,400 |
| MSMORGAN STANLEY COM | put | 1,220,300 | $725K | +993,300 |
| ALCOA INCALCOA INC COM | put | 1,580,800 | $724K | -343,900 |
| TLTISHARES TR 20 YR TR BD ETF | put | 284,400 | $700K | new |
| MARKET VECTORS ETF TRMARKET VECTORS ETF TR RUSSIA ETF | put | 1,082,200 | $632K | +1,081,100 |
| ALCOA INCALCOA INC COM | call | 1,547,200 | $612K | +475,100 |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP COM | call | 501,900 | $595K | new |
| TLTISHARES TR 20 YR TR BD ETF | call | 170,000 | $587K | new |
| DXJWISDOMTREE TR JAPN HEDGE EQT | call | 622,800 | $584K | new |
| MPCMARATHON PETE CORP Stock | put | 50,800 | $509K | +34,000 |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | put | 306,000 | $443K | +221,000 |
| DXJWISDOMTREE TR JAPN HEDGE EQT | put | 648,600 | $442K | new |
| DRIDARDEN RESTAURANTS INC Stock | put | 106,100 | $411K | +6,100 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 50,000 | $408K | -675,900 |
| ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS… COM | put | 552,100 | $333K | new |
| BACBANK OF AMER CORP COM | put | 1,233,300 | $297K | +982,000 |
| EFAISHARES TR MSCI EAFE ETF | put | 335,000 | $294K | +280,000 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 156,500 | $278K | -804,500 |
| DHID R HORTON INC Stock | put | 496,300 | $264K | +417,900 |
| CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES COMMON STOCK | put | 56,100 | $236K | new |
| NDAQNASDAQ INC Stock | call | 73,500 | $194K | 0 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 87,600 | $186K | new |
| ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … COM | put | 108,500 | $185K | +2,300 |
| ABBVABBVIE INC COM | put | 117,000 | $184K | +61,800 |
| LYBLYONDELLBASELL INDUSTRIES NV Stock | call | 45,000 | $167K | +19,700 |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM | call | 345,200 | $165K | +218,700 |
| KMIKINDER MORGAN INC DEL Stock | put | 51,400 | $163K | 0 |
| EWEDWARDS LIFESCIENCES CORP Stock | put | 52,700 | $156K | new |
| BACBANK OF AMER CORP COM | call | 283,300 | $152K | +100,000 |
| PBRPETROLEO BRASILEIRO S A SPONSORED ADR | call | 124,000 | $146K | new |
| NFLXNETFLIX INC. COM | put | 9,400 | $144K | new |
| PBRPETROLEO BRASILEIRO S A SPONSORED ADR | put | 484,100 | $144K | new |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | call | 302,600 | $141K | +217,600 |
| PENNEY J C INCPENNEY J C INC COM | call | 457,800 | $136K | new |
| TOLTOLL BROTHERS INC Stock | put | 64,900 | $125K | -94,900 |
| BHPBHP BILLITON LIMITED ADR | put | 72,900 | $120K | new |
| STTSTATE STR CORP Stock | put | 50,400 | $115K | new |
| JAMES RIVER COAL COJAMES RIVER COAL CO COM | put | 101,900 | $110K | +18,000 |
| ETNEATON CORP PLC COM | put | 51,600 | $109K | +2,200 |
| APACHE CORPAPACHE CORP COM | put | 28,200 | $102K | new |
| CNOOC LIMITEDCNOOC LIMITED SPONSORED ADR | put | 21,100 | $102K | -37,000 |
| CDECOEUR MNG INC Stock | put | 51,300 | $94K | +35,600 |
| EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO COM | put | 125,300 | $90K | new |
| AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP COMMON STOCK | put | 87,300 | $88K | new |
| FCXFREEPORT MCMORAN INC Stock | put | 108,700 | $87K | -200 |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME SPON ADR PFD | call | 64,200 | $87K | +29,400 |
| RYLAND GROUP INCRYLAND GROUP INC COM | put | 127,900 | $87K | -115,300 |
| SWKSTANLEY BLACK & DECKER INC Stock | put | 41,700 | $86K | new |
| MOALTRIA GROUP INC COM | put | 101,200 | $85K | +67,200 |
| LOWLOWES COS INC COM | put | 106,000 | $79K | -18,000 |
| LENLENNAR CORP Stock | call | 26,800 | $79K | new |
| FFORD MTR CO Stock | put | 172,500 | $77K | new |
| RYLAND GROUP INCRYLAND GROUP INC COM | call | 22,100 | $75K | -110,300 |
| NDAQNASDAQ INC Stock | put | 142,000 | $74K | +12,900 |
| LULULULULEMON ATHLETICA INC COM | put | 27,300 | $73K | new |
| NGDNEW GOLD INC COM | put | 127,200 | $72K | new |
| SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC COM | put | 336,600 | $67K | 0 |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME SPON ADR PFD | put | 119,400 | $64K | +54,000 |
| CCITIGROUP INC COM | call | 102,400 | $63K | new |
| MSMORGAN STANLEY COM | call | 52,700 | $63K | -27,700 |
| YAMANA GOLD INCYAMANA GOLD INC COM | put | 77,700 | $62K | -39,100 |
| LENLENNAR CORP Stock | put | 91,300 | $61K | +80,000 |
| KSSKOHLS CORP COM | call | 23,000 | $61K | +5,000 |
| OXYOCCIDENTAL PETE CORP COM | put | 20,000 | $60K | new |
| TOLTOLL BROTHERS INC Stock | call | 51,900 | $60K | -150,900 |
| GMEGAMESTOP CORP CL A | put | 32,000 | $60K | new |
| ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … COM | call | 35,700 | $59K | 0 |
| NFLXNETFLIX INC. COM | call | 4,200 | $54K | new |
| SWKSTANLEY BLACK & DECKER INC Stock | call | 15,200 | $50K | new |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COM | call | 20,000 | $50K | -67,100 |
| LOWLOWES COS INC COM | call | 36,100 | $47K | +4,300 |
| GOLDCORP INC NEWGOLDCORP INC NEW COM | put | 44,100 | $46K | new |
| LVSLAS VEGAS SANDS CORP Stock | put | 44,600 | $44K | new |
| BAXBAXTER INTL INC COM | put | 25,100 | $44K | new |
| LVSLAS VEGAS SANDS CORP Stock | call | 37,400 | $42K | new |
| APACHE CORPAPACHE CORP COM | call | 16,200 | $42K | new |
| EEMISHARES TR MSCI EMG MKT ETF | put | 200,000 | $41K | new |
| CNQCANADIAN NAT RES LTD MED TER Stock | put | 20,700 | $39K | new |
| AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP COMMON STOCK | call | 166,200 | $39K | new |
| COMSTOCK RESOURCES INCCOMSTOCK RESOURCES INC COM | call | 250,000 | $38K | new |
| DENBURY RES INCDENBURY RES INC COM NEW | put | 183,000 | $37K | new |
| PSXPHILLIPS 66 Stock | put | 27,500 | $36K | new |
| MSIMOTOROLA SOLUTIONS INC Stock | put | 16,200 | $36K | -44,500 |
| DHID R HORTON INC Stock | call | 23,100 | $35K | new |
| BHPBHP BILLITON LIMITED ADR | call | 29,400 | $35K | new |
| GOLDCORP INC NEWGOLDCORP INC NEW COM | call | 56,900 | $35K | new |
| ALON USA ENERGY INCALON USA ENERGY INC COM | put | 44,400 | $34K | new |
| M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC COM | put | 61,900 | $33K | new |
| CNOOC LIMITEDCNOOC LIMITED SPONSORED ADR | call | 7,400 | $32K | -13,700 |
| ROWAN COMPANIES PLCROWAN COMPANIES PLC SHS CL A | put | 61,400 | $31K | new |
| Dow Chemical CompanyDow Chemical Company COM | put | 36,600 | $29K | new |
| CATAMARAN CORPCATAMARAN CORP COM | put | 15,900 | $29K | new |
| CYHCOMMUNITY HEALTH SYS INC NEW COMMON STOCK | put | 40,300 | $26K | new |
| BBYBEST BUY INC Stock | put | 88,700 | $25K | +44,000 |
| AGRIUM INCAGRIUM INC COM | put | 10,000 | $25K | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| EQUINIX INCEQUINIX INC CNV | principal | 2,500,000 | $5.62M | 0 |
| D.R. HORTON INCD.R. HORTON INC NOTE | principal | 3,500,000 | $5.32M | 0 |
| SALESFORCE COM INCSALESFORCE COM INC BOND | principal | 1,500,000 | $3.65M | 0 |
| US STEEL CORPUS STEEL CORP NOTE | principal | 3,149,000 | $3.22M | +149,000 |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE | principal | 2,500,000 | $3.17M | new |
| TESLA MOTORS INC 1.500TESLA MOTORS INC 1.500 NOTE 1.500% 6/0 | principal | 250,000 | $421K | 0 |
Sold out in Q3 2013
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 283. All 283
| Security | Shares before | Value before | Type |
|---|---|---|---|
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser | 169,360 | $12.1M | shares |
| EEMISHARES TR | 272,000 | $10.5M | shares |
| XLBSELECT SECTOR SPDR TR | 182,300 | $6.99M | shares |
| TYSON FOODS INCTYSON FOODS INC | 4,500,000 | $6.89M | principal |
| MDYSTATE STR SPDR S&P MIDCAP 40 | 23,000 | $4.83M | shares |
| UNILEVER N VUNILEVER N V | 116,073 | $4.56M | shares |
| IPINTERNATIONAL PAPER CO | 82,700 | $3.66M | shares |
| GILEAD SCIENCES INCGILEAD SCIENCES INC | 1,500,000 | $3.4M | principal |
| GLDSPDR GOLD TR | 23,100 | $2.75M | shares |
| XMESPDR SERIES TRUST | 68,000 | $2.25M | shares |
| WYNNWYNN RESORTS LTD | 16,800 | $2.15M | shares |
| FLSFLOWSERVE CORP | 35,000 | $1.89M | shares |
| BUDANHEUSER BUSCH INBEV SA NV | 20,200 | $1.82M | shares |
| TATA MTRS LTDTATA MTRS LTD | 77,300 | $1.81M | shares |
| FXIISHARES TR | 51,110 | $1.66M | shares |
| MLCOMELCO RESORTS AND ENTMNT LTD | 70,900 | $1.58M | shares |
| AAPLAPPLE INC | 3,900 | $1.55M | shares |
| COMCAST CORP NEWCOMCAST CORP NEW | 37,995 | $1.51M | shares |
| ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP | 17,500 | $1.5M | shares |
| EBAYEBAY INC. | 27,693 | $1.43M | shares |
| MUMICRON TECHNOLOGY INC | 98,900 | $1.42M | shares |
| PHPARKER-HANNIFIN CORP | 14,600 | $1.39M | shares |
| E M C CORP MASSE M C CORP MASS | 53,100 | $1.25M | shares |
| ABBNYABB LTD-SPON ADR | 52,700 | $1.14M | shares |
| CORE LABORATORIES N VCORE LABORATORIES N V | 7,400 | $1.12M | shares |
| MURMURPHY OIL CORP | 16,450 | $1M | shares |
| MRKMERCK & CO INC | 21,500 | $999K | shares |
| CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP | 16,300 | $997K | shares |
| WMWASTE MGMT INC DEL | 24,500 | $988K | shares |
| NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC | 13,500 | $930K | shares |
| ATWOOD OCEANICS INCATWOOD OCEANICS INC | 16,800 | $874K | shares |
| SEADRILL ORDSEADRILL ORD | 21,300 | $868K | shares |
| MSFTMICROSOFT CORP | 24,438 | $844K | shares |
| AON PLCAON PLC | 13,100 | $843K | shares |
| BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR | 8,605 | $828K | shares |
| CMICUMMINS INC | 7,500 | $813K | shares |
| CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR | 29,804 | $789K | shares |
| LLFLQLUMBER LIQUIDATORS HOLDINGS | 10,000 | $779K | shares |
| ISHARESISHARES | 64,600 | $725K | shares |
| HALHALLIBURTON CO | 16,771 | $700K | shares |
| UBS AGUBS AG | 39,700 | $673K | shares |
| CURRENCYSHS JAPANESE YEN TRCURRENCYSHS JAPANESE YEN TR | 6,800 | $671K | shares |
| HOSHORNBECK OFFSHORE SERVICES I | 28,700 | $661K | shares |
| XOMEXXON MOBIL CORP | 7,300 | $660K | shares |
| BIDUBAIDU INC | 6,900 | $653K | shares |
| MARKET VECTORS - COAL ETFMARKET VECTORS - COAL ETF | 35,800 | $632K | shares |
| AMPAMERIPRISE FINL INC | 7,498 | $606K | shares |
| EWAISHARES INC | 25,700 | $580K | shares |
| NEMNEWMONT CORP | 19,100 | $572K | shares |
| VMCVULCAN MATLS CO | 11,800 | $571K | shares |
| EMNEASTMAN CHEM CO | 8,000 | $560K | shares |
| URIUNITED RENTALS INC | 10,900 | $544K | shares |
| ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S | 5,500 | $519K | shares |
| CONTINENTAL RES INCCONTINENTAL RES INC | 5,600 | $482K | shares |
| RIORIO TINTO PLC | 11,700 | $481K | shares |
| XLESELECT SECTOR SPDR TR | 235,200 | $464K | put |
| USBUS BANCORP | 12,800 | $463K | shares |
| CVXCHEVRON CORPORATION | 3,900 | $462K | shares |
| U S G CORPU S G CORP | 19,595 | $452K | shares |
| AMZNAMAZON COM INC | 1,600 | $444K | shares |
| TMOTHERMO FISHER SCIENTIFIC INC | 5,100 | $432K | shares |
| XLBSELECT SECTOR SPDR TR | 232,600 | $432K | put |
| DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO | 8,100 | $425K | shares |
| EOGEOG RES INC | 3,196 | $421K | shares |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME | 11,200 | $418K | shares |
| HCP INCHCP INC | 8,800 | $400K | shares |
| STILLWATER MINING COSTILLWATER MINING CO | 36,200 | $389K | shares |
| HARMAN INTL INDS INCHARMAN INTL INDS INC | 7,100 | $385K | shares |
| DANDANA INC | 19,200 | $370K | shares |
| TATA MTRS LTDTATA MTRS LTD | 81,800 | $356K | put |
| YUMYUM BRANDS INC | 5,100 | $354K | shares |
| BROADCOM CORPBROADCOM CORP | 10,400 | $351K | shares |
| GDGENERAL DYNAMICS CORP | 4,400 | $345K | shares |
| SILVER WHEATON CORPSILVER WHEATON CORP | 17,100 | $336K | shares |
| BBYBEST BUY INC | 30,300 | $314K | call |
| CONSOL ENERGY INCCONSOL ENERGY INC | 11,400 | $309K | shares |
| SAKS INCSAKS INC | 20,200 | $276K | shares |
| SCCOSOUTHERN COPPER CORP | 9,800 | $271K | shares |
| TENNECO INCTENNECO INC | 5,900 | $267K | shares |
| XMESPDR SERIES TRUST | 79,900 | $266K | put |
| IPINTERNATIONAL PAPER CO | 121,500 | $265K | put |
| ARM HLDGS PLCARM HLDGS PLC | 7,300 | $264K | shares |
| PEABODY ENERGY CORPPEABODY ENERGY CORP | 17,100 | $250K | shares |
| AXIALL CORPAXIALL CORP | 5,800 | $247K | shares |
| Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LP | 8,100 | $238K | shares |
| CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR | 6,800 | $237K | shares |
| WHITING PETE CORP NEWWHITING PETE CORP NEW | 4,600 | $212K | shares |
| ALLIANZGI INTL & PREM STRATEALLIANZGI INTL & PREM STRATE | 22,441 | $211K | shares |
| ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS A | 2,100 | $210K | shares |
| AGOASSURED GUARANTY LTD | 8,700 | $192K | shares |
| EWYISHARES INC | 85,400 | $189K | call |
| ENERPLUS CORPENERPLUS CORP | 12,800 | $189K | shares |
| CONSOL ENERGY INCCONSOL ENERGY INC | 20,900 | $186K | put |
| WYNNWYNN RESORTS LTD | 45,000 | $185K | put |
| EFAISHARES TR | 3,159 | $181K | shares |
| MLCOMELCO RESORTS AND ENTMNT LTD | 90,000 | $171K | put |
| EBAYEBAY INC. | 108,500 | $166K | put |
| LRR ENERGY LPLRR ENERGY LP | 11,300 | $166K | shares |
| ETGEATON VANCE TX ADV GLBL DIV | 10,936 | $165K | shares |
| VANGUARDVANGUARD | 5,700 | $159K | shares |
How Q3 2013 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-13-001882 | base | 2013-11-12 | acceptance time not in the bulk data set |